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NYSE · USD

MOS

MOSAIC CO

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Tapewire entity
3647
SEC CIK
0001285785
Parsed reports
452

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2023 Filed Dec 7, 2023 01:49 UTC GiftCommon Stock 20,838 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000154 · wk-form4_1701913751.xml · nonDerivative · entry 4

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · 2023 Annuity Trust I dated December 4, 2023

Disclosed balance after: 20,838

F2 · shares: This transaction involved a gift of issuer's common stock by the reporting person to a grantor retained annuity trust dated December 4, 2023, for the benefit of reporting person and his children ("2023 Annuity Trust I"). The reporting person serves as trustee of the 2023 Annuity Trust I.

Read SEC document
December 04, 2023 Filed Dec 7, 2023 01:49 UTC GiftCommon Stock 20,838 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000154 · wk-form4_1701913751.xml · nonDerivative · entry 3

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,896

F2 · shares: This transaction involved a gift of issuer's common stock by the reporting person to a grantor retained annuity trust dated December 4, 2023, for the benefit of reporting person and his children ("2023 Annuity Trust I"). The reporting person serves as trustee of the 2023 Annuity Trust I.

Read SEC document
December 04, 2023 Filed Dec 7, 2023 01:49 UTC GiftCommon Stock 20,838 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000154 · wk-form4_1701913751.xml · nonDerivative · entry 2

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,734

F1 · shares: On December 4, 2023, the reporting person indirectly held 30,000 shares of MOS common stock in a grantor retained annuity trust for the benefit of reporting person and his children ("2022 Annuity Trust I dated September 13, 2022"). On that date, 20,838 of the shares were distributed by 2022 Annuity Trust I dated September 13, 2022 to the reporting person in satisfaction of an annuity due to the reporting person.

Read SEC document
December 04, 2023 Filed Dec 7, 2023 01:49 UTC GiftCommon Stock 20,838 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000154 · wk-form4_1701913751.xml · nonDerivative · entry 1

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · 2022 Annuity Trust I dated September 13, 2022

Disclosed balance after: 9,162

F1 · shares: On December 4, 2023, the reporting person indirectly held 30,000 shares of MOS common stock in a grantor retained annuity trust for the benefit of reporting person and his children ("2022 Annuity Trust I dated September 13, 2022"). On that date, 20,838 of the shares were distributed by 2022 Annuity Trust I dated September 13, 2022 to the reporting person in satisfaction of an annuity due to the reporting person.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 18:43 UTC
Swager Karen AEVP - Operations
GrantRestricted Stock Units · Derivative 15,485 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000149 · wk-form4_1699036985.xml · derivative · entry 5

Swager Karen A · CIK 0001762750 · EVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,485

Underlying: Common Stock · 15,485 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F2 · derivative.expiration_date: Not Applicable

Read SEC document
November 01, 2023 Filed Nov 3, 2023 14:44 UTC
Freeland ClintEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 15,485 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000150 · wk-form4_1699037079.xml · derivative · entry 5

Freeland Clint · CIK 0001428577 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,485

Underlying: Common Stock · 15,485 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F2 · derivative.expiration_date: Not Applicable

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:37 UTC
Wang YijunSVP-Global Strategic Marketing
Exercise / conversionRestricted Stock Units · Derivative 5,621 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000140 · wk-form4_1696282629.xml · derivative · entry 3

Wang Yijun · CIK 0001901672 · SVP-Global Strategic Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One-for-One

F3 · derivative.expiration_date: Not Applicable

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:37 UTC
Wang YijunSVP-Global Strategic Marketing
Tax withholdingCommon Stock 2,212 $35.60 $78,747.20
Disclosure

SEC source: 0001243786-23-000140 · wk-form4_1696282629.xml · nonDerivative · entry 2

Wang Yijun · CIK 0001901672 · SVP-Global Strategic Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,945

F1 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock .

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:37 UTC
Wang YijunSVP-Global Strategic Marketing
Exercise / conversionCommon Stock 5,621 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000140 · wk-form4_1696282629.xml · nonDerivative · entry 1

Wang Yijun · CIK 0001901672 · SVP-Global Strategic Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2023 Filed Sep 28, 2023 00:27 UTC
O'Rourke James CalvinDirector · CEO
GiftCommon Stock 7,223 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000138 · wk-form4_1695860858.xml · nonDerivative · entry 5

O'Rourke James Calvin · CIK 0001453221 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,583

F3 · shares: On August 18, 2023, the reporting person indirectly held 7,223 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2021 GRAT 3"). On that date, 7,223 of the shares were distributed by 2021 GRAT 3 to the reporting person in satisfaction of an annuity due to the reporting person.

Read SEC document
August 18, 2023 Filed Sep 28, 2023 00:27 UTC
O'Rourke James CalvinDirector · CEO
GiftCommon Stock 7,223 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000138 · wk-form4_1695860858.xml · nonDerivative · entry 4

O'Rourke James Calvin · CIK 0001453221 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · 2021 GRAT 3 dated June 30, 2021

Disclosed balance after: 0

F3 · shares: On August 18, 2023, the reporting person indirectly held 7,223 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2021 GRAT 3"). On that date, 7,223 of the shares were distributed by 2021 GRAT 3 to the reporting person in satisfaction of an annuity due to the reporting person.

Read SEC document
August 09, 2023 Filed Sep 28, 2023 00:27 UTC
O'Rourke James CalvinDirector · CEO
GiftCommon Stock 162,596 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000138 · wk-form4_1695860858.xml · nonDerivative · entry 3

O'Rourke James Calvin · CIK 0001453221 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 549,360

F1 · shares: On August 9, 2023, the reporting person indirectly held 95,662 shares of MOS common stock ("2021 GRAT 2 Shares") in a grantor retained annuity trust for the benefit of himself and his spouse ("2021 GRAT 2"). On that date and upon termination of the 2021 GRAT 2, 45,378 of the 2021 GRAT 2 Shares were distributed to the James C. O'Rourke Grantor Investment Trust of 2019 for the benefit of the reporting person's adult children; and 50,284 of the 2021 GRAT 2 Shares were distributed by 2021 GRAT 2 to the reporting person in satisfaction of an annuity due to the reporting person.

F2 · shares: On August 9, 2023, the reporting person indirectly held 174,187 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2022 GRAT 2A"). On that date, 112,312 of the shares were distributed by 2022 GRAT 2A to the reporting person in satisfaction of an annuity due to the reporting person.

Read SEC document
August 09, 2023 Filed Sep 28, 2023 00:27 UTC
O'Rourke James CalvinDirector · CEO
GiftCommon Stock 112,312 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000138 · wk-form4_1695860858.xml · nonDerivative · entry 2

O'Rourke James Calvin · CIK 0001453221 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · 2022 GRAT 2A dated April 22, 2022

Disclosed balance after: 61,875

F2 · shares: On August 9, 2023, the reporting person indirectly held 174,187 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2022 GRAT 2A"). On that date, 112,312 of the shares were distributed by 2022 GRAT 2A to the reporting person in satisfaction of an annuity due to the reporting person.

Read SEC document
August 09, 2023 Filed Sep 28, 2023 00:27 UTC
O'Rourke James CalvinDirector · CEO
GiftCommon Stock 95,662 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000138 · wk-form4_1695860858.xml · nonDerivative · entry 1

O'Rourke James Calvin · CIK 0001453221 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · 2021 GRAT 2 dated June 30, 2021

Disclosed balance after: 0

F1 · shares: On August 9, 2023, the reporting person indirectly held 95,662 shares of MOS common stock ("2021 GRAT 2 Shares") in a grantor retained annuity trust for the benefit of himself and his spouse ("2021 GRAT 2"). On that date and upon termination of the 2021 GRAT 2, 45,378 of the 2021 GRAT 2 Shares were distributed to the James C. O'Rourke Grantor Investment Trust of 2019 for the benefit of the reporting person's adult children; and 50,284 of the 2021 GRAT 2 Shares were distributed by 2021 GRAT 2 to the reporting person in satisfaction of an annuity due to the reporting person.

