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NYSE · USD

MOS

MOSAIC CO

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Tapewire entity
3647
SEC CIK
0001285785
Parsed reports
452

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2020 Filed May 22, 2020 20:17 UTC GrantRestricted Stock Units · Derivative 13,420 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000078 · wf-form4_159017861179709.xml · derivative · entry 4

COOPER NANCY E · CIK 0001193882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,420

Underlying: Common Stock · 13,420 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2021 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 21, 2023.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 18, 2020 Filed May 19, 2020 13:16 UTC Exercise / conversionRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000056 · wf-form4_158990856550523.xml · derivative · entry 2

MONAHAN WILLIAM T · CIK 0001105475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One-for-One

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 50% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

F3 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares, net of the shares reporting person exchanged for cash as described in Footnote 1 above, were delivered to the reporting person on May 18, 2020.

F4 · derivative.expiration_date: Not applicable

Read SEC document
May 18, 2020 Filed May 19, 2020 13:16 UTC Exercise / conversionCommon Stock 3,173 $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000056 · wf-form4_158990856550523.xml · nonDerivative · entry 1

MONAHAN WILLIAM T · CIK 0001105475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 50% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

Read SEC document
May 18, 2020 Filed May 19, 2020 17:19 UTC Exercise / conversionRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000064 · wf-form4_158990873964772.xml · derivative · entry 3

Johnson Denise C · CIK 0001608229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 18, 2020.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 18, 2020 Filed May 19, 2020 17:19 UTC Exercise / conversionCommon Stock 6,346 $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000064 · wf-form4_158990873964772.xml · nonDerivative · entry 1

Johnson Denise C · CIK 0001608229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 19, 2020 17:18 UTC Exercise / conversionRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000063 · wf-form4_158990871785442.xml · derivative · entry 2

COOPER NANCY E · CIK 0001193882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 18, 2020.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 18, 2020 Filed May 19, 2020 17:18 UTC Exercise / conversionCommon Stock 6,346 $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000063 · wf-form4_158990871785442.xml · nonDerivative · entry 1

COOPER NANCY E · CIK 0001193882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 19, 2020 17:18 UTC Exercise / conversionRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000062 · wf-form4_158990869721050.xml · derivative · entry 2

SEIBERT STEVEN M · CIK 0001301457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One-for-One

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 40% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

F3 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares, net of the shares reporting person exchanged for cash as described in Footnote 1 above, were delivered to the reporting person on May 18, 2020.

F4 · derivative.expiration_date: Not applicable

Read SEC document
May 18, 2020 Filed May 19, 2020 17:18 UTC Exercise / conversionCommon Stock 3,808 $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000062 · wf-form4_158990869721050.xml · nonDerivative · entry 1

SEIBERT STEVEN M · CIK 0001301457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 40% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

Read SEC document
May 18, 2020 Filed May 19, 2020 17:18 UTC Exercise / conversionRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000061 · wf-form4_158990867538225.xml · derivative · entry 2

Gitzel Timothy S. · CIK 0001588386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 18, 2020.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 18, 2020 Filed May 19, 2020 17:18 UTC Exercise / conversionCommon Stock 6,346 $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000061 · wf-form4_158990867538225.xml · nonDerivative · entry 1

Gitzel Timothy S. · CIK 0001588386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 19, 2020 17:17 UTC Exercise / conversionRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000060 · wf-form4_158990865137404.xml · derivative · entry 2

Seaton David Thomas · CIK 0001392152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: One-for-One

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 35% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

F3 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares, net of the shares reporting person exchanged for cash as described in Footnote 1 above, were delivered to the reporting person on May 18, 2020.

F4 · derivative.expiration_date: Not Applicable

Read SEC document
May 18, 2020 Filed May 19, 2020 17:17 UTC Exercise / conversionCommon Stock 4,125 $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000060 · wf-form4_158990865137404.xml · nonDerivative · entry 1

Seaton David Thomas · CIK 0001392152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 35% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.

