Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Chief Risk Officer | January 20, 2026 | January 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date January 20, 2026 · Filed January 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 119,127.619 |
Reported balance
After 2026-01-20 transaction · row 1
1 source rowRow 1 · 2026-01-20 · Sale · Disposed 8,500 · Balance 119,127.619 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.0401 to $182.1301, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 5,494.73 |
Reported balance
Holding disclosure · report date 2026-01-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,494.73 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.0401 to $182.1301, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2026 Filed Jan 22, 2026 21:16 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 8,500 | $182.08 | $1,547,685.95 |
DisclosureSEC source: 0001628280-26-003091 · wk-form4_1769116567.xml · nonDerivative · entry 1 SMITH CHARLES A · CIK 0001977796 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,127.619 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.0401 to $182.1301, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 16, 2026 Filed Jan 16, 2026 21:40 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 17,401 | $191.23 | $3,327,593.23 |
DisclosureSEC source: 0001628280-26-002412 · wk-form4_1768599602.xml · nonDerivative · entry 2 SMITH CHARLES A · CIK 0001977796 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,611.04 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2023. Read SEC document |
| January 16, 2026 Filed Jan 16, 2026 21:40 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 24,589.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-002412 · wk-form4_1768599602.xml · nonDerivative · entry 1 SMITH CHARLES A · CIK 0001977796 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,012.04 F1 · kind: Restricted Stock Units granted in 2026 as part of 2025 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| July 17, 2025 Filed Jul 18, 2025 20:12 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 20,000 | $140.30 | $2,805,918.00 |
DisclosureSEC source: 0000895421-25-000427 · wk-form4_1752869522.xml · nonDerivative · entry 1 SMITH CHARLES A · CIK 0001977796 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,239.139 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.17 to $140.40, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 17, 2025 Filed Jan 17, 2025 21:50 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 20,237 | $135.81 | $2,748,386.97 |
DisclosureSEC source: 0001628280-25-001858 · wk-form4_1737150651.xml · nonDerivative · entry 2 Smith Charles Aubrey III · CIK 0001977796 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,808.174 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 20, 2022. Read SEC document |
| January 17, 2025 Filed Jan 17, 2025 21:50 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 29,328.67 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-001858 · wk-form4_1737150651.xml · nonDerivative · entry 1 Smith Charles Aubrey III · CIK 0001977796 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,045.174 F1 · kind: Restricted Stock Units granted in 2025 as part of 2024 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| April 17, 2024 Filed Apr 19, 2024 20:05 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 11,200 | $90.09 | $1,009,019.20 |
DisclosureSEC source: 0001628280-24-016940 · wk-form4_1713557138.xml · nonDerivative · entry 1 Smith Charles Aubrey III · CIK 0001977796 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,190.27 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $90.015 to $90.185, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:17 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 21,667 | $85.97 | $1,862,711.99 |
DisclosureSEC source: 0001209191-24-001925 · doc4.xml · nonDerivative · entry 2 Smith Charles Aubrey III · CIK 0001977796 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,245.663 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:17 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 25,005.51 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-001925 · doc4.xml · nonDerivative · entry 1 Smith Charles Aubrey III · CIK 0001977796 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,912.663 F1 · kind: Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 20:20 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 5,949 | $91.94 | $546,951.06 |
DisclosureSEC source: 0001209191-23-043071 · doc4.xml · nonDerivative · entry 2 Smith Charles Aubrey III · CIK 0001977796 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,563.503 Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 20:20 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 5,600 | $92.41 | $517,519.52 |
DisclosureSEC source: 0001209191-23-043071 · doc4.xml · nonDerivative · entry 1 Smith Charles Aubrey III · CIK 0001977796 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,512.503 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $92.41 to $92.421, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.