Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Elastic N.V.ESTC · Entity 1064 | Director | September 30, 2025 | October 02, 2025 |
| MORGAN STANLEYMS · Entity 2815 | Director | June 01, 2026 | June 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Elastic N.V.
Report date September 30, 2025 · Filed October 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 10,906 |
Reported balance
After 2025-09-30 transaction · row 1
1 source rowRow 1 · 2025-09-30 · Grant · Acquired 2,663 · Balance 10,906 F1: Represents restricted stock units that vest in full on the earlier of (i) the day prior to the date of the Issuer's next annual general meeting of shareholders or (ii) September 30, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units that vest in full on the earlier of (i) the day prior to the date of the Issuer's next annual general meeting of shareholders or (ii) September 30, 2026.
MORGAN STANLEY
Report date June 01, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 48,369.693 |
Reported balance
After 2026-06-01 transaction · row 1
1 source rowRow 1 · 2026-06-01 · Grant · Acquired 1,309.777 · Balance 48,369.693 F1: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
E TRADE FINANCIAL CORP
Report date October 02, 2020 · Filed October 05, 2020
Section 16 reporting ended · disclosed 2020-10-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-10-02 transaction · row 1
1 source rowRow 1 · 2020-10-02 · Disposition to issuer · Disposed 29,682 · Balance 0 F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among E*TRADE Financial Corporation, Moon-Eagle Merger Sub, Inc. and Morgan Stanley, as it may be amended from time to time, referred to as the Merger Agreement. F2: Includes shares underlying previously reported equity awards. F3: Each share of common stock, including shares underlying previously reported equity awards, was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e., 1.0432 fully paid and nonassessable shares of voting common stock, $0.01 par value, of Morgan Stanley for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares). |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among E*TRADE Financial Corporation, Moon-Eagle Merger Sub, Inc. and Morgan Stanley, as it may be amended from time to time, referred to as the Merger Agreement.
F2: Includes shares underlying previously reported equity awards.
F3: Each share of common stock, including shares underlying previously reported equity awards, was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e., 1.0432 fully paid and nonassessable shares of voting common stock, $0.01 par value, of Morgan Stanley for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2026 Filed Jun 2, 2026 21:05 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 1,309.777 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-039854 · wk-form4_1780434339.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,369.693 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 07, 2025 Filed Nov 7, 2025 22:47 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-050743 · wk-form4_1762555638.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,883.484 Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 22:03 UTC | Elastic N.V. ESTC · Entity 1064 | GrantOrdinary Shares | 2,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-25-000506 · form4.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,906 F1 · shares: Represents restricted stock units that vest in full on the earlier of (i) the day prior to the date of the Issuer's next annual general meeting of shareholders or (ii) September 30, 2026. Read SEC document |
| June 01, 2025 Filed Jun 3, 2025 20:09 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 2,155.455 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-029043 · wk-form4_1748981372.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,613.916 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 22:48 UTC | Elastic N.V. ESTC · Entity 1064 | GrantOrdinary Shares | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017328 · form4.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,243 F1 · shares: Represents restricted stock units that vest in full on the earlier of (i) the day prior to the date of the Issuer's next annual general meeting of shareholders or (ii) September 29, 2025. Read SEC document |
| June 01, 2024 Filed Jun 3, 2024 20:24 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 2,675.293 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026346 · wk-form4_1717446284.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,184.891 F1 · kind: Restricted Stock Units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| December 12, 2023 Filed Dec 13, 2023 23:02 UTC | Elastic N.V. ESTC · Entity 1064 | SaleOrdinary Shares | 1,000 | $115.53 | $115,529.00 |
DisclosureSEC source: 0001062993-23-022536 · form4.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,577 Read SEC document |
| October 05, 2023 Filed Oct 10, 2023 21:02 UTC | Elastic N.V. ESTC · Entity 1064 | GrantOrdinary Shares | 2,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-019200 · form4.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,577 F1 · shares: Represents restricted stock units that vest in full on the earlier of (i) the day prior to the date of the Issuer's next annual general meeting of shareholders or (ii) October 5, 2024. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 20:23 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 3,167.827 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033717 · doc4.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,202.92 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| October 06, 2022 Filed Oct 11, 2022 20:21 UTC | Elastic N.V. ESTC · Entity 1064 | GrantOrdinary Shares | 2,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053287 · doc4.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,950 F1 · shares: The reported ordinary shares are represented by restricted stock units which vest in full on the earlier of (i) the day prior to the date of the Issuer's next annual general meeting of shareholders or (ii) October 6, 2023. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:09 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 2,944.606 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-033995 · doc4.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,830.79 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 21:25 UTC | Elastic N.V. ESTC · Entity 1064 | GrantOrdinary Shares | 1,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-059598 · doc4.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,323 F1 · shares: The reported ordinary shares are represented by restricted stock units which vest in full on the earlier of (i) the day prior to the date of the Issuer's next general meeting of shareholders or (ii) October 1, 2022. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:43 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 2,702.948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037828 · doc4.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,741.662 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 21:22 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 3,058.001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056612 · doc4.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,012.001 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 17:36 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | Disposition to issuerCommon Stock | 29,682 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-20-019668 · dp138330_4-liebowitz.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among E*TRADE Financial Corporation, Moon-Eagle Merger Sub, Inc. and Morgan Stanley, as it may be amended from time to time, referred to as the Merger Agreement. F2 · shares: Includes shares underlying previously reported equity awards. F3 · price: Each share of common stock, including shares underlying previously reported equity awards, was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e., 1.0432 fully paid and nonassessable shares of voting common stock, $0.01 par value, of Morgan Stanley for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares). Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 21:00 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 30,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-20-019766 · dp138404_4-liebowitz.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,954 F1 · kind: Acquired as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among Morgan Stanley, Moon-Eagle Merger Sub, Inc. and E*TRADE Financial Corporation, as it may be amended from time to time (the "Merger Agreement"). F2 · price: Pursuant to the Merger Agreement, each share of E*TRADE common stock, including shares underlying previously reported equity awards, outstanding immediately prior to the effective time of the merger was cancelled in exchange for the right to receive 1.0432 fully paid and nonassessable shares of Morgan Stanley common stock, $0.01 par value, for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 17:40 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-20-000191 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,682 F1 · shares: On August 25, 2020, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of deferred restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting and settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| May 19, 2020 Filed May 21, 2020 17:41 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-20-000151 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,638 F1 · shares: On May 19, 2020, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of deferred restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting and settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| May 08, 2020 Filed May 12, 2020 18:43 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 3,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-20-000126 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,582 F1 · shares: Grant of restricted stock which shall vest on May 8, 2021. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 17:50 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 936 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-20-000101 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,396 F1 · shares: Represents quarterly board fees deferred into restricted stock units ("DSUs"). Each DSU vests in full on April 1, 2021 and represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 17:03 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 49 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-20-000090 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,460 F1 · shares: On March 2, 2020, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of deferred restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting and settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:27 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 655 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-20-000009 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,411 F1 · shares: Represents quarterly board fees deferred into restricted stock units ("DSUs"). Each DSU vests in full on January 2, 2021 and represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:13 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 47 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000229 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,756 F1 · shares: On November 15, 2019, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of deferred restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting and settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 17:04 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000195 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,709 F1 · shares: Represents quarterly board fees deferred into restricted stock units ("DSUs"). Each DSU vests in full on October 1, 2020 and represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 17:10 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000179 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,876 F1 · shares: On August 26, 2019, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of deferred restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting and settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 17:09 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 656 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000152 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,828 F1 · shares: Represents quarterly board fees deferred into restricted stock units ("DSUs"). Each DSU vests in full on July 1, 2020 and represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| May 20, 2019 Filed May 22, 2019 17:24 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000140 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,172 F1 · shares: On May 20, 2019, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of deferred restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting and settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| May 10, 2019 Filed May 14, 2019 17:20 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 2,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000118 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,133 F1 · shares: Represents an annual equity grant for service as a director of the Company deferred into restricted stock units ("DSUs"). Each DSU vests in full on May 10, 2020 and represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:08 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000088 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,503 F1 · shares: Represents quarterly board fees deferred into restricted stock units ("DSUs"). Each DSU vests in full on April 1, 2020 and represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 20:43 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000075 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,873 F1 · shares: On February 15, 2019, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of deferred restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting and settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:06 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 683 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-19-000008 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,842 F1 · shares: Represents quarterly board fees deferred into restricted stock units ("DSUs"). Each DSU vests in full on January 2, 2020 and represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 17:17 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-18-000127 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,159 F1 · shares: On November 15, 2018, the Issuer paid a dividend of $0.14 per share of common stock, and upon such payment the Issuer awarded dividend equivalent units on the reporting person's existing awards of deferred restricted stock units. Each such dividend equivalent unit represents a contingent right to receive one share of common stock, subject to vesting and settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 18:26 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 574 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-18-000099 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,133 F1 · shares: Represents quarterly board fees deferred into restricted stock units ("DSUs"). Each DSU vests in full on October 1, 2019 and represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 17:02 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-18-000073 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,559 F1 · shares: Represents quarterly board fees deferred into restricted stock units ("DSUs"). Each DSU vests in full on July 2, 2019 and represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| May 11, 2018 Filed May 15, 2018 17:11 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 2,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-18-000061 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,050 F1 · shares: Grant of restricted stock which shall vest on May 11, 2019. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 17:01 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 597 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-18-000039 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,040 F1 · shares: Represents quarterly board fees deferred into restricted stock units ("DSUs"). Each DSU vests in full on April 2, 2019 and represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:32 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 652 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-18-000006 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,443 F1 · shares: Represents quarterly board fees deferred into restricted stock units ("DSUs"). Each DSU vests in full on January 2, 2019 and represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 17:03 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 745 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-17-000100 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,791 F1 · shares: Represents quarterly board fees deferred into restricted stock units ("DSUs"). Each DSU vests in full on October 2, 2018 and represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 17:50 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 117 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-17-000068 · edgardoc.xml · nonDerivative · entry 2 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,046 F1 · shares: Represents quarterly board fees deferred into restricted stock units ("DSUs"). Each DSU vests in full on July 3, 2018 and represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 17:50 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 847 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-17-000068 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,929 F1 · shares: Represents quarterly board fees deferred into restricted stock units ("DSUs"). Each DSU vests in full on July 3, 2018 and represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| May 12, 2017 Filed May 16, 2017 17:38 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 3,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-17-000056 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,082 F1 · shares: Grant of restricted stock which shall vest on May 12, 2018. Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 17:02 UTC | E TRADE FINANCIAL CORP ETFC · Entity 146174 | GrantCommon Stock | 206 | $0.00 | $0.00 |
DisclosureSEC source: 0001015780-17-000036 · edgardoc.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,305 F1 · shares: Represents quarterly board fees deferred into restricted stock units ("DSUs"). Each DSU vests in full on April 20, 2018 and represents a contingent right to receive one share of the Company's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.