Goerner Frederick C

SEC source: 0001493152-26-043763 · ownership.xml · nonDerivative · entry 2

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,812

F2 · shares: These Restricted Stock Units were granted to the Reporting Person on September 14, 2026 and vest on October 1, 2026.

SEC source: 0001493152-26-043763 · ownership.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,711

F1 · shares: These Restricted Stock Units were granted to the Reporting Person on September 14, 2026 and vest on September 30, 2026.

SEC source: 0001493152-26-040131 · ownership.xml · derivative · entry 4

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 21,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion, on a one-for-one basis, of all the 21,739 shares of Class B Common Stock held by the Reporting Person into 21,739 shares of Class A Common Stock, pursuant to the terms of the Company's Certificate of Incorporation. No consideration was paid in connection with the conversion.

F2 · derivative.exercise_date: Represents the conversion, on a one-for-one basis, of all the 21,739 shares of Class B Common Stock held by the Reporting Person into 21,739 shares of Class A Common Stock, pursuant to the terms of the Company's Certificate of Incorporation. No consideration was paid in connection with the conversion.

F2 · derivative.expiration_date: Represents the conversion, on a one-for-one basis, of all the 21,739 shares of Class B Common Stock held by the Reporting Person into 21,739 shares of Class A Common Stock, pursuant to the terms of the Company's Certificate of Incorporation. No consideration was paid in connection with the conversion.

SEC source: 0001493152-26-040131 · ownership.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-26-031999 · ownership.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,717

F1 · shares: These Restricted Stock Units were granted to the Reporting Person on June 30, 2026 and vested on July 1, 2026.

SEC source: 0001493152-26-021207 · ownership.xml · nonDerivative · entry 2

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,057

SEC source: 0001493152-26-021207 · ownership.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,057

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on February 25, 2026 and vested on April 1, 2026.

F2 · balance_after: The number of shares beneficially owned by the Reporting Person has been adjusted to account for rounding as a result of a 1-for-10 reverse stock split effected by the Issuer on April 6, 2026.

SEC source: 0001493152-25-025465 · ownership.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,522,546

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on November 25, 2025 and will vest on January 1, 2026.

SEC source: 0001493152-25-015013 · ownership.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,483,380

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on September 23, 2025.

SEC source: 0001641172-25-018786 · ownership.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,436,525

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on July 9, 2025, whereas 90% of the award was fully vested upon grant and the remaining 10% will vest on October 1, 2025.

SEC source: 0001493152-25-011925 · ownership.xml · derivative · entry 5

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 915,033

Underlying: Class A Common Stock · 915,033 shares

Expires not disclosed

F2 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).

F3 · derivative.exercise_date: The Class B restricted stock awards (the "RSAs") were granted to the Reporting Person on May 30, 2025, and will vest over five years as follows: (i) 10% of the RSAs will vest on the first anniversary of the grant date (May 30, 2026) and (ii) the remaining 90% will vest in equal quarterly installments over the remaining 48 months.

F3 · derivative.expiration_date: The Class B restricted stock awards (the "RSAs") were granted to the Reporting Person on May 30, 2025, and will vest over five years as follows: (i) 10% of the RSAs will vest on the first anniversary of the grant date (May 30, 2026) and (ii) the remaining 90% will vest in equal quarterly installments over the remaining 48 months.

SEC source: 0001641172-25-009776 · ownership.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,305,169

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 11, 2025 and are fully vested on the grant date. These RSUs will settle and be delivered on the earlier of: (i) Participant's separation from service; (ii) Participant's disability; (iii) Participant's death; (iv) Change in Control of the Company; (v) occurrence of an unforeseeable emergency for the Participant as defined under Section 409A of the Internal Revenue Code; or (vi) on the following dates: (a) 350,000 RSUs on April 4, 2026; (b) 350,000 RSUs on July 1, 2026; and (c) 350,000 RSUs on November 1, 2026.

F2 · shares: On April 14, 2025, the Reporting Person filed a Form 4 with an incorrect footnote on the award given due to an administrative error. This amendment reflects the correct footnote for the award.

SEC source: 0001641172-25-004666 · ownership.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,305,169

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 10, 2025 and are fully vested on the grant date (April 10, 2025).

SEC source: 0001493152-25-008230 · ownership.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,169

F1 · price: Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions ranges from $1.35 to $1.355 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

SEC source: 0001493152-25-007946 · ownership.xml · nonDerivative · entry 2

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,189

SEC source: 0001493152-25-007946 · ownership.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,517

SEC source: 0001104659-23-129363 · tm2333669-12_4seq1.xml · derivative · entry 2

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,391

Underlying: Class A Common Stock · 217,391 shares

Expires not disclosed

F2 · derivative.exercise_price: At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of shares of preferred stock, which includes Series A Preferred Stock and Founders Preferred Stock of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class B Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date.

F2 · price: At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of shares of preferred stock, which includes Series A Preferred Stock and Founders Preferred Stock of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class B Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date.

F2 · derivative.exercise_date: At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of shares of preferred stock, which includes Series A Preferred Stock and Founders Preferred Stock of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class B Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date.

