Tapewire

Nasdaq · USD

MSBI

Midland States Bancorp, Inc.

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Tapewire entity
5253
SEC CIK
0001466026
Parsed reports
918

Last 12 months

Inside the activity.

7 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202560
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202601
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2018 Filed Jul 3, 2018 20:28 UTC GrantCommon Share Equivalent · Derivative 131.5637 $34.26 $4,507.37
Disclosure

SEC source: 0001593968-18-001007 · primary_01.xml · derivative · entry 6

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,942.2283

Underlying: Common Stock · 131.5637 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F7 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:28 UTC GrantCommon Share Equivalent · Derivative 264.5213 $34.26 $9,062.50
Disclosure

SEC source: 0001593968-18-001007 · primary_01.xml · derivative · entry 5

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,810.6646

Underlying: Common Stock · 264.5213 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F6 · price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:28 UTC GrantCommon Share Equivalent · Derivative 1,058.0852 $34.26 $36,250.00
Disclosure

SEC source: 0001593968-18-001007 · primary_01.xml · derivative · entry 4

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,546.1433

Underlying: Common Stock · 1,058.0852 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 16:27 UTC GrantCommon Share Equivalents · Derivative 87.6277 $34.26 $3,002.13
Disclosure

SEC source: 0001593968-18-001006 · primary_01.xml · derivative · entry 4

Miller Dwight A · CIK 0001671611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,545.4503

Underlying: Common Stock · 87.6277 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F5 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 16:27 UTC GrantCommon Share Equivalents · Derivative 162.3614 $34.26 $5,562.50
Disclosure

SEC source: 0001593968-18-001006 · primary_01.xml · derivative · entry 3

Miller Dwight A · CIK 0001671611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,457.8226

Underlying: Common Stock · 162.3614 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F4 · price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 16:27 UTC GrantCommon Share Equivalents · Derivative 649.4454 $34.26 $22,250.00
Disclosure

SEC source: 0001593968-18-001006 · primary_01.xml · derivative · entry 2

Miller Dwight A · CIK 0001671611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,295.4612

Underlying: Common Stock · 649.4454 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F2 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:29 UTC GrantCommon Share Equivalent · Derivative 337.8933 $34.26 $11,576.22
Disclosure

SEC source: 0001593968-18-001008 · primary_01.xml · derivative · entry 8

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,741.5475

Underlying: Common Stock · 337.8933 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F7 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:29 UTC GrantCommon Share Equivalent · Derivative 156.8885 $34.26 $5,375.00
Disclosure

SEC source: 0001593968-18-001008 · primary_01.xml · derivative · entry 7

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,403.6542

Underlying: Common Stock · 156.8885 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F6 · price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:29 UTC GrantCommon Share Equivalent · Derivative 627.554 $34.26 $21,500.00
Disclosure

SEC source: 0001593968-18-001008 · primary_01.xml · derivative · entry 6

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,246.7657

Underlying: Common Stock · 627.554 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:20 UTC GrantCommon Share Equivalents · Derivative 19.4539 $34.26 $666.49
Disclosure

SEC source: 0001593968-18-001002 · primary_01.xml · derivative · entry 4

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,961.0924

Underlying: Common Stock · 19.4539 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F5 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:20 UTC GrantCommon Share Equivalents · Derivative 182.4285 $34.26 $6,250.00
Disclosure

SEC source: 0001593968-18-001002 · primary_01.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,941.6385

Underlying: Common Stock · 182.4285 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F4 · price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:20 UTC GrantCommon Share Equivalents · Derivative 729.714 $34.26 $25,000.00
Disclosure

SEC source: 0001593968-18-001002 · primary_01.xml · derivative · entry 2

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,759.21

Underlying: Common Stock · 729.714 shares

Expires not disclosed

F1 · derivative.exercise_price: No exercise price for this type of award

F2 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:19 UTC GrantCommon Stock 22.222 $34.26 $761.33
Disclosure

