Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MOBIX LABS, INCMOBX · Entity 7651 | Director · Chief Executive Officer | May 05, 2025 | May 07, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MOBIX LABS, INC
Report date May 05, 2025 · Filed May 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,550,000 |
Reported balance
After 2025-05-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-05-05 · Grant · Acquired 2,550,000 · Balance 2,550,000 F1: These Restricted Stock Awards ("RSAs") were granted to the Reporting Person on May 5, 2025 and will vest as follows: (1)100,000 shares will vest on each of (i) July 15, 2025, (ii) October 15, 2025, (iii) January 15, 2026, and (iv) April 15, 2026; (2) 200,000 shares will vest on each of (i) July 15, 2026, (ii) October 15, 2026, (iii) January 15, 2027, and (iv) April 15, 2027; (3) 300,000 shares will vest on each of (i) July 15, 2027, (ii) October 15, 2027, and (iii) January 15, 2028; and (4) 450,000 shares will vest on July 15, 2028. F2: This amount reflects the correct number of shares directly held by the Reporting Person and corrects an error filed in the previous Form 4 filed on April 17, 2025, in which 323,529 shares were inadvertently reported on Table I and should have only been reflected as options in Table II. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy the Battaglia Trust | 318,204 |
Reported balance
Holding disclosure · report date 2025-05-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 318,204 F3: The Reporting Person is a trustee of this trust. The Reporting Person disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest therein. |
| Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.17 · Expires 2030-08-10 | Direct | 323,529 |
Reported balance
Holding disclosure · report date 2025-05-05 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 323,529 F4: These options are fully vested and exercisable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 333,333 |
Reported balance
Holding disclosure · report date 2025-05-05 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 333,333 F5: The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis. F6: These RSUs will vest on December 21, 2025. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 125,000 |
Reported balance
Holding disclosure · report date 2025-05-05 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 125,000 F7: The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023). |
Filing footnotes · ownership attribution and instrument terms
F1: These Restricted Stock Awards ("RSAs") were granted to the Reporting Person on May 5, 2025 and will vest as follows: (1)100,000 shares will vest on each of (i) July 15, 2025, (ii) October 15, 2025, (iii) January 15, 2026, and (iv) April 15, 2026; (2) 200,000 shares will vest on each of (i) July 15, 2026, (ii) October 15, 2026, (iii) January 15, 2027, and (iv) April 15, 2027; (3) 300,000 shares will vest on each of (i) July 15, 2027, (ii) October 15, 2027, and (iii) January 15, 2028; and (4) 450,000 shares will vest on July 15, 2028.
F2: This amount reflects the correct number of shares directly held by the Reporting Person and corrects an error filed in the previous Form 4 filed on April 17, 2025, in which 323,529 shares were inadvertently reported on Table I and should have only been reflected as options in Table II.
F3: The Reporting Person is a trustee of this trust. The Reporting Person disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest therein.
F4: These options are fully vested and exercisable.
F5: The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis.
F6: These RSUs will vest on December 21, 2025.