Read SEC document
May 18, 2020 Filed May 19, 2020 17:17 UTC Exercise / conversionRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000059 · wf-form4_158990862912071.xml · derivative · entry 2

Koenig Emery N. · CIK 0001502684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 18, 2020.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 18, 2020 Filed May 19, 2020 17:17 UTC Exercise / conversionCommon Stock 6,346 $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000059 · wf-form4_158990862912071.xml · nonDerivative · entry 1

Koenig Emery N. · CIK 0001502684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 19, 2020 17:17 UTC Exercise / conversionRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000058 · wf-form4_158990860825351.xml · derivative · entry 2

WESTBROOK KELVIN R · CIK 0001190588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 18, 2020.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 18, 2020 Filed May 19, 2020 17:17 UTC Exercise / conversionCommon Stock 6,346 $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000058 · wf-form4_158990860825351.xml · nonDerivative · entry 1

WESTBROOK KELVIN R · CIK 0001190588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 19, 2020 17:16 UTC Exercise / conversionRestricted Stock Units · Derivative 6,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000057 · wf-form4_158990858787931.xml · derivative · entry 2

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 18, 2020.

F3 · derivative.expiration_date: Not Applicable

Read SEC document
May 18, 2020 Filed May 19, 2020 17:16 UTC Exercise / conversionCommon Stock 6,346 $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000057 · wf-form4_158990858787931.xml · nonDerivative · entry 1

EBEL GREGORY L · CIK 0001186942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2020 Filed Feb 12, 2021 21:58 UTC
O'Rourke James CalvinDirector · President & CEO
GiftCommon Stock 103,452 $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000003 · wf-form5_161316708092643.xml · nonDerivative · entry 3

O'Rourke James Calvin · CIK 0001453221 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,452

F1 · shares: On April 2, 2020, the reporting person indirectly held 158,345 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2019 GRAT"). On that date, 103,452 of the shares were distributed by 2019 GRAT to the reporting person in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.

F1 · balance_after: On April 2, 2020, the reporting person indirectly held 158,345 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2019 GRAT"). On that date, 103,452 of the shares were distributed by 2019 GRAT to the reporting person in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.

Read SEC document
April 02, 2020 Filed Feb 12, 2021 21:58 UTC
O'Rourke James CalvinDirector · President & CEO
GiftCommon Stock 103,452 $0.00 $0.00
Disclosure

SEC source: 0001243786-21-000003 · wf-form5_161316708092643.xml · nonDerivative · entry 2

O'Rourke James Calvin · CIK 0001453221 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2019 GRAT dated April 1, 2019

Disclosed balance after: 54,893

F1 · shares: On April 2, 2020, the reporting person indirectly held 158,345 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2019 GRAT"). On that date, 103,452 of the shares were distributed by 2019 GRAT to the reporting person in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.

F1 · balance_after: On April 2, 2020, the reporting person indirectly held 158,345 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2019 GRAT"). On that date, 103,452 of the shares were distributed by 2019 GRAT to the reporting person in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 12:06 UTC
PRATT BENJAMIN JAMESSVP - Gov. & Public Affairs
GrantRestricted Stock Units · Derivative 14,837 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000042 · wf-form4_158584355622805.xml · derivative · entry 5

PRATT BENJAMIN JAMES · CIK 0001808039 · SVP - Gov. & Public Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,837

Underlying: Common Stock · 14,837 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F2 · derivative.expiration_date: Not Applicable

Read SEC document
March 17, 2020 Filed Mar 17, 2020 19:45 UTC
Isaacson Mark J.SVP, Gen. Counsel & Corp. Sec.
PurchaseCommon Stock 1,000 $9.67 $9,665.00
Disclosure

SEC source: 0001243786-20-000038 · wf-form4_158448871730502.xml · nonDerivative · entry 1

Isaacson Mark J. · CIK 0001617016 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,062

Read SEC document
March 16, 2020 Filed Mar 17, 2020 16:53 UTC PurchaseCommon Stock 5,000 $9.96 $49,780.50
Disclosure

SEC source: 0001243786-20-000035 · wf-form4_158446401397138.xml · nonDerivative · entry 1

Bernardes Oscar · CIK 0001189308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
March 13, 2020 Filed Mar 17, 2020 16:54 UTC PurchaseCommon Stock 10,000 $9.43 $94,263.00
Disclosure

SEC source: 0001243786-20-000036 · wf-form4_158446403637924.xml · nonDerivative · entry 1

Pires Luciano Siani · CIK 0001727455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Waterside International Ventures Limited

Disclosed balance after: 10,000

F1 · ownership.nature: The reporting person and his spouse serve as the sole and controlling shareholders and directors of Waterside International Ventures Limited.

