Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOSAIC COMOS · Entity 3647 | EVP & Chief Financial Officer | March 04, 2024 | March 06, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOSAIC CO
Report date March 04, 2024 · Filed March 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 193,689 |
Ending reported balance
After 2024-03-04 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-03-04 · Exercise / conversion · Acquired 19,164 · Balance 185,901 Row 2 · 2024-03-04 · Exercise / conversion · Acquired 25,356 · Balance 211,257 F1: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 4, 2021. The performance unit award was not a derivative security. Row 3 · 2024-03-04 · Tax withholding · Disposed 17,568 · Balance 193,689 F2: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-03-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-03-04 · Exercise / conversion · Disposed 19,164 · Balance 0 F3: One-for-One F4: Not Applicable |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 32,010 |
Reported balance
After 2024-03-05 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-03-05 · Grant · Acquired 32,010 · Balance 32,010 F3: One-for-One F4: Not Applicable |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 14,373 |
Reported balance
Holding disclosure · report date 2024-03-04 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 14,373 F3: One-for-One F4: Not Applicable |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 15,226 |
Reported balance
Holding disclosure · report date 2024-03-04 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 15,226 F3: One-for-One F4: Not Applicable |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 15,485 |
Reported balance
Holding disclosure · report date 2024-03-04 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 15,485 F3: One-for-One F4: Not Applicable |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 4, 2021. The performance unit award was not a derivative security.
F2: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.
F3: One-for-One
F4: Not Applicable
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DYNEGY INC.
Report date April 09, 2018 · Filed April 11, 2018
Section 16 reporting ended · disclosed 2018-04-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-09 transaction · row 1
1 source rowRow 1 · 2018-04-09 · Disposition to issuer · Disposed 102,056 · Balance 0 F1: Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger. |
| Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.70 | Direct | 0 |
Reported balance
After 2018-04-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-04-09 · Disposition to issuer · Disposed 70,215 · Balance 0 F2: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 615,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement. |
| Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.10 | Direct | 0 |
Reported balance
After 2018-04-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-04-09 · Disposition to issuer · Disposed 33,784 · Balance 0 F3: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,027 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement. |
| Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.03 | Direct | 0 |
Reported balance
After 2018-04-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-04-09 · Disposition to issuer · Disposed 34,899 · Balance 0 F4: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,754 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement. |
| Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.24 | Direct | 0 |
Reported balance
After 2018-04-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-04-09 · Disposition to issuer · Disposed 34,943 · Balance 0 F5: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,782 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement. |
| Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.05 | Direct | 0 |
Reported balance
After 2018-04-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-04-09 · Disposition to issuer · Disposed 58,768 · Balance 0 F6: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 38,316 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement. |
| Common Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.02 | Direct | 0 |
Reported balance
After 2018-04-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-04-09 · Disposition to issuer · Disposed 60,647 · Balance 0 F7: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 39,541 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-04-09 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-04-09 · Disposition to issuer · Disposed 94,161 · Balance 0 F8: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger.
F2: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 615,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement.
F3: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,027 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement.
F4: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,754 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement.
F5: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,782 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement.
F6: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 38,316 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement.
F7: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 39,541 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement.
