Tapewire

Nasdaq · USD

MOBX

MOBIX LABS, INC

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Tapewire entity
7651
SEC CIK
0001855467
Parsed reports
119

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202601
May 202600
Jun 202602
Jul 202601
Aug 202600
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2025 Filed Nov 29, 2025 00:50 UTC
Busch KurtDirector
GrantClass A Common Stock 39,166 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-025463 · ownership.xml · nonDerivative · entry 1

Busch Kurt · CIK 0001528759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 411,595

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on November 25, 2025 and vest on January 1, 2026.

Read SEC document
November 21, 2025 Filed Nov 22, 2025 01:34 UTC
SANSONE PHILIPDirector · Chief Executive Officer
SaleClass A Common Stock 100,044 $0.41 $41,218.13
Disclosure

SEC source: 0001493152-25-024726 · ownership.xml · nonDerivative · entry 1

SANSONE PHILIP · CIK 0002067346 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935,841

F1 · shares: Represents shares sold to cover withholding tax obligations on the settlement of the vesting of the Reporting Person's restricted stock units.

F2 · price: Represents the weighted average of the shares sold. The prices of the shares sold pursuant to the transaction range from $0.4001 to $0.4151 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

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November 21, 2025 Filed Nov 22, 2025 01:34 UTC
ARALIS JAMESChief Technology Officer
SaleClass A Common Stock 22,470 $0.41 $9,143.04
Disclosure

SEC source: 0001493152-25-024725 · ownership.xml · nonDerivative · entry 1

ARALIS JAMES · CIK 0002005106 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,523

F1 · shares: Represents shares sold to cover withholding tax obligations on the settlement of the reported vesting of the Reporting Person's restricted stock units.

F2 · price: Represents the weighted average of the shares sold. The prices of the shares sold pursuant to the transaction range from $0.4001 to $0.4151 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
September 23, 2025 Filed Sep 26, 2025 00:30 UTC GrantClass A Common Stock 46,855 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-015009 · ownership.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,744

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on September 23, 2025 and will vest on October 1, 2025.

Read SEC document
September 23, 2025 Filed Sep 26, 2025 00:35 UTC
Carpou BillDirector
GrantClass A Common Stock 46,855 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-015018 · ownership.xml · nonDerivative · entry 1

Carpou Bill · CIK 0001985261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,022

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on September 23, 2025.

Read SEC document
September 23, 2025 Filed Sep 26, 2025 00:35 UTC
Peterson James JDirector · 10% owner
GrantClass A Common Stock 46,855 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-015017 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,017,400

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on September 23, 2025.

Read SEC document
September 23, 2025 Filed Sep 26, 2025 00:32 UTC GrantClass A Common Stock 46,855 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-015014 · ownership.xml · nonDerivative · entry 1

LONG MICHAEL J · CIK 0001186373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,012,137

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on September 23, 2025.

Read SEC document
September 23, 2025 Filed Sep 26, 2025 00:32 UTC GrantClass A Common Stock 46,855 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-015013 · ownership.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,483,380

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on September 23, 2025.

Read SEC document
September 23, 2025 Filed Sep 26, 2025 00:30 UTC
Busch KurtDirector
GrantClass A Common Stock 46,855 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-015010 · ownership.xml · nonDerivative · entry 1

Busch Kurt · CIK 0001528759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,429

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on September 23, 2025.

Read SEC document
September 19, 2025 Filed Oct 15, 2025 20:51 UTC
SANSONE PHILIPDirector · Chief Executive Officer
GrantClass A Common Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-018169 · ownership.xml · nonDerivative · entry 1

SANSONE PHILIP · CIK 0002067346 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,035,885

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on September 19, 2025 and will vest 25% on January 1, 2027, 25% on April 1, 2027, 25% on July 1, 2027 and the last 25% on October 1, 2027.

