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Swager Karen A

Disclosed activity across 2 companies

Tapewire entity
33322
SEC CIK
0001762750

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MOSAIC COMOS · Entity 3647EVP - OperationsMarch 09, 2026March 11, 2026
SSR MINING INC.SSRM · Entity 3668DirectorOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MOSAIC CO

Report date March 09, 2026 · Filed March 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect175,598 Ending reported balance After 2026-03-09 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-03-09 · Exercise / conversion · Acquired 12,181 · Balance 176,547

Row 2 · 2026-03-09 · Exercise / conversion · Acquired 5,138 · Balance 181,685

F1: Shares Issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 9, 2023. The performance unit award was not a derivative security.

Row 3 · 2026-03-09 · Tax withholding · Disposed 6,087 · Balance 175,598

F2: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-03-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-03-09 · Exercise / conversion · Disposed 12,181 · Balance 0

F3: One-for-One

F4: Not Applicable

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct15,485 Reported balance Holding disclosure · report date 2026-03-09 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 15,485

F3: One-for-One

F4: Not Applicable

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct26,528 Reported balance Holding disclosure · report date 2026-03-09 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 26,528

F5: The Restricted Stock Unit will vest a cumulative vesting percentage equal to 33% on March 4, 2027, 66% on March 4, 2028 and 100% on March 4, 2029.

F4: Not Applicable

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct21,767 Reported balance Holding disclosure · report date 2026-03-09 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 21,767

F3: One-for-One

F4: Not Applicable

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct29,463 Reported balance Holding disclosure · report date 2026-03-09 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 29,463

F3: One-for-One

F4: Not Applicable

Filing footnotes · ownership attribution and instrument terms

F1: Shares Issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 9, 2023. The performance unit award was not a derivative security.

F2: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.

F3: One-for-One

F4: Not Applicable

F5: The Restricted Stock Unit will vest a cumulative vesting percentage equal to 33% on March 4, 2027, 66% on March 4, 2028 and 100% on March 4, 2029.

SSR MINING INC.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Share UnitSEC Table II · derivative / convertible securityDirect78,826 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 1,668 · Balance 78,826

F1: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 20:52 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 1,668 $0.00 $0.00
Disclosure

SEC source: 0001762750-26-000006 · wk-form4_1791233573.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,826

Underlying: Common Shares · 1,668 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
September 11, 2026 Filed Sep 15, 2026 22:03 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 73 $0.00 $0.00
Disclosure

SEC source: 0001762750-26-000004 · wk-form4_1789509807.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,158

Underlying: Common Shares · 73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F2 · shares: Represents the acquisition of DSUs in connection with the Issuer's quarterly dividend.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:02 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 1,992 $0.00 $0.00
Disclosure

SEC source: 0000921638-26-000071 · wk-form4_1783026167.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,085

Underlying: Common Shares · 1,992 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 00:42 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 2,148 $0.00 $0.00
Disclosure

SEC source: 0001762750-26-000002 · wk-form4_1775176949.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,093

Underlying: Common Shares · 2,148 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:09 UTC MOSAIC CO MOS · Entity 3647 Exercise / conversionRestricted Stock Units · Derivative 12,181 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001285785-26-000046 · wk-form4_1773259738.xml · derivative · entry 8

Swager Karen A · CIK 0001762750 · EVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: One-for-One

F4 · derivative.expiration_date: Not Applicable

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:09 UTC MOSAIC CO MOS · Entity 3647 Tax withholdingCommon Stock 6,087 $26.92 $163,862.04
Disclosure

SEC source: 0001285785-26-000046 · wk-form4_1773259738.xml · nonDerivative · entry 3

Swager Karen A · CIK 0001762750 · EVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,598

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:09 UTC MOSAIC CO MOS · Entity 3647 Exercise / conversionCommon Stock 5,138 $0.00 $0.00
Disclosure

SEC source: 0001285785-26-000046 · wk-form4_1773259738.xml · nonDerivative · entry 2

Swager Karen A · CIK 0001762750 · EVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares Issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 9, 2023. The performance unit award was not a derivative security.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:09 UTC MOSAIC CO MOS · Entity 3647 Exercise / conversionCommon Stock 12,181 $0.00 $0.00
Disclosure

SEC source: 0001285785-26-000046 · wk-form4_1773259738.xml · nonDerivative · entry 1

