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Nasdaq · USD

MSBI

Midland States Bancorp, Inc.

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Tapewire entity
5253
SEC CIK
0001466026
Parsed reports
918

Last 12 months

Inside the activity.

7 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202560
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202601
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2018 Filed Feb 2, 2018 22:44 UTC OtherCommon Stock 10,051 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000251 · primary_01.xml · nonDerivative · entry 1

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,317

F1 · kind: Distribution of shares between members of RedBird LLC. 20,102 of the shares previously held by the reporting person were distributed to parties not related to the reporting person.

F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:43 UTC SaleCommon Stock 1,000 $32.13 $32,130.10
Disclosure

SEC source: 0001593968-18-000250 · primary_01.xml · nonDerivative · entry 2

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JNJ, LLC

Disclosed balance after: 77,903

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:43 UTC SaleCommon Stock 1,000 $32.14 $32,140.10
Disclosure

SEC source: 0001593968-18-000250 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,426

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.1301 - 32.215 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
January 16, 2018 Filed Jan 17, 2018 14:49 UTC SaleCommon Stock 2,000 $33.85 $67,700.20
Disclosure

SEC source: 0001593968-18-000149 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,426

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.66 - 34.011858 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:20 UTC SaleCommon Stock 1,000 $32.61 $32,610.00
Disclosure

SEC source: 0001593968-18-000061 · primary_01.xml · nonDerivative · entry 2

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JNJ, LLC

Disclosed balance after: 78,903

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:20 UTC SaleCommon Stock 1,000 $32.61 $32,610.00
Disclosure

SEC source: 0001593968-18-000061 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,426

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:08 UTC
HOLSCHBACH LEON JDirector · CEO
GrantCommon Share Equivalent · Derivative 25.0031 $32.48 $812.10
Disclosure

SEC source: 0001593968-18-000051 · primary_01.xml · derivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,085.5

Underlying: Common Stock · 25.0031 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:15 UTC GrantCommon Share Equivalents · Derivative 15.1631 $32.48 $492.50
Disclosure

SEC source: 0001593968-18-000056 · primary_01.xml · derivative · entry 4

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,670.0761

Underlying: Common Stock · 15.1631 shares

Expires not disclosed

F2 · derivative.exercise_price: No exercise price for this type of award

F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:15 UTC GrantCommon Share Equivalents · Derivative 38.4852 $32.48 $1,250.00
Disclosure

SEC source: 0001593968-18-000056 · primary_01.xml · derivative · entry 3

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,654.913

Underlying: Common Stock · 38.4852 shares

Expires not disclosed

F2 · derivative.exercise_price: No exercise price for this type of award

F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:15 UTC GrantCommon Share Equivalents · Derivative 153.9409 $32.48 $5,000.00
Disclosure

SEC source: 0001593968-18-000056 · primary_01.xml · derivative · entry 2

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,616.4278

Underlying: Common Stock · 153.9409 shares

Expires not disclosed

F2 · derivative.exercise_price: No exercise price for this type of award

F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:18 UTC GrantCommon Share Equivalent · Derivative 139.466 $32.48 $4,529.86
Disclosure

SEC source: 0001593968-18-000059 · primary_01.xml · derivative · entry 6

Shaw Thomas D · CIK 0001672607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,077.3914

Underlying: Common Stock · 139.466 shares

Expires not disclosed

F2 · derivative.exercise_price: No exercise price for this type of award

F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:18 UTC GrantCommon Share Equivalent · Derivative 57.7278 $32.48 $1,875.00
Disclosure

SEC source: 0001593968-18-000059 · primary_01.xml · derivative · entry 5

Shaw Thomas D · CIK 0001672607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,937.9254

Underlying: Common Stock · 57.7278 shares

Expires not disclosed

F2 · derivative.exercise_price: No exercise price for this type of award

F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:18 UTC GrantCommon Share Equivalent · Derivative 230.9113 $32.48 $7,500.00
Disclosure

SEC source: 0001593968-18-000059 · primary_01.xml · derivative · entry 4

Shaw Thomas D · CIK 0001672607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,880.1976

Underlying: Common Stock · 230.9113 shares

Expires not disclosed

F2 · derivative.exercise_price: No exercise price for this type of award

F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:13 UTC GrantCommon Share Equivalent · Derivative 112.9711 $32.48 $3,669.30
Disclosure

SEC source: 0001593968-18-000054 · primary_01.xml · derivative · entry 10

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,027.1416

Underlying: Common Stock · 112.9711 shares

Expires not disclosed

F2 · derivative.exercise_price: No exercise price for this type of award

F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:13 UTC GrantCommon Share Equivalent · Derivative 113.5314 $32.48 $3,687.50
Disclosure