Read SEC document
March 09, 2020 Filed Mar 9, 2020 17:24 UTC
Isaacson Mark J.SVP, Gen. Counsel & Corp. Sec.
PurchaseCommon Stock 1,000 $12.81 $12,810.10
Disclosure

SEC source: 0001243786-20-000030 · wf-form4_158378904614535.xml · nonDerivative · entry 1

Isaacson Mark J. · CIK 0001617016 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,062

Read SEC document
March 09, 2020 Filed Mar 9, 2020 21:21 UTC
O'Rourke James CalvinDirector · President & CEO
PurchaseCommon Stock 15,000 $13.43 $201,390.00
Disclosure

SEC source: 0001243786-20-000024 · wf-form4_158378890126129.xml · nonDerivative · entry 1

O'Rourke James Calvin · CIK 0001453221 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.405 to $13.45, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 13:41 UTC
Bodine Bruce M.Senior VP - Phosphates
PurchaseCommon Stock 5,500 $13.60 $74,772.50
Disclosure

SEC source: 0001243786-20-000032 · wf-form4_158386205776430.xml · nonDerivative · entry 1

Bodine Bruce M. · CIK 0001675107 · Senior VP - Phosphates

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,022

Read SEC document
March 05, 2020 Filed Mar 9, 2020 21:21 UTC
Swager Karen ASenior Vice President - Potash
GrantRestricted Stock Units · Derivative 23,677 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000023 · wf-form4_158378887925867.xml · derivative · entry 7

Swager Karen A · CIK 0001762750 · Senior Vice President - Potash

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,677

Underlying: Common Stock · 23,677 shares

Expires not disclosed

F2 · derivative.exercise_price: One-for-One

F3 · derivative.expiration_date: Not Applicable

Read SEC document
March 05, 2020 Filed Mar 9, 2020 17:23 UTC
Bodine Bruce M.Senior VP - Phosphates
GrantRestricted Stock Units · Derivative 24,707 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000028 · wf-form4_158378899000895.xml · derivative · entry 9

Bodine Bruce M. · CIK 0001675107 · Senior VP - Phosphates

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,707

Underlying: Common Stock · 24,707 shares

Expires not disclosed

F2 · derivative.exercise_price: One-for-One

F3 · derivative.expiration_date: Not Applicable

Read SEC document
March 05, 2020 Filed Mar 9, 2020 17:24 UTC
Isaacson Mark J.SVP, Gen. Counsel & Corp. Sec.
GrantRestricted Stock Units · Derivative 18,530 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000030 · wf-form4_158378904614535.xml · derivative · entry 10

Isaacson Mark J. · CIK 0001617016 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,530

Underlying: Common Stock · 18,530 shares

Expires not disclosed

F4 · derivative.exercise_price: One-for-One

F5 · derivative.expiration_date: Not Applicable

Read SEC document
March 05, 2020 Filed Mar 9, 2020 21:21 UTC
O'Rourke James CalvinDirector · President & CEO
GrantRestricted Stock Units · Derivative 121,989 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000024 · wf-form4_158378890126129.xml · derivative · entry 14

O'Rourke James Calvin · CIK 0001453221 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,989

Underlying: Common Stock · 121,989 shares

Expires not disclosed

F3 · derivative.exercise_price: One-for-One

F4 · derivative.expiration_date: Not Applicable

Read SEC document
March 05, 2020 Filed Mar 9, 2020 17:23 UTC
Freeland ClintSVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 31,913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000027 · wf-form4_158378896849924.xml · derivative · entry 4