Read SEC document
September 12, 2025 Filed Sep 16, 2025 20:05 UTC
Carpou BillDirector
SaleClass A Common Stock 19,953 $0.94 $18,791.74
Disclosure

SEC source: 0001493152-25-013704 · ownership.xml · nonDerivative · entry 1

Carpou Bill · CIK 0001985261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,167

F1 · price: Represents the weighted average of the shares sold. The prices of the shares sold pursuant to the transactions range from $0.9418 to $0.9419 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or the security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
August 26, 2025 Filed Nov 29, 2025 00:50 UTC
ARALIS JAMESChief Technology Officer
SaleClass A Common Stock 18,191 $0.92 $16,672.05
Disclosure

SEC source: 0001493152-25-025462 · ownership.xml · nonDerivative · entry 1

ARALIS JAMES · CIK 0002005106 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,332

F1 · shares: Represents shares sold to cover withholding tax obligations on the settlement of the vesting of the Reporting Person's restricted stock units.

F2 · price: Represents the weighted average of the shares sold. The prices of the shares sold pursuant to the transaction range from $0.9009 to $0.9299 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
July 09, 2025 Filed Jul 11, 2025 20:48 UTC GrantClass A Common Stock 226,677 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-018782 · ownership.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,889

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on July 9, 2025, whereas 90% of the award was fully vested upon grant and the remaining 10% will vest on October 1, 2025.

Read SEC document
July 09, 2025 Filed Jul 11, 2025 20:48 UTC
Carpou BillDirector
GrantClass A Common Stock 202,167 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-018785 · ownership.xml · nonDerivative · entry 1

Carpou Bill · CIK 0001985261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,120

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on July 9, 2025, whereas 90% of the award was fully vested upon grant and the remaining 10% will vest on October 1, 2025.

Read SEC document
July 09, 2025 Filed Jul 11, 2025 20:48 UTC
Peterson James JDirector · 10% owner
GrantClass A Common Stock 98,453 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-018788 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,970,545

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on July 9, 2025, whereas 90% of the award was fully vested upon grant and the remaining 10% will vest on October 1, 2025.

Read SEC document
July 09, 2025 Filed Jul 11, 2025 20:48 UTC GrantClass A Common Stock 226,677 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-018787 · ownership.xml · nonDerivative · entry 1

LONG MICHAEL J · CIK 0001186373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 965,282

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on July 9, 2025, whereas 90% of the award was fully vested upon grant and the remaining 10% will vest on October 1, 2025.

Read SEC document
July 09, 2025 Filed Jul 11, 2025 20:48 UTC
ARALIS JAMESChief Technology Officer
GrantClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-018783 · ownership.xml · nonDerivative · entry 1

ARALIS JAMES · CIK 0002005106 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,993

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on July 9, 2025, whereas 50% of the award will vest on August 20, 2025 and the remaining 50% will vest on November 20, 2025.

Read SEC document
July 09, 2025 Filed Jul 11, 2025 20:48 UTC
Busch KurtDirector
GrantClass A Common Stock 221,775 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-018784 · ownership.xml · nonDerivative · entry 1

Busch Kurt · CIK 0001528759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,574

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on July 9, 2025, whereas 90% of the award was fully vested upon grant and the remaining 10% will vest on October 1, 2025.

Read SEC document
July 09, 2025 Filed Jul 11, 2025 20:48 UTC GrantClass A Common Stock 131,356 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-018786 · ownership.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,436,525

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on July 9, 2025, whereas 90% of the award was fully vested upon grant and the remaining 10% will vest on October 1, 2025.

Read SEC document
May 30, 2025 Filed Aug 14, 2025 00:41 UTC
SAMINI KEYVANDirector · President, CFO & Director
GrantClass B Common Stock · Derivative 915,033 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-011929 · ownership.xml · derivative · entry 8

SAMINI KEYVAN · CIK 0002004846 · Director · President, CFO & Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 915,033

Underlying: Class A Common Stock · 915,033 shares

Expires not disclosed

F5 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).

F6 · derivative.exercise_date: The Class B restricted stock awards (the "RSAs") were granted to the Reporting Person on May 30, 2025, and will vest over five years as follows: (i) 10% of the RSAs will vest on the first anniversary of the grant date (May 30, 2026) and (ii) the remaining 90% will vest in equal quarterly installments over the remaining 48 months.

F6 · derivative.expiration_date: The Class B restricted stock awards (the "RSAs") were granted to the Reporting Person on May 30, 2025, and will vest over five years as follows: (i) 10% of the RSAs will vest on the first anniversary of the grant date (May 30, 2026) and (ii) the remaining 90% will vest in equal quarterly installments over the remaining 48 months.