SEC source: 0001593968-18-001001 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,594.559

F1 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:18 UTC
Erickson Stephen A.Chief Financial Officer
GrantCommon Stock 4.276 $34.26 $146.50
Disclosure

SEC source: 0001593968-18-001000 · primary_01.xml · nonDerivative · entry 2

Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,710.051

F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:18 UTC
Erickson Stephen A.Chief Financial Officer
GrantCommon Stock 249.974 $28.40 $7,099.26
Disclosure

SEC source: 0001593968-18-001000 · primary_01.xml · nonDerivative · entry 1

Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,705.775

F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP) for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:17 UTC GrantCommon Stock 120.243 $34.26 $4,119.53
Disclosure

SEC source: 0001593968-18-000999 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,028.727

F1 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:14 UTC GrantCommon Share Equivalent · Derivative 367.0428 $34.26 $12,574.89
Disclosure

SEC source: 0001593968-18-000998 · primary_01.xml · derivative · entry 7

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,253.0521

Underlying: Common Stock · 367.0428 shares

Expires not disclosed

F5 · derivative.exercise_price: No exercise price for this type of award

F9 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F7 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F7 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:14 UTC GrantCommon Share Equivalent · Derivative 145.4867 $34.26 $4,984.37
Disclosure

SEC source: 0001593968-18-000998 · primary_01.xml · derivative · entry 6

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,886.0093

Underlying: Common Stock · 145.4867 shares

Expires not disclosed

F5 · derivative.exercise_price: No exercise price for this type of award

F8 · price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F7 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F7 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:14 UTC GrantCommon Share Equivalent · Derivative 581.9469 $34.26 $19,937.50
Disclosure

SEC source: 0001593968-18-000998 · primary_01.xml · derivative · entry 5

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,740.5226

Underlying: Common Stock · 581.9469 shares

Expires not disclosed

F5 · derivative.exercise_price: No exercise price for this type of award

F6 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F7 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F7 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:13 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
GrantCommon Stock 64.759 $34.26 $2,218.64
Disclosure

SEC source: 0001593968-18-000997 · primary_01.xml · nonDerivative · entry 2

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,307.4228

F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:13 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
GrantCommon Stock 288.618 $28.40 $8,196.75
Disclosure

SEC source: 0001593968-18-000997 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,242.6638

F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP) for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 12:49 UTC SaleCommon Stock 2,000 $34.18 $68,360.20
Disclosure

SEC source: 0001593968-18-000915 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,426

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
June 04, 2018 Filed Jun 5, 2018 08:25 UTC SaleCommon Stock 84,800 $32.61 $2,765,472.16
Disclosure

SEC source: 0001593968-18-000854 · primary_01.xml · nonDerivative · entry 2

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Irrevocable Trust(s)

Disclosed balance after: 421,413

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.60 - $32.76 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 2 to this form.

F3 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through various irrevocable trusts for which Alpine Bank & Trust Co. acts as trustee and of which the Reporting Person is a beneficiary and may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer held therein. The Reporting Person disclaims beneficial ownership thereof except to the extent of his pecuniary interest therein for the purposes of Section 16 or otherwise. Alpine Bank & Trust Co. serves solely as trustee of such trusts and has no pecuniary interest as to the shares of Common Stock of the Issuer held therein.

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June 04, 2018 Filed Jun 5, 2018 08:25 UTC SaleCommon Stock 792 $32.60 $25,819.20
Disclosure

SEC source: 0001593968-18-000854 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,080

F1 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 14:20 UTC SaleCommon Stock 1,000 $32.88 $32,880.10
Disclosure

SEC source: 0001593968-18-000834 · primary_01.xml · nonDerivative · entry 2

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JNJ, LLC

Disclosed balance after: 73,903

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

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June 01, 2018 Filed Jun 4, 2018 14:20 UTC SaleCommon Stock 1,000 $32.89 $32,885.40
Disclosure

SEC source: 0001593968-18-000834 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,426

