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MOSAIC CO

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SEC CIK
0001285785
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452

Last 12 months

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1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2018 Filed Mar 12, 2018 17:24 UTC
O'Rourke James CalvinDirector · President & CEO
GrantRestricted Stock Units · Derivative 68,401 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-18-000047 · wf-form4_152087545179497.xml · derivative · entry 13

O'Rourke James Calvin · CIK 0001453221 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,401

Underlying: Common Stock · 68,401 shares

Expires not disclosed

F2 · derivative.exercise_price: One-for-One

F3 · derivative.expiration_date: Not Applicable

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:49 UTC
BRAUSEN ANTHONY TSr VP -Finance and interim CFO
GrantRestricted Stock Units · Derivative 7,939 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-18-000054 · wf-form4_152089136106662.xml · derivative · entry 12

BRAUSEN ANTHONY T · CIK 0001253762 · Sr VP -Finance and interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,939

Underlying: Common Stock · 7,939 shares

Expires not disclosed

F3 · derivative.exercise_price: One-for-One

F4 · derivative.expiration_date: Not Applicable

Read SEC document
March 08, 2018 Filed Mar 12, 2018 17:25 UTC OtherRestricted Stock Units · Derivative 1,885 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-18-000049 · wf-form4_152087548779156.xml · derivative · entry 1

Pires Luciano Siani · CIK 0001727455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,885 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F2 · kind: At the request of the reporting person, because direct ownership of the restricted stock unit would be in violation of reporting person's employer's company policy, issuer has rescinded the grant of restricted stock units to the reporting person.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
March 08, 2018 Filed Mar 12, 2018 17:23 UTC
Ricard Corrine D.Senior VP - Commercial
GrantRestricted Stock Units · Derivative 13,436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-18-000045 · wf-form4_152087541709659.xml · derivative · entry 12

Ricard Corrine D. · CIK 0001547351 · Senior VP - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,436

Underlying: Common Stock · 13,436 shares

Expires not disclosed

F4 · derivative.exercise_price: One-for-One

F5 · derivative.expiration_date: Not Applicable

Read SEC document
March 08, 2018 Filed Mar 12, 2018 17:24 UTC
McLellan Richard NSr Vice President-Brazil
GrantRestricted Stock Units · Derivative 14,657 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-18-000046 · wf-form4_152087543467260.xml · derivative · entry 12

McLellan Richard N · CIK 0001397354 · Sr Vice President-Brazil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,657

Underlying: Common Stock · 14,657 shares

Expires not disclosed

F4 · derivative.exercise_price: One-for-One

F5 · derivative.expiration_date: Not Applicable

Read SEC document
March 08, 2018 Filed Mar 12, 2018 17:23 UTC
Precourt Walter F. IIISenior VP - Phosphates
GrantRestricted Stock Units · Derivative 14,657 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-18-000044 · wf-form4_152087539777579.xml · derivative · entry 8

Precourt Walter F. III · CIK 0001609765 · Senior VP - Phosphates

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,657

Underlying: Common Stock · 14,657 shares

Expires not disclosed

F4 · derivative.exercise_price: One-for-One

F5 · derivative.expiration_date: Not Applicable

Read SEC document
March 08, 2018 Filed Mar 12, 2018 17:23 UTC
BORS KIMBERLY KSenior VP - Human Resources
GrantRestricted Stock Units · Derivative 7,329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-18-000043 · wf-form4_152087536927310.xml · derivative · entry 3

BORS KIMBERLY K · CIK 0001237886 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,329

Underlying: Common Stock · 7,329 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F2 · derivative.expiration_date: Not Applicable

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:08 UTC
Bodine Bruce M.Senior Vice President - Potash
Exercise / conversionRestricted Stock Units · Derivative 3,966 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-18-000031 · wf-form4_152047488798983.xml · derivative · entry 9

Bodine Bruce M. · CIK 0001675107 · Senior Vice President - Potash

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: Not Applicable

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:08 UTC
Bodine Bruce M.Senior Vice President - Potash
Tax withholdingCommon Stock 2,440 $27.98 $68,271.20
Disclosure

SEC source: 0001243786-18-000031 · wf-form4_152047488798983.xml · nonDerivative · entry 3

Bodine Bruce M. · CIK 0001675107 · Senior Vice President - Potash

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,532

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:08 UTC
Bodine Bruce M.Senior Vice President - Potash
GrantCommon Stock 3,966 $0.00 $0.00
Disclosure

SEC source: 0001243786-18-000031 · wf-form4_152047488798983.xml · nonDerivative · entry 2

Bodine Bruce M. · CIK 0001675107 · Senior Vice President - Potash

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,972

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:08 UTC
Bodine Bruce M.Senior Vice President - Potash
GrantCommon Stock 991 $0.00 $0.00
Disclosure

SEC source: 0001243786-18-000031 · wf-form4_152047488798983.xml · nonDerivative · entry 1

Bodine Bruce M. · CIK 0001675107 · Senior Vice President - Potash

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,006

F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 5, 2015. The performance unit award was not a derivative security.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:09 UTC
Isaacson Mark J.SVP, Gen. Counsel & Corp. Sec.
GrantPhantom Stock · Derivative 660 $0.00 $0.00
Disclosure

SEC source: 0001243786-18-000035 · wf-form4_152047497479919.xml · derivative · entry 10

Isaacson Mark J. · CIK 0001617016 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660

Underlying: Common Stock · 660 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock.