Read SEC document
May 30, 2025 Filed Aug 14, 2025 00:38 UTC
Peterson James JDirector · 10% owner
GrantClass B Common Stock · Derivative 915,033 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-011927 · ownership.xml · derivative · entry 5

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 915,033

Underlying: Class A Common Stock · 915,033 shares

Expires not disclosed

F2 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).

F3 · derivative.exercise_date: The Class B restricted stock awards (the "RSAs") were granted to the Reporting Person on May 30, 2025, and will vest over five years as follows: (i) 10% of the RSAs will vest on the first anniversary of the grant date (May 30, 2026) and (ii) the remaining 90% will vest in equal quarterly installments over the remaining 48 months.

F3 · derivative.expiration_date: The Class B restricted stock awards (the "RSAs") were granted to the Reporting Person on May 30, 2025, and will vest over five years as follows: (i) 10% of the RSAs will vest on the first anniversary of the grant date (May 30, 2026) and (ii) the remaining 90% will vest in equal quarterly installments over the remaining 48 months.

Read SEC document
May 30, 2025 Filed Aug 14, 2025 00:35 UTC GrantClass B Common Stock · Derivative 915,033 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-011925 · ownership.xml · derivative · entry 5

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 915,033

Underlying: Class A Common Stock · 915,033 shares

Expires not disclosed

F2 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).

F3 · derivative.exercise_date: The Class B restricted stock awards (the "RSAs") were granted to the Reporting Person on May 30, 2025, and will vest over five years as follows: (i) 10% of the RSAs will vest on the first anniversary of the grant date (May 30, 2026) and (ii) the remaining 90% will vest in equal quarterly installments over the remaining 48 months.

F3 · derivative.expiration_date: The Class B restricted stock awards (the "RSAs") were granted to the Reporting Person on May 30, 2025, and will vest over five years as follows: (i) 10% of the RSAs will vest on the first anniversary of the grant date (May 30, 2026) and (ii) the remaining 90% will vest in equal quarterly installments over the remaining 48 months.

Read SEC document
May 05, 2025 Filed May 7, 2025 21:16 UTC
BATTAGLIA FABRIZIODirector · Chief Executive Officer
GrantClass A Common Stock 2,550,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-009114 · ownership.xml · nonDerivative · entry 1

BATTAGLIA FABRIZIO · CIK 0002005280 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,550,000

F1 · shares: These Restricted Stock Awards ("RSAs") were granted to the Reporting Person on May 5, 2025 and will vest as follows: (1)100,000 shares will vest on each of (i) July 15, 2025, (ii) October 15, 2025, (iii) January 15, 2026, and (iv) April 15, 2026; (2) 200,000 shares will vest on each of (i) July 15, 2026, (ii) October 15, 2026, (iii) January 15, 2027, and (iv) April 15, 2027; (3) 300,000 shares will vest on each of (i) July 15, 2027, (ii) October 15, 2027, and (iii) January 15, 2028; and (4) 450,000 shares will vest on July 15, 2028.

F2 · balance_after: This amount reflects the correct number of shares directly held by the Reporting Person and corrects an error filed in the previous Form 4 filed on April 17, 2025, in which 323,529 shares were inadvertently reported on Table I and should have only been reflected as options in Table II.

Read SEC document
May 05, 2025 Filed May 8, 2025 01:16 UTC
SAMINI KEYVANDirector · President, CFO & Director
GrantClass A Common Stock 2,550,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-009116 · ownership.xml · nonDerivative · entry 1

SAMINI KEYVAN · CIK 0002004846 · Director · President, CFO & Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,550,000

F1 · shares: These Restricted Stock Awards ("RSAs") were granted to the Reporting Person on May 5, 2025 and will vest over a two year period and can be accelerated if certain stock price thresholds are met.

F2 · balance_after: This amount reflects the correct number of shares directly held by the Reporting Person and corrects an error filed in the previous Form 4 filed on April 17, 2025, in which 323,529 shares were inadvertently reported on Table I and should have only been reflected as options in Table II.