F2 · derivative.expiration_date: At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of shares of preferred stock, which includes Series A Preferred Stock and Founders Preferred Stock of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class B Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date.

SEC source: 0001104659-23-129363 · tm2333669-12_4seq1.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,244

F1 · shares: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock.

F1 · price: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock.

SEC source: 0001493152-25-007944 · ownership.xml · derivative · entry 3

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,416

Underlying: Class A Common Stock · 133,416 shares

Expires 2032-04-04

F1 · security: On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included in Table II.

F2 · security: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares and options in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock as well as options exercisable into shares of Class A Common Stock.

F3 · derivative.exercise_date: These options are fully vested and exercisable.

F1 · balance_after: On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included in Table II.

SEC source: 0001493152-25-007944 · ownership.xml · derivative · entry 2

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2030-08-10

F1 · security: On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included in Table II.

F2 · security: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares and options in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock as well as options exercisable into shares of Class A Common Stock.

F3 · derivative.exercise_date: These options are fully vested and exercisable.

F1 · balance_after: On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included in Table II.

SEC source: 0001493152-25-007944 · ownership.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,445

F1 · shares: On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included in Table II.

F2 · shares: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares and options in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock as well as options exercisable into shares of Class A Common Stock.

F1 · price: On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included in Table II.

F1 · balance_after: On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included in Table II.

F2 · balance_after: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares and options in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock as well as options exercisable into shares of Class A Common Stock.

SEC source: 0000310568-18-000107 · wf-form4_152771259163686.xml · derivative · entry 2

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,294 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185.

F2 · price: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185.

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185.

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185.

SEC source: 0000310568-18-000107 · wf-form4_152771259163686.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration").

SEC source: 0000310568-18-000078 · wf-form4_152486047000165.xml · nonDerivative · entry 2

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,262

SEC source: 0000310568-18-000078 · wf-form4_152486047000165.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,104

F1 · security: Shares issued by Microsemi as part of the reporting person's bonus for the first half of fiscal year 2018.

SEC source: 0000310568-18-000066 · wf-form4_152330785645542.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,692

F1 · security: This transaction was executed pursuant to a 10b5-1 plan.

SEC source: 0000310568-18-000062 · wf-form4_152280607000521.xml · derivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,294

Underlying: Common Stock · 18,294 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right, subject to vesting, to receive one share of Microsemi common stock. The award is scheduled to vest 40% on September 30, 2019, 30% on September 30, 2020, and 30% on September 30, 2021, subject to accelerated vesting in certain circumstances. Microsemi may also add performance-based vesting requirements to the award in certain circumstances.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a right, subject to vesting, to receive one share of Microsemi common stock. The award is scheduled to vest 40% on September 30, 2019, 30% on September 30, 2020, and 30% on September 30, 2021, subject to accelerated vesting in certain circumstances. Microsemi may also add performance-based vesting requirements to the award in certain circumstances.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a right, subject to vesting, to receive one share of Microsemi common stock. The award is scheduled to vest 40% on September 30, 2019, 30% on September 30, 2020, and 30% on September 30, 2021, subject to accelerated vesting in certain circumstances. Microsemi may also add performance-based vesting requirements to the award in certain circumstances.

SEC source: 0000310568-17-000238 · wf-form4_151311974710527.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,794

F1 · security: This transaction was executed pursuant to a 10b5-1 plan.

SEC source: 0000310568-17-000229 · wf-form4_151096220905345.xml · nonDerivative · entry 2

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,762

SEC source: 0000310568-17-000229 · wf-form4_151096220905345.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,825

F1 · security: Shares issued by Microsemi as part of the reporting person's bonus for fiscal year 2017.

SEC source: 0000310568-17-000212 · wf-form4_151028085921323.xml · derivative · entry 3

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Microsemi Common Stock · 4,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right represents a right to receive one share of Microsemi common stock. The target number of 15,271 Performance Rights was granted on 10/10/16 and between 0% and 270% of the target number will be earned over a three-year performance period incorporating Microsemi's fiscal year 2017, 2018 and 2019. This transaction reflects the number of shares earned in the first year of the performance period.

F1 · derivative.exercise_date: Each Performance Right represents a right to receive one share of Microsemi common stock. The target number of 15,271 Performance Rights was granted on 10/10/16 and between 0% and 270% of the target number will be earned over a three-year performance period incorporating Microsemi's fiscal year 2017, 2018 and 2019. This transaction reflects the number of shares earned in the first year of the performance period.

F1 · derivative.expiration_date: Each Performance Right represents a right to receive one share of Microsemi common stock. The target number of 15,271 Performance Rights was granted on 10/10/16 and between 0% and 270% of the target number will be earned over a three-year performance period incorporating Microsemi's fiscal year 2017, 2018 and 2019. This transaction reflects the number of shares earned in the first year of the performance period.

F1 · balance_after: Each Performance Right represents a right to receive one share of Microsemi common stock. The target number of 15,271 Performance Rights was granted on 10/10/16 and between 0% and 270% of the target number will be earned over a three-year performance period incorporating Microsemi's fiscal year 2017, 2018 and 2019. This transaction reflects the number of shares earned in the first year of the performance period.

