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MRSH

MARSH & MCLENNAN COMPANIES, INC.

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1501
SEC CIK
0000062709
Parsed reports
821

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202603
Aug 202601
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2017 Filed Aug 2, 2017 20:38 UTC
Doyle John QPresident and CEO, Marsh
GrantRestricted Stock Units · Derivative 12,739 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-024741 · form4.xml · derivative · entry 1

Doyle John Q · CIK 0001580963 · President and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,855

Underlying: Common Stock · 12,739 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: These restricted stock units vest on August 15, 2020.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:38 UTC GrantCommon Stock 2,065 $77.46 $159,954.90
Disclosure

SEC source: 0001127602-17-020345 · form4.xml · nonDerivative · entry 1

Yates Lloyd M · CIK 0001311411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,649.75

F1 · kind: Annual stock award of 2,065 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:35 UTC GrantCommon Stock 2,065.58 $77.46 $159,999.83
Disclosure

SEC source: 0001127602-17-020340 · form4.xml · nonDerivative · entry 1

NOLOP BRUCE P · CIK 0001204539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,143.28

F1 · kind: Annual stock award of 2,065.58 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:39 UTC
YOST R DAVIDDirector
GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 2,065.58 $77.46 $159,999.83
Disclosure

SEC source: 0001127602-17-020348 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,166.89

Underlying: Common Stock · 2,065.58 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 2,065.58 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:36 UTC
OKEN MARC DDirector
GrantCommon Stock 2,065.58 $77.46 $159,999.83
Disclosure

SEC source: 0001127602-17-020342 · form4.xml · nonDerivative · entry 1

OKEN MARC D · CIK 0001189900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,120.28

F1 · kind: Annual stock award of 2,065.58 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:37 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 2,065.58 $77.46 $159,999.83
Disclosure

SEC source: 0001127602-17-020343 · form4.xml · derivative · entry 1

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,022.14

Underlying: Common Stock · 2,065.58 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 2,065.58 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:34 UTC GrantCommon Stock 2,065 $77.46 $159,954.90
Disclosure

SEC source: 0001127602-17-020339 · form4.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,398.75

F1 · kind: Annual stock award of 2,065 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:33 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 2,065.58 $77.46 $159,999.83
Disclosure

SEC source: 0001127602-17-020338 · form4.xml · derivative · entry 1

La Roche Elaine · CIK 0001540480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,013.65

Underlying: Common Stock · 2,065.58 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 2,065.58 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:31 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 2,065.58 $77.46 $159,999.83
Disclosure

SEC source: 0001127602-17-020336 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,065.58

Underlying: Common Stock · 2,065.58 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 2,065.58 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:30 UTC GrantCommon Stock 2,065 $77.46 $159,954.90
Disclosure

SEC source: 0001127602-17-020334 · form4.xml · nonDerivative · entry 1

HANWAY H EDWARD · CIK 0001193509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,232.7

F1 · kind: Annual stock award of 2,065 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:29 UTC
FANJUL OSCARDirector
Tax withholdingCommon Stock 188.38 $77.46 $14,591.91
Disclosure

SEC source: 0001127602-17-020330 · form4.xml · nonDerivative · entry 2

FANJUL OSCAR · CIK 0001194447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,893.789

F3 · kind: Reflects shares withheld to cover applicable taxes on award received on June 1, 2017 under the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:29 UTC
FANJUL OSCARDirector
GrantCommon Stock 2,065.58 $77.46 $159,999.83
Disclosure

SEC source: 0001127602-17-020330 · form4.xml · nonDerivative · entry 1

FANJUL OSCAR · CIK 0001194447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,082.169

F1 · kind: Annual stock award of 2,065.58 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F2 · balance_after: Includes a total of 109.49 shares acquired pursuant to the Marsh & McLennan dividend reinvestment plan from August 15, 2016 through May 15, 2017.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:26 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 2,065.58 $77.46 $159,999.83
Disclosure

