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MRSH

MARSH & MCLENNAN COMPANIES, INC.

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Tapewire entity
1501
SEC CIK
0000062709
Parsed reports
821

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202603
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2020 Filed Aug 18, 2020 20:01 UTC
Doyle John QPresident and CEO, Marsh
Exercise / conversionCommon Stock 12,739 $116.92 $1,489,380.19
Disclosure

SEC source: 0001127602-20-023778 · form4.xml · nonDerivative · entry 1

Doyle John Q · CIK 0001580963 · President and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,272.0205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 12,739 shares underlying restricted stock units of which 6,239 were withheld by Marsh & McLennan Companies to cover applicable taxes. These restricted stock units were granted on August 1, 2017.

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August 14, 2020 Filed Aug 18, 2020 20:18 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 281.72 $116.70 $32,875.32
Disclosure

SEC source: 0001127602-20-023810 · form4.xml · derivative · entry 2

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,981.01

Underlying: Common Stock · 281.72 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:16 UTC
YOST R DAVIDDirector
OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 129.25 $116.70 $15,082.83
Disclosure

SEC source: 0001127602-20-023807 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,564.8

Underlying: Common Stock · 129.25 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:13 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 35.67 $116.70 $4,162.51
Disclosure

SEC source: 0001127602-20-023803 · form4.xml · derivative · entry 1

Anderson Anthony · CIK 0001559294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,986.94

Underlying: Common Stock · 35.67 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:10 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 47.43 $116.70 $5,534.84
Disclosure

SEC source: 0001127602-20-023797 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,950.32

Underlying: Common Stock · 47.43 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:08 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 6.6 $116.70 $770.19
Disclosure

SEC source: 0001127602-20-023788 · form4.xml · derivative · entry 1

Ingram Tamara · CIK 0001782070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,663.88

Underlying: Common Stock · 6.6 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:06 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 6.6 $116.70 $770.19
Disclosure

SEC source: 0001127602-20-023785 · form4.xml · derivative · entry 1

Yates Lloyd M · CIK 0001311411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,663.88

Underlying: Common Stock · 6.6 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:03 UTC
Beshar Peter JEVP and General Counsel
Exercise / conversionStock Options (Right to Buy) · Derivative 169,355 $0.00 Strike: $36.50 $0.00
Disclosure

SEC source: 0001127602-20-023359 · form4.xml · derivative · entry 6

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 169,355 shares

Expires 2023-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted on February 25, 2013 and vested in four equal annual installments on February 25th of 2014, 2015, 2016 and 2017.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:03 UTC
Beshar Peter JEVP and General Counsel
Exercise / conversionStock Options (Right to Buy) · Derivative 173,842 $0.00 Strike: $31.89 $0.00
Disclosure

SEC source: 0001127602-20-023359 · form4.xml · derivative · entry 5

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 173,842 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015 and 2016.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:03 UTC
Beshar Peter JEVP and General Counsel
Tax withholdingCommon Stock 109,656 $118.02 $12,941,601.12
Disclosure

SEC source: 0001127602-20-023359 · form4.xml · nonDerivative · entry 4

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,428

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:03 UTC
Beshar Peter JEVP and General Counsel
Tax withholdingCommon Stock 109,107 $117.97 $12,871,352.79
Disclosure

SEC source: 0001127602-20-023359 · form4.xml · nonDerivative · entry 3

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,084

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:03 UTC
Beshar Peter JEVP and General Counsel
Exercise / conversionCommon Stock 169,355 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-023359 · form4.xml · nonDerivative · entry 2

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 7, 2020 Mr. Beshar exercised 173,842 options that were granted to him in 2012 and 169,355 options that were granted to him in 2013 and thereby increased his net ownership of MMC common stock by 124,434 from 352,994 to 477,428 shares. 109,107 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2012 and 109,656 shares were used to satisfy the exercise price and applicable taxes on the options granted in 2013 in exempt transactions.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:03 UTC
Beshar Peter JEVP and General Counsel
Exercise / conversionCommon Stock 173,842 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-023359 · form4.xml · nonDerivative · entry 1

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On August 7, 2020 Mr. Beshar exercised 173,842 options that were granted to him in 2012 and 169,355 options that were granted to him in 2013 and thereby increased his net ownership of MMC common stock by 124,434 from 352,994 to 477,428 shares. 109,107 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2012 and 109,656 shares were used to satisfy the exercise price and applicable taxes on the options granted in 2013 in exempt transactions.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 20:04 UTC
Ledford LaurieSVP & Chief HR Officer
SaleCommon Stock 4,114 $115.78 $476,298.35
Disclosure

SEC source: 0001127602-20-022675 · form4.xml · nonDerivative · entry 1

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,938.5441

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:18 UTC GrantCommon Stock 1,657.28 $105.60 $175,000.48
Disclosure

SEC source: 0001127602-20-018706 · form4.xml · nonDerivative · entry 1

NOLOP BRUCE P · CIK 0001204539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,810.11