Swager Karen A · CIK 0001762750 · EVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 18:21 UTC MOSAIC CO MOS · Entity 3647 GrantRestricted Stock Units · Derivative 26,528 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001285785-26-000035 · wk-form4_1772821306.xml · derivative · entry 2

Swager Karen A · CIK 0001762750 · EVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,528

Underlying: Common Stock · 26,528 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The award vests cumulatively as follows: 33% on March 4, 2027, 66% on March 4, 2028 and 100% on March 4, 2029.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:05 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 2,588 $0.00 $0.00
Disclosure

SEC source: 0000921638-26-000011 · wk-form4_1767647102.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,945

Underlying: Common Shares · 2,588 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:43 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 2,194 $0.00 $0.00
Disclosure

SEC source: 0000921638-25-000178 · wk-form4_1759437822.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,357

Underlying: Common Shares · 2,194 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 21:26 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 1,768 $0.00 $0.00
Disclosure

SEC source: 0000921638-25-000130 · wk-form4_1751491603.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,698

Underlying: Common Shares · 1,768 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
July 01, 2025 Filed Jul 7, 2025 20:34 UTC Amendment SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 4,233 $0.00 $0.00
Disclosure

SEC source: 0000921638-25-000153 · wk-form4a_1751920456.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,163

Underlying: Common Shares · 4,233 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 20:07 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 4,832 $0.00 $0.00
Disclosure

SEC source: 0000921638-25-000102 · wk-form4_1743710837.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,930

Underlying: Common Shares · 4,832 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 22:35 UTC MOSAIC CO MOS · Entity 3647 Exercise / conversionCommon Stock 4,931 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-010625 · wk-form4_1741214137.xml · nonDerivative · entry 2

Swager Karen A · CIK 0001762750 · EVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares Issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 3, 2022. The performance unit award was not a derivative security.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 21:13 UTC MOSAIC CO MOS · Entity 3647 GrantRestricted Stock Units · Derivative 29,463 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-25-010926 · wk-form4_1741295575.xml · derivative · entry 5

Swager Karen A · CIK 0001762750 · EVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,463

Underlying: Common Stock · 29,463 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F2 · derivative.expiration_date: Not Applicable

Read SEC document
March 03, 2025 Filed Mar 5, 2025 22:35 UTC MOSAIC CO MOS · Entity 3647 Exercise / conversionRestricted Stock Units · Derivative 11,139 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-25-010625 · wk-form4_1741214137.xml · derivative · entry 4

Swager Karen A · CIK 0001762750 · EVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: One-for-One

F4 · derivative.expiration_date: Not Applicable

Read SEC document
March 03, 2025 Filed Mar 5, 2025 22:35 UTC MOSAIC CO MOS · Entity 3647 Tax withholdingCommon Stock 6,473 $23.33 $151,015.09
Disclosure

SEC source: 0001628280-25-010625 · wk-form4_1741214137.xml · nonDerivative · entry 3

Swager Karen A · CIK 0001762750 · EVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,366

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 22:35 UTC MOSAIC CO MOS · Entity 3647 Exercise / conversionCommon Stock 11,139 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-010625 · wk-form4_1741214137.xml · nonDerivative · entry 1

Swager Karen A · CIK 0001762750 · EVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:33 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 7,514 $0.00 $0.00
Disclosure

SEC source: 0000921638-25-000019 · wk-form4_1735939986.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,098

Underlying: Common Shares · 7,514 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 17:47 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 8,848 $0.00 $0.00
Disclosure

SEC source: 0000921638-24-000177 · wk-form4_1727977664.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,584

Underlying: Common Shares · 8,848 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:39 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 11,543 $0.00 $0.00
Disclosure

SEC source: 0000921638-24-000141 · wk-form4_1719952734.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,736

Underlying: Common Shares · 11,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 23:29 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 12,539 $0.00 $0.00
Disclosure

SEC source: 0000921638-24-000101 · wk-form4_1712100554.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,193

Underlying: Common Shares · 12,539 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 22:02 UTC MOSAIC CO MOS · Entity 3647 GrantRestricted Stock Units · Derivative 21,767 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001901-24-000020 · wk-form4_1709762518.xml · derivative · entry 8

Swager Karen A · CIK 0001762750 · EVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,767