SEC source: 0001127602-17-020329 · form4.xml · derivative · entry 1

Anderson Anthony · CIK 0001559294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,065.58

Underlying: Common Stock · 2,065.58 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 2,065.58 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 24, 2017 Filed Dec 20, 2017 21:31 UTC
Beshar Peter JEVP and General Counsel
GiftCommon Stock 340 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035274 · form4.xml · nonDerivative · entry 3

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,138

Read SEC document
May 18, 2017 Filed Dec 20, 2017 21:33 UTC
Glaser Daniel SDirector · President and CEO, MMC
GiftCommon Stock 245 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035275 · form4.xml · nonDerivative · entry 1

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,366.9999

Read SEC document
May 16, 2017 Filed May 17, 2017 20:26 UTC
Ledford LaurieSVP & Chief HR Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 11,245 $0.00 Strike: $30.60 $0.00
Disclosure

SEC source: 0001127602-17-018492 · form4.xml · derivative · entry 13

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,245 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:26 UTC
Ledford LaurieSVP & Chief HR Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 12,418 $0.00 Strike: $31.89 $0.00
Disclosure

SEC source: 0001127602-17-018492 · form4.xml · derivative · entry 12

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,418 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015 and 2016.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:26 UTC
Ledford LaurieSVP & Chief HR Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 64,517 $0.00 Strike: $36.50 $0.00
Disclosure

SEC source: 0001127602-17-018492 · form4.xml · derivative · entry 11

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,517 shares

Expires 2023-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on February 25, 2013 and vested in four equal annual installments on February 25th of 2014, 2015, 2016 and 2017.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:26 UTC
Ledford LaurieSVP & Chief HR Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 34,938 $0.00 Strike: $48.00 $0.00
Disclosure

SEC source: 0001127602-17-018492 · form4.xml · derivative · entry 10

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,646

Underlying: Common Stock · 34,938 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted on February 24, 2014 and vest in four equal annual installments. The first three installments vested and became exercisable on February 24th of 2015, 2016 and 2017. The remaining installment vests on February 24, 2018.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:26 UTC
Ledford LaurieSVP & Chief HR Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 22,046 $0.00 Strike: $56.84 $0.00
Disclosure

SEC source: 0001127602-17-018492 · form4.xml · derivative · entry 9

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,046

Underlying: Common Stock · 22,046 shares

Expires 2025-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted on February 23, 2015 and vest in four equal annual installments. The first two installments vested and became exercisable on February 23rd of 2016 and 2017. The remaining installments vest on February 23rd of 2018 and 2019.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:26 UTC
Ledford LaurieSVP & Chief HR Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 7,500 $0.00 Strike: $57.33 $0.00
Disclosure

SEC source: 0001127602-17-018492 · form4.xml · derivative · entry 8

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,753

Underlying: Common Stock · 7,500 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on February 22, 2016 and vest in four equal annual installments. The first installment vested and became exercisable on February 22, 2017. The remaining installments vest on February 22nd of 2018, 2019 and 2020.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:26 UTC
Ledford LaurieSVP & Chief HR Officer
SaleCommon Stock 184,305 $74.03 $13,643,546.24
Disclosure

SEC source: 0001127602-17-018492 · form4.xml · nonDerivative · entry 7

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,278.5441

Read SEC document
May 16, 2017 Filed May 17, 2017 20:26 UTC
Ledford LaurieSVP & Chief HR Officer
Exercise / conversionCommon Stock 11,245 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-018492 · form4.xml · nonDerivative · entry 6

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,583.5441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:26 UTC
Ledford LaurieSVP & Chief HR Officer
Exercise / conversionCommon Stock 12,418 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-018492 · form4.xml · nonDerivative · entry 5

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,338.5441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:26 UTC
Ledford LaurieSVP & Chief HR Officer
Exercise / conversionCommon Stock 64,517 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-018492 · form4.xml · nonDerivative · entry 4