SEC source: 0000310568-17-000212 · wf-form4_151028085921323.xml · nonDerivative · entry 2

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,873

SEC source: 0000310568-17-000212 · wf-form4_151028085921323.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000310568-17-000195 · wf-form4_151018834664299.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,602

F1 · security: This transaction was executed pursuant to a 10b5-1 plan.

SEC source: 0000310568-17-000183 · wf-form4_150888431047853.xml · derivative · entry 3

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Microsemi Common Stock · 10,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This transaction reports the vesting of awards of restricted stock units and settlement in Microsemi Common Stock on the dates indicated. Each restricted stock unit represents a contingent right to receive one share of Microsemi Common Stock.

F1 · derivative.exercise_date: This transaction reports the vesting of awards of restricted stock units and settlement in Microsemi Common Stock on the dates indicated. Each restricted stock unit represents a contingent right to receive one share of Microsemi Common Stock.

F1 · derivative.expiration_date: This transaction reports the vesting of awards of restricted stock units and settlement in Microsemi Common Stock on the dates indicated. Each restricted stock unit represents a contingent right to receive one share of Microsemi Common Stock.

SEC source: 0000310568-17-000183 · wf-form4_150888431047853.xml · nonDerivative · entry 2

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,602

F2 · security: This transaction was executed pursuant to a 10b5-1 plan.

SEC source: 0000310568-17-000183 · wf-form4_150888431047853.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction reports the vesting of awards of restricted stock units and settlement in Microsemi Common Stock on the dates indicated. Each restricted stock unit represents a contingent right to receive one share of Microsemi Common Stock.

F1 · price: This transaction reports the vesting of awards of restricted stock units and settlement in Microsemi Common Stock on the dates indicated. Each restricted stock unit represents a contingent right to receive one share of Microsemi Common Stock.

SEC source: 0000310568-17-000160 · wf-form4_150767250860019.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,436

F1 · security: This transaction was executed pursuant to a 10b5-1 plan.

SEC source: 0000310568-17-000141 · wf-form4_150430282979727.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,436

SEC source: 0000310568-17-000133 · wf-form4_150188935729585.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,936

SEC source: 0000310568-17-000097 · wf-form4_149558296414242.xml · nonDerivative · entry 2

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,436

SEC source: 0000310568-17-000097 · wf-form4_149558296414242.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,750

F1 · security: Issuance of stock by Microsemi to satisfy accrued vacation time obligations.

SEC source: 0000310568-17-000066 · wf-form4_149341100322610.xml · nonDerivative · entry 2

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,916

SEC source: 0000310568-17-000066 · wf-form4_149341100322610.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,616

F1 · security: Shares issued by Microsemi as part of the reporting person's bonus for the first half of fiscal year 2017.

SEC source: 0000310568-17-000047 · wf-form4_149151715792844.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,782

F1 · security: This transaction was executed pursuant to a 10b5-1 plan.

SEC source: 0000310568-17-000004 · wf-form4_148487394220069.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,782

F1 · security: The transaction reported on this form was executed pursuant to a 10b5-1 plan.

SEC source: 0000310568-16-000483 · wf-form4_148159408083140.xml · derivative · entry 8

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,271

Underlying: Microsemi Common Stock · 15,271 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Performance Right represents a right to receive one share of Microsemi common stock. The target number of Performance Rights is indicated. Between 0% and 270% of the target number will be earned over a three-year performance period incorporating Microsemi's fiscal year 2017, 2018 and 2019, and based on revenue, adjusted earnings per share metrics and total shareholder return relative to a peer group of companies. A portion of the shares may be earned based on performance in each year of the performance period.

F4 · derivative.exercise_date: Each Performance Right represents a right to receive one share of Microsemi common stock. The target number of Performance Rights is indicated. Between 0% and 270% of the target number will be earned over a three-year performance period incorporating Microsemi's fiscal year 2017, 2018 and 2019, and based on revenue, adjusted earnings per share metrics and total shareholder return relative to a peer group of companies. A portion of the shares may be earned based on performance in each year of the performance period.

F4 · derivative.expiration_date: Each Performance Right represents a right to receive one share of Microsemi common stock. The target number of Performance Rights is indicated. Between 0% and 270% of the target number will be earned over a three-year performance period incorporating Microsemi's fiscal year 2017, 2018 and 2019, and based on revenue, adjusted earnings per share metrics and total shareholder return relative to a peer group of companies. A portion of the shares may be earned based on performance in each year of the performance period.

SEC source: 0000310568-16-000483 · wf-form4_148159408083140.xml · nonDerivative · entry 5

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,790

SEC source: 0000310568-16-000483 · wf-form4_148159408083140.xml · nonDerivative · entry 4

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,307

F3 · security: Shares issued by Microsemi as part of the reporting person's bonus for fiscal year 2016.

SEC source: 0000310568-16-000483 · wf-form4_148159408083140.xml · nonDerivative · entry 3

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,401

F2 · security: Award of shares is scheduled to vest, subject to the reporting person's continued employment, over a three year period.