Freeland Clint · CIK 0001428577 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,913

Underlying: Common Stock · 31,913 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F2 · derivative.expiration_date: Not Applicable

Read SEC document
March 05, 2020 Filed Mar 9, 2020 21:21 UTC
McLellan Richard NSenior VP - Commercial
GrantRestricted Stock Units · Derivative 24,707 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000022 · wf-form4_158378885754835.xml · derivative · entry 12

McLellan Richard N · CIK 0001397354 · Senior VP - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,707

Underlying: Common Stock · 24,707 shares

Expires not disclosed

F2 · derivative.exercise_price: One-for-One

F3 · derivative.expiration_date: Not Applicable

Read SEC document
March 05, 2020 Filed Mar 9, 2020 21:24 UTC
Lewis Christopher AnthonySVP - Human Resources
GrantRestricted Stock Units · Derivative 13,383 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000029 · wf-form4_158378901168257.xml · derivative · entry 3

Lewis Christopher Anthony · CIK 0001780244 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,383

Underlying: Common Stock · 13,383 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F2 · derivative.expiration_date: Not Applicable

Read SEC document
March 05, 2020 Filed Mar 9, 2020 21:22 UTC
Precourt Walter F. IIISenior VP - Strategy & Growth
GrantRestricted Stock Units · Derivative 24,707 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000026 · wf-form4_158378894672230.xml · derivative · entry 9

Precourt Walter F. III · CIK 0001609765 · Senior VP - Strategy & Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,707

Underlying: Common Stock · 24,707 shares

Expires not disclosed

F2 · derivative.exercise_price: One-for-One

F3 · derivative.expiration_date: Not Applicable

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March 05, 2020 Filed Mar 9, 2020 21:22 UTC
Ricard Corrine D.Sr VP - Mosaic Fertilizantes
GrantRestricted Stock Units · Derivative 24,707 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000025 · wf-form4_158378892322440.xml · derivative · entry 13

Ricard Corrine D. · CIK 0001547351 · Sr VP - Mosaic Fertilizantes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,707

Underlying: Common Stock · 24,707 shares

Expires not disclosed

F2 · derivative.exercise_price: One-for-One

F3 · derivative.expiration_date: Not Applicable

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March 02, 2020 Filed Mar 4, 2020 23:57 UTC
Swager Karen ASenior Vice President - Potash
Exercise / conversionRestricted Stock Units · Derivative 6,246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000010 · wf-form4_158336620495213.xml · derivative · entry 7

Swager Karen A · CIK 0001762750 · Senior Vice President - Potash

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: One-for-One

F5 · derivative.expiration_date: Not Applicable

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March 02, 2020 Filed Mar 4, 2020 23:57 UTC
Swager Karen ASenior Vice President - Potash
Tax withholdingCommon Stock 3,096 $17.66 $54,675.36
Disclosure

SEC source: 0001243786-20-000010 · wf-form4_158336620495213.xml · nonDerivative · entry 3

Swager Karen A · CIK 0001762750 · Senior Vice President - Potash

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,278

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.

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March 02, 2020 Filed Mar 4, 2020 23:57 UTC
Swager Karen ASenior Vice President - Potash
GrantCommon Stock 1,621 $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000010 · wf-form4_158336620495213.xml · nonDerivative · entry 2

Swager Karen A · CIK 0001762750 · Senior Vice President - Potash

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,374

F1 · kind: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 2, 2017. The performance unit award was not a derivative security.

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March 02, 2020 Filed Mar 4, 2020 23:57 UTC
Swager Karen ASenior Vice President - Potash
Exercise / conversionCommon Stock 6,246 $0.00 $0.00
Disclosure

SEC source: 0001243786-20-000010 · wf-form4_158336620495213.xml · nonDerivative · entry 1

Swager Karen A · CIK 0001762750 · Senior Vice President - Potash

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2019 Filed Nov 19, 2019 19:55 UTC
Ricard Corrine D.Sr VP - Mosaic Fertilizantes
GrantRestricted Stock Units · Derivative 83,544 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-19-000132 · wf-form4_157419329504409.xml · derivative · entry 12

Ricard Corrine D. · CIK 0001547351 · Sr VP - Mosaic Fertilizantes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,544

Underlying: Common Stock · 83,544 shares

Expires not disclosed

F5 · derivative.exercise_price: Restricted Stock Units ("RSU's") to be settled in cash based on the fair market value of issuer's common stock on the date of vesting.