Read SEC document
August 07, 2023 Filed Aug 7, 2023 20:08 UTC
Precourt Walter F. IIISenior VP - Strategy & Growth
GiftCommon Stock 34,238 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000129 · wk-form4_1691438878.xml · nonDerivative · entry 2

Precourt Walter F. III · CIK 0001609765 · Senior VP - Strategy & Growth

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,922

F1 · kind: On August 7, 2023, the reporting person indirectly held 55,000 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his family ("2022 GRAT). On that date, 34,238 of the shares were distributed by 2022 GRAT to the reporting person in satisfaction of an annuity to the reporting person.

Read SEC document
August 07, 2023 Filed Aug 7, 2023 20:08 UTC
Precourt Walter F. IIISenior VP - Strategy & Growth
GiftCommon Stock 34,238 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000129 · wk-form4_1691438878.xml · nonDerivative · entry 1

Precourt Walter F. III · CIK 0001609765 · Senior VP - Strategy & Growth

10b5-1 filing: No plan indicated

Ownership: Indirect · By 2022 GRAT dated August 1, 2022

Disclosed balance after: 20,762

F1 · kind: On August 7, 2023, the reporting person indirectly held 55,000 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his family ("2022 GRAT). On that date, 34,238 of the shares were distributed by 2022 GRAT to the reporting person in satisfaction of an annuity to the reporting person.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:42 UTC GrantRestricted Stock Units · Derivative 4,609 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000115 · wf-form4_168513368161569.xml · derivative · entry 4

Seaton David Thomas · CIK 0001392152 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,609

Underlying: Common Stock · 4,609 shares

Expires not disclosed

F2 · derivative.exercise_price: One-for-One

F6 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the date of the issuer's 2024 Annual Meeting of Stockholders.

F4 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 26, 2023 20:42 UTC Exercise / conversionRestricted Stock Units · Derivative 2,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000115 · wf-form4_168513368161569.xml · derivative · entry 3

Seaton David Thomas · CIK 0001392152 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One-for-One

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 35% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

F5 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the later of (i) the date of the issuer's 2023 Annual Meeting of Stockholders; or (ii) the date that is at 50 weeks after the issuer's immediately preceding year's annual meeting.

F4 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 26, 2023 20:42 UTC Exercise / conversionCommon Stock 1,674 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000115 · wf-form4_168513368161569.xml · nonDerivative · entry 1

Seaton David Thomas · CIK 0001392152 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 35% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:41 UTC GrantRestricted Stock Units · Derivative 4,609 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000114 · wf-form4_168513362517305.xml · derivative · entry 4

Watkins Gretchen H · CIK 0001567584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,609

Underlying: Common Stock · 4,609 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the date of the issuer's 2024 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 26, 2023 20:41 UTC Exercise / conversionRestricted Stock Units · Derivative 2,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000114 · wf-form4_168513362517305.xml · derivative · entry 3

Watkins Gretchen H · CIK 0001567584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F4 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the later of (i) the date of the issuer's 2023 Annual Meeting of Stockholders; or (ii) the date that is at 50 weeks after the issuer's immediately preceding year's annual meeting.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 26, 2023 20:41 UTC Exercise / conversionCommon Stock 2,575 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000114 · wf-form4_168513362517305.xml · nonDerivative · entry 1

Watkins Gretchen H · CIK 0001567584 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:40 UTC GrantRestricted Stock Units · Derivative 4,609 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000113 · wf-form4_168513357231788.xml · derivative · entry 4

Gitzel Timothy S. · CIK 0001588386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,609

Underlying: Common Stock · 4,609 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the date of the issuer's 2024 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 26, 2023 20:40 UTC Exercise / conversionRestricted Stock Units · Derivative 2,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000113 · wf-form4_168513357231788.xml · derivative · entry 3

Gitzel Timothy S. · CIK 0001588386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F4 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the later of (i) the date of the issuer's 2023 Annual Meeting of Stockholders; or (ii) the date that is at 50 weeks after the issuer's immediately preceding year's annual meeting.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 26, 2023 20:40 UTC Exercise / conversionCommon Stock 2,575 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000113 · wf-form4_168513357231788.xml · nonDerivative · entry 1

Gitzel Timothy S. · CIK 0001588386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:39 UTC GrantRestricted Stock Units · Derivative 4,609 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000112 · wf-form4_168513351226450.xml · derivative · entry 4

BEEBE CHERYL K · CIK 0001202864 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,609

Underlying: Common Stock · 4,609 shares

Expires not disclosed

F2 · derivative.exercise_price: One-for-One

F6 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the date of the issuer's 2024 Annual Meeting of Stockholders.