Read SEC document
April 15, 2025 Filed Apr 17, 2025 21:35 UTC
BATTAGLIA FABRIZIODirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 333,333 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-005324 · ownership.xml · derivative · entry 4

BATTAGLIA FABRIZIO · CIK 0002005280 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,333

Underlying: Class A Common Stock · 333,333 shares

Expires not disclosed

F3 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis.

F4 · derivative.exercise_date: These RSUs will vest on December 21, 2025.

F4 · derivative.expiration_date: These RSUs will vest on December 21, 2025.

Read SEC document
April 15, 2025 Filed Apr 18, 2025 01:38 UTC
SAMINI KEYVANDirector · President, CFO & Director
GrantRestricted Stock Units · Derivative 333,333 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-005328 · ownership.xml · derivative · entry 6

SAMINI KEYVAN · CIK 0002004846 · Director · President, CFO & Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,333

Underlying: Class A Common Stock · 333,333 shares

Expires not disclosed

F3 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis.

F4 · derivative.exercise_date: These RSUs will vest on December 21, 2025.

F4 · derivative.expiration_date: These RSUs will vest on December 21, 2025.

Read SEC document
April 15, 2025 Filed May 12, 2025 23:36 UTC
SANSONE PHILIPInterim CEO
GrantClass A Common Stock 600,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-009783 · ownership.xml · nonDerivative · entry 2

SANSONE PHILIP · CIK 0002067346 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035,885

F2 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 15, 2025 and are 90% vested on the grant date (April 15, 2025) and the remaining 10% will vest in equal installments on the last day of each calendar month until fully vested on January 1, 2026. The delivery of shares underlying the RSUs will be deferred until the earlier of (i) the Reporting Person's separation from service, disability, death; (ii) change in control of the company; (iii) the occurrence of an unforeseeable emergency for the participant as defined under Section 409A of the Internal Revenue Code; or (iv) the occurrence of the final vesting date.

F3 · price: These RSUs were issued upon cancellation of the stock options described in footnote 4 below.

Read SEC document
April 11, 2025 Filed May 12, 2025 23:30 UTC Amendment GrantClass A Common Stock 1,050,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-009776 · ownership.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,305,169

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 11, 2025 and are fully vested on the grant date. These RSUs will settle and be delivered on the earlier of: (i) Participant's separation from service; (ii) Participant's disability; (iii) Participant's death; (iv) Change in Control of the Company; (v) occurrence of an unforeseeable emergency for the Participant as defined under Section 409A of the Internal Revenue Code; or (vi) on the following dates: (a) 350,000 RSUs on April 4, 2026; (b) 350,000 RSUs on July 1, 2026; and (c) 350,000 RSUs on November 1, 2026.

F2 · shares: On April 14, 2025, the Reporting Person filed a Form 4 with an incorrect footnote on the award given due to an administrative error. This amendment reflects the correct footnote for the award.

Read SEC document
April 11, 2025 Filed May 12, 2025 23:31 UTC Amendment
Peterson James JDirector · 10% owner
GrantClass A Common Stock 1,050,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-009778 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,872,092

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 11, 2025 and are fully vested on the grant date. These RSUs will settle and be delivered on the earlier of: (i) Participant's separation from service; (ii) Participant's disability; (iii) Participant's death; (iv) Change in Control of the Company; (v) occurrence of an unforeseeable emergency for the Participant as defined under Section 409A of the Internal Revenue Code; or (vi) on the following dates: (a) 350,000 RSUs on April 4, 2026; (b) 350,000 RSUs on July 1, 2026; and (c) 350,000 RSUs on November 1, 2026.

F2 · shares: On April 14, 2025, the Reporting Person filed a Form 4 with an incorrect footnote on the award given due to an administrative error. This amendment reflects the correct footnote for the award.

Read SEC document
April 10, 2025 Filed Apr 15, 2025 01:00 UTC GiftClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-004665 · ownership.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,212

F2 · kind: The Reporting Person gifted these shares in an exempt transaction pursuant to Rule 16b-5 of the Securities Exchange Act of 1934, as amended.

Read SEC document
April 10, 2025 Filed Apr 15, 2025 01:00 UTC GrantClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-004665 · ownership.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,212

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 10, 2025 and are fully vested on the grant date (April 10, 2025).