F6 · derivative.exercise_date: Grant Date 11/15/2019; RSU's vest in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter. On each of the anniversary dates, the issuer shall cause to be paid the fair market value of the vested whole and fractional RSU's to the reporting person.

F4 · derivative.expiration_date: Not Applicable

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September 10, 2019 Filed Sep 16, 2019 09:43 UTC PurchaseCommon Stock 2,360 $21.15 $49,902.20
Disclosure

SEC source: 0001243786-19-000121 · wf-form4_156864136672668.xml · nonDerivative · entry 1

MONAHAN WILLIAM T · CIK 0001105475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,235

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September 09, 2019 Filed Sep 10, 2019 21:26 UTC GrantRestricted Stock Units · Derivative 5,331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-19-000119 · wf-form4_156815080060780.xml · derivative · entry 4

Seaton David Thomas · CIK 0001392152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,331

Underlying: Common Stock · 5,331 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2020 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on August 9, 2022.

F3 · derivative.expiration_date: Not Applicable

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August 25, 2019 Filed Aug 26, 2019 20:54 UTC Exercise / conversionRestricted Stock Units · Derivative 4,079 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-19-000112 · wf-form4_156685284411342.xml · derivative · entry 2

WESTBROOK KELVIN R · CIK 0001190588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,079 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on August 25, 2019.

F3 · derivative.expiration_date: Not Applicable

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August 25, 2019 Filed Aug 26, 2019 20:54 UTC Exercise / conversionCommon Stock 4,079 $0.00 $0.00
Disclosure

SEC source: 0001243786-19-000112 · wf-form4_156685284411342.xml · nonDerivative · entry 1

WESTBROOK KELVIN R · CIK 0001190588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2019 Filed Aug 22, 2019 20:43 UTC PurchaseCommon Stock 12,998 $19.21 $249,691.58
Disclosure

SEC source: 0001243786-19-000110 · wf-form4_156650659768798.xml · nonDerivative · entry 1

BEEBE CHERYL K · CIK 0001202864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,704

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.215 to $19.22, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.

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June 19, 2019 Filed Jun 21, 2019 17:38 UTC
Lewis Christopher AnthonySVP - Human Resources
GrantRestricted Stock Units · Derivative 25,565 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001243786-19-000106 · wf-form4_156113871110468.xml · derivative · entry 2

Lewis Christopher Anthony · CIK 0001780244 · SVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,565

Underlying: Common Stock · 25,565 shares

Expires not disclosed

F1 · derivative.expiration_date: Not Applicable

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June 15, 2019 Filed Jun 18, 2019 16:57 UTC
McLellan Richard NSenior VP-Mosaic Fertilizantes
Tax withholdingCommon Stock 19,359 $22.36 $432,867.24
Disclosure

SEC source: 0001243786-19-000102 · wf-form4_156087705597500.xml · nonDerivative · entry 2

McLellan Richard N · CIK 0001397354 · Senior VP-Mosaic Fertilizantes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,712

F2 · kind: Shares sold to cover tax liability incurred as a result of most recent vesting of Retention Award.

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June 15, 2019 Filed Jun 18, 2019 16:57 UTC
McLellan Richard NSenior VP-Mosaic Fertilizantes
GrantCommon Stock 49,195 $0.00 $0.00
Disclosure

SEC source: 0001243786-19-000102 · wf-form4_156087705597500.xml · nonDerivative · entry 1

McLellan Richard N · CIK 0001397354 · Senior VP-Mosaic Fertilizantes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,071

F1 · shares: Shares issued to reporting person upon vesting of a retention award granted to reporting person on June 15, 2017. The retention award was not a derivative security.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.