Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 16 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 12 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2021 Filed Dec 3, 2021 21:23 UTC |
GLOCER THOMAS HDirector
|
GrantCommon Stock | 825.447 | $96.92 | $79,999.93 |
DisclosureSEC source: 0001209191-21-067820 · doc4.xml · nonDerivative · entry 1 GLOCER THOMAS H · CIK 0001140799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,282.805 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:25 UTC |
LUCZO STEPHEN JDirector
|
GrantCommon Stock | 567.495 | $96.92 | $54,999.97 |
DisclosureSEC source: 0001209191-21-067823 · doc4.xml · nonDerivative · entry 1 LUCZO STEPHEN J · CIK 0001248260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,833.672 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:26 UTC |
TRAQUINA PERRY MDirector
|
GrantCommon Stock | 696.472 | $96.92 | $67,500.05 |
DisclosureSEC source: 0001209191-21-067824 · doc4.xml · nonDerivative · entry 1 TRAQUINA PERRY M · CIK 0001228062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,329.444 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:13 UTC |
DARLING ALISTAIRDirector
|
SaleCommon Stock | 1,000 | $99.46 | $99,460.00 |
DisclosureSEC source: 0001209191-21-064164 · doc4.xml · nonDerivative · entry 1 DARLING ALISTAIR · CIK 0001662540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,674.729 Read SEC document |
| November 08, 2021 Filed Nov 12, 2021 21:19 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GiftCommon Stock | 49,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064178 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,159,493.271 Read SEC document |
| October 19, 2021 Filed Nov 12, 2021 21:19 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GiftCommon Stock | 985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064178 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,209,057.271 Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 20:17 UTC |
YESHAYA SHARONChief Financial Officer
|
Tax withholdingCommon Stock | 1,171 | $92.32 | $108,106.72 |
DisclosureSEC source: 0001209191-21-047974 · doc4.xml · nonDerivative · entry 2 YESHAYA SHARON · CIK 0001865034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,723.515 Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 20:17 UTC |
YESHAYA SHARONChief Financial Officer
|
SaleCommon Stock | 2,500 | $95.64 | $239,103.75 |
DisclosureSEC source: 0001209191-21-047974 · doc4.xml · nonDerivative · entry 1 YESHAYA SHARON · CIK 0001865034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,894.515 Read SEC document |
| July 16, 2021 Filed Jul 16, 2021 20:28 UTC |
SAPERSTEIN ANDREW MCo-President/Head of WM
|
SaleCommon Stock | 11,465 | $92.97 | $1,065,901.05 |
DisclosureSEC source: 0001209191-21-046926 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Co-President/Head of WM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,074.63 Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:34 UTC |
CORLEY ELIZABETHDirector
|
GrantCommon Stock | 513.56 | $92.49 | $47,499.99 |
DisclosureSEC source: 0001209191-21-037804 · doc4.xml · nonDerivative · entry 2 CORLEY ELIZABETH · CIK 0001725898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,642.55 F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:34 UTC |
CORLEY ELIZABETHDirector
|
GrantCommon Stock | 2,702.948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037804 · doc4.xml · nonDerivative · entry 1 CORLEY ELIZABETH · CIK 0001725898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,128.99 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:36 UTC |
DARLING ALISTAIRDirector
|
GrantCommon Stock | 2,702.948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037807 · doc4.xml · nonDerivative · entry 1 DARLING ALISTAIR · CIK 0001662540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,527.152 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:37 UTC |
GLOCER THOMAS HDirector
|
GrantCommon Stock | 864.944 | $92.49 | $80,000.05 |
DisclosureSEC source: 0001209191-21-037811 · doc4.xml · nonDerivative · entry 2 GLOCER THOMAS H · CIK 0001140799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,287.165 F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:37 UTC |
GLOCER THOMAS HDirector
|
GrantCommon Stock | 2,702.948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037811 · doc4.xml · nonDerivative · entry 1 GLOCER THOMAS H · CIK 0001140799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,422.221 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:40 UTC |
Herz Robert HDirector
|
GrantCommon Stock | 2,702.948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037819 · doc4.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,533.06 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:43 UTC |
Leibowitz Shelley BDirector
|
GrantCommon Stock | 2,702.948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037828 · doc4.xml · nonDerivative · entry 1 Leibowitz Shelley B · CIK 0001626888 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,741.662 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:46 UTC Amendment |
LUCZO STEPHEN JDirector
|
GrantCommon Stock | 2,702.948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037837 · doc4a.xml · nonDerivative · entry 2 LUCZO STEPHEN J · CIK 0001248260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,167.386 F5 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. F3 · balance_after: Since the Reporting Person's last report, 4,449 shares of Common Stock previously reported as directly beneficially owned were contributed to his revocable trust. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:48 UTC |