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,920.5441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:26 UTC
Ledford LaurieSVP & Chief HR Officer
Exercise / conversionCommon Stock 34,938 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-018492 · form4.xml · nonDerivative · entry 3

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,403.5441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:26 UTC
Ledford LaurieSVP & Chief HR Officer
Exercise / conversionCommon Stock 22,046 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-018492 · form4.xml · nonDerivative · entry 2

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,465.5441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 17, 2017 20:26 UTC
Ledford LaurieSVP & Chief HR Officer
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-018492 · form4.xml · nonDerivative · entry 1

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,419.5441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person's original Form 3 filed on April 12, 2012, inadvertently misstated the number of shares of MMC common stock held by the reporting person. This filing amends that error.

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May 15, 2017 Filed May 17, 2017 20:23 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 260.48 $73.45 $19,132.26
Disclosure

SEC source: 0001127602-17-018489 · form4.xml · derivative · entry 2

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,956.56

Underlying: Common Stock · 260.48 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:23 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 425.46 $73.45 $31,250.04
Disclosure

SEC source: 0001127602-17-018489 · form4.xml · derivative · entry 1

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,696.08

Underlying: Common Stock · 425.46 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:24 UTC
YOST R DAVIDDirector
OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 86.29 $73.45 $6,338.00
Disclosure

SEC source: 0001127602-17-018491 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,101.31

Underlying: Common Stock · 86.29 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:24 UTC
YOST R DAVIDDirector
GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 374.4 $73.45 $27,499.68
Disclosure

SEC source: 0001127602-17-018491 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,015.02

Underlying: Common Stock · 374.4 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:22 UTC GrantCommon Stock 459 $73.45 $33,713.55
Disclosure

SEC source: 0001127602-17-018488 · form4.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,333.75

F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:20 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 13.07 $73.45 $959.99
Disclosure

SEC source: 0001127602-17-018487 · form4.xml · derivative · entry 2

La Roche Elaine · CIK 0001540480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,948.07

Underlying: Common Stock · 13.07 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2017 Filed May 17, 2017 20:20 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 112.32 $73.45 $8,249.90
Disclosure

SEC source: 0001127602-17-018487 · form4.xml · derivative · entry 1

La Roche Elaine · CIK 0001540480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,935

Underlying: Common Stock · 112.32 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 01, 2017 Filed May 2, 2017 20:16 UTC
Doyle John QPresident, Marsh
Exercise / conversionRestricted Stock Units · Derivative 2,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016340 · form4.xml · derivative · entry 3

Doyle John Q · CIK 0001580963 · President, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,116

Underlying: Common Stock · 2,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 2,642 shares underlying restricted stock units of which 1,363 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 2,642 shares underlying restricted stock units relate to 7,926 restricted stock units that were granted on May 1, 2016.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 01, 2017 Filed May 2, 2017 20:16 UTC
Doyle John QPresident, Marsh
Tax withholdingCommon Stock 1,363 $74.30 $101,273.63
Disclosure

SEC source: 0001127602-17-016340 · form4.xml · nonDerivative · entry 2

Doyle John Q · CIK 0001580963 · President, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,496

F1 · kind: Vesting and distribution to reporting person of 2,642 shares underlying restricted stock units of which 1,363 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 2,642 shares underlying restricted stock units relate to 7,926 restricted stock units that were granted on May 1, 2016.

Read SEC document
May 01, 2017 Filed May 2, 2017 20:16 UTC
Doyle John QPresident, Marsh
Exercise / conversionCommon Stock 2,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016340 · form4.xml · nonDerivative · entry 1

Doyle John Q · CIK 0001580963 · President, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 2,642 shares underlying restricted stock units of which 1,363 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 2,642 shares underlying restricted stock units relate to 7,926 restricted stock units that were granted on May 1, 2016.