F8: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2024 Filed Mar 6, 2024 17:02 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 32,010 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0002001901-24-000021 · wk-form4_1709762552.xml · derivative · entry 8 Freeland Clint · CIK 0001428577 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,010 Underlying: Common Stock · 32,010 shares Expires not disclosed F3 · derivative.exercise_price: One-for-One F4 · derivative.expiration_date: Not Applicable Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:02 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 19,164 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0002001901-24-000021 · wk-form4_1709762552.xml · derivative · entry 4 Freeland Clint · CIK 0001428577 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One-for-One F4 · derivative.expiration_date: Not Applicable Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:02 UTC | MOSAIC CO MOS · Entity 3647 | Tax withholdingCommon Stock | 17,568 | $31.29 | $549,702.72 |
DisclosureSEC source: 0002001901-24-000021 · wk-form4_1709762552.xml · nonDerivative · entry 3 Freeland Clint · CIK 0001428577 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,689 F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:02 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 25,356 | $0.00 | $0.00 |
DisclosureSEC source: 0002001901-24-000021 · wk-form4_1709762552.xml · nonDerivative · entry 2 Freeland Clint · CIK 0001428577 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 4, 2021. The performance unit award was not a derivative security. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:02 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 19,164 | $0.00 | $0.00 |
DisclosureSEC source: 0002001901-24-000021 · wk-form4_1709762552.xml · nonDerivative · entry 1 Freeland Clint · CIK 0001428577 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 14:44 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 15,485 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-23-000150 · wk-form4_1699037079.xml · derivative · entry 5 Freeland Clint · CIK 0001428577 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,485 Underlying: Common Stock · 15,485 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.expiration_date: Not Applicable Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 16:04 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 15,226 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-23-000044 · wf-form4_167873783727672.xml · derivative · entry 4 Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,226 Underlying: Common Stock · 15,226 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.expiration_date: Not Applicable Read SEC document |
| March 05, 2023 Filed Mar 7, 2023 20:56 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 31,913 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-23-000022 · wf-form4_167824058827178.xml · derivative · entry 4 Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,913 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One-for-One F4 · derivative.expiration_date: Not Applicable Read SEC document |
| March 05, 2023 Filed Mar 7, 2023 20:56 UTC | MOSAIC CO MOS · Entity 3647 | Tax withholdingCommon Stock | 65,202 | $57.14 | $3,725,642.28 |
DisclosureSEC source: 0001243786-23-000022 · wf-form4_167824058827178.xml · nonDerivative · entry 3 Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,737 F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units. Read SEC document |
| March 05, 2023 Filed Mar 7, 2023 20:56 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 133,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-23-000022 · wf-form4_167824058827178.xml · nonDerivative · entry 2 Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 5, 2020. The performance unit award was not a derivative security. Read SEC document |
| March 05, 2023 Filed Mar 7, 2023 20:56 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 31,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-23-000022 · wf-form4_167824058827178.xml · nonDerivative · entry 1 Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 16:42 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 17,908 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-22-000060 · wf-form4_164686211953623.xml · derivative · entry 4 Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,908 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One-for-One F4 · derivative.expiration_date: Not Applicable Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 16:42 UTC | MOSAIC CO MOS · Entity 3647 | Tax withholdingCommon Stock | 18,799 | $61.14 | $1,149,370.86 |
DisclosureSEC source: 0001243786-22-000060 · wf-form4_164686211953623.xml · nonDerivative · entry 3 Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,353 F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 16:42 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 29,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-22-000060 · wf-form4_164686211953623.xml · nonDerivative · entry 2 Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 7, 2019. The performance unit award was not a derivative security. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 16:42 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 17,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-22-000060 · wf-form4_164686211953623.xml · nonDerivative · entry 1 Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 16:18 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 14,373 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-22-000042 · wf-form4_164642868704735.xml · derivative · entry 5 Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,373 Underlying: Common Stock · 14,373 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.expiration_date: Not Applicable Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 09:20 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 54,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-21-000095 · wf-form4_162307200820424.xml · derivative · entry 3 Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: One-for-One F3 · derivative.expiration_date: Not Applicable Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 09:20 UTC | MOSAIC CO MOS · Entity 3647 | Tax withholdingCommon Stock | 21,495 | $36.04 | $774,679.80 |
