Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOSAIC COMOS · Entity 3647 | Director | May 18, 2017 | May 22, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOSAIC CO
Report date May 18, 2017 · Filed May 22, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,346 |
Reported balance
After 2017-05-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-05-18 · Grant · Acquired 6,346 · Balance 6,346 F2: One-for-One F6: The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020. F4: Not Applicable |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 3,402 |
Reported balance
Holding disclosure · report date 2017-05-18 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 3,402 F2: One-for-One F3: The restricted stock units vested on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018. F4: Not Applicable |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,038 |
Reported balance
Holding disclosure · report date 2017-05-18 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 6,038 F2: One-for-One F5: The restricted stock units vested on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019. F4: Not Applicable |
| Common StockSEC Table I · non-derivative | Direct | 17,661 |
Reported balance
Holding disclosure · report date 2017-05-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 17,661 F1: Of the reported shares, 8,000 are held jointly with reporting person's spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: Of the reported shares, 8,000 are held jointly with reporting person's spouse.
F2: One-for-One
F3: The restricted stock units vested on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018.
F4: Not Applicable
F5: The restricted stock units vested on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.
F6: The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2017 Filed May 22, 2017 10:22 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 6,346 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-17-000123 · wf-form4_149546295012343.xml · derivative · entry 4 Popowich James L. · CIK 0001421920 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,346 Underlying: Common Stock · 6,346 shares Expires not disclosed F2 · derivative.exercise_price: One-for-One F6 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020. F4 · derivative.expiration_date: Not Applicable Read SEC document |
| May 15, 2017 Filed May 17, 2017 12:45 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 3,144 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-17-000097 · wf-form4_149503954099320.xml · derivative · entry 2 Popowich James L. · CIK 0001421920 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One-for-One F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 40% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid. F4 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2015 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 15, 2017. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 15, 2017 Filed May 17, 2017 12:45 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 1,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-17-000097 · wf-form4_149503954099320.xml · nonDerivative · entry 1 Popowich James L. · CIK 0001421920 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 40% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid. F2 · balance_after: Of the reported shares, 8,000 are held jointly with reporting person's spouse. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:27 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 1,997 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-16-000373 · wf-form4_147569921669320.xml · derivative · entry 2 Popowich James L. · CIK 0001421920 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,997 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: One-for-One F3 · derivative.exercise_date: The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:27 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 1,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-16-000373 · wf-form4_147569921669320.xml · nonDerivative · entry 1 Popowich James L. · CIK 0001421920 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 40% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.