Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOSAIC COMOS · Entity 3647 | Sr VP -Finance and interim CFO | March 08, 2018 | March 12, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOSAIC CO
Report date March 08, 2018 · Filed March 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,939 |
Reported balance
After 2018-03-08 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2018-03-08 · Grant · Acquired 7,939 · Balance 7,939 F3: One-for-One F4: Not Applicable |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 10,958 |
Reported balance
Holding disclosure · report date 2018-03-08 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 10,958 F3: One-for-One F4: Not Applicable |
| Common StockSEC Table I · non-derivative | Direct | 42,779 |
Reported balance
Holding disclosure · report date 2018-03-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 42,779 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $127.21 · Expires 2018-07-31 | Direct | 2,195 |
Reported balance
Holding disclosure · report date 2018-03-08 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2,195 F1: This Stock Option is 100% exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.93 · Expires 2020-07-27 | Direct | 5,105 |
Reported balance
Holding disclosure · report date 2018-03-08 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,105 F1: This Stock Option is 100% exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.62 · Expires 2021-07-21 | Direct | 4,307 |
Reported balance
Holding disclosure · report date 2018-03-08 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,307 F1: This Stock Option is 100% exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.62 · Expires 2022-07-19 | Direct | 7,284 |
Reported balance
Holding disclosure · report date 2018-03-08 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 7,284 F1: This Stock Option is 100% exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.03 · Expires 2023-07-18 | Direct | 9,470 |
Reported balance
Holding disclosure · report date 2018-03-08 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 9,470 F1: This Stock Option is 100% exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.73 · Expires 2024-03-07 | Direct | 10,644 |
Reported balance
Holding disclosure · report date 2018-03-08 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 10,644 F1: This Stock Option is 100% exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.43 · Expires 2025-03-05 | Direct | 11,658 |
Reported balance
Holding disclosure · report date 2018-03-08 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 11,658 F1: This Stock Option is 100% exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.49 · Expires 2026-03-03 | Direct | 24,890 |
Reported balance
Holding disclosure · report date 2018-03-08 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 24,890 F2: Grant Date 03/03/2016; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. |
| Stock Option (Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $52.72 · Expires 2019-07-27 | Direct | 5,258 |
Reported balance
Holding disclosure · report date 2018-03-08 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 5,258 F1: This Stock Option is 100% exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: This Stock Option is 100% exercisable.
F2: Grant Date 03/03/2016; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F3: One-for-One
F4: Not Applicable
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2018 Filed Mar 12, 2018 21:49 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 7,939 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-18-000054 · wf-form4_152089136106662.xml · derivative · entry 12 BRAUSEN ANTHONY T · CIK 0001253762 · Sr VP -Finance and interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,939 Underlying: Common Stock · 7,939 shares Expires not disclosed F3 · derivative.exercise_price: One-for-One F4 · derivative.expiration_date: Not Applicable Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 02:08 UTC | MOSAIC CO MOS · Entity 3647 | Tax withholdingCommon Stock | 632 | $27.98 | $17,683.36 |
DisclosureSEC source: 0001243786-18-000030 · wf-form4_152047487095766.xml · nonDerivative · entry 2 BRAUSEN ANTHONY T · CIK 0001253762 · Sr VP -Finance and Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,779 F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of performance units. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 02:08 UTC | MOSAIC CO MOS · Entity 3647 | GrantCommon Stock | 2,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-18-000030 · wf-form4_152047487095766.xml · nonDerivative · entry 1 BRAUSEN ANTHONY T · CIK 0001253762 · Sr VP -Finance and Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,411 F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 5, 2015. The performance unit award was not a derivative security. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.