Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 16 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 12 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2014 Filed Oct 22, 2020 00:39 UTC |
MITSUBISHI UFJ FINANCIAL GROUP INC10% owner
|
PurchaseCommon Stock | 0.048 | $32.83 | $1.58 |
DisclosureSEC source: 0000899243-20-028926 · doc4.xml · nonDerivative · entry 5 MITSUBISHI UFJ FINANCIAL GROUP INC · CIK 0000067088 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Subsidiary Disclosed balance after: 432,017,152.149 F1 · security: By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also a director of Morgan Stanley by deputization. F2 · security: The purchases and sales reflect the Reporting Person's pecuniary interest in transactions effected by its wholly-owned subsidiaries indirectly through certain investment funds. F3 · security: The Reporting Person has disgorged the profits realized by these transactions to the Issuer, including all transactions as to which the Reporting Person has disclaimed beneficial ownership and all transactions and securities which the Reporting Person has disclaimed being subject to Section 16. F4 · balance_after: The amounts reported in this column reflect not only the transactions set forth in this disclosure, but also those reported in prior Form 4 filings. F5 · ownership.nature: This Form 4 is the result of the Reporting Person's review of past trading activity in Morgan Stanley equity securities. That review, which began in late 2018, remains ongoing, and the Reporting Person will make further disclosures should it determine that it is necessary to do so. Read SEC document |
| January 16, 2014 Filed Oct 22, 2020 00:39 UTC |
MITSUBISHI UFJ FINANCIAL GROUP INC10% owner
|
PurchaseCommon Stock | 0.063 | $31.87 | $2.01 |
DisclosureSEC source: 0000899243-20-028926 · doc4.xml · nonDerivative · entry 4 MITSUBISHI UFJ FINANCIAL GROUP INC · CIK 0000067088 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Subsidiary Disclosed balance after: 432,017,152.1 F1 · security: By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also a director of Morgan Stanley by deputization. F2 · security: The purchases and sales reflect the Reporting Person's pecuniary interest in transactions effected by its wholly-owned subsidiaries indirectly through certain investment funds. F3 · security: The Reporting Person has disgorged the profits realized by these transactions to the Issuer, including all transactions as to which the Reporting Person has disclaimed beneficial ownership and all transactions and securities which the Reporting Person has disclaimed being subject to Section 16. F4 · balance_after: The amounts reported in this column reflect not only the transactions set forth in this disclosure, but also those reported in prior Form 4 filings. F5 · ownership.nature: This Form 4 is the result of the Reporting Person's review of past trading activity in Morgan Stanley equity securities. That review, which began in late 2018, remains ongoing, and the Reporting Person will make further disclosures should it determine that it is necessary to do so. Read SEC document |
| December 18, 2013 Filed Oct 22, 2020 00:39 UTC |
MITSUBISHI UFJ FINANCIAL GROUP INC10% owner
|
SaleCommon Stock | 0.013 | $30.69 | $0.40 |
DisclosureSEC source: 0000899243-20-028926 · doc4.xml · nonDerivative · entry 3 MITSUBISHI UFJ FINANCIAL GROUP INC · CIK 0000067088 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Subsidiary Disclosed balance after: 432,017,152.037 F1 · security: By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also a director of Morgan Stanley by deputization. F2 · security: The purchases and sales reflect the Reporting Person's pecuniary interest in transactions effected by its wholly-owned subsidiaries indirectly through certain investment funds. F3 · security: The Reporting Person has disgorged the profits realized by these transactions to the Issuer, including all transactions as to which the Reporting Person has disclaimed beneficial ownership and all transactions and securities which the Reporting Person has disclaimed being subject to Section 16. F4 · balance_after: The amounts reported in this column reflect not only the transactions set forth in this disclosure, but also those reported in prior Form 4 filings. F5 · ownership.nature: This Form 4 is the result of the Reporting Person's review of past trading activity in Morgan Stanley equity securities. That review, which began in late 2018, remains ongoing, and the Reporting Person will make further disclosures should it determine that it is necessary to do so. Read SEC document |