F7 · derivative.exercise_date: The phantom stock was deferred by the reporting person pursuant to the issuer's LTI Deferral Plan upon the vesting of a performance unit award granted to reporting person on March 5, 2015 and becomes payable in five equal installments commencing on January 30, 2023, and continuing on each anniversary thereafter.

F7 · derivative.expiration_date: The phantom stock was deferred by the reporting person pursuant to the issuer's LTI Deferral Plan upon the vesting of a performance unit award granted to reporting person on March 5, 2015 and becomes payable in five equal installments commencing on January 30, 2023, and continuing on each anniversary thereafter.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:09 UTC
Isaacson Mark J.SVP, Gen. Counsel & Corp. Sec.
Tax withholdingCommon Stock 202 $27.98 $5,651.96
Disclosure

SEC source: 0001243786-18-000035 · wf-form4_152047497479919.xml · nonDerivative · entry 2

Isaacson Mark J. · CIK 0001617016 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,524

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of performance units.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:09 UTC
Isaacson Mark J.SVP, Gen. Counsel & Corp. Sec.
GrantCommon Stock 660 $0.00 $0.00
Disclosure

SEC source: 0001243786-18-000035 · wf-form4_152047497479919.xml · nonDerivative · entry 1

Isaacson Mark J. · CIK 0001617016 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,726

F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 5, 2015. The performance unit award was not a derivative security.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 02:08 UTC
O'Rourke James CalvinDirector · President & CEO
Tax withholdingCommon Stock 3,014 $27.98 $84,331.72
Disclosure

SEC source: 0001243786-18-000032 · wf-form4_152047491212191.xml · nonDerivative · entry 2

O'Rourke James Calvin · CIK 0001453221 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,690

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of performance units.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 02:08 UTC
O'Rourke James CalvinDirector · President & CEO
GrantCommon Stock 6,609 $0.00 $0.00
Disclosure

SEC source: 0001243786-18-000032 · wf-form4_152047491212191.xml · nonDerivative · entry 1

O'Rourke James Calvin · CIK 0001453221 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,704

F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 5, 2015. The performance unit award was not a derivative security.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 02:09 UTC
Precourt Walter F. IIISenior VP - Phosphates
Tax withholdingCommon Stock 483 $27.98 $13,514.34
Disclosure

SEC source: 0001243786-18-000033 · wf-form4_152047493081040.xml · nonDerivative · entry 2

Precourt Walter F. III · CIK 0001609765 · Senior VP - Phosphates

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,155

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of performance units.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 02:09 UTC
Precourt Walter F. IIISenior VP - Phosphates
GrantCommon Stock 1,983 $0.00 $0.00
Disclosure

SEC source: 0001243786-18-000033 · wf-form4_152047493081040.xml · nonDerivative · entry 1

Precourt Walter F. III · CIK 0001609765 · Senior VP - Phosphates

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,638

F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 5, 2015. The performance unit award was not a derivative security.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 02:09 UTC
Ricard Corrine D.Senior VP - Commercial
Tax withholdingCommon Stock 708 $27.98 $19,809.84
Disclosure

SEC source: 0001243786-18-000034 · wf-form4_152047495562504.xml · nonDerivative · entry 2

Ricard Corrine D. · CIK 0001547351 · Senior VP - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,025

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of performance units.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 02:09 UTC
Ricard Corrine D.Senior VP - Commercial
GrantCommon Stock 2,313 $0.00 $0.00
Disclosure

SEC source: 0001243786-18-000034 · wf-form4_152047495562504.xml · nonDerivative · entry 1

Ricard Corrine D. · CIK 0001547351 · Senior VP - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,733

F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 5, 2015. The performance unit award was not a derivative security.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 02:08 UTC
BRAUSEN ANTHONY TSr VP -Finance and Interim CFO
Tax withholdingCommon Stock 632 $27.98 $17,683.36
Disclosure

SEC source: 0001243786-18-000030 · wf-form4_152047487095766.xml · nonDerivative · entry 2

BRAUSEN ANTHONY T · CIK 0001253762 · Sr VP -Finance and Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,779