F7: The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2025 Filed May 7, 2025 21:16 UTC | MOBIX LABS, INC MOBX · Entity 7651 | GrantClass A Common Stock | 2,550,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001641172-25-009114 · ownership.xml · nonDerivative · entry 1 BATTAGLIA FABRIZIO · CIK 0002005280 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,550,000 F1 · shares: These Restricted Stock Awards ("RSAs") were granted to the Reporting Person on May 5, 2025 and will vest as follows: (1)100,000 shares will vest on each of (i) July 15, 2025, (ii) October 15, 2025, (iii) January 15, 2026, and (iv) April 15, 2026; (2) 200,000 shares will vest on each of (i) July 15, 2026, (ii) October 15, 2026, (iii) January 15, 2027, and (iv) April 15, 2027; (3) 300,000 shares will vest on each of (i) July 15, 2027, (ii) October 15, 2027, and (iii) January 15, 2028; and (4) 450,000 shares will vest on July 15, 2028. F2 · balance_after: This amount reflects the correct number of shares directly held by the Reporting Person and corrects an error filed in the previous Form 4 filed on April 17, 2025, in which 323,529 shares were inadvertently reported on Table I and should have only been reflected as options in Table II. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 21:35 UTC | MOBIX LABS, INC MOBX · Entity 7651 | GrantRestricted Stock Units · Derivative | 333,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001641172-25-005324 · ownership.xml · derivative · entry 4 BATTAGLIA FABRIZIO · CIK 0002005280 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333,333 Underlying: Class A Common Stock · 333,333 shares Expires not disclosed F3 · derivative.exercise_price: The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis. F4 · derivative.exercise_date: These RSUs will vest on December 21, 2025. F4 · derivative.expiration_date: These RSUs will vest on December 21, 2025. Read SEC document |
| December 21, 2023 Filed Dec 26, 2023 21:45 UTC | MOBIX LABS, INC MOBX · Entity 7651 | GrantClass B Common Stock · Derivative | 125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-129358 · tm2333669-9_4seq1.xml · derivative · entry 3 BATTAGLIA FABRIZIO · CIK 0002005280 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By The Battaglia Trust Disclosed balance after: 125,000 Underlying: Class A Common Stock · 125,000 shares Expires not disclosed F3 · derivative.exercise_price: At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of shares of preferred stock, which includes Series A Preferred Stock and Founders Preferred Stock of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class B Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date. F1 · shares: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock. F3 · price: At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of shares of preferred stock, which includes Series A Preferred Stock and Founders Preferred Stock of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class B Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date. F3 · derivative.exercise_date: At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of shares of preferred stock, which includes Series A Preferred Stock and Founders Preferred Stock of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class B Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date. F3 · derivative.expiration_date: At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of shares of preferred stock, which includes Series A Preferred Stock and Founders Preferred Stock of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class B Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date. F2 · ownership.direct: The Reporting Person is a trustee of this trust. The Reporting Person disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest therein. Read SEC document |
| December 21, 2023 Filed Dec 26, 2023 21:45 UTC | MOBIX LABS, INC MOBX · Entity 7651 | GrantClass A Common Stock | 318,204 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-129358 · tm2333669-9_4seq1.xml · nonDerivative · entry 2 BATTAGLIA FABRIZIO · CIK 0002005280 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By The Battaglia Trust Disclosed balance after: 318,204 F1 · shares: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock. F1 · price: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock. F2 · ownership.direct: The Reporting Person is a trustee of this trust. The Reporting Person disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest therein. Read SEC document |
| December 21, 2023 Filed Dec 26, 2023 21:45 UTC | MOBIX LABS, INC MOBX · Entity 7651 | GrantClass A Common Stock | 323,529 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-129358 · tm2333669-9_4seq1.xml · nonDerivative · entry 1 BATTAGLIA FABRIZIO · CIK 0002005280 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 323,529 F1 · shares: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock. F1 · price: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock. Read SEC document |
| December 21, 2023 Filed Feb 27, 2025 20:04 UTC Amendment | MOBIX LABS, INC MOBX · Entity 7651 | GrantOptions (Right to Buy) · Derivative | 323,529 | $0.00 Strike: $0.17 | $0.00 |
DisclosureSEC source: 0001493152-25-008571 · ownership.xml · derivative · entry 1 BATTAGLIA FABRIZIO · CIK 0002005280 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 323,529 Underlying: Class A Common Stock · 323,529 shares Expires 2030-08-10 F1 · security: On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of shares, which should have been reported as the acquisition of options. The Reporting Person does not directly hold any shares of Class A Common Stock. F2 · security: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these options in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of options exercisable into shares of Class A Common Stock. F3 · derivative.exercise_date: These options are fully vested and exercisable. F1 · balance_after: On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of shares, which should have been reported as the acquisition of options. The Reporting Person does not directly hold any shares of Class A Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.