Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOSAIC COMOS · Entity 3647 | Senior VP - Commercial | March 08, 2021 | March 10, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOSAIC CO
Report date March 08, 2021 · Filed March 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 130,949 |
Ending reported balance
After 2021-03-08 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-03-08 · Exercise / conversion · Acquired 14,657 · Balance 118,369 Row 2 · 2021-03-08 · Grant · Acquired 29,686 · Balance 148,055 F1: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 8, 2018. The performance unit award was not a derivative security. Row 3 · 2021-03-08 · Tax withholding · Disposed 17,106 · Balance 130,949 F2: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-03-08 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-03-08 · Exercise / conversion · Disposed 14,657 · Balance 0 F4: One-for-One F5: Not Applicable |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 14,327 |
Reported balance
Holding disclosure · report date 2021-03-08 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 14,327 F4: One-for-One F5: Not Applicable |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 24,707 |
Reported balance
Holding disclosure · report date 2021-03-08 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 24,707 F4: One-for-One F5: Not Applicable |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 11,273 |
Reported balance
Holding disclosure · report date 2021-03-08 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 11,273 F4: One-for-One F5: Not Applicable |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.62 · Expires 2021-07-21 | Direct | 6,460 |
Reported balance
Holding disclosure · report date 2021-03-08 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 6,460 F3: This Stock Option is 100% exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.62 · Expires 2022-07-19 | Direct | 11,655 |
Reported balance
Holding disclosure · report date 2021-03-08 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 11,655 F3: This Stock Option is 100% exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.03 · Expires 2023-07-18 | Direct | 15,783 |
Reported balance
Holding disclosure · report date 2021-03-08 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 15,783 F3: This Stock Option is 100% exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.73 · Expires 2024-03-07 | Direct | 17,740 |
Reported balance
Holding disclosure · report date 2021-03-08 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 17,740 F3: This Stock Option is 100% exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.43 · Expires 2025-03-05 | Direct | 20,519 |
Reported balance
Holding disclosure · report date 2021-03-08 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 20,519 F3: This Stock Option is 100% exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.49 · Expires 2026-03-03 | Direct | 43,807 |
Reported balance
Holding disclosure · report date 2021-03-08 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 43,807 F3: This Stock Option is 100% exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.42 · Expires 2027-03-02 | Direct | 37,000 |
Reported balance
Holding disclosure · report date 2021-03-08 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 37,000 F3: This Stock Option is 100% exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 8, 2018. The performance unit award was not a derivative security.
F2: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.
F3: This Stock Option is 100% exercisable.
F4: One-for-One
F5: Not Applicable
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2021 Filed Mar 10, 2021 23:44 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 14,657 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-21-000043 · wf-form4_161541983442924.xml · derivative · entry 11 McLellan Richard N · CIK 0001397354 · Senior VP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,657 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: One-for-One F5 · derivative.expiration_date: Not Applicable Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:44 UTC | MOSAIC CO MOS · Entity 3647 | Tax withholdingCommon Stock | 17,106 | $30.70 | $525,154.20 |
DisclosureSEC source: 0001243786-21-000043 · wf-form4_161541983442924.xml · nonDerivative · entry 3 McLellan Richard N · CIK 0001397354 · Senior VP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,949 F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:44 UTC | MOSAIC CO MOS · Entity 3647 | GrantCommon Stock | 29,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-21-000043 · wf-form4_161541983442924.xml · nonDerivative · entry 2 McLellan Richard N · CIK 0001397354 · Senior VP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,055 F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 8, 2018. The performance unit award was not a derivative security. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:44 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 14,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-21-000043 · wf-form4_161541983442924.xml · nonDerivative · entry 1 McLellan Richard N · CIK 0001397354 · Senior VP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 12:55 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 11,273 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-21-000020 · wf-form4_161520812548419.xml · derivative · entry 12 McLellan Richard N · CIK 0001397354 · Senior VP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,273 Underlying: Common Stock · 11,273 shares Expires not disclosed F2 · derivative.exercise_price: One-for-One F3 · derivative.expiration_date: Not Applicable Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:21 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 24,707 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-20-000022 · wf-form4_158378885754835.xml · derivative · entry 12 McLellan Richard N · CIK 0001397354 · Senior VP - Commercial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,707 Underlying: Common Stock · 24,707 shares Expires not disclosed F2 · derivative.exercise_price: One-for-One F3 · derivative.expiration_date: Not Applicable Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 16:57 UTC | MOSAIC CO MOS · Entity 3647 | Tax withholdingCommon Stock | 19,359 | $22.36 | $432,867.24 |