| November 15, 2013 Filed Nov 15, 2013 22:14 UTC |
Porat RuthChief Financial Officer
|
GiftCommon Stock | 7,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-052585 · doc4.xml · nonDerivative · entry 3 Porat Ruth · CIK 0001479258 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,760.797 Read SEC document |
| November 15, 2013 Filed Nov 15, 2013 22:24 UTC |
Nicolaisen Donald TDirector
|
SaleCommon Stock | 2,400 | $30.33 | $72,796.80 |
DisclosureSEC source: 0001209191-13-052599 · doc4.xml · nonDerivative · entry 2 Nicolaisen Donald T · CIK 0001345885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,882.85 Read SEC document |
| November 15, 2013 Filed Nov 15, 2013 22:24 UTC |
Nicolaisen Donald TDirector
|
SaleCommon Stock | 2,304 | $30.33 | $69,882.62 |
DisclosureSEC source: 0001209191-13-052599 · doc4.xml · nonDerivative · entry 1 Nicolaisen Donald T · CIK 0001345885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,282.85 Read SEC document |
| November 15, 2013 Filed Nov 18, 2013 22:21 UTC |
DAVIES HOWARD JDirector
|
Tax withholdingCommon Stock | 416 | $30.36 | $12,631.17 |
DisclosureSEC source: 0001209191-13-052872 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,682.365 F1 · kind: Shares withheld to satisfy taxes upon the conversion of stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan to the Reporting Person as part of his 2005 and 2006 director compensation. Read SEC document |
| November 15, 2013 Filed Oct 22, 2020 00:39 UTC |
MITSUBISHI UFJ FINANCIAL GROUP INC10% owner
|
PurchaseCommon Stock | 0.026 | $30.46 | $0.79 |
DisclosureSEC source: 0000899243-20-028926 · doc4.xml · nonDerivative · entry 2 MITSUBISHI UFJ FINANCIAL GROUP INC · CIK 0000067088 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Subsidiary Disclosed balance after: 432,017,152.05 F1 · security: By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also a director of Morgan Stanley by deputization. F2 · security: The purchases and sales reflect the Reporting Person's pecuniary interest in transactions effected by its wholly-owned subsidiaries indirectly through certain investment funds. F3 · security: The Reporting Person has disgorged the profits realized by these transactions to the Issuer, including all transactions as to which the Reporting Person has disclaimed beneficial ownership and all transactions and securities which the Reporting Person has disclaimed being subject to Section 16. F4 · balance_after: The amounts reported in this column reflect not only the transactions set forth in this disclosure, but also those reported in prior Form 4 filings. F5 · ownership.nature: This Form 4 is the result of the Reporting Person's review of past trading activity in Morgan Stanley equity securities. That review, which began in late 2018, remains ongoing, and the Reporting Person will make further disclosures should it determine that it is necessary to do so. Read SEC document |
| November 14, 2013 Filed Nov 15, 2013 22:14 UTC |
Porat RuthChief Financial Officer
|
GiftCommon Stock | 160 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-052585 · doc4.xml · nonDerivative · entry 2 Porat Ruth · CIK 0001479258 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,640.797 Read SEC document |
| November 14, 2013 Filed Nov 15, 2013 22:15 UTC |
BOWLES ERSKINE BDirector
|
GrantCommon Stock | 1,573.113 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-052587 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,813.577 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 14, 2013 Filed Nov 15, 2013 22:19 UTC |
GLOCER THOMAS HDirector
|
GrantCommon Stock | 1,407.522 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-052589 · doc4.xml · nonDerivative · entry 1 GLOCER THOMAS H · CIK 0001140799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,728.15 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 14, 2013 Filed Nov 15, 2013 22:20 UTC |