Miscik Judith ADirector
|
GrantCommon Stock | 2,702.948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037840 · doc4.xml · nonDerivative · entry 1 Miscik Judith A · CIK 0001555318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,139.129 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:48 UTC |
NALLY DENNIS MDirector
|
GrantCommon Stock | 2,702.948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037842 · doc4.xml · nonDerivative · entry 1 NALLY DENNIS M · CIK 0001685596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,731.704 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:50 UTC |
SCHAPIRO MARY LDirector
|
GrantCommon Stock | 2,702.948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037843 · doc4.xml · nonDerivative · entry 1 SCHAPIRO MARY L · CIK 0001192486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,218.023 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:52 UTC |
TRAQUINA PERRY MDirector
|
GrantCommon Stock | 729.796 | $92.49 | $67,500.00 |
DisclosureSEC source: 0001209191-21-037844 · doc4.xml · nonDerivative · entry 2 TRAQUINA PERRY M · CIK 0001228062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,795.008 F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:52 UTC |
TRAQUINA PERRY MDirector
|
GrantCommon Stock | 2,702.948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037844 · doc4.xml · nonDerivative · entry 1 TRAQUINA PERRY M · CIK 0001228062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,065.212 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:53 UTC |
WILKINS RAYFORD JRDirector
|
GrantCommon Stock | 2,702.948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-037845 · doc4.xml · nonDerivative · entry 1 WILKINS RAYFORD JR · CIK 0001184395 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,075.551 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:40 UTC |
OLAYAN HUTHAM SDirector
|
GrantCommon Stock | 550.24 | $86.33 | $47,499.96 |
DisclosureSEC source: 0001209191-21-034947 · doc4.xml · nonDerivative · entry 1 OLAYAN HUTHAM S · CIK 0001357222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,387.766 F1 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 14, 2021 Filed May 14, 2021 20:44 UTC |
PRUZAN JONATHANChief Financial Officer
|
GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032761 · doc4.xml · nonDerivative · entry 1 PRUZAN JONATHAN · CIK 0001640050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,717.59 Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 20:06 UTC |
SIMKOWITZ DANIEL AHead of Investment Management
|
SaleCommon Stock | 73,162 | $80.06 | $5,856,983.91 |
DisclosureSEC source: 0001209191-21-027762 · doc4.xml · nonDerivative · entry 1 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,914.724 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $80 to $80.26, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:12 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 179,076 | $78.43 | $14,044,930.68 |
DisclosureSEC source: 0001209191-21-014712 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,206,734.334 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:12 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GrantCommon Stock | 336,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014712 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,385,810.334 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 19, 2018. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:15 UTC |
PRUZAN JONATHANChief Financial Officer
|
Tax withholdingCommon Stock | 30,196 | $78.43 | $2,368,272.28 |
DisclosureSEC source: 0001209191-21-014725 · doc4.xml · nonDerivative · entry 2 PRUZAN JONATHAN · CIK 0001640050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,717.59 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:15 UTC |
PRUZAN JONATHANChief Financial Officer
|
GrantCommon Stock | 56,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014725 · doc4.xml · nonDerivative · entry 1 PRUZAN JONATHAN · CIK 0001640050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,913.59 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 19, 2018. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:17 UTC |
PICK EDWARDHead of Inst'l Securities
|
Tax withholdingCommon Stock | 77,248 | $78.43 | $6,058,560.64 |
DisclosureSEC source: 0001209191-21-014734 · doc4.xml · nonDerivative · entry 2 PICK EDWARD N · CIK 0001801222 · Head of Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,151.014 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:17 UTC |
PICK EDWARDHead of Inst'l Securities
|
GrantCommon Stock | 145,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014734 · doc4.xml · nonDerivative · entry 1 PICK EDWARD N · CIK 0001801222 · Head of Inst'l Securities 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,399.014 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 19, 2018. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:20 UTC |
SAPERSTEIN ANDREW MHead of Wealth Management
|
Tax withholdingCommon Stock | 25,846 | $78.43 | $2,027,101.78 |
DisclosureSEC source: 0001209191-21-014742 · doc4.xml · nonDerivative · entry 2 SAPERSTEIN ANDREW M · CIK 0001362383 · Head of Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,907.227 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:20 UTC |
SAPERSTEIN ANDREW MHead of Wealth Management
|
GrantCommon Stock | 52,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014742 · doc4.xml · nonDerivative · entry 1 SAPERSTEIN ANDREW M · CIK 0001362383 · Head of Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,753.227 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 19, 2018. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:20 UTC |