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of performance units.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 02:08 UTC
BRAUSEN ANTHONY TSr VP -Finance and Interim CFO
GrantCommon Stock 2,065 $0.00 $0.00
Disclosure

SEC source: 0001243786-18-000030 · wf-form4_152047487095766.xml · nonDerivative · entry 1

BRAUSEN ANTHONY T · CIK 0001253762 · Sr VP -Finance and Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,411

F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 5, 2015. The performance unit award was not a derivative security.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 02:07 UTC
McLellan Richard NSr Vice President-Brazil
Tax withholdingCommon Stock 1,789 $27.98 $50,056.22
Disclosure

SEC source: 0001243786-18-000029 · wf-form4_152047485261768.xml · nonDerivative · entry 2

McLellan Richard N · CIK 0001397354 · Sr Vice President-Brazil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,150

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of performance units.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 02:07 UTC
McLellan Richard NSr Vice President-Brazil
GrantCommon Stock 3,635 $0.00 $0.00
Disclosure

SEC source: 0001243786-18-000029 · wf-form4_152047485261768.xml · nonDerivative · entry 1

McLellan Richard N · CIK 0001397354 · Sr Vice President-Brazil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,939

F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 5, 2015. The performance unit award was not a derivative security.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 23:07 UTC PurchaseCommon Stock 1,200 $27.63 $33,153.96
Disclosure

SEC source: 0001243786-18-000021 · wf-form4_151994563066264.xml · nonDerivative · entry 1

WESTBROOK KELVIN R · CIK 0001190588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.6250 to $27.6290, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.

Read SEC document
January 08, 2018 Filed Jan 10, 2018 21:13 UTC GrantRestricted Stock Units · Derivative 1,885 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-18-000009 · wf-form4_151561878843029.xml · derivative · entry 2

Pires Luciano Siani · CIK 0001727455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,885

Underlying: Common Stock · 1,885 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on January 8, 2021.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
August 21, 2017 Filed Aug 21, 2017 20:44 UTC PurchaseCommon Stock 2,000 $19.83 $39,660.00
Disclosure

SEC source: 0001243786-17-000142 · wf-form4_150334826677368.xml · nonDerivative · entry 2

LUMPKINS ROBERT L · CIK 0001236005 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert L. Lumpkins Revocable Trust

Disclosed balance after: 26,736

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.82 to $19.84, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 20:44 UTC PurchaseCommon Stock 5,000 $19.98 $99,912.00
Disclosure

SEC source: 0001243786-17-000142 · wf-form4_150334826677368.xml · nonDerivative · entry 1

LUMPKINS ROBERT L · CIK 0001236005 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert L. Lumpkins Revocable Trust

Disclosed balance after: 24,736

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.95 to $20.01, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:21 UTC
BORS KIMBERLY KSenior VP - Human Resources
GrantRestricted Stock Units · Derivative 20,713 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000137 · wf-form4_150170886514848.xml · derivative · entry 2

BORS KIMBERLY K · CIK 0001237886 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,713

Underlying: Common Stock · 20,713 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F2 · derivative.expiration_date: Not Applicable

Read SEC document
May 18, 2017 Filed May 22, 2017 10:21 UTC GrantRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000120 · wf-form4_149546289371042.xml · derivative · entry 4

MONAHAN WILLIAM T · CIK 0001105475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,346

Underlying: Common Stock · 6,346 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 18, 2017 Filed May 22, 2017 10:22 UTC GrantRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000123 · wf-form4_149546295012343.xml · derivative · entry 4

Popowich James L. · CIK 0001421920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,346

Underlying: Common Stock · 6,346 shares

Expires not disclosed

F2 · derivative.exercise_price: One-for-One

F6 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.

F4 · derivative.expiration_date: Not Applicable

Read SEC document
May 18, 2017 Filed May 22, 2017 14:23 UTC GrantRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000127 · wf-form4_149546302378802.xml · derivative · entry 5

Johnson Denise C · CIK 0001608229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,346

Underlying: Common Stock · 6,346 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 18, 2017 Filed May 22, 2017 14:23 UTC GrantRestricted Stock Units · Derivative 10,503 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000126 · wf-form4_149546300464599.xml · derivative · entry 6

LUMPKINS ROBERT L · CIK 0001236005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,503

Underlying: Common Stock · 10,503 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 18, 2017 Filed May 22, 2017 14:23 UTC GrantRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000125 · wf-form4_149546298587079.xml · derivative · entry 2

WESTBROOK KELVIN R · CIK 0001190588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,346

Underlying: Common Stock · 6,346 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F4 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 18, 2017 Filed May 22, 2017 14:23 UTC GrantRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000124 · wf-form4_149546296900068.xml · derivative · entry 4