Underlying: Common Stock · 21,767 shares

Expires not disclosed

F3 · derivative.exercise_price: One-for-One

F4 · derivative.expiration_date: Not Applicable

Read SEC document
March 04, 2024 Filed Mar 6, 2024 22:02 UTC MOSAIC CO MOS · Entity 3647 Exercise / conversionRestricted Stock Units · Derivative 17,473 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002001901-24-000020 · wk-form4_1709762518.xml · derivative · entry 4

Swager Karen A · CIK 0001762750 · EVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: One-for-One

F4 · derivative.expiration_date: Not Applicable

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March 04, 2024 Filed Mar 6, 2024 22:02 UTC MOSAIC CO MOS · Entity 3647 Tax withholdingCommon Stock 16,069 $31.29 $502,799.01
Disclosure

SEC source: 0002001901-24-000020 · wk-form4_1709762518.xml · nonDerivative · entry 3

Swager Karen A · CIK 0001762750 · EVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,769

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.

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March 04, 2024 Filed Mar 6, 2024 22:02 UTC MOSAIC CO MOS · Entity 3647 Exercise / conversionCommon Stock 23,118 $0.00 $0.00
Disclosure

SEC source: 0002001901-24-000020 · wk-form4_1709762518.xml · nonDerivative · entry 2

Swager Karen A · CIK 0001762750 · EVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 4, 2021. The performance unit award was not a derivative security.

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March 04, 2024 Filed Mar 6, 2024 22:02 UTC MOSAIC CO MOS · Entity 3647 Exercise / conversionCommon Stock 17,473 $0.00 $0.00
Disclosure

SEC source: 0002001901-24-000020 · wk-form4_1709762518.xml · nonDerivative · entry 1

Swager Karen A · CIK 0001762750 · EVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:14 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 4,792 $0.00 $0.00
Disclosure

SEC source: 0000921638-24-000021 · wk-form4_1704320064.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,654

Underlying: Common Shares · 4,792 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

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December 11, 2023 Filed Dec 14, 2023 01:29 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 81 $0.00 $0.00
Disclosure

SEC source: 0000921638-23-000240 · wk-form4_1702517337.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,862

Underlying: Common Shares · 81 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F2 · shares: Grant of DSUs associated with the Issuer's quarterly dividend.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

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November 01, 2023 Filed Nov 3, 2023 18:43 UTC MOSAIC CO MOS · Entity 3647 GrantRestricted Stock Units · Derivative 15,485 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000149 · wk-form4_1699036985.xml · derivative · entry 5

Swager Karen A · CIK 0001762750 · EVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,485

Underlying: Common Stock · 15,485 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F2 · derivative.expiration_date: Not Applicable

Read SEC document
October 01, 2023 Filed Oct 3, 2023 16:53 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 3,858 $0.00 $0.00
Disclosure

SEC source: 0000921638-23-000220 · wk-form4_1696351988.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,781

Underlying: Common Shares · 3,858 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

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September 11, 2023 Filed Sep 13, 2023 20:44 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 47 $0.00 $0.00
Disclosure

SEC source: 0000921638-23-000194 · wk-form4_1694637852.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,923

Underlying: Common Shares · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F2 · shares: Grant of DSUs associated with the Issuer's quarterly dividend.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

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July 03, 2023 Filed Jul 5, 2023 21:51 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 3,782 $0.00 $0.00
Disclosure

SEC source: 0000921638-23-000147 · wk-form4_1688593893.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,876

Underlying: Common Shares · 3,782 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

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June 12, 2023 Filed Jun 14, 2023 21:42 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0000921638-23-000134 · wk-form4_1686778948.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,094

Underlying: Common Shares · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F2 · shares: Grant of DSUs associated with the Issuer's quarterly dividend.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

Read SEC document
April 03, 2023 Filed Apr 3, 2023 22:45 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 3,503 $0.00 $0.00
Disclosure

SEC source: 0000921638-23-000078 · wf-form4_168056194385625.xml · derivative · entry 2

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,069

Underlying: Common Shares · 3,503 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

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March 30, 2023 Filed Apr 3, 2023 22:45 UTC SSR MINING INC. SSRM · Entity 3668 GrantDeferred Share Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0000921638-23-000078 · wf-form4_168056194385625.xml · derivative · entry 1

Swager Karen A · CIK 0001762750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,566

Underlying: Common Shares · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F2 · shares: Grant of DSUs associated with the Issuer's quarterly dividend.