DisclosureSEC source: 0001243786-21-000095 · wf-form4_162307200820424.xml · nonDerivative · entry 2 Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,380 F1 · shares: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock units. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 09:20 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 54,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-21-000095 · wf-form4_162307200820424.xml · nonDerivative · entry 1 Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 07:56 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 19,164 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-21-000024 · wf-form4_161520819472174.xml · derivative · entry 5 Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,164 Underlying: Common Stock · 19,164 shares Expires not disclosed F2 · derivative.expiration_date: Not Applicable Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 17:23 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 31,913 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-20-000027 · wf-form4_158378896849924.xml · derivative · entry 4 Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,913 Underlying: Common Stock · 31,913 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.expiration_date: Not Applicable Read SEC document |
| May 10, 2019 Filed May 10, 2019 16:56 UTC | MOSAIC CO MOS · Entity 3647 | PurchaseCommon Stock | 4,250 | $23.60 | $100,300.00 |
DisclosureSEC source: 0001243786-19-000055 · wf-form4_155752175083547.xml · nonDerivative · entry 1 Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,250 Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 12:49 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 17,908 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-19-000035 · wf-form4_155232297112211.xml · derivative · entry 3 Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,908 Underlying: Common Stock · 17,908 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.expiration_date: Not Applicable Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 15:31 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 54,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-18-000119 · wf-form4_152831341546554.xml · derivative · entry 2 Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,625 Underlying: Common Stock · 54,625 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.expiration_date: Not Applicable Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 10:41 UTC | DYNEGY INC. DYN · Entity 12803 | Disposition to issuerRestricted Stock Units · Derivative | 94,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018145 · doc1.xml · derivative · entry 8 Freeland Clint · CIK 0001428577 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 94,161 shares Expires not disclosed F8 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements. F8 · derivative.exercise_date: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements. F8 · derivative.expiration_date: Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 10:41 UTC | DYNEGY INC. DYN · Entity 12803 | Disposition to issuerCommon Stock Option (Right to Buy) · Derivative | 60,647 | Not disclosed Strike: $8.02 | Not disclosed |
DisclosureSEC source: 0001140361-18-018145 · doc1.xml · derivative · entry 7 Freeland Clint · CIK 0001428577 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,647 shares Expires not disclosed F7 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 39,541 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement. F7 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 39,541 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement. F7 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 39,541 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 10:41 UTC | DYNEGY INC. DYN · Entity 12803 | Disposition to issuerCommon Stock Option (Right to Buy) · Derivative | 58,768 | Not disclosed Strike: $11.05 | Not disclosed |
DisclosureSEC source: 0001140361-18-018145 · doc1.xml · derivative · entry 6 Freeland Clint · CIK 0001428577 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,768 shares Expires not disclosed F6 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 38,316 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement. F6 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 38,316 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement. F6 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 38,316 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 10:41 UTC | DYNEGY INC. DYN · Entity 12803 | Disposition to issuerCommon Stock Option (Right to Buy) · Derivative | 34,943 | Not disclosed Strike: $27.24 | Not disclosed |
DisclosureSEC source: 0001140361-18-018145 · doc1.xml · derivative · entry 5 Freeland Clint · CIK 0001428577 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,943 shares Expires not disclosed F5 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,782 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement. F5 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,782 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement. F5 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,782 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 10:41 UTC | DYNEGY INC. DYN · Entity 12803 | Disposition to issuerCommon Stock Option (Right to Buy) · Derivative | 34,899 | Not disclosed Strike: $23.03 | Not disclosed |