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March 24, 2017 Filed Dec 20, 2017 21:31 UTC
Beshar Peter JEVP and General Counsel
GiftCommon Stock 470 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035274 · form4.xml · nonDerivative · entry 2

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,478

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March 23, 2017 Filed Dec 20, 2017 21:31 UTC
Beshar Peter JEVP and General Counsel
GiftCommon Stock 270 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035274 · form4.xml · nonDerivative · entry 1

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,948

Read SEC document
March 13, 2017 Filed Mar 14, 2017 20:24 UTC
RAPPORT ROBERT JSVP and Controller
Exercise / conversionStock Options (Right to Buy) · Derivative 7,011 $0.00 Strike: $22.71 $0.00
Disclosure

SEC source: 0001127602-17-011599 · form4.xml · derivative · entry 3

RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,011 shares

Expires 2020-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on February 22, 2010 and vested in four equal annual installments on February 22nd of 2011, 2012, 2013 and 2014.

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March 13, 2017 Filed Mar 14, 2017 20:24 UTC
RAPPORT ROBERT JSVP and Controller
SaleCommon Stock 7,011 $73.88 $517,951.65
Disclosure

SEC source: 0001127602-17-011599 · form4.xml · nonDerivative · entry 2

RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,793.99

Read SEC document
March 13, 2017 Filed Mar 14, 2017 20:24 UTC
RAPPORT ROBERT JSVP and Controller
Exercise / conversionCommon Stock 7,011 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011599 · form4.xml · nonDerivative · entry 1

RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,804.99

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Includes shares acquired under the Marsh & McLennan Companies Employee Stock Purchase Plan and dividend reinvestment shares acquired on February 15, 2017.

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March 10, 2017 Filed Mar 10, 2017 23:20 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionStock Options (Right to Buy) · Derivative 47,620 $0.00 Strike: $19.05 $0.00
Disclosure

SEC source: 0001127602-17-011277 · form4.xml · derivative · entry 9

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,620 shares

Expires 2019-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: These options vested and became exercisable in four equal annual installments on February 23rd of 2010, 2011, 2012 and 2013.

Read SEC document
March 10, 2017 Filed Mar 10, 2017 23:20 UTC
Glaser Daniel SDirector · President and CEO, MMC
SaleCommon Stock 47,620 $73.34 $3,492,284.13
Disclosure

SEC source: 0001127602-17-011277 · form4.xml · nonDerivative · entry 6

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,611.9999

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 10, 2017 Filed Mar 10, 2017 23:20 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionCommon Stock 47,620 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011277 · form4.xml · nonDerivative · entry 5

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,231.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 09, 2017 Filed Mar 10, 2017 23:20 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionStock Options (Right to Buy) · Derivative 237,268 $0.00 Strike: $19.05 $0.00
Disclosure

SEC source: 0001127602-17-011277 · form4.xml · derivative · entry 8

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,620

Underlying: Common Stock · 237,268 shares

Expires 2019-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: These options vested and became exercisable in four equal annual installments on February 23rd of 2010, 2011, 2012 and 2013.

Read SEC document
March 09, 2017 Filed Mar 10, 2017 23:20 UTC
Glaser Daniel SDirector · President and CEO, MMC
SaleCommon Stock 237,268 $73.11 $17,346,900.75
Disclosure

SEC source: 0001127602-17-011277 · form4.xml · nonDerivative · entry 4

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,611.9999

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 09, 2017 Filed Mar 10, 2017 23:20 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionCommon Stock 237,268 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011277 · form4.xml · nonDerivative · entry 3

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,879.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 23:20 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionStock Options (Right to Buy) · Derivative 203,599 $0.00 Strike: $19.05 $0.00
Disclosure

SEC source: 0001127602-17-011277 · form4.xml · derivative · entry 7

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,888

Underlying: Common Stock · 203,599 shares

Expires 2019-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: These options vested and became exercisable in four equal annual installments on February 23rd of 2010, 2011, 2012 and 2013.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.