OLAYAN HUTHAM SDirector
|
GrantCommon Stock | 1,407.522 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-052592 · doc4.xml · nonDerivative · entry 1 OLAYAN HUTHAM S · CIK 0001357222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,974.283 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 14, 2013 Filed Nov 15, 2013 22:21 UTC |
SEXTON O GRIFFITHDirector
|
GrantCommon Stock | 1,407.522 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-052595 · doc4.xml · nonDerivative · entry 1 SEXTON O GRIFFITH · CIK 0001338580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732,349.714 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 12, 2013 Filed Nov 15, 2013 22:14 UTC |
Porat RuthChief Financial Officer
|
GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-052585 · doc4.xml · nonDerivative · entry 1 Porat Ruth · CIK 0001479258 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,800.797 Read SEC document |
| October 28, 2013 Filed Oct 22, 2020 00:39 UTC |
MITSUBISHI UFJ FINANCIAL GROUP INC10% owner
|
PurchaseCommon Stock | 0.024 | $29.09 | $0.70 |
DisclosureSEC source: 0000899243-20-028926 · doc4.xml · nonDerivative · entry 1 MITSUBISHI UFJ FINANCIAL GROUP INC · CIK 0000067088 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Subsidiary Disclosed balance after: 432,017,152.024 F1 · security: By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also a director of Morgan Stanley by deputization. F2 · security: The purchases and sales reflect the Reporting Person's pecuniary interest in transactions effected by its wholly-owned subsidiaries indirectly through certain investment funds. F3 · security: The Reporting Person has disgorged the profits realized by these transactions to the Issuer, including all transactions as to which the Reporting Person has disclaimed beneficial ownership and all transactions and securities which the Reporting Person has disclaimed being subject to Section 16. F4 · balance_after: The amounts reported in this column reflect not only the transactions set forth in this disclosure, but also those reported in prior Form 4 filings. F5 · ownership.nature: This Form 4 is the result of the Reporting Person's review of past trading activity in Morgan Stanley equity securities. That review, which began in late 2018, remains ongoing, and the Reporting Person will make further disclosures should it determine that it is necessary to do so. Read SEC document |
| October 21, 2013 Filed Nov 15, 2013 22:11 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GiftCommon Stock | 6,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-052582 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,578.24 Read SEC document |
| September 03, 2013 Filed Sep 4, 2013 21:47 UTC |
WILKINS RAYFORD JRDirector
|
GrantCommon Stock | 7,146.396 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-043019 · doc4.xml · nonDerivative · entry 1 WILKINS RAYFORD JR · CIK 0001184395 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,146.396 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| August 01, 2013 Filed Aug 15, 2013 21:59 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GiftCommon Stock | 10,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-040956 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 996,880.745 Read SEC document |
| July 31, 2013 Filed Aug 2, 2013 21:10 UTC |
ROSENTHAL JAMES AChief Operating Officer
|
SaleCommon Stock | 12,850 | $27.32 | $351,062.00 |
DisclosureSEC source: 0001209191-13-039021 · doc4.xml · nonDerivative · entry 2 ROSENTHAL JAMES A · CIK 0001509446 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Revocable Trust Disclosed balance after: 100,471 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.30 to $27.34, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2013 Filed May 17, 2013 21:13 UTC |
DAVIES HOWARD JDirector
|
Tax withholdingCommon Stock | 817 | $24.64 | $20,131.29 |
DisclosureSEC source: 0001209191-13-027277 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,905.062 F1 · kind: Shares withheld to satisfy taxes upon the conversion of stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan to the Reporting Person as part of his 2012-2013 director compensation. Read SEC document |