Read SEC document
April 10, 2025 Filed Apr 15, 2025 01:00 UTC
Carpou BillDirector
GrantClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-004664 · ownership.xml · nonDerivative · entry 1

Carpou Bill · CIK 0001985261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,953

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 10, 2025 and are fully vested on the grant date (April 10, 2025.

Read SEC document
April 10, 2025 Filed Apr 15, 2025 01:00 UTC GrantClass A Common Stock 1,050,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-004666 · ownership.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,305,169

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 10, 2025 and are fully vested on the grant date (April 10, 2025).

Read SEC document
April 10, 2025 Filed Apr 15, 2025 01:00 UTC
Peterson James JDirector · 10% owner
GrantClass A Common Stock 1,050,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-004667 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,872,092

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 10, 2025 and are fully vested on the grant date (April 10, 2025).

Read SEC document
April 10, 2025 Filed Apr 15, 2025 01:00 UTC
Busch KurtDirector
GrantClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-004668 · ownership.xml · nonDerivative · entry 1

Busch Kurt · CIK 0001528759 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,799

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 10, 2025 and are fully vested on the grant date (April 10, 2025).

Read SEC document
April 10, 2025 Filed May 12, 2025 23:36 UTC
SANSONE PHILIPInterim CEO
Disposition to issuerStock Options (Right to Buy) · Derivative 426 $0.00 Strike: $6.84 $0.00
Disclosure

SEC source: 0001641172-25-009783 · ownership.xml · derivative · entry 5

SANSONE PHILIP · CIK 0002067346 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 426 shares

Expires 2032-04-04

F4 · kind: These stock options were cancelled upon the grant of RSUs described in footnote 1.

F5 · derivative.exercise_date: These stock options were fully vested and exercisable.

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April 10, 2025 Filed May 12, 2025 23:36 UTC
SANSONE PHILIPInterim CEO
Disposition to issuerStock Options (Right to Buy) · Derivative 161,758 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001641172-25-009783 · ownership.xml · derivative · entry 4

SANSONE PHILIP · CIK 0002067346 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 161,758 shares

Expires 2030-08-10

F4 · kind: These stock options were cancelled upon the grant of RSUs described in footnote 1.

F6 · derivative.exercise_date: These stock options would have been fully vested and exercisable on 9/30/2025.

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April 10, 2025 Filed May 12, 2025 23:36 UTC
SANSONE PHILIPInterim CEO
Disposition to issuerStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001641172-25-009783 · ownership.xml · derivative · entry 3

SANSONE PHILIP · CIK 0002067346 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2030-08-10

F4 · kind: These stock options were cancelled upon the grant of RSUs described in footnote 1.

F5 · derivative.exercise_date: These stock options were fully vested and exercisable.

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April 10, 2025 Filed May 12, 2025 23:36 UTC
SANSONE PHILIPInterim CEO
GrantClass A Common Stock 400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001641172-25-009783 · ownership.xml · nonDerivative · entry 1

SANSONE PHILIP · CIK 0002067346 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 435,885

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 10, 2025 and are 90% vested on the grant date (April 10, 2025) and the remaining 10% will vest in equal installments on the last day of each calendar month until fully vested on January 1, 2026. The delivery of shares underlying the RSUs will be deferred until the earlier of (i) the Reporting Person's separation from service, disability, death; (ii) change in control of the company; (iii) the occurrence of an unforeseeable emergency for the participant as defined under Section 409A of the Internal Revenue Code; or (iv) the occurrence of the final vesting date.

F3 · price: These RSUs were issued upon cancellation of the stock options described in footnote 4 below.

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March 14, 2025 Filed Mar 18, 2025 00:52 UTC
Peterson James JDirector · 10% owner
SaleClass A Common Stock 277,285 $0.90 $249,556.50
Disclosure

SEC source: 0001493152-25-010663 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,822,092

F1 · price: Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions range from $0.88 to $1.02 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

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March 13, 2025 Filed Mar 13, 2025 22:11 UTC
Peterson James JDirector · 10% owner
SaleClass A Common Stock 15,803 $1.00 $15,803.00
Disclosure

SEC source: 0001493152-25-010241 · ownership.xml · nonDerivative · entry 2

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,099,377

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March 11, 2025 Filed Mar 13, 2025 22:11 UTC
Peterson James JDirector · 10% owner
SaleClass A Common Stock 394 $1.04 $409.76
Disclosure