Seaton David Thomas · CIK 0001392152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,346

Underlying: Common Stock · 6,346 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 18, 2017 Filed May 22, 2017 14:22 UTC GrantRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000122 · wf-form4_149546293133018.xml · derivative · entry 4

COOPER NANCY E · CIK 0001193882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,346

Underlying: Common Stock · 6,346 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 18, 2017 Filed May 22, 2017 14:22 UTC GrantRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000121 · wf-form4_149546291258112.xml · derivative · entry 4

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,346

Underlying: Common Stock · 6,346 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 18, 2017 Filed May 22, 2017 14:21 UTC GrantRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000119 · wf-form4_149546287504340.xml · derivative · entry 4

Gitzel Timothy S. · CIK 0001588386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,346

Underlying: Common Stock · 6,346 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 18, 2017 Filed May 22, 2017 14:21 UTC GrantRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000118 · wf-form4_149546285602986.xml · derivative · entry 4

SEIBERT STEVEN M · CIK 0001301457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,346

Underlying: Common Stock · 6,346 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.

F3 · derivative.expiration_date: Not Applicable

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May 18, 2017 Filed May 22, 2017 14:20 UTC GrantRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000117 · wf-form4_149546283784542.xml · derivative · entry 4

Koenig Emery N. · CIK 0001502684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,346

Underlying: Common Stock · 6,346 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.

F3 · derivative.expiration_date: Not Applicable

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May 16, 2017 Filed May 17, 2017 16:46 UTC SaleCommon Stock 1,100 $23.39 $25,723.50
Disclosure

SEC source: 0001243786-17-000100 · wf-form4_149503960192152.xml · nonDerivative · entry 2

COOPER NANCY E · CIK 0001193882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,160

F1 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock units.

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May 15, 2017 Filed May 17, 2017 12:45 UTC Exercise / conversionRestricted Stock Units · Derivative 3,144 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000095 · wf-form4_149503950155297.xml · derivative · entry 2

MONAHAN WILLIAM T · CIK 0001105475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One for one

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 50% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

F3 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2015 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 15, 2017.

F4 · derivative.expiration_date: Not applicable

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May 15, 2017 Filed May 17, 2017 12:45 UTC Exercise / conversionCommon Stock 1,572 $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000095 · wf-form4_149503950155297.xml · nonDerivative · entry 1

MONAHAN WILLIAM T · CIK 0001105475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 50% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

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May 15, 2017 Filed May 17, 2017 12:45 UTC Exercise / conversionRestricted Stock Units · Derivative 3,144 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000097 · wf-form4_149503954099320.xml · derivative · entry 2

Popowich James L. · CIK 0001421920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: One-for-One

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 40% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

F4 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2015 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 15, 2017.

F5 · derivative.expiration_date: Not applicable.

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May 15, 2017 Filed May 17, 2017 12:45 UTC Exercise / conversionCommon Stock 1,886 $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000097 · wf-form4_149503954099320.xml · nonDerivative · entry 1

Popowich James L. · CIK 0001421920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 40% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

F2 · balance_after: Of the reported shares, 8,000 are held jointly with reporting person's spouse.

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May 15, 2017 Filed May 17, 2017 16:44 UTC Exercise / conversionRestricted Stock Units · Derivative 3,144 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000094 · wf-form4_149503947931523.xml · derivative · entry 3

Johnson Denise C · CIK 0001608229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units vested on May 14, 2015. Vested shares were delivered to the reporting person on May 15, 2017.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 15, 2017 Filed May 17, 2017 16:44 UTC Exercise / conversionCommon Stock 3,144 $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000094 · wf-form4_149503947931523.xml · nonDerivative · entry 1

Johnson Denise C · CIK 0001608229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 17, 2017 16:47 UTC Exercise / conversionRestricted Stock Units · Derivative 3,144 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000102 · wf-form4_149503965662963.xml · derivative · entry 2

Seaton David Thomas · CIK 0001392152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One-for-One

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 35% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

F3 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2015 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 15, 2017.

F4 · derivative.expiration_date: Not Applicable

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May 15, 2017 Filed May 17, 2017 16:47 UTC Exercise / conversionCommon Stock 2,043 $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000102 · wf-form4_149503965662963.xml · nonDerivative · entry 1

Seaton David Thomas · CIK 0001392152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 35% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

Read SEC document
May 15, 2017 Filed May 17, 2017 16:48 UTC Exercise / conversionRestricted Stock Units · Derivative 5,274 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-17-000103 · wf-form4_149503967465178.xml · derivative · entry 4

LUMPKINS ROBERT L · CIK 0001236005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: One for one

F2 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 30% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

F4 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2015 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 15, 2017.

F5 · derivative.expiration_date: Not applicable

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.