F4 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 26, 2023 20:39 UTC Exercise / conversionRestricted Stock Units · Derivative 2,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000112 · wf-form4_168513351226450.xml · derivative · entry 3

BEEBE CHERYL K · CIK 0001202864 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One-for-One

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 50% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

F5 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the later of (i) the date of the issuer's 2023 Annual Meeting of Stockholders; or (ii) the date that is at 50 weeks after the issuer's immediately preceding year's annual meeting.

F4 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 26, 2023 20:39 UTC Exercise / conversionCommon Stock 1,288 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000112 · wf-form4_168513351226450.xml · nonDerivative · entry 1

BEEBE CHERYL K · CIK 0001202864 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 50% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:38 UTC GrantRestricted Stock Units · Derivative 4,609 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000111 · wf-form4_168513345519060.xml · derivative · entry 4

Teixeira Joao Roberto Goncalves · CIK 0001952751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,609

Underlying: Common Stock · 4,609 shares

Expires not disclosed

F4 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the date of the issuer's 2024 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 26, 2023 20:38 UTC Exercise / conversionRestricted Stock Units · Derivative 1,611 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000111 · wf-form4_168513345519060.xml · derivative · entry 3

Teixeira Joao Roberto Goncalves · CIK 0001952751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the later of (i) the date of the issuer's 2023 Annual Meeting of Stockholders; or (ii) the date that is at 50 weeks after the issuer's immediately preceding year's annual meeting.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 26, 2023 20:38 UTC Tax withholdingCommon Stock 483 $34.17 $16,504.11
Disclosure

SEC source: 0001243786-23-000111 · wf-form4_168513345519060.xml · nonDerivative · entry 2

Teixeira Joao Roberto Goncalves · CIK 0001952751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,128

F1 · kind: Shares withheld to cover tax liability incurred as a result of most recent vesting of restricted stock units.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:38 UTC Exercise / conversionCommon Stock 1,611 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000111 · wf-form4_168513345519060.xml · nonDerivative · entry 1

Teixeira Joao Roberto Goncalves · CIK 0001952751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:34 UTC GrantRestricted Stock Units · Derivative 7,682 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000110 · wf-form4_168513317613486.xml · derivative · entry 5

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,682

Underlying: Common Stock · 7,682 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the date of the issuer's 2024 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 26, 2023 20:34 UTC Exercise / conversionRestricted Stock Units · Derivative 4,291 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000110 · wf-form4_168513317613486.xml · derivative · entry 4

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F4 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the later of (i) the date of the issuer's 2023 Annual Meeting of Stockholders; or (ii) the date that is at 50 weeks after the issuer's immediately preceding year's annual meeting.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 26, 2023 20:34 UTC Exercise / conversionCommon Stock 4,291 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000110 · wf-form4_168513317613486.xml · nonDerivative · entry 1

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:32 UTC GrantRestricted Stock Units · Derivative 4,609 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000109 · wf-form4_168513312926131.xml · derivative · entry 4

Koenig Emery N. · CIK 0001502684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,609

Underlying: Common Stock · 4,609 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the date of the issuer's 2024 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 26, 2023 20:32 UTC Exercise / conversionRestricted Stock Units · Derivative 2,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000109 · wf-form4_168513312926131.xml · derivative · entry 3

Koenig Emery N. · CIK 0001502684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F4 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the later of (i) the date of the issuer's 2023 Annual Meeting of Stockholders; or (ii) the date that is at 50 weeks after the issuer's immediately preceding year's annual meeting.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 26, 2023 20:32 UTC Exercise / conversionCommon Stock 2,575 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000109 · wf-form4_168513312926131.xml · nonDerivative · entry 1

Koenig Emery N. · CIK 0001502684 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:31 UTC GrantRestricted Stock Units · Derivative 4,609 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000108 · wf-form4_168513307321782.xml · derivative · entry 4

