Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Co-President | April 16, 2026 | April 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date April 16, 2026 · Filed April 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 282,142.385 |
Ending reported balance
After 2026-04-16 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-04-16 · Sale · Disposed 6,584 · Balance 327,226.385 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $186.77 to $187.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2026-04-16 · Sale · Disposed 33,541 · Balance 293,685.385 F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $187.77 to $188.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2026-04-16 · Sale · Disposed 6,353 · Balance 287,332.385 F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $188.77 to $189.63, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 4 · 2026-04-16 · Sale · Disposed 1,400 · Balance 285,932.385 F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $189.77 to $190.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 5 · 2026-04-16 · Sale · Disposed 3,190 · Balance 282,742.385 F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $190.77 to $191.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 6 · 2026-04-16 · Sale · Disposed 600 · Balance 282,142.385 F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $191.80 to $192.34, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $186.77 to $187.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $187.77 to $188.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $188.77 to $189.63, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $189.77 to $190.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $190.77 to $191.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $191.80 to $192.34, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2026 Filed Apr 17, 2026 20:38 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 600 | $192.12 | $115,269.00 |
DisclosureSEC source: 0001628280-26-025791 · wk-form4_1776458279.xml · nonDerivative · entry 6 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,142.385 F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $191.80 to $192.34, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 16, 2026 Filed Apr 17, 2026 20:38 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 3,190 | $191.30 | $610,238.07 |
DisclosureSEC source: 0001628280-26-025791 · wk-form4_1776458279.xml · nonDerivative · entry 5 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,742.385 F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $190.77 to $191.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 16, 2026 Filed Apr 17, 2026 20:38 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 1,400 | $190.44 | $266,621.46 |
DisclosureSEC source: 0001628280-26-025791 · wk-form4_1776458279.xml · nonDerivative · entry 4 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,932.385 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $189.77 to $190.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 16, 2026 Filed Apr 17, 2026 20:38 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 6,353 | $189.15 | $1,201,664.23 |
DisclosureSEC source: 0001628280-26-025791 · wk-form4_1776458279.xml · nonDerivative · entry 3 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 287,332.385 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $188.77 to $189.63, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 16, 2026 Filed Apr 17, 2026 20:38 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 33,541 | $188.37 | $6,317,990.71 |
DisclosureSEC source: 0001628280-26-025791 · wk-form4_1776458279.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 293,685.385 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $187.77 to $188.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 16, 2026 Filed Apr 17, 2026 20:38 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 6,584 | $187.20 | $1,232,538.63 |
DisclosureSEC source: 0001628280-26-025791 · wk-form4_1776458279.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,226.385 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $186.77 to $187.76, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 12, 2026 Filed Mar 13, 2026 20:19 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 26,943 | $160.89 | $4,334,859.27 |
DisclosureSEC source: 0001628280-26-017720 · wk-form4_1773433138.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333,810.385 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the PSU Award described in footnote (1). Read SEC document |
| March 12, 2026 Filed Mar 13, 2026 20:19 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 52,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-017720 · wk-form4_1773433138.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,753.385 F1 · kind: Shares earned based on the Company's achievement of pre-established relative return on tangible common equity performance criteria with respect to one-half of the target performance stock unit award ("PSU Award") granted on January 18, 2023. Read SEC document |
| February 19, 2026 Filed Feb 20, 2026 21:19 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 26,943 | $176.59 | $4,757,864.37 |
DisclosureSEC source: 0001628280-26-010223 · wk-form4_1771622351.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307,976.385 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the PSU Award described in footnote (1). Read SEC document |
| February 19, 2026 Filed Feb 20, 2026 21:19 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 52,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-010223 · wk-form4_1771622351.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334,919.385 F1 · kind: Shares earned based on the Company's achievement of pre-established Company average return on tangible common equity performance criteria with respect to one-half of the target performance stock unit award ("PSU Award") granted on January 18, 2023. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 21:15 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 500 | $186.60 | $93,298.00 |
DisclosureSEC source: 0001628280-26-003090 · wk-form4_1769116534.xml · nonDerivative · entry 6 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,480.994 F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $186.55 to $186.65, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 21:15 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 3,700 | $185.91 | $687,871.44 |
DisclosureSEC source: 0001628280-26-003090 · wk-form4_1769116534.xml · nonDerivative · entry 5 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,980.994 F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $185.54 to $186.44, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 21:15 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 6,810 | $184.94 | $1,259,428.46 |
DisclosureSEC source: 0001628280-26-003090 · wk-form4_1769116534.xml · nonDerivative · entry 4 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,680.994 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $184.54 to $185.53, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 21:15 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 5,990 | $184.13 | $1,102,917.74 |