| May 15, 2013 Filed May 17, 2013 21:18 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GiftCommon Stock | 2,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-027279 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007,685.745 F1 · balance_after: Since the Reporting Person's last report, 43,472 shares of Common Stock previously reported as indirectly beneficially owned by grantor retained annuity trust were transferred back to the Reporting Person in satisfaction of an annuity payment. Read SEC document |
| May 14, 2013 Filed May 16, 2013 20:54 UTC |
BOWLES ERSKINE BDirector
|
GrantCommon Stock | 1,957.205 | $24.27 | $47,500.00 |
DisclosureSEC source: 0001209191-13-026885 · doc4.xml · nonDerivative · entry 2 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,853.268 F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of payment of cash retainers for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 14, 2013 Filed May 16, 2013 20:54 UTC |
BOWLES ERSKINE BDirector
|
GrantCommon Stock | 10,301.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-026885 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,896.063 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 14, 2013 Filed May 16, 2013 20:55 UTC |
DAVIES HOWARD JDirector
|
GrantCommon Stock | 10,301.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-026886 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,614.74 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 14, 2013 Filed May 16, 2013 20:59 UTC |
GLOCER THOMAS HDirector
|
GrantCommon Stock | 10,301.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-026892 · doc4.xml · nonDerivative · entry 1 GLOCER THOMAS H · CIK 0001140799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,301.08 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 14, 2013 Filed May 16, 2013 21:00 UTC |
Herz Robert HDirector
|
GrantCommon Stock | 10,301.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-026893 · doc4.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,726.935 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 14, 2013 Filed May 16, 2013 17:02 UTC |
KIDDER C ROBERTDirector
|
GrantCommon Stock | 10,301.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-026897 · doc4.xml · nonDerivative · entry 1 KIDDER C ROBERT · CIK 0001179703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,039.304 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 14, 2013 Filed May 16, 2013 21:03 UTC |
KLEINFELD KLAUSDirector
|
GrantCommon Stock | 10,301.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-026899 · doc4.xml · nonDerivative · entry 1 KLEINFELD KLAUS · CIK 0001268014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,952.129 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 14, 2013 Filed May 16, 2013 21:05 UTC |
Nicolaisen Donald TDirector
|
GrantCommon Stock | 10,301.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-026903 · doc4.xml · nonDerivative · entry 1 Nicolaisen Donald T · CIK 0001345885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,334.104 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 14, 2013 Filed May 16, 2013 21:06 UTC |
OLAYAN HUTHAM SDirector
|
GrantCommon Stock | 1,751.184 | $24.27 | $42,500.01 |
DisclosureSEC source: 0001209191-13-026905 · doc4.xml · nonDerivative · entry 2 OLAYAN HUTHAM S · CIK 0001357222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,209.189 F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of payment of cash retainers for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 14, 2013 Filed May 16, 2013 21:06 UTC |
OLAYAN HUTHAM SDirector
|
GrantCommon Stock | 10,301.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-026905 · doc4.xml · nonDerivative · entry 1 OLAYAN HUTHAM S · CIK 0001357222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,458.005 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 14, 2013 Filed May 16, 2013 17:07 UTC |
OWENS JAMES WDirector
|
GrantCommon Stock | 10,301.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-026906 · doc4.xml · nonDerivative · entry 1 OWENS JAMES W · CIK 0001171767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,272.709 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 14, 2013 Filed May 16, 2013 21:08 UTC |
SEXTON O GRIFFITHDirector
|