F1 · derivative.exercise_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Each deferred share unit ("DSU") represents the right to receive the cash value of a Common Share of the Issuer at the time of settlement. DSUs are earned upon grant and settled upon the Reporting Person's retirement from the Issuer's Board of Directors.

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March 09, 2023 Filed Mar 13, 2023 20:07 UTC MOSAIC CO MOS · Entity 3647 GrantRestricted Stock Units · Derivative 12,181 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000054 · wf-form4_167873804373595.xml · derivative · entry 4

Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,181

Underlying: Common Stock · 12,181 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F2 · derivative.expiration_date: Not Applicable

Read SEC document
March 05, 2023 Filed Mar 8, 2023 01:57 UTC MOSAIC CO MOS · Entity 3647 Exercise / conversionRestricted Stock Units · Derivative 23,677 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000025 · wf-form4_167824063234572.xml · derivative · entry 4

Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,677 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: One-for-One

F4 · derivative.expiration_date: Not Applicable

Read SEC document
March 05, 2023 Filed Mar 8, 2023 01:57 UTC MOSAIC CO MOS · Entity 3647 Tax withholdingCommon Stock 48,418 $57.14 $2,766,604.52
Disclosure

SEC source: 0001243786-23-000025 · wf-form4_167824063234572.xml · nonDerivative · entry 3

Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,247

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.

Read SEC document
March 05, 2023 Filed Mar 8, 2023 01:57 UTC MOSAIC CO MOS · Entity 3647 Exercise / conversionCommon Stock 99,177 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000025 · wf-form4_167824063234572.xml · nonDerivative · entry 2

Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 5, 2020. The performance unit award was not a derivative security.

Read SEC document
March 05, 2023 Filed Mar 8, 2023 01:57 UTC MOSAIC CO MOS · Entity 3647 Exercise / conversionCommon Stock 23,677 $0.00 $0.00
Disclosure

SEC source: 0001243786-23-000025 · wf-form4_167824063234572.xml · nonDerivative · entry 1

Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 21:42 UTC MOSAIC CO MOS · Entity 3647 Exercise / conversionRestricted Stock Units · Derivative 8,357 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-22-000062 · wf-form4_164686215715278.xml · derivative · entry 4

Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: One-for-One

F4 · derivative.expiration_date: Not Applicable

Read SEC document
March 07, 2022 Filed Mar 9, 2022 21:42 UTC MOSAIC CO MOS · Entity 3647 Tax withholdingCommon Stock 8,774 $61.14 $536,442.36
Disclosure

SEC source: 0001243786-22-000062 · wf-form4_164686215715278.xml · nonDerivative · entry 3

Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,811

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 21:42 UTC MOSAIC CO MOS · Entity 3647 Exercise / conversionCommon Stock 13,937 $0.00 $0.00
Disclosure

SEC source: 0001243786-22-000062 · wf-form4_164686215715278.xml · nonDerivative · entry 2

Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 7, 2019. The performance unit award was not a derivative security.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 21:42 UTC MOSAIC CO MOS · Entity 3647 Exercise / conversionCommon Stock 8,357 $0.00 $0.00
Disclosure

SEC source: 0001243786-22-000062 · wf-form4_164686215715278.xml · nonDerivative · entry 1

Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 21:16 UTC MOSAIC CO MOS · Entity 3647 GrantRestricted Stock Units · Derivative 11,139 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-22-000037 · wf-form4_164642855624199.xml · derivative · entry 5

Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,139

Underlying: Common Stock · 11,139 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F2 · derivative.expiration_date: Not Applicable

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:26 UTC MOSAIC CO MOS · Entity 3647 Exercise / conversionRestricted Stock Units · Derivative 10,270 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-22-000005 · wf-form4_164133515937761.xml · derivative · entry 3

Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One-for-One

F3 · derivative.expiration_date: Not Applicable

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:26 UTC MOSAIC CO MOS · Entity 3647 Tax withholdingCommon Stock 4,228 $39.29 $166,118.12
Disclosure

SEC source: 0001243786-22-000005 · wf-form4_164133515937761.xml · nonDerivative · entry 2

Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,291

F1 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock units.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:26 UTC MOSAIC CO MOS · Entity 3647 Exercise / conversionCommon Stock 10,270 $0.00 $0.00
Disclosure

SEC source: 0001243786-22-000005 · wf-form4_164133515937761.xml · nonDerivative · entry 1

Swager Karen A · CIK 0001762750 · Senior VP - Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.