DisclosureSEC source: 0001243786-19-000102 · wf-form4_156087705597500.xml · nonDerivative · entry 2 McLellan Richard N · CIK 0001397354 · Senior VP-Mosaic Fertilizantes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,712 F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of Retention Award. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 16:57 UTC | MOSAIC CO MOS · Entity 3647 | GrantCommon Stock | 49,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-19-000102 · wf-form4_156087705597500.xml · nonDerivative · entry 1 McLellan Richard N · CIK 0001397354 · Senior VP-Mosaic Fertilizantes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,071 F1 · shares: Shares issued to reporting person upon vesting of a retention award granted to reporting person on June 15, 2017. The retention award was not a derivative security. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 16:49 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 14,327 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-19-000034 · wf-form4_155232293481594.xml · derivative · entry 12 McLellan Richard N · CIK 0001397354 · Senior VP-Mosaic Fertilizantes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,327 Underlying: Common Stock · 14,327 shares Expires not disclosed F3 · derivative.exercise_price: One-for-One F4 · derivative.expiration_date: Not Applicable Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 22:30 UTC | MOSAIC CO MOS · Entity 3647 | Tax withholdingCommon Stock | 5,662 | $31.00 | $175,522.00 |
DisclosureSEC source: 0001243786-19-000019 · wf-form4_155182500299395.xml · nonDerivative · entry 2 McLellan Richard N · CIK 0001397354 · Senior VP-Mosaic Fertilizantes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,876 F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of performance units. Read SEC document |
| March 03, 2019 Filed Mar 5, 2019 22:30 UTC | MOSAIC CO MOS · Entity 3647 | GrantCommon Stock | 14,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-19-000019 · wf-form4_155182500299395.xml · nonDerivative · entry 1 McLellan Richard N · CIK 0001397354 · Senior VP-Mosaic Fertilizantes 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,538 F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 3, 2016. The performance unit award was not a derivative security. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 17:24 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 14,657 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-18-000046 · wf-form4_152087543467260.xml · derivative · entry 12 McLellan Richard N · CIK 0001397354 · Sr Vice President-Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,657 Underlying: Common Stock · 14,657 shares Expires not disclosed F4 · derivative.exercise_price: One-for-One F5 · derivative.expiration_date: Not Applicable Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 02:07 UTC | MOSAIC CO MOS · Entity 3647 | Tax withholdingCommon Stock | 1,789 | $27.98 | $50,056.22 |
DisclosureSEC source: 0001243786-18-000029 · wf-form4_152047485261768.xml · nonDerivative · entry 2 McLellan Richard N · CIK 0001397354 · Sr Vice President-Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,150 F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of performance units. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 02:07 UTC | MOSAIC CO MOS · Entity 3647 | GrantCommon Stock | 3,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-18-000029 · wf-form4_152047485261768.xml · nonDerivative · entry 1 McLellan Richard N · CIK 0001397354 · Sr Vice President-Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,939 F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 5, 2015. The performance unit award was not a derivative security. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 22:42 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 6,703 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-17-000050 · wf-form4_148909935566344.xml · derivative · entry 12 McLellan Richard N · CIK 0001397354 · Sr Vice President-Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,703 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: One-for-One F5 · derivative.expiration_date: Not Applicable Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 22:42 UTC | MOSAIC CO MOS · Entity 3647 | Tax withholdingCommon Stock | 5,525 | $29.18 | $161,219.50 |
DisclosureSEC source: 0001243786-17-000050 · wf-form4_148909935566344.xml · nonDerivative · entry 3 McLellan Richard N · CIK 0001397354 · Sr Vice President-Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,207 F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 22:42 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 6,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-17-000050 · wf-form4_148909935566344.xml · nonDerivative · entry 2 McLellan Richard N · CIK 0001397354 · Sr Vice President-Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 22:42 UTC | MOSAIC CO MOS · Entity 3647 | GrantCommon Stock | 4,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-17-000050 · wf-form4_148909935566344.xml · nonDerivative · entry 1 McLellan Richard N · CIK 0001397354 · Sr Vice President-Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,029 F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 7, 2014. The performance unit award was not a derivative security. Read SEC document |
| March 07, 2017 Filed Mar 13, 2017 16:08 UTC Amendment | MOSAIC CO MOS · Entity 3647 | Tax withholdingCommon Stock | 5,428 | $29.18 | $158,389.04 |
DisclosureSEC source: 0001243786-17-000058 · wf-form4a_148942132585961.xml · nonDerivative · entry 1 McLellan Richard N · CIK 0001397354 · Sr Vice President-Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,304 F1 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units. F2 · shares: The exact number of shares sold to cover tax liability incurred as a result of the most recent vesting of Restricted Stock Units and Performance Units was estimated at the time the original Form 4 was filed. The reporting person is hereby amending this line item to correct an administrative error which resulted in an overstatement of the shares sold and reflect the final calculation of the number of shares withheld to satisfy reporting person's tax obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 23:23 UTC | MOSAIC CO MOS · Entity 3647 | GrantStock Option (Right to Buy) · Derivative | 37,000 | $0.00 Strike: $30.42 | $0.00 |
DisclosureSEC source: 0001243786-17-000039 · wf-form4_148884259816780.xml · derivative · entry 13 McLellan Richard N · CIK 0001397354 · Sr Vice President-Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common Stock · 37,000 shares Expires 2027-03-02 F7 · derivative.exercise_date: Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 00:23 UTC | MOSAIC CO MOS · Entity 3647 | Tax withholdingCommon Stock | 14,448 | $3,142.00 | $45,395,616.00 |
DisclosureSEC source: 0001243786-17-000026 · wf-form4_148832781120702.xml · nonDerivative · entry 2 McLellan Richard N · CIK 0001397354 · Sr Vice President-Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,951 F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of performance share award. Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 00:23 UTC | MOSAIC CO MOS · Entity 3647 | GrantCommon Stock | 30,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-17-000026 · wf-form4_148832781120702.xml · nonDerivative · entry 1 McLellan Richard N · CIK 0001397354 · Sr Vice President-Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,399 F1 · kind: Shares issued to reporting person upon the vesting of a performance share award granted to reporting person on March 28, 2014. The performance share award was not a derivative security. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.