F1 · kind: Annual stock award of 1,657.28 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:16 UTC
Lute Jane HDirector
GrantCommon Stock 1,657 $105.60 $174,970.92
Disclosure

SEC source: 0001127602-20-018705 · form4.xml · nonDerivative · entry 1

Lute Jane H · CIK 0001671434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,657

F1 · kind: Annual stock award of 1,657 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:15 UTC
OKEN MARC DDirector
GrantCommon Stock 1,657 $105.60 $174,970.92
Disclosure

SEC source: 0001127602-20-018700 · form4.xml · nonDerivative · entry 1

OKEN MARC D · CIK 0001189900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,696

F1 · kind: Annual stock award of 1,657 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:13 UTC GrantCommon Stock 1,657 $105.60 $174,970.92
Disclosure

SEC source: 0001127602-20-018697 · form4.xml · nonDerivative · entry 1

HANWAY H EDWARD · CIK 0001193509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,898.7

F1 · kind: Annual stock award of 1,657 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:12 UTC GrantCommon Stock 1,657 $105.60 $174,970.92
Disclosure

SEC source: 0001127602-20-018695 · form4.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,730.75

F1 · kind: Annual stock award of 1,657 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:10 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,657.28 $105.60 $175,000.48
Disclosure

SEC source: 0001127602-20-018693 · form4.xml · derivative · entry 2

Yates Lloyd M · CIK 0001311411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,657.28

Underlying: Common Stock · 1,657.28 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 1,657.28 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:09 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,657.28 $105.60 $175,000.48
Disclosure

SEC source: 0001127602-20-018691 · form4.xml · derivative · entry 1

Ingram Tamara · CIK 0001782070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,657.28

Underlying: Common Stock · 1,657.28 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 1,657.28 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:07 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,657.28 $105.60 $175,000.48
Disclosure

SEC source: 0001127602-20-018688 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,902.89

Underlying: Common Stock · 1,657.28 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 1,657.28 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:02 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,657.28 $105.60 $175,000.48
Disclosure

SEC source: 0001127602-20-018679 · form4.xml · derivative · entry 1

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,699.29

Underlying: Common Stock · 1,657.28 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 1,657.28 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:05 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,657.28 $105.60 $175,000.48
Disclosure

SEC source: 0001127602-20-018684 · form4.xml · derivative · entry 2

Anderson Anthony · CIK 0001559294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,951.27

Underlying: Common Stock · 1,657.28 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 1,657.28 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:04 UTC
YOST R DAVIDDirector
GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,657.28 $105.60 $175,000.48
Disclosure

SEC source: 0001127602-20-018682 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,435.55

Underlying: Common Stock · 1,657.28 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 1,657.28 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:00 UTC
FANJUL OSCARDirector
Tax withholdingCommon Stock 133.18 $105.60 $14,063.14
Disclosure

SEC source: 0001127602-20-018675 · form4.xml · nonDerivative · entry 2

FANJUL OSCAR · CIK 0001194447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,621.624

F3 · kind: Reflects shares withheld to cover applicable taxes on award received on June 1, 2020 under the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:00 UTC
FANJUL OSCARDirector
GrantCommon Stock 1,657.28 $105.60 $175,000.48
Disclosure

SEC source: 0001127602-20-018675 · form4.xml · nonDerivative · entry 1

FANJUL OSCAR · CIK 0001194447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,754.804

F1 · kind: Annual stock award of 1,657.28 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F2 · balance_after: Includes a total of 197.68 shares acquired pursuant to the Marsh & McLennan dividend reinvestment plan from August 15, 2019 through May 15, 2020.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:00 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 296.67 $104.94 $31,132.55
Disclosure

SEC source: 0001127602-20-017211 · form4.xml · derivative · entry 3

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,042.01

Underlying: Common Stock · 296.67 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F5 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:00 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 321.61 $104.94 $33,749.75
Disclosure

SEC source: 0001127602-20-017211 · form4.xml · derivative · entry 2

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,745.34

Underlying: Common Stock · 321.61 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:04 UTC
YOST R DAVIDDirector
OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 131.64 $104.94 $13,814.30
Disclosure

SEC source: 0001127602-20-017221 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,778.27

Underlying: Common Stock · 131.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:04 UTC
YOST R DAVIDDirector
GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 285.88 $104.94 $30,000.25
Disclosure

SEC source: 0001127602-20-017221 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,646.63

Underlying: Common Stock · 285.88 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:58 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 31.49 $104.94 $3,304.56
Disclosure

SEC source: 0001127602-20-017209 · form4.xml · derivative · entry 1

Anderson Anthony · CIK 0001559294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,293.99

Underlying: Common Stock · 31.49 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:49 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 43 $104.94 $4,512.42
Disclosure

SEC source: 0001127602-20-017200 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,245.61

Underlying: Common Stock · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:49 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 285.88 $104.94 $30,000.25
Disclosure

SEC source: 0001127602-20-017200 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,202.61