DisclosureSEC source: 0001628280-26-003090 · wk-form4_1769116534.xml · nonDerivative · entry 3 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,490.994 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $183.54 to $184.53, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 21:15 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 1,900 | $182.63 | $347,004.22 |
DisclosureSEC source: 0001628280-26-003090 · wk-form4_1769116534.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 297,480.994 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.35 to $183.25, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 21:15 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 11,430 | $181.85 | $2,078,566.07 |
DisclosureSEC source: 0001628280-26-003090 · wk-form4_1769116534.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,380.994 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $181.34 to $182.33, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 16, 2026 Filed Jan 16, 2026 21:39 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 27,265 | $191.23 | $5,213,885.95 |
DisclosureSEC source: 0001628280-26-002410 · wk-form4_1768599543.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 310,810.994 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2023. Read SEC document |
| January 16, 2026 Filed Jan 16, 2026 21:39 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 39,994.09 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-002410 · wk-form4_1768599543.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 338,075.994 F1 · kind: Restricted Stock Units granted in 2026 as part of 2025 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| July 17, 2025 Filed Jul 18, 2025 20:10 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 21,359 | $141.28 | $3,017,640.10 |
DisclosureSEC source: 0000895421-25-000425 · wk-form4_1752869416.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Indirect · By Grantor Retained Annuity Trust Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.01 to $141.68, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 17, 2025 Filed Jul 18, 2025 20:10 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 22,207 | $140.68 | $3,124,074.10 |
DisclosureSEC source: 0000895421-25-000425 · wk-form4_1752869416.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Indirect · By Grantor Retained Annuity Trust Disclosed balance after: 21,359 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.01 to $141.00, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Since the Reporting Person's last report, 43,566 shares of Common Stock previously reported as directly beneficially owned were contributed to a grantor retained annuity trust. Read SEC document |
| May 02, 2025 Filed May 2, 2025 20:09 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 40,000 | $120.00 | $4,799,812.00 |
DisclosureSEC source: 0001628280-25-021831 · wk-form4_1746216567.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,765.219 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $119.96 to $120.04, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 21, 2025 Filed Feb 21, 2025 21:43 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 48,833 | $134.34 | $6,560,225.22 |
DisclosureSEC source: 0001628280-25-007158 · wk-form4_1740174228.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,765.219 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the PSU Awards described in footnote (1). Read SEC document |
| February 21, 2025 Filed Feb 21, 2025 21:43 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 95,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-007158 · wk-form4_1740174228.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 424,598.219 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of performance stock units granted under the Morgan Stanley Long-Term Incentive Program ("PSU Awards") on January 20, 2022. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 21:11 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 100 | $137.61 | $13,761.00 |
DisclosureSEC source: 0001628280-25-002362 · wk-form4_1737666704.xml · nonDerivative · entry 3 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,007.643 Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 21:11 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 11,887 | $136.99 | $1,628,357.34 |
DisclosureSEC source: 0001628280-25-002362 · wk-form4_1737666704.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,107.643 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.56 to $137.44, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 21, 2025 Filed Jan 23, 2025 21:11 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 18,833 | $136.07 | $2,562,557.34 |
DisclosureSEC source: 0001628280-25-002362 · wk-form4_1737666704.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 338,994.643 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $135.56 to $136.55, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 17, 2025 Filed Jan 17, 2025 21:49 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 27,032 | $135.81 | $3,671,215.92 |
DisclosureSEC source: 0001628280-25-001856 · wk-form4_1737150591.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 357,827.643 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 20, 2022. Read SEC document |
| January 17, 2025 Filed Jan 17, 2025 21:49 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 51,256.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-001856 · wk-form4_1737150591.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 384,859.643 F1 · kind: Restricted Stock Units granted in 2025 as part of 2024 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:19 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 38,323 | $85.46 | $3,275,083.58 |
DisclosureSEC source: 0001628280-24-006654 · wk-form4_1708723137.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 326,426.976 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the PSU Awards described in footnote (1). Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:19 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 75,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-006654 · wk-form4_1708723137.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 364,749.976 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of performance stock units granted under the Morgan Stanley Long-Term Incentive Program ("PSU Awards") on January 21, 2021. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 21:19 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 26,655 | $87.19 | $2,324,092.10 |
DisclosureSEC source: 0001628280-24-004796 · wk-form4_1707945581.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,835.335 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.18 to $87.235, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 21:22 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 10,000 | $87.92 | $879,170.00 |
DisclosureSEC source: 0001628280-24-002911 · wk-form4_1706822518.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,490.335 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.91 to $87.935, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 19, 2024 Filed Jan 19, 2024 21:15 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 10,000 | $84.13 | $841,344.00 |