SEC source: 0001493152-25-010241 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,115,180

F1 · price: Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions range from $1.03 to $1.08 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

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March 07, 2025 Filed Mar 11, 2025 01:47 UTC
Peterson James JDirector · 10% owner
SaleClass A Common Stock 146,732 $1.04 $152,601.28
Disclosure

SEC source: 0001493152-25-009752 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,115,574

F1 · price: Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions range from $1.04 to $1.06 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

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March 06, 2025 Filed Mar 7, 2025 23:34 UTC
Peterson James JDirector · 10% owner
SaleClass A Common Stock 2,401 $1.08 $2,593.08
Disclosure

SEC source: 0001493152-25-009605 · ownership.xml · nonDerivative · entry 2

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,262,306

F2 · price: Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions range from $1.08 to $1.09 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

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March 05, 2025 Filed Mar 7, 2025 23:34 UTC
Peterson James JDirector · 10% owner
SaleClass A Common Stock 19,088 $1.07 $20,424.16
Disclosure

SEC source: 0001493152-25-009605 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,264,707

F1 · price: Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions range from $1.07 to $1.11 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

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February 21, 2025 Filed Feb 25, 2025 21:59 UTC SaleClass A Common Stock 5,020 $1.35 $6,780.51
Disclosure

SEC source: 0001493152-25-008230 · ownership.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,169

F1 · price: Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions ranges from $1.35 to $1.355 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

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February 20, 2025 Filed Feb 22, 2025 00:03 UTC SaleClass A Common Stock 1,328 $1.35 $1,792.80
Disclosure

SEC source: 0001493152-25-007946 · ownership.xml · nonDerivative · entry 2

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,189

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February 19, 2025 Filed Feb 22, 2025 00:03 UTC SaleClass A Common Stock 1,928 $1.35 $2,602.80
Disclosure

SEC source: 0001493152-25-007946 · ownership.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,517

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November 04, 2024 Filed Nov 7, 2024 01:03 UTC GrantClass A Common Stock 128,570 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-043880 · ownership.xml · nonDerivative · entry 1

LONG MICHAEL J · CIK 0001186373 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 738,605

F1 · kind: Pursuant to a Subscription Agreement, the Issuer agreed to issue additional shares of Class A Common Stock if the volume weighted average price per share of Class A Common Stock during the 30-day period (the "Adjustment Period") commencing on the date that is 30 days after the date on which a resale Registration Statement relating to the PIPE Investment is declared effective (the "Adjustment Period VWAP") is less than $10.00 per share. In such case, the Reporting Person was entitled to receive a number of shares of Class A Common Stock equal to the product of (x) the number of PIPE Shares held by the Sponsor through the end of the Adjustment Period multiplied by (y) a fraction, (A) the numerator of which is $10.00 minus the Adjustment Period VWAP and (B) the denominator of which is the Adjustment Period VWAP (the "Make-Whole Shares"). Such condition was satisfied on August 30, 2024 and the Make-Whole Shares were delivered on November 4, 2024.

F1 · shares: Pursuant to a Subscription Agreement, the Issuer agreed to issue additional shares of Class A Common Stock if the volume weighted average price per share of Class A Common Stock during the 30-day period (the "Adjustment Period") commencing on the date that is 30 days after the date on which a resale Registration Statement relating to the PIPE Investment is declared effective (the "Adjustment Period VWAP") is less than $10.00 per share. In such case, the Reporting Person was entitled to receive a number of shares of Class A Common Stock equal to the product of (x) the number of PIPE Shares held by the Sponsor through the end of the Adjustment Period multiplied by (y) a fraction, (A) the numerator of which is $10.00 minus the Adjustment Period VWAP and (B) the denominator of which is the Adjustment Period VWAP (the "Make-Whole Shares"). Such condition was satisfied on August 30, 2024 and the Make-Whole Shares were delivered on November 4, 2024.

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December 21, 2023 Filed Dec 27, 2023 02:43 UTC GrantClass A Common Stock 70,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-129357 · tm2333669-8_4seq1.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,011

F1 · shares: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock.

F1 · price: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.