GrantCommon Stock | 1,922.868 | $24.27 | $46,666.66 |
DisclosureSEC source: 0001209191-13-026907 · doc4.xml · nonDerivative · entry 2 SEXTON O GRIFFITH · CIK 0001338580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730,587.149 F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of payment of cash retainers for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 14, 2013 Filed May 16, 2013 21:08 UTC |
SEXTON O GRIFFITHDirector
|
GrantCommon Stock | 10,301.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-026907 · doc4.xml · nonDerivative · entry 1 SEXTON O GRIFFITH · CIK 0001338580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,664.281 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 14, 2013 Filed May 16, 2013 21:09 UTC |
TYSON LAURA DDirector
|
GrantCommon Stock | 10,301.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-026909 · doc4.xml · nonDerivative · entry 1 TYSON LAURA D · CIK 0001183429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,897.384 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 09, 2013 Filed Aug 2, 2013 21:10 UTC |
ROSENTHAL JAMES AChief Operating Officer
|
GiftCommon Stock | 113,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-039021 · doc4.xml · nonDerivative · entry 1 ROSENTHAL JAMES A · CIK 0001509446 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,902.172 F1 · kind: The Reporting Person contributed 113,321 shares of Common Stock to his revocable trust. Read SEC document |
| February 13, 2013 Filed Feb 14, 2013 22:41 UTC |
Hotsuki KeishiChief Risk Officer
|
SaleCommon Stock | 1,100 | $23.81 | $26,191.00 |
DisclosureSEC source: 0001209191-13-009045 · doc4.xml · nonDerivative · entry 4 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,765.886 Read SEC document |
| February 13, 2013 Filed Feb 14, 2013 22:41 UTC |
Hotsuki KeishiChief Risk Officer
|
SaleCommon Stock | 1,556 | $23.80 | $37,032.80 |
DisclosureSEC source: 0001209191-13-009045 · doc4.xml · nonDerivative · entry 3 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,865.886 Read SEC document |
| February 13, 2013 Filed Feb 14, 2013 22:41 UTC |
Hotsuki KeishiChief Risk Officer
|
SaleCommon Stock | 3,178 | $23.78 | $75,572.84 |
DisclosureSEC source: 0001209191-13-009045 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,421.886 Read SEC document |
| February 13, 2013 Filed Feb 14, 2013 22:41 UTC |
Hotsuki KeishiChief Risk Officer
|
SaleCommon Stock | 17,200 | $23.77 | $408,844.00 |
DisclosureSEC source: 0001209191-13-009045 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,599.886 Read SEC document |
| February 12, 2013 Filed Feb 12, 2013 23:17 UTC |
FLEMING GREGORY JPresident, GWM/Investment Mgt.
|
OtherCommon Stock | 29,853 | $23.43 | $699,455.79 |
DisclosureSEC source: 0001209191-13-008139 · doc4.xml · nonDerivative · entry 3 FLEMING GREGORY J · CIK 0001258750 · President, GWM/Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse as Trustee for Irrevocable Family Trust Disclosed balance after: 104,550 F2 · kind: The Reporting Person contributed shares of Common Stock to a family trust in exchange for assets of equal value. There is no change in the number of shares beneficially owned by the Reporting Person for purposes of Section 16. Read SEC document |
| February 12, 2013 Filed Feb 12, 2013 23:17 UTC |
FLEMING GREGORY JPresident, GWM/Investment Mgt.
|
OtherCommon Stock | 29,853 | $23.43 | $699,455.79 |
DisclosureSEC source: 0001209191-13-008139 · doc4.xml · nonDerivative · entry 2 FLEMING GREGORY J · CIK 0001258750 · President, GWM/Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,885.323 F2 · kind: The Reporting Person contributed shares of Common Stock to a family trust in exchange for assets of equal value. There is no change in the number of shares beneficially owned by the Reporting Person for purposes of Section 16. Read SEC document |
| February 08, 2013 Filed Feb 8, 2013 21:47 UTC |
WIRTH PAUL CDeputy CFO/Controller
|
SaleCommon Stock | 17,379 | $23.10 | $401,454.90 |
DisclosureSEC source: 0001209191-13-007417 · doc4.xml · nonDerivative · entry 3 WIRTH PAUL C · CIK 0001319921 · Deputy CFO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,706.902 Read SEC document |
| February 08, 2013 Filed Feb 12, 2013 23:17 UTC |
FLEMING GREGORY JPresident, GWM/Investment Mgt.