DisclosureSEC source: 0001140361-18-018145 · doc1.xml · derivative · entry 4 Freeland Clint · CIK 0001428577 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,899 shares Expires not disclosed F4 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,754 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement. F4 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,754 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement. F4 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,754 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 10:41 UTC | DYNEGY INC. DYN · Entity 12803 | Disposition to issuerCommon Stock Option (Right to Buy) · Derivative | 33,784 | Not disclosed Strike: $23.10 | Not disclosed |
DisclosureSEC source: 0001140361-18-018145 · doc1.xml · derivative · entry 3 Freeland Clint · CIK 0001428577 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,784 shares Expires not disclosed F3 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,027 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement. F3 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,027 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement. F3 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,027 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 10:41 UTC | DYNEGY INC. DYN · Entity 12803 | Disposition to issuerCommon Stock Option (Right to Buy) · Derivative | 70,215 | Not disclosed Strike: $18.70 | Not disclosed |
DisclosureSEC source: 0001140361-18-018145 · doc1.xml · derivative · entry 2 Freeland Clint · CIK 0001428577 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,215 shares Expires not disclosed F2 · price: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 615,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement. F2 · derivative.exercise_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 615,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement. F2 · derivative.expiration_date: This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 615,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 10:41 UTC | DYNEGY INC. DYN · Entity 12803 | Disposition to issuerCommon Stock | 102,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-018145 · doc1.xml · nonDerivative · entry 1 Freeland Clint · CIK 0001428577 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 16:33 UTC | DYNEGY INC. DYN · Entity 12803 | Exercise / conversionRestricted Stock Units · Derivative | 10,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-013038 · doc1.xml · derivative · entry 3 Freeland Clint · CIK 0001428577 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,161 Underlying: Common Stock · 10,846 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. F5 · derivative.exercise_date: On March 8, 2016, the reporting person was granted 32,538 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments which began on March 8, 2017. F5 · derivative.expiration_date: On March 8, 2016, the reporting person was granted 32,538 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments which began on March 8, 2017. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 16:33 UTC | DYNEGY INC. DYN · Entity 12803 | Tax withholdingCommon Stock | 4,265 | $13.47 | $57,449.55 |
DisclosureSEC source: 0001140361-18-013038 · doc1.xml · nonDerivative · entry 2 Freeland Clint · CIK 0001428577 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,056 F2 · kind: These restricted stock units were withheld to pay the taxes applicable to the vesting of 10,846 units of restricted stock on March 8, 2018. F3 · price: Reflects closing stock price on March 8, 2018. F4 · balance_after: Amount includes 26,184 restricted stock units that vest in two annual equal installments beginning on March 1, 2019. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 16:33 UTC | DYNEGY INC. DYN · Entity 12803 | Exercise / conversionCommon Stock | 10,846 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-013038 · doc1.xml · nonDerivative · entry 1 Freeland Clint · CIK 0001428577 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. Read SEC document |
| March 03, 2018 Filed Mar 6, 2018 17:04 UTC | DYNEGY INC. DYN · Entity 12803 | Tax withholdingCommon Stock | 1,854 | $12.65 | $23,453.10 |
DisclosureSEC source: 0001140361-18-012297 · doc1.xml · nonDerivative · entry 1 Freeland Clint · CIK 0001428577 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,475 F1 · kind: These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 4,711 units of restricted stock on March 3, 2018. F2 · price: Reflects the closing stock price on March 2, 2018. F3 · balance_after: Amount includes 26,184 restricted stock units that vest in two annual equal installments beginning on March 1, 2019. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 16:36 UTC | DYNEGY INC. DYN · Entity 12803 | Tax withholdingCommon Stock | 5,157 | $12.34 | $63,637.38 |
DisclosureSEC source: 0001140361-18-011975 · doc1.xml · nonDerivative · entry 1 Freeland Clint · CIK 0001428577 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,329 F1 · kind: These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 13,093 units of restricted stock on March 1, 2018. F2 · price: Reflects the closing stock price on March 1, 2018. F3 · balance_after: Amount includes 4,711 restricted stock units that vest on March 3, 2018 and 26,184 restricted stock units that vest in two annual equal installments beginning on March 1, 2019. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 17:02 UTC | DYNEGY INC. DYN · Entity 12803 | GrantRestricted Stock Units · Derivative | 83,315 | $12.33 | $1,027,273.95 |