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.8801 - 32.91 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
May 29, 2018 Filed May 31, 2018 15:38 UTC PurchaseCommon Stock 245.682 $32.93 $8,091.14
Disclosure

SEC source: 0001593968-18-000828 · primary_01.xml · nonDerivative · entry 2

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Summit Investors, LLP

Disclosed balance after: 37,020.682

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
May 29, 2018 Filed May 31, 2018 15:38 UTC PurchaseCommon Stock 23.294 $32.93 $767.15
Disclosure

SEC source: 0001593968-18-000828 · primary_01.xml · nonDerivative · entry 1

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 3,510.294

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
May 17, 2018 Filed May 18, 2018 11:48 UTC SaleCommon Stock 13,742 $31.96 $439,257.53
Disclosure

SEC source: 0001593968-18-000781 · primary_01.xml · nonDerivative · entry 2

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,872

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.90 - $32.11 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 3 to this form.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

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May 16, 2018 Filed May 18, 2018 11:48 UTC SaleCommon Stock 30,009 $31.94 $958,583.49
Disclosure

SEC source: 0001593968-18-000781 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,614

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.90 - $31.9747 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

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May 15, 2018 Filed May 16, 2018 18:13 UTC SaleCommon Stock 2,000 $31.97 $63,940.40
Disclosure

SEC source: 0001593968-18-000770 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,426

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.9701 - $31.986 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

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May 14, 2018 Filed May 14, 2018 16:58 UTC SaleCommon Stock 8,100 $31.87 $258,118.65
Disclosure

SEC source: 0001593968-18-000759 · primary_01.xml · nonDerivative · entry 3

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,623

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.85 - $32.00 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 4 to this form.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

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May 11, 2018 Filed May 14, 2018 16:58 UTC SaleCommon Stock 10,391 $31.99 $332,362.37
Disclosure

SEC source: 0001593968-18-000759 · primary_01.xml · nonDerivative · entry 2

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,723

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.90 - $32.13 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 3 to this form.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

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May 10, 2018 Filed May 14, 2018 16:58 UTC SaleCommon Stock 40,923 $32.05 $1,311,463.47
Disclosure

SEC source: 0001593968-18-000759 · primary_01.xml · nonDerivative · entry 1

Funderburg R. Robert Jr · CIK 0001730249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,114

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.93 - $32.42 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

F2 · balance_after: The shares of Common Stock of the Issuer reported by the Reporting Person represent shares held through revocable trusts or directly by or for the benefit of the Reporting Person or members of his household. The Reporting Person may be deemed to be the beneficial owner of certain of such shares of Common Stock of the Issuer held directly by or in trust for the benefit of such members of his household but the Reporting Person does not have any voting or dispositive powers with respect to these shares and disclaims any beneficial ownership thereof and this report shall not be deemed an admission that the Reporting Person is the beneficial owner thereof for the purposes of Section 16 or otherwise.

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May 04, 2018 Filed May 7, 2018 15:06 UTC
Erickson Stephen A.Chief Financial Officer
Exercise / conversionOption (right to buy) · Derivative 3,582 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0001593968-18-000738 · primary_01.xml · derivative · entry 3

Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,418

Underlying: Common Stock · 3,582 shares

Expires 2022-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments.

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May 04, 2018 Filed May 7, 2018 15:06 UTC
Erickson Stephen A.Chief Financial Officer
SaleCommon Stock 3,582 $31.37 $112,367.34
Disclosure

SEC source: 0001593968-18-000738 · primary_01.xml · nonDerivative · entry 2

Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,455.801

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May 04, 2018 Filed May 7, 2018 15:06 UTC
Erickson Stephen A.Chief Financial Officer
Exercise / conversionCommon Stock 3,582 $16.00 $57,312.00
Disclosure

SEC source: 0001593968-18-000738 · primary_01.xml · nonDerivative · entry 1

Erickson Stephen A. · CIK 0001732696 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,037.801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 04, 2018 Filed Jan 23, 2019 20:55 UTC
Schaubert Sharon A.SVP Banking Services
GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000193 · primary_01.xml · nonDerivative · entry 1

Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,986

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May 01, 2018 Filed May 1, 2018 21:25 UTC SaleCommon Stock 1,000 $30.85 $30,850.10
Disclosure

SEC source: 0001593968-18-000707 · primary_01.xml · nonDerivative · entry 2

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JNJ, LLC

Disclosed balance after: 74,903

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

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May 01, 2018 Filed May 1, 2018 21:25 UTC SaleCommon Stock 1,000 $30.51 $30,510.10
Disclosure

SEC source: 0001593968-18-000707 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,426

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

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April 16, 2018 Filed Apr 17, 2018 10:39 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionOption (right to buy) · Derivative 8,500 $0.00 Strike: $14.70 $0.00
Disclosure

SEC source: 0001593968-18-000678 · primary_01.xml · derivative · entry 3

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2018-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 05/05/2008 date of grant.

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April 16, 2018 Filed Apr 17, 2018 10:39 UTC
HOLSCHBACH LEON JDirector · CEO
SaleCommon Stock 8,500 $31.86 $270,793.00
Disclosure

SEC source: 0001593968-18-000678 · primary_01.xml · nonDerivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,932

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 - $32.08 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

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April 16, 2018 Filed Apr 17, 2018 10:39 UTC
HOLSCHBACH LEON JDirector · CEO
Exercise / conversionCommon Stock 8,500 $14.70 $124,950.00
Disclosure

SEC source: 0001593968-18-000678 · primary_01.xml · nonDerivative · entry 1

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
April 16, 2018 Filed Apr 17, 2018 14:38 UTC SaleCommon Stock 2,000 $31.99 $63,986.80
Disclosure

SEC source: 0001593968-18-000677 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,426

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
April 03, 2018 Filed Apr 3, 2018 21:47 UTC SaleCommon Stock 1,000 $31.05 $31,050.10
Disclosure

SEC source: 0001593968-18-000638 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,426

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
April 02, 2018 Filed Apr 3, 2018 21:47 UTC SaleCommon Stock 1,000 $31.07 $31,072.10
Disclosure

SEC source: 0001593968-18-000638 · primary_01.xml · nonDerivative · entry 2

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JNJ, LLC

Disclosed balance after: 75,903

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.07 - $31.08 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

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March 29, 2018 Filed Apr 3, 2018 17:42 UTC
HOLSCHBACH LEON JDirector · CEO
GrantCommon Share Equivalent · Derivative 28.4794 $31.56 $898.81
Disclosure

SEC source: 0001593968-18-000635 · primary_01.xml · derivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,113.9794

Underlying: Common Stock · 28.4794 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F3 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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March 29, 2018 Filed Apr 3, 2018 21:50 UTC GrantCommon Share Equivalents · Derivative 18.6127 $31.56 $587.42
Disclosure

SEC source: 0001593968-18-000639 · primary_01.xml · derivative · entry 4

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,886.7243

Underlying: Common Stock · 18.6127 shares

Expires not disclosed

F2 · derivative.exercise_price: No exercise price for this type of award

F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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March 29, 2018 Filed Apr 3, 2018 21:50 UTC GrantCommon Share Equivalents · Derivative 39.6071 $31.56 $1,250.00
Disclosure

SEC source: 0001593968-18-000639 · primary_01.xml · derivative · entry 3

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,868.1116

Underlying: Common Stock · 39.6071 shares

Expires not disclosed

F2 · derivative.exercise_price: No exercise price for this type of award

F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 21:50 UTC GrantCommon Share Equivalents · Derivative 158.4284 $31.56 $5,000.00
Disclosure

SEC source: 0001593968-18-000639 · primary_01.xml · derivative · entry 2

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,828.5045

Underlying: Common Stock · 158.4284 shares

Expires not disclosed

F2 · derivative.exercise_price: No exercise price for this type of award

F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.