SIMKOWITZ DANIEL AHead of Investment Management
|
Tax withholdingCommon Stock | 34,410 | $78.43 | $2,698,776.30 |
DisclosureSEC source: 0001209191-21-014745 · doc4.xml · nonDerivative · entry 2 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,076.724 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:20 UTC |
SIMKOWITZ DANIEL AHead of Investment Management
|
GrantCommon Stock | 64,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014745 · doc4.xml · nonDerivative · entry 1 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,486.724 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 19, 2018. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:22 UTC |
GROSSMAN ERIC FChief Legal Officer
|
Tax withholdingCommon Stock | 24,554 | $78.43 | $1,925,770.22 |
DisclosureSEC source: 0001209191-21-014746 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,810.723 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:22 UTC |
GROSSMAN ERIC FChief Legal Officer
|
GrantCommon Stock | 50,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014746 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,364.723 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 19, 2018. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:23 UTC |
Hotsuki KeishiChief Risk Officer
|
Tax withholdingCommon Stock | 19,384 | $78.43 | $1,520,287.12 |
DisclosureSEC source: 0001209191-21-014748 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,987.835 F2 · kind: Shares withheld to satisfy taxes upon the conversion of the LTIP Awards described in footnote (1). Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:23 UTC |
Hotsuki KeishiChief Risk Officer
|
GrantCommon Stock | 39,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014748 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,371.835 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 19, 2018. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:17 UTC |
Hotsuki KeishiChief Risk Officer
|
SaleCommon Stock | 22,746 | $76.25 | $1,734,382.50 |
DisclosureSEC source: 0001209191-21-011823 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,785.835 Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 21:16 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
OtherCommon Stock | 27,825 | $73.72 | $2,051,259.00 |
DisclosureSEC source: 0001209191-21-010124 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,047,897.596 F1 · kind: The Reporting Person contributed assets of equal value to his grantor retained annuity trusts in exchange for 27,825 shares of Common Stock. There is no change in the number of shares beneficially owned by the Reporting Person for purposes of Section 16. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 21:08 UTC |
ROONEY ROBERT PHead of Tech/Ops/Resilience
|
SaleCommon Stock | 15,169 | $74.36 | $1,128,012.35 |
DisclosureSEC source: 0001209191-21-009638 · doc4.xml · nonDerivative · entry 1 ROONEY ROBERT P · CIK 0001793981 · Head of Tech/Ops/Resilience 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,896.063 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $73.99 to $74.68, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 05, 2021 Filed Feb 12, 2021 21:16 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GiftCommon Stock | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010124 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020,072.596 Read SEC document |
| February 04, 2021 Filed Feb 12, 2021 21:16 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GiftCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010124 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,021,122.596 Read SEC document |
| January 22, 2021 Filed Jan 22, 2021 21:29 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
SaleCommon Stock | 3,025 | $73.59 | $222,600.07 |
DisclosureSEC source: 0001209191-21-004874 · doc4.xml · nonDerivative · entry 4 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,021,722.596 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $73.55 to $73.65, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 22, 2021 Filed Jan 22, 2021 21:29 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
SaleCommon Stock | 171,975 | $73.11 | $12,573,522.19 |
DisclosureSEC source: 0001209191-21-004874 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,024,747.596 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.55 to $73.54, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 22, 2021 Filed Jan 22, 2021 21:33 UTC |
PRUZAN JONATHANChief Financial Officer
|
SaleCommon Stock | 18,880 | $74.53 | $1,407,060.32 |
DisclosureSEC source: 0001209191-21-004882 · doc4.xml · nonDerivative · entry 3 PRUZAN JONATHAN · CIK 0001640050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,484.109 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $74.47 to $74.61, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 22, 2021 Filed Jan 22, 2021 21:35 UTC |
SAPERSTEIN ANDREW MHead of Wealth Management
|
SaleCommon Stock | 19,832 | $72.55 | $1,438,811.60 |
DisclosureSEC source: 0001209191-21-004884 · doc4.xml · nonDerivative · entry 4 SAPERSTEIN ANDREW M · CIK 0001362383 · Head of Wealth Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,238.756 Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 21:29 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 52,277 | $74.84 | $3,912,410.68 |
DisclosureSEC source: 0001209191-21-004874 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,196,722.596 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 19, 2018 and January 18, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.