DisclosureSEC source: 0001140361-18-011286 · doc1.xml · derivative · entry 2 Freeland Clint · CIK 0001428577 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,007 Underlying: Common Stock · 83,315 shares Expires not disclosed F3 · derivative.exercise_price: Restricted stock unit grant pursuant to Rule 16(b)-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. Subject to certain exceptions as described in the award agreements, the restricted stock units vest in three annual equal installments beginning on February 27, 2019. The settlement of such units are anticipated to be settled in cash. F2 · date: The grants of the restricted stock units were approved by a committee of the Issuer's Board of Directors on February 27, 2018. F3 · derivative.exercise_date: Restricted stock unit grant pursuant to Rule 16(b)-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. Subject to certain exceptions as described in the award agreements, the restricted stock units vest in three annual equal installments beginning on February 27, 2019. The settlement of such units are anticipated to be settled in cash. F3 · derivative.expiration_date: Restricted stock unit grant pursuant to Rule 16(b)-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. Subject to certain exceptions as described in the award agreements, the restricted stock units vest in three annual equal installments beginning on February 27, 2019. The settlement of such units are anticipated to be settled in cash. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 17:20 UTC | DYNEGY INC. DYN · Entity 12803 | Exercise / conversionRestricted Stock Units · Derivative | 10,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-011241 · doc1.xml · derivative · entry 3 Freeland Clint · CIK 0001428577 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,692 Underlying: Common Stock · 10,846 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. F5 · derivative.exercise_date: On March 8, 2016, the reporting person was granted 32,538 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 8, 2017. F5 · derivative.expiration_date: On March 8, 2016, the reporting person was granted 32,538 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 8, 2017. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 17:20 UTC | DYNEGY INC. DYN · Entity 12803 | Tax withholdingCommon Stock | 4,588 | $7.62 | $34,960.56 |
DisclosureSEC source: 0001140361-17-011241 · doc1.xml · nonDerivative · entry 2 Freeland Clint · CIK 0001428577 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,486 F2 · kind: These restricted stock units were withheld to pay the taxes applicable to the vesting of 10,846 units of restricted stock on March 8, 2017. F3 · price: Reflects closing stock price on March 8, 2017. F4 · balance_after: Amount includes 4,711 restricted stock units that vest on March 3, 2018 and 39,277 restricted stock units that vest in three annual equal installments beginning on March 1, 2018. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 17:20 UTC | DYNEGY INC. DYN · Entity 12803 | Exercise / conversionCommon Stock | 10,846 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-011241 · doc1.xml · nonDerivative · entry 1 Freeland Clint · CIK 0001428577 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 16:37 UTC | DYNEGY INC. DYN · Entity 12803 | Tax withholdingCommon Stock | 4,058 | $8.29 | $33,640.82 |
DisclosureSEC source: 0001140361-17-010887 · doc1.xml · nonDerivative · entry 1 Freeland Clint · CIK 0001428577 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,228 F1 · kind: These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 9,487 units of restricted stock on March 3, 2017. F2 · price: Reflects the closing stock price on March 3, 2017. F3 · balance_after: Amount includes 4,711 restricted stock units that vest on March 3, 2018 and 39,277 restricted stock units that vest in three annual equal installments beginning on March 1, 2018. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:17 UTC | DYNEGY INC. DYN · Entity 12803 | GrantEmployee Stock Option (Right to Buy) · Derivative | 60,647 | $0.00 Strike: $8.02 | $0.00 |
DisclosureSEC source: 0001140361-17-010591 · doc1.xml · derivative · entry 2 Freeland Clint · CIK 0001428577 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,647 Underlying: Common Stock · 60,647 shares Expires 2027-03-01 F4 · date: The grants of the stock options were approved by a committee of the Issuer's Board of Directors on March 1, 2017. F5 · derivative.exercise_date: Option grant pursuant to rule 16b-3(d). The option becomes exercisable in three annual equal installments beginning March 1, 2018. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:17 UTC | DYNEGY INC. DYN · Entity 12803 | GrantCommon Stock | 39,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-010591 · doc1.xml · nonDerivative · entry 1 Freeland Clint · CIK 0001428577 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,286 F1 · date: The grants of the restricted stock units were approved by a committee of the Issuer's Board of Directors on March 1, 2017. F2 · kind: Restricted stock unit grant pursuant to Rule 16b-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock. The restricted stock units vest in three annual equal installments beginning on March 1, 2017. F3 · balance_after: Amount includes 4,776 restricted stock units that vest on March 3, 2017 and 9,422 restricted stock units that vest in two annual equal installments beginning on March 3, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.