DisclosureSEC source: 0001209191-24-001923 · doc4.xml · nonDerivative · entry 3 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 323,490.335 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $84.12 to $84.165, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:15 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 40,964 | $85.97 | $3,521,675.08 |
DisclosureSEC source: 0001209191-24-001923 · doc4.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333,490.335 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021. Read SEC document |
| January 17, 2024 Filed Jan 19, 2024 21:15 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 63,609.16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-001923 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 374,454.335 F1 · kind: Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 21:12 UTC | MORGAN STANLEY MS · Entity 2815 | OtherCommon Stock | 1,238.036 | $78.31 | $96,950.60 |
DisclosureSEC source: 0001209191-23-055506 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 F1 · kind: The Reporting Person transferred his balance held in the Morgan Stanley Stock Fund to other funds in the Morgan Stanley 401(k) Plan. Read SEC document |
| October 25, 2023 Filed Oct 27, 2023 20:35 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 111,938.36 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-053768 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307,558.187 F1 · kind: Restricted Stock Units that are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 20:16 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 39,254 | $93.09 | $3,654,280.47 |
DisclosureSEC source: 0001209191-23-043064 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,707.763 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $92.65 to $93.20, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 21:32 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 40,940 | $97.94 | $4,009,663.60 |
DisclosureSEC source: 0001209191-23-012732 · doc4.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,165.805 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 21:32 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 80,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012732 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,105.805 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 17, 2020. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:35 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 46,226 | $98.45 | $4,550,949.70 |
DisclosureSEC source: 0001209191-23-009761 · doc4.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 0 Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:35 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 24,556 | $98.23 | $2,412,099.05 |
DisclosureSEC source: 0001209191-23-009761 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,439.631 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $98.19 to $98.39, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:27 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 20,301 | $97.08 | $1,970,821.08 |
DisclosureSEC source: 0001209191-23-004255 · doc4.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,995.631 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 17, 2020. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:27 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 52,197.56 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004255 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,296.631 F1 · kind: Restricted Stock Units granted in 2023 as part of 2022 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:16 UTC | MORGAN STANLEY MS · Entity 2815 | OtherCommon Stock | 30,509 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-045595 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 46,226 F1 · kind: As part of his estate planning, the Reporting Person transferred 46,226 shares of Common Stock (previously reported as direct ownership) to a limited liability company, of which he was the sole member and a manager (the "LLC"), and the shares of Common Stock are the sole asset. On August 10, 2022, the Reporting Person transferred 66% of his LLC membership interest to an irrevocable family trust (the "Trust"). The Reporting Person may be deemed to beneficially own the assets of the Trust, and as such, is continuing to report on this Form 4 all of the shares of Common Stock held by the LLC. F1 · shares: As part of his estate planning, the Reporting Person transferred 46,226 shares of Common Stock (previously reported as direct ownership) to a limited liability company, of which he was the sole member and a manager (the "LLC"), and the shares of Common Stock are the sole asset. On August 10, 2022, the Reporting Person transferred 66% of his LLC membership interest to an irrevocable family trust (the "Trust"). The Reporting Person may be deemed to beneficially own the assets of the Trust, and as such, is continuing to report on this Form 4 all of the shares of Common Stock held by the LLC. F2 · price: The LLC membership interest was transferred to the Trust at an aggregate price of $1,783,651, which is based on the average of the high and low share price of the Common Stock on August 10, 2022, discounted to reflect the illiquid nature of the membership interest in the LLC. F3 · balance_after: The Reporting Person disclaims beneficial ownership of all shares held by the LLC and reported on this Form 4 except to the extent of the Reporting Person's pecuniary interests therein. Read SEC document |
| July 20, 2022 Filed Jul 21, 2022 20:26 UTC | MORGAN STANLEY MS · Entity 2815 | SaleDepositary Shares | 100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-042850 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Each Depositary Share represents a 1/100th interest in a share of Morgan Stanley Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series N, $0.01 par value per share. F2 · price: The Depositary Shares were sold for $92,651.72, which includes accrued dividends. The Depositary Shares have a liquidation preference of $1,000 per Depositary Share. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:25 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 45,986 | $93.55 | $4,301,990.30 |
DisclosureSEC source: 0001209191-22-013178 · doc4.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,705.853 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:25 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 90,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013178 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,691.853 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 18, 2019. Read SEC document |
| February 08, 2022 Filed Feb 9, 2022 21:16 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 17,162 | $105.70 | $1,813,997.66 |
DisclosureSEC source: 0001209191-22-008022 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,413.838 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $105.53 to $105.98, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 20, 2022 Filed Jan 21, 2022 21:24 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 15,471 | $96.80 | $1,497,592.80 |
DisclosureSEC source: 0001209191-22-004431 · doc4.xml · nonDerivative · entry 3 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,575.838 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.