WESTBROOK KELVIN R · CIK 0001190588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,609

Underlying: Common Stock · 4,609 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the date of the issuer's 2024 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 26, 2023 20:31 UTC Exercise / conversionRestricted Stock Units · Derivative 2,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000108 · wf-form4_168513307321782.xml · derivative · entry 3

WESTBROOK KELVIN R · CIK 0001190588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F4 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the later of (i) the date of the issuer's 2023 Annual Meeting of Stockholders; or (ii) the date that is at 50 weeks after the issuer's immediately preceding year's annual meeting.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 26, 2023 20:31 UTC Exercise / conversionCommon Stock 2,575 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000108 · wf-form4_168513307321782.xml · nonDerivative · entry 1

WESTBROOK KELVIN R · CIK 0001190588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2023 Filed May 26, 2023 20:30 UTC GrantRestricted Stock Units · Derivative 4,609 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000107 · wf-form4_168513300848915.xml · derivative · entry 5

Johnson Denise C · CIK 0001608229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,609

Underlying: Common Stock · 4,609 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the date of the issuer's 2024 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 26, 2023 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 2,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000107 · wf-form4_168513300848915.xml · derivative · entry 4

Johnson Denise C · CIK 0001608229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F4 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the later of (i) the date of the issuer's 2023 Annual Meeting of Stockholders; or (ii) the date that is at 50 weeks after the issuer's immediately preceding year's annual meeting.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 26, 2023 20:30 UTC Exercise / conversionCommon Stock 2,575 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000107 · wf-form4_168513300848915.xml · nonDerivative · entry 1

Johnson Denise C · CIK 0001608229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2023 Filed May 30, 2023 14:32 UTC GrantRestricted Stock Units · Derivative 4,609 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000119 · wf-form4_168545712984294.xml · derivative · entry 4

SEIBERT STEVEN M · CIK 0001301457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,609

Underlying: Common Stock · 4,609 shares

Expires not disclosed

F2 · derivative.exercise_price: One-for-One

F6 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the date of the issuer's 2024 Annual Meeting of Stockholders.

F4 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 30, 2023 14:32 UTC Exercise / conversionRestricted Stock Units · Derivative 2,575 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000119 · wf-form4_168545712984294.xml · derivative · entry 3

SEIBERT STEVEN M · CIK 0001301457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One-for-One

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 35% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

F5 · derivative.exercise_date: The restricted stock units will vest and be paid to the reporting person on the later of (i) the date of the issuer's 2023 Annual Meeting of Stockholders; or (ii) the date that is at 50 weeks after the issuer's immediately preceding year's annual meeting.

F4 · derivative.expiration_date: Not Applicable

Read SEC document
May 25, 2023 Filed May 30, 2023 14:32 UTC Exercise / conversionCommon Stock 1,674 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000119 · wf-form4_168545712984294.xml · nonDerivative · entry 1

SEIBERT STEVEN M · CIK 0001301457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 35% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

Read SEC document
May 23, 2023 Filed May 24, 2023 14:58 UTC
Flugel Russell APrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000096 · wf-form4_168495467039278.xml · derivative · entry 3

Flugel Russell A · CIK 0001643125 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,197

Underlying: Common Stock · 4,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One-for-One

F3 · derivative.exercise_date: Grant Date May 23, 2022; RSU's vest in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.

F4 · derivative.expiration_date: Not Applicable

Read SEC document
May 23, 2023 Filed May 24, 2023 14:58 UTC
Flugel Russell APrincipal Accounting Officer
Tax withholdingCommon Stock 998 $35.68 $35,608.64
Disclosure

SEC source: 0001243786-23-000096 · wf-form4_168495467039278.xml · nonDerivative · entry 2

Flugel Russell A · CIK 0001643125 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,100

F1 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock units.

Read SEC document
May 23, 2023 Filed May 24, 2023 14:58 UTC
Flugel Russell APrincipal Accounting Officer
Exercise / conversionCommon Stock 4,098 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000096 · wf-form4_168495467039278.xml · nonDerivative · entry 1

Flugel Russell A · CIK 0001643125 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.