Underlying: Common Stock · 285.88 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:47 UTC GrantCommon Stock 345 $104.94 $36,204.30
Disclosure

SEC source: 0001127602-20-017199 · form4.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,073.75

F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
May 06, 2020 Filed Dec 14, 2020 21:33 UTC
Glaser Daniel SDirector · President and CEO, MMC
GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031271 · form4.xml · nonDerivative · entry 1

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,073.9999

Read SEC document
May 01, 2020 Filed May 5, 2020 20:01 UTC
Burke DominicVice Chairman
Exercise / conversionRestricted Stock Units · Derivative 6,230 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015396 · form4.xml · derivative · entry 3

Burke Dominic · CIK 0001772746 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,460

Underlying: Common Stock · 6,230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 6,230 shares underlying restricted stock units of which 2,929 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 6,230 shares underlying restricted stock units relate to 18,690 restricted stock units that were granted on May 1, 2019.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:01 UTC
Burke DominicVice Chairman
Tax withholdingCommon Stock 2,929 $95.96 $281,052.20
Disclosure

SEC source: 0001127602-20-015396 · form4.xml · nonDerivative · entry 2

Burke Dominic · CIK 0001772746 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,301

F1 · kind: Vesting and distribution to reporting person of 6,230 shares underlying restricted stock units of which 2,929 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 6,230 shares underlying restricted stock units relate to 18,690 restricted stock units that were granted on May 1, 2019.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:01 UTC
Burke DominicVice Chairman
Exercise / conversionCommon Stock 6,230 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015396 · form4.xml · nonDerivative · entry 1

Burke Dominic · CIK 0001772746 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 6,230 shares underlying restricted stock units of which 2,929 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 6,230 shares underlying restricted stock units relate to 18,690 restricted stock units that were granted on May 1, 2019.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:08 UTC
McDonald ScottPresident and CEO of OWG
Exercise / conversionStock Options (Right to Buy) · Derivative 20,162 $0.00 Strike: $36.50 $0.00
Disclosure

SEC source: 0001127602-20-009954 · form4.xml · derivative · entry 5

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,162 shares

Expires 2023-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · derivative.exercise_date: These options were granted on February 25, 2013 and vested in four equal annual installments on February 25th of 2014, 2015, 2016 and 2017.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:08 UTC
McDonald ScottPresident and CEO of OWG
Exercise / conversionStock Options (Right to Buy) · Derivative 13,039 $0.00 Strike: $31.89 $0.00
Disclosure

SEC source: 0001127602-20-009954 · form4.xml · derivative · entry 4

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,039 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015 and 2016.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:08 UTC
McDonald ScottPresident and CEO of OWG
SaleCommon Stock 40,297 $106.81 $4,304,158.84
Disclosure

SEC source: 0001127602-20-009954 · form4.xml · nonDerivative · entry 3

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,763.4868

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:08 UTC
McDonald ScottPresident and CEO of OWG
Exercise / conversionCommon Stock 20,162 $36.50 $735,812.19
Disclosure

SEC source: 0001127602-20-009954 · form4.xml · nonDerivative · entry 2

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,060.4868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:08 UTC
McDonald ScottPresident and CEO of OWG
Exercise / conversionCommon Stock 13,039 $31.89 $415,748.52
Disclosure

SEC source: 0001127602-20-009954 · form4.xml · nonDerivative · entry 1

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,898.4868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · balance_after: On February 21, 2020, the reporting person sold 0.647 shares of common stock at a price of $119.3872 in connection with closing an account.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:07 UTC
MCGIVNEY MARK CChief Financial Officer
SaleCommon Stock 8,465 $106.83 $904,273.63
Disclosure

SEC source: 0001127602-20-009953 · form4.xml · nonDerivative · entry 1

MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,678

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:06 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionStock Options (Right to Buy) · Derivative 206,952 $0.00 Strike: $31.89 $0.00
Disclosure

SEC source: 0001127602-20-009952 · form4.xml · derivative · entry 3

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 206,952 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015 and 2016.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:06 UTC
Glaser Daniel SDirector · President and CEO, MMC
SaleCommon Stock 248,347 $106.81 $26,526,787.45
Disclosure

SEC source: 0001127602-20-009952 · form4.xml · nonDerivative · entry 2

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,573.9999

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:06 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionCommon Stock 206,952 $31.89 $6,598,664.52
Disclosure

SEC source: 0001127602-20-009952 · form4.xml · nonDerivative · entry 1

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,920.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:04 UTC
Mills StacyVice President and Controller
SaleCommon Stock 1,270 $106.83 $135,674.86
Disclosure

SEC source: 0001127602-20-009951 · form4.xml · nonDerivative · entry 1

Mills Stacy · CIK 0001726937 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,923.066

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 20:00 UTC
Gilbert E ScottSVP, Chief Information Officer
SaleCommon Stock 4,114 $106.89 $439,748.75
Disclosure

SEC source: 0001127602-20-009948 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,197

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.