MS

SEC source: 0001628280-25-000258 · wk-form4_1735938659.xml · nonDerivative · entry 2

LUCZO STEPHEN J · CIK 0001248260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,342.918

F2 · kind: Reflects the cancellation of unvested restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in connection with the reporting person's retirement from the Morgan Stanley Board of Directors.

SEC source: 0001628280-25-000258 · wk-form4_1735938659.xml · nonDerivative · entry 1

LUCZO STEPHEN J · CIK 0001248260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,457.624

F1 · kind: Reflects stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service for a portion of the 2024 service period through the reporting person's retirement from the Morgan Stanley Board of Directors, effective December 31, 2024. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-049760 · wk-form4_1733260997.xml · nonDerivative · entry 1

GLOCER THOMAS H · CIK 0001140799 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,772.154

F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-049763 · wk-form4_1733261079.xml · nonDerivative · entry 1

LUCZO STEPHEN J · CIK 0001248260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,381.456

F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-049765 · wk-form4_1733261137.xml · nonDerivative · entry 1

SCHAPIRO MARY L · CIK 0001192486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,581.595

F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-049768 · wk-form4_1733261208.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,168.056

F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-043110 · wk-form4_1729282232.xml · nonDerivative · entry 1

LUCZO STEPHEN J · CIK 0001248260 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revocable Trust

Disclosed balance after: 138,363

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $118.87 to $119.83, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Since the Reporting Person's last report, 26,000 shares of Common Stock previously reported as indirectly beneficially owned by a grantor retained annuity trust were transferred back to the Reporting Person's Revocable Trust in satisfaction of an annuity payment.

SEC source: 0001628280-24-037387 · wk-form4_1723752476.xml · nonDerivative · entry 1

GROSSMAN ERIC F · CIK 0001539492 · Chief Legal/Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,032.609

F1 · kind: Transfer of shares pursuant to a settlement agreement.

SEC source: 0001628280-24-033150 · wk-form4_1722024610.xml · nonDerivative · entry 1

CRAWLEY MANDELL · CIK 0001842248 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,223.995

SEC source: 0001628280-24-033149 · wk-form4_1722024560.xml · nonDerivative · entry 1

GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,351.438

SEC source: 0001628280-24-032323 · wk-form4_1721421025.xml · nonDerivative · entry 1

YESHAYA SHARON · CIK 0001865034 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC on behalf of Trust

Disclosed balance after: 0

SEC source: 0001628280-24-032324 · wk-form4_1721421073.xml · nonDerivative · entry 1

AKRAM RAJA · CIK 0001721897 · Deputy Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,118.911

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.35 to $106.38, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001628280-24-032318 · wk-form4_1721420793.xml · nonDerivative · entry 1

GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Grantor Retained Annuity Trust

Disclosed balance after: 150,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $104.81 to $105.45, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001628280-24-032319 · wk-form4_1721420873.xml · nonDerivative · entry 1

PICK EDWARD N · CIK 0001801222 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 801,407.394

F1 · kind: The Reporting Person contributed assets of equal value to his grantor retained annuity trust ("GRAT") in exchange for 200,000 shares of Common Stock previously reported as indirectly beneficially owned by a GRAT. For purposes of Section 16, there is no change in the number of shares beneficially owned by the Reporting Person as a result of this transaction.

SEC source: 0001628280-24-032320 · wk-form4_1721420922.xml · nonDerivative · entry 1

SIMKOWITZ DANIEL A · CIK 0001680385 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,522.397

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.02 to $107.01, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001628280-24-032322 · wk-form4_1721420975.xml · nonDerivative · entry 2

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,907.62

SEC source: 0001628280-24-032322 · wk-form4_1721420975.xml · nonDerivative · entry 1

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,046.62

SEC source: 0001628280-24-026331 · wk-form4_1717445791.xml · nonDerivative · entry 1

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,907.62

F1 · kind: Restricted Stock Units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-026333 · wk-form4_1717445834.xml · nonDerivative · entry 1

James Erika H · CIK 0001753124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,927.252

F1 · kind: Restricted Stock Units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-026340 · wk-form4_1717446116.xml · nonDerivative · entry 1

SCHAPIRO MARY L · CIK 0001192486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,676.589

F1 · kind: Restricted Stock Units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-026342 · wk-form4_1717446235.xml · nonDerivative · entry 1

WILKINS RAYFORD JR · CIK 0001184395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,546.332

F1 · kind: Restricted Stock Units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-026343 · wk-form4_1717446235.xml · nonDerivative · entry 2

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,321.926

F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-026343 · wk-form4_1717446235.xml · nonDerivative · entry 1

TRAQUINA PERRY M · CIK 0001228062 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,601.654

F1 · kind: Restricted Stock Units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-026346 · wk-form4_1717446284.xml · nonDerivative · entry 1

Leibowitz Shelley B · CIK 0001626888 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,184.891

F1 · kind: Restricted Stock Units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-026348 · wk-form4_1717446313.xml · nonDerivative · entry 1

NALLY DENNIS M · CIK 0001685596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,528.153

F1 · kind: Restricted Stock Units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-026349 · wk-form4_1717446352.xml · nonDerivative · entry 2

GLOCER THOMAS H · CIK 0001140799 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,266.746

F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-026349 · wk-form4_1717446352.xml · nonDerivative · entry 1

