Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MARSH & MCLENNAN COMPANIES, INC.MMC · Entity 1501 | SVP and Controller | December 31, 2017 | February 12, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MARSH & MCLENNAN COMPANIES, INC.
Report date December 31, 2017 · Filed February 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,352.432 |
Reported balance
After 2017-12-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-12-01 · Gift · Disposed 500 · Balance 27,352.432 F1: This common stock balance includes total shares purchased through the Marsh & McLennan Companies Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This common stock balance includes total shares purchased through the Marsh & McLennan Companies Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2017 Filed Feb 12, 2018 21:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005161 · form5.xml · nonDerivative · entry 1 RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,352.432 F1 · ownership.direct: This common stock balance includes total shares purchased through the Marsh & McLennan Companies Employee Stock Purchase Plan. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 20:24 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 7,011 | $0.00 Strike: $22.71 | $0.00 |
DisclosureSEC source: 0001127602-17-011599 · form4.xml · derivative · entry 3 RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,011 shares Expires 2020-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted on February 22, 2010 and vested in four equal annual installments on February 22nd of 2011, 2012, 2013 and 2014. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 20:24 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 7,011 | $73.88 | $517,951.65 |
DisclosureSEC source: 0001127602-17-011599 · form4.xml · nonDerivative · entry 2 RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,793.99 Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 20:24 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 7,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-011599 · form4.xml · nonDerivative · entry 1 RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,804.99 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Includes shares acquired under the Marsh & McLennan Companies Employee Stock Purchase Plan and dividend reinvestment shares acquired on February 15, 2017. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:28 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 3,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009718 · form4.xml · derivative · entry 3 RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,118 Underlying: Common Stock · 3,114 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 3,114 shares underlying restricted stock units of which 1,264 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 3,114 shares underlying restricted stock units relate to 695 restricted stock units that were granted on February 24, 2014, 1,251 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 587 restricted stock units that were granted on February 23, 2015, and 581 restricted stock units that were granted on February 22, 2016. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:28 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 1,264 | $73.28 | $92,625.92 |
DisclosureSEC source: 0001127602-17-009718 · form4.xml · nonDerivative · entry 2 RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,771.854 F1 · kind: Vesting and distribution to reporting person of 3,114 shares underlying restricted stock units of which 1,264 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 3,114 shares underlying restricted stock units relate to 695 restricted stock units that were granted on February 24, 2014, 1,251 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 587 restricted stock units that were granted on February 23, 2015, and 581 restricted stock units that were granted on February 22, 2016. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:28 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 3,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009718 · form4.xml · nonDerivative · entry 1 RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,035.854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 3,114 shares underlying restricted stock units of which 1,264 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 3,114 shares underlying restricted stock units relate to 695 restricted stock units that were granted on February 24, 2014, 1,251 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 587 restricted stock units that were granted on February 23, 2015, and 581 restricted stock units that were granted on February 22, 2016. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:14 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 1,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008221 · form4.xml · derivative · entry 3 RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,232 Underlying: Common Stock · 1,251 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F5 · kind: These restricted stock units relate to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016. The performance factor for these performance stock units was determined on February 22, 2017. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:14 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 1,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008221 · form4.xml · derivative · entry 2 RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,981 Underlying: Common Stock · 1,367 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:14 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 3,332 | $0.00 Strike: $73.20 | $0.00 |
DisclosureSEC source: 0001127602-17-008221 · form4.xml · derivative · entry 1 RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,332 Underlying: Common Stock · 3,332 shares Expires 2027-02-21 F1 · derivative.exercise_date: These options were granted on February 22, 2017 and vest in four equal annual installments on February 22nd of 2018, 2019, 2020 and 2021. Read SEC document |
| December 09, 2016 Filed Feb 13, 2017 21:38 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005450 · form5.xml · nonDerivative · entry 1 RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,921.854 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:08 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $22.71 | $0.00 |
DisclosureSEC source: 0001127602-16-068097 · form4.xml · derivative · entry 3 RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,011 Underlying: Common Stock · 10,000 shares Expires 2020-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted on February 22, 2010 and vested in four equal annual installments on February 22nd of 2011, 2012, 2013 and 2014. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:08 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 10,000 | $69.00 | $690,010.00 |
DisclosureSEC source: 0001127602-16-068097 · form4.xml · nonDerivative · entry 2 RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,221.854 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:08 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068097 · form4.xml · nonDerivative · entry 1 RAPPORT ROBERT J · CIK 0001194457 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,221.854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired under the Marsh & McLennan Companies Employee Stock Purchase Plan and dividend reinvestment shares acquired on May 13, 2016, August 15, 2016 and November 15, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.