SEC source: 0001593968-18-000054 · primary_01.xml · derivative · entry 9

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,914.1705

Underlying: Common Stock · 113.5314 shares

Expires not disclosed

F2 · derivative.exercise_price: No exercise price for this type of award

F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:13 UTC GrantCommon Share Equivalent · Derivative 454.1256 $32.48 $14,750.00
Disclosure

SEC source: 0001593968-18-000054 · primary_01.xml · derivative · entry 8

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,800.6391

Underlying: Common Stock · 454.1256 shares

Expires not disclosed

F2 · derivative.exercise_price: No exercise price for this type of award

F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:17 UTC GrantCommon Share Equivalent · Derivative 57.7278 $32.48 $1,875.00
Disclosure

SEC source: 0001593968-18-000058 · primary_01.xml · derivative · entry 6

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,051.2308

Underlying: Common Stock · 57.7278 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F7 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:17 UTC GrantCommon Share Equivalent · Derivative 120.9461 $32.48 $3,928.33
Disclosure

SEC source: 0001593968-18-000058 · primary_01.xml · derivative · entry 5

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,993.503

Underlying: Common Stock · 120.9461 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:17 UTC GrantCommon Share Equivalent · Derivative 230.9113 $32.48 $7,500.00
Disclosure

SEC source: 0001593968-18-000058 · primary_01.xml · derivative · entry 4

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,872.5569

Underlying: Common Stock · 230.9113 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:16 UTC GrantCommon Share Equivalents · Derivative 79.363 $32.48 $2,577.71
Disclosure

SEC source: 0001593968-18-000057 · primary_01.xml · derivative · entry 4

Miller Dwight A · CIK 0001671611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,256.5532

Underlying: Common Stock · 79.363 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:16 UTC GrantCommon Share Equivalents · Derivative 57.7278 $32.48 $1,875.00
Disclosure

SEC source: 0001593968-18-000057 · primary_01.xml · derivative · entry 3

Miller Dwight A · CIK 0001671611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,177.1902

Underlying: Common Stock · 57.7278 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:16 UTC GrantCommon Share Equivalents · Derivative 230.9113 $32.48 $7,500.00
Disclosure

SEC source: 0001593968-18-000057 · primary_01.xml · derivative · entry 2

Miller Dwight A · CIK 0001671611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,119.4624

Underlying: Common Stock · 230.9113 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:19 UTC GrantCommon Share Equivalent · Derivative 312.7732 $32.48 $10,158.87
Disclosure

SEC source: 0001593968-18-000060 · primary_01.xml · derivative · entry 8

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,674.7898

Underlying: Common Stock · 312.7732 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F7 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:19 UTC GrantCommon Share Equivalent · Derivative 113.5314 $32.48 $3,687.50
Disclosure

SEC source: 0001593968-18-000060 · primary_01.xml · derivative · entry 7

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,362.0166

Underlying: Common Stock · 113.5314 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:19 UTC GrantCommon Share Equivalent · Derivative 454.1256 $32.48 $14,750.00
Disclosure

SEC source: 0001593968-18-000060 · primary_01.xml · derivative · entry 6

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,248.4852

Underlying: Common Stock · 454.1256 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:20 UTC GrantCommon Share Equivalent · Derivative 340.1532 $32.48 $11,048.18
Disclosure

SEC source: 0001593968-18-000061 · primary_01.xml · derivative · entry 7

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,165.5217

Underlying: Common Stock · 340.1532 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F7 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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December 29, 2017 Filed Jan 3, 2018 22:20 UTC GrantCommon Share Equivalent · Derivative 116.8987 $32.48 $3,796.87
Disclosure

SEC source: 0001593968-18-000061 · primary_01.xml · derivative · entry 6

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,825.3685

Underlying: Common Stock · 116.8987 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:20 UTC GrantCommon Share Equivalent · Derivative 467.5954 $32.48 $15,187.50
Disclosure

SEC source: 0001593968-18-000061 · primary_01.xml · derivative · entry 5

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,708.4698

Underlying: Common Stock · 467.5954 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:14 UTC GrantCommon Stock 20.928 $32.48 $679.74
Disclosure

SEC source: 0001593968-18-000055 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · EVP-Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,808.386

F1 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter.

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December 29, 2017 Filed Jan 3, 2018 22:10 UTC GrantCommon Share Equivalents · Derivative 16.0308 $32.48 $520.68
Disclosure

SEC source: 0001593968-18-000053 · primary_01.xml · derivative · entry 4

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,811.8594

Underlying: Common Stock · 16.0308 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:10 UTC GrantCommon Share Equivalents · Derivative 38.4852 $32.48 $1,250.00
Disclosure

SEC source: 0001593968-18-000053 · primary_01.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,795.8286

Underlying: Common Stock · 38.4852 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:10 UTC GrantCommon Share Equivalents · Derivative 153.9409 $32.48 $5,000.00
Disclosure

SEC source: 0001593968-18-000053 · primary_01.xml · derivative · entry 2

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,757.3434

Underlying: Common Stock · 153.9409 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:09 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
GrantCommon Stock 58.81 $32.48 $1,910.15
Disclosure

SEC source: 0001593968-18-000052 · primary_01.xml · nonDerivative · entry 2

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,765.1368

F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:09 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
GrantCommon Stock 238.724 $28.51 $6,806.02
Disclosure

SEC source: 0001593968-18-000052 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,706.3268

F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP) for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:07 UTC
Ludwig Jeffrey G.EVP & CFO
GrantCommon Stock 108.069 $32.48 $3,510.08
Disclosure

SEC source: 0001593968-18-000050 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,929.521

F1 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter.