|
Tax withholdingCommon Stock | 55,823 | $23.23 | $1,296,489.18 |
DisclosureSEC source: 0001209191-13-008139 · doc4.xml · nonDerivative · entry 1 FLEMING GREGORY J · CIK 0001258750 · President, GWM/Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,738.323 F1 · kind: Shares withheld to satisfy taxes upon conversion of previously granted restricted stock units to shares of Common Stock. Read SEC document |
| February 07, 2013 Filed Feb 7, 2013 23:43 UTC |
FLEMING GREGORY JPresident, GWM/Investment Mgt.
|
OtherCommon Stock | 28,775 | $23.13 | $665,565.75 |
DisclosureSEC source: 0001209191-13-007168 · doc4.xml · nonDerivative · entry 10 FLEMING GREGORY J · CIK 0001258750 · President, GWM/Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse as Trustee for Irrevocable Family Trust Disclosed balance after: 74,697 F1 · kind: The Reporting Person contributed shares of Common Stock to a family trust in exchange for assets of equal value. There is no change in the number of shares of Common Stock beneficially owned by the Reporting Person for purposes of Section 16. Read SEC document |
| February 07, 2013 Filed Feb 7, 2013 23:43 UTC |
FLEMING GREGORY JPresident, GWM/Investment Mgt.
|
OtherCommon Stock | 28,775 | $23.13 | $665,565.75 |
DisclosureSEC source: 0001209191-13-007168 · doc4.xml · nonDerivative · entry 5 FLEMING GREGORY J · CIK 0001258750 · President, GWM/Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,561.323 F1 · kind: The Reporting Person contributed shares of Common Stock to a family trust in exchange for assets of equal value. There is no change in the number of shares of Common Stock beneficially owned by the Reporting Person for purposes of Section 16. Read SEC document |
| February 07, 2013 Filed Feb 8, 2013 21:47 UTC |
WIRTH PAUL CDeputy CFO/Controller
|
SaleCommon Stock | 6,415 | $22.83 | $146,454.45 |
DisclosureSEC source: 0001209191-13-007417 · doc4.xml · nonDerivative · entry 2 WIRTH PAUL C · CIK 0001319921 · Deputy CFO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,085.902 Read SEC document |
| February 07, 2013 Filed Feb 8, 2013 21:47 UTC |
WIRTH PAUL CDeputy CFO/Controller
|
SaleCommon Stock | 13,585 | $22.81 | $309,873.85 |
DisclosureSEC source: 0001209191-13-007417 · doc4.xml · nonDerivative · entry 1 WIRTH PAUL C · CIK 0001319921 · Deputy CFO/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,500.902 Read SEC document |
| February 06, 2013 Filed Feb 7, 2013 23:43 UTC |
FLEMING GREGORY JPresident, GWM/Investment Mgt.
|
OtherCommon Stock | 18,398 | $23.34 | $429,409.32 |
DisclosureSEC source: 0001209191-13-007168 · doc4.xml · nonDerivative · entry 9 FLEMING GREGORY J · CIK 0001258750 · President, GWM/Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse as Trustee for Irrevocable Family Trust Disclosed balance after: 45,922 F1 · kind: The Reporting Person contributed shares of Common Stock to a family trust in exchange for assets of equal value. There is no change in the number of shares of Common Stock beneficially owned by the Reporting Person for purposes of Section 16. Read SEC document |
| February 06, 2013 Filed Feb 7, 2013 23:43 UTC |
FLEMING GREGORY JPresident, GWM/Investment Mgt.
|
OtherCommon Stock | 18,398 | $23.34 | $429,409.32 |
DisclosureSEC source: 0001209191-13-007168 · doc4.xml · nonDerivative · entry 4 FLEMING GREGORY J · CIK 0001258750 · President, GWM/Investment Mgt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,336.323 F1 · kind: The Reporting Person contributed shares of Common Stock to a family trust in exchange for assets of equal value. There is no change in the number of shares of Common Stock beneficially owned by the Reporting Person for purposes of Section 16. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.