GLOCER THOMAS H · CIK 0001140799 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,237.787

F1 · kind: Restricted Stock Units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-026350 · wk-form4_1717446361.xml · nonDerivative · entry 1

BUTLER MEGAN · CIK 0002022082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,675.293

F1 · kind: Restricted Stock Units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-026352 · wk-form4_1717446394.xml · nonDerivative · entry 1

Miscik Judith A · CIK 0001555318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,076.004

F1 · kind: Restricted Stock Units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-026353 · wk-form4_1717446393.xml · nonDerivative · entry 2

LUCZO STEPHEN J · CIK 0001248260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,716.091

F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-026353 · wk-form4_1717446393.xml · nonDerivative · entry 1

LUCZO STEPHEN J · CIK 0001248260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,201.611

F1 · kind: Restricted Stock Units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

SEC source: 0001628280-24-023884 · wk-form4_1715907734.xml · nonDerivative · entry 1

SIMKOWITZ DANIEL A · CIK 0001680385 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,692.069

SEC source: 0001628280-24-023886 · wk-form4_1715907859.xml · nonDerivative · entry 1

CRAWLEY MANDELL · CIK 0001842248 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,273.641

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $99.60 to $99.75, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001628280-24-016944 · wk-form4_1713557204.xml · nonDerivative · entry 1

GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 414,870.286

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $90.00 to $90.48, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001628280-24-016940 · wk-form4_1713557138.xml · nonDerivative · entry 1

Smith Charles Aubrey III · CIK 0001977796 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,190.27

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $90.015 to $90.185, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001628280-24-006646 · wk-form4_1708722978.xml · nonDerivative · entry 2

GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 514,870.286

F2 · kind: Shares withheld to satisfy taxes upon the conversion of the PSU Awards described in footnote (1).

SEC source: 0001628280-24-006646 · wk-form4_1708722978.xml · nonDerivative · entry 1

GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 680,397.286

F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of performance stock units granted under the Morgan Stanley Long-Term Incentive Program ("PSU Awards") on January 21, 2021.

SEC source: 0001628280-24-006648 · wk-form4_1708723031.xml · nonDerivative · entry 2

GROSSMAN ERIC F · CIK 0001539492 · Chief Legal/Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,551.997

F2 · kind: Shares withheld to satisfy taxes upon the conversion of the PSU Awards described in footnote (1).

SEC source: 0001628280-24-006648 · wk-form4_1708723031.xml · nonDerivative · entry 1

GROSSMAN ERIC F · CIK 0001539492 · Chief Legal/Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,866.997

F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of performance stock units granted under the Morgan Stanley Long-Term Incentive Program ("PSU Awards") on January 21, 2021.

SEC source: 0001628280-24-006650 · wk-form4_1708723082.xml · nonDerivative · entry 2

PICK EDWARD N · CIK 0001801222 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 598,603.877

F2 · kind: Shares withheld to satisfy taxes upon the conversion of the PSU Awards described in footnote (1).

SEC source: 0001628280-24-006650 · wk-form4_1708723082.xml · nonDerivative · entry 1

PICK EDWARD N · CIK 0001801222 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 682,681.877

F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of performance stock units granted under the Morgan Stanley Long-Term Incentive Program ("PSU Awards") on January 21, 2021.

SEC source: 0001628280-24-006654 · wk-form4_1708723137.xml · nonDerivative · entry 2

SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,426.976

F2 · kind: Shares withheld to satisfy taxes upon the conversion of the PSU Awards described in footnote (1).

SEC source: 0001628280-24-006654 · wk-form4_1708723137.xml · nonDerivative · entry 1

SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,749.976

F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of performance stock units granted under the Morgan Stanley Long-Term Incentive Program ("PSU Awards") on January 21, 2021.

SEC source: 0001628280-24-006655 · wk-form4_1708723202.xml · nonDerivative · entry 2

SIMKOWITZ DANIEL A · CIK 0001680385 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 499,692.069

F2 · kind: Shares withheld to satisfy taxes upon the conversion of the PSU Awards described in footnote (1).

SEC source: 0001628280-24-006655 · wk-form4_1708723202.xml · nonDerivative · entry 1

SIMKOWITZ DANIEL A · CIK 0001680385 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 541,205.069

F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of performance stock units granted under the Morgan Stanley Long-Term Incentive Program ("PSU Awards") on January 21, 2021.

SEC source: 0001628280-24-004792 · wk-form4_1707945512.xml · nonDerivative · entry 1

GORMAN JAMES P · CIK 0001182328 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Grantor Retained Annuity Trust

Disclosed balance after: 350,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.20 to $87.40, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001628280-24-004796 · wk-form4_1707945581.xml · nonDerivative · entry 1

SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,835.335

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.18 to $87.235, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001628280-24-003702 · wk-form4_1707340208.xml · nonDerivative · entry 1

PICK EDWARD N · CIK 0001801222 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 527,386.452

SEC source: 0001628280-24-002908 · wk-form4_1706822422.xml · nonDerivative · entry 2

GROSSMAN ERIC F · CIK 0001539492 · Chief Legal/Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,626.894

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $88.47 to $88.61, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001628280-24-002908 · wk-form4_1706822422.xml · nonDerivative · entry 1

GROSSMAN ERIC F · CIK 0001539492 · Chief Legal/Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,188.894

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.5505 to $88.0150, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.