Read SEC document
December 10, 2017 Filed Dec 12, 2017 10:20 UTC
HOLSCHBACH LEON JDirector · CEO
Tax withholdingCommon Stock 439 $31.82 $13,968.98
Disclosure

SEC source: 0001593968-17-001343 · primary_01.xml · nonDerivative · entry 1

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,932

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
December 10, 2017 Filed Dec 12, 2017 10:27 UTC
Stewart James RandallChief Risk Officer
Tax withholdingCommon Sock 112 $31.82 $3,563.84
Disclosure

SEC source: 0001593968-17-001347 · primary_01.xml · nonDerivative · entry 1

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,779

Read SEC document
December 10, 2017 Filed Dec 12, 2017 15:28 UTC
Tucker Douglas J.SVP Corporate Counsel
Tax withholdingCommon Stock 159 $31.82 $5,059.38
Disclosure

SEC source: 0001593968-17-001348 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,853

Read SEC document
December 10, 2017 Filed Dec 12, 2017 15:26 UTC
Schaubert Sharon A.SVP Banking Services
Tax withholdingCommon Stock 121 $31.82 $3,850.22
Disclosure

SEC source: 0001593968-17-001346 · primary_01.xml · nonDerivative · entry 1

Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,902

Read SEC document
December 10, 2017 Filed Dec 12, 2017 15:23 UTC Tax withholdingCommon Stock 180 $31.82 $5,727.60
Disclosure

SEC source: 0001593968-17-001345 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · EVP-Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,787.458

Read SEC document
December 10, 2017 Filed Dec 12, 2017 15:21 UTC
Ludwig Jeffrey G.EVP & CFO
Tax withholdingCommon Stock 256 $31.82 $8,145.92
Disclosure

SEC source: 0001593968-17-001344 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,821.452

Read SEC document
December 10, 2017 Filed Dec 12, 2017 15:17 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Tax withholdingCommon Stock 139 $31.82 $4,422.98
Disclosure

SEC source: 0001593968-17-001342 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,467.6028

Read SEC document
December 04, 2017 Filed Dec 6, 2017 22:50 UTC GiftCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001593968-17-001328 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,426

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
December 02, 2017 Filed Dec 4, 2017 15:14 UTC
HOLSCHBACH LEON JDirector · CEO
Tax withholdingCommon Stock 403 $32.74 $13,194.22
Disclosure

SEC source: 0001593968-17-001287 · primary_01.xml · nonDerivative · entry 1

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,371

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
December 02, 2017 Filed Dec 4, 2017 15:21 UTC
Stewart James RandallChief Risk Officer
Tax withholdingCommon Sock 96 $32.74 $3,143.04
Disclosure

SEC source: 0001593968-17-001289 · primary_01.xml · nonDerivative · entry 1

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,891

Read SEC document
December 02, 2017 Filed Dec 4, 2017 20:25 UTC Tax withholdingCommon Stock 140 $32.74 $4,583.60
Disclosure

SEC source: 0001593968-17-001293 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · EVP-Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,967.458

Read SEC document
December 02, 2017 Filed Dec 4, 2017 20:24 UTC
Ludwig Jeffrey G.EVP & CFO
Tax withholdingCommon Stock 226 $32.74 $7,399.24
Disclosure

SEC source: 0001593968-17-001292 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,077.452

Read SEC document
December 02, 2017 Filed Dec 4, 2017 20:22 UTC
Tucker Douglas J.SVP Corporate Counsel
Tax withholdingCommon Stock 127 $32.74 $4,157.98
Disclosure

SEC source: 0001593968-17-001290 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,012

Read SEC document
December 02, 2017 Filed Dec 4, 2017 20:19 UTC
Schaubert Sharon A.SVP Banking Services
Tax withholdingCommon Stock 102 $32.74 $3,339.48
Disclosure

SEC source: 0001593968-17-001288 · primary_01.xml · nonDerivative · entry 1

Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,023

Read SEC document
December 02, 2017 Filed Dec 4, 2017 20:13 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Tax withholdingCommon Stock 114 $32.74 $3,732.36
Disclosure

SEC source: 0001593968-17-001286 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,606.6028

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.