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Nasdaq · USD

MNPR

Monopar Therapeutics

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5152
SEC CIK
0001645469
Parsed reports
244

Last 12 months

Inside the activity.

1 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202512
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026019
Sep 202604
Oct 202603

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2020 Filed Feb 20, 2020 21:00 UTC GrantRestricted Stock Units · Derivative 1,289 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-20-001795 · section16.xml · derivative · entry 1

STARR CHRISTOPHER M · CIK 0001235470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289

Underlying: Common Stock · 1,289 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest 25% on April 1, 2020, 25% on July 1, 2020, 25% on October 1, 2020, and 25% on January 1, 2021.

F1 · derivative.expiration_date: Restricted stock units vest 25% on April 1, 2020, 25% on July 1, 2020, 25% on October 1, 2020, and 25% on January 1, 2021.

Read SEC document
January 31, 2020 Filed Feb 21, 2020 01:54 UTC GrantStock Options · Derivative 5,646 $0.00 Strike: $14.35 $0.00
Disclosure

SEC source: 0001654954-20-001791 · section16.xml · derivative · entry 2

KLAUSNER ARTHUR J · CIK 0001207790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,646

Underlying: Common Stock · 5,646 shares

Expires 2030-01-31

F2 · derivative.exercise_date: Stock options vest 25% on March 31, 2020, 25% on June 30, 2020, 25% on September 30, 2020, and 25% on December 31, 2020.

Read SEC document
January 31, 2020 Filed Feb 21, 2020 01:54 UTC GrantRestricted Stock Units · Derivative 1,289 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-20-001791 · section16.xml · derivative · entry 1

KLAUSNER ARTHUR J · CIK 0001207790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289

Underlying: Common Stock · 1,289 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest 25% on April 1, 2020, 25% on July 1, 2020, 25% on October 1, 2020, and 25% on January 1, 2021.

F1 · derivative.expiration_date: Restricted stock units vest 25% on April 1, 2020, 25% on July 1, 2020, 25% on October 1, 2020, and 25% on January 1, 2021.

Read SEC document
January 31, 2020 Filed Feb 21, 2020 02:02 UTC
Tsuchimoto Kim RChief Financial Officer
GrantStock Options · Derivative 20,455 $0.00 Strike: $14.35 $0.00
Disclosure

SEC source: 0001654954-20-001796 · section16.xml · derivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,455

Underlying: Common Stock · 20,455 shares

Expires 2030-01-31

F2 · derivative.exercise_date: Stock Options vest 6/48ths on the 6-month anniversary of vesting commencement date of January 1, 2020, and 1/48th per month thereafter.

Read SEC document
January 31, 2020 Filed Feb 21, 2020 02:02 UTC
Tsuchimoto Kim RChief Financial Officer
GrantRestricted Stock Units · Derivative 4,923 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-20-001796 · section16.xml · derivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,923

Underlying: Common Stock · 4,923 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest 25% on January 1, 2021, 25% on January 1, 2022, 25% on January 1, 2023, and 25% on January 1, 2024.

F1 · derivative.expiration_date: Restricted stock units vest 25% on January 1, 2021, 25% on January 1, 2022, 25% on January 1, 2023, and 25% on January 1, 2024.

Read SEC document
January 31, 2020 Filed Feb 21, 2020 01:57 UTC GrantStock Options · Derivative 5,646 $0.00 Strike: $14.35 $0.00
Disclosure

SEC source: 0001654954-20-001793 · section16.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,646

Underlying: Common Stock · 5,646 shares

Expires 2030-01-31

F2 · derivative.exercise_date: Stock options vest 25% on March 31, 2020, 25% on June 30, 2020, 25% on September 30, 2020, and 25% on December 31, 2020.

Read SEC document
January 31, 2020 Filed Feb 21, 2020 01:57 UTC GrantRestricted Stock Units · Derivative 1,289 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-20-001793 · section16.xml · derivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289

Underlying: Common Stock · 1,289 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest 25% on April 1, 2020, 25% on July 1, 2020, 25% on October 1, 2020, and 25% on January 1, 2021.

F1 · derivative.expiration_date: Restricted stock units vest 25% on April 1, 2020, 25% on July 1, 2020, 25% on October 1, 2020, and 25% on January 1, 2021.

Read SEC document
January 31, 2020 Filed Feb 21, 2020 01:58 UTC
Robinson ChandlerDirector · Chief Executive Officer
GrantStock Options · Derivative 111,753 $0.00 Strike: $14.35 $0.00
Disclosure

SEC source: 0001654954-20-001794 · section16.xml · derivative · entry 2

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,753

Underlying: Common Stock · 111,753 shares

Expires 2030-01-31

F2 · derivative.exercise_date: Stock options vest 6/48ths on the 6-month anniversary of vesting commencement date of January 1, 2020, and 1/48th per month thereafter

Read SEC document
January 31, 2020 Filed Feb 21, 2020 01:58 UTC
Robinson ChandlerDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 26,895 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-20-001794 · section16.xml · derivative · entry 1

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,895

Underlying: Common Stock · 26,895 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest 25% on January 1, 2021, 25% on January 1, 2022, 25% on January 1, 2023, and 25% on January 1, 2024.

F1 · derivative.expiration_date: Restricted stock units vest 25% on January 1, 2021, 25% on January 1, 2022, 25% on January 1, 2023, and 25% on January 1, 2024.

Read SEC document
January 31, 2020 Filed Feb 21, 2020 01:55 UTC
Mazar Andrew PaulDirector · Chief Scientific Officer
GrantStock Options · Derivative 32,193 $0.00 Strike: $14.35 $0.00
Disclosure

SEC source: 0001654954-20-001792 · section16.xml · derivative · entry 2

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,193

Underlying: Common Stock · 32,193 shares

Expires 2030-01-31

F2 · derivative.exercise_date: Stock options vest 6/48ths on the 6-month anniversary of vesting commencement date of January 1, 2020, and 1/48th per month thereafter

Read SEC document
January 31, 2020 Filed Feb 21, 2020 01:55 UTC
Mazar Andrew PaulDirector · Chief Scientific Officer
GrantRestricted Stock Units · Derivative 7,748 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-20-001792 · section16.xml · derivative · entry 1

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,748

Underlying: Common Stock · 7,748 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest 25% on January 1, 2021, 25% on January 1, 2022, 25% on January 1, 2023, and 25% on January 1, 2024.

F1 · derivative.expiration_date: Restricted stock units vest 25% on January 1, 2021, 25% on January 1, 2022, 25% on January 1, 2023, and 25% on January 1, 2024.

Read SEC document
January 30, 2020 Filed Feb 21, 2020 02:05 UTC
RIOUX PATRICEActing Chief Medical Officer
GrantStock Options · Derivative 6,125 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0001654954-20-001798 · section16.xml · derivative · entry 1

RIOUX PATRICE · CIK 0001241033 · Acting Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,125

Underlying: Common Stock · 6,125 shares

Expires 2030-01-30

F1 · derivative.exercise_date: Stock Options vesting commenced on January 1, 2020 as follows: 510 on January 31, 2020 and each subsequent month-end thereafter.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 18:33 UTC
Mazar Andrew PaulDirector · Chief Scientific Officer · 10% owner
Robinson ChandlerDirector · Chief Executive Officer · 10% owner
Brown Michael JDirector · 10% owner
PurchaseCommon stock 125,000 $8.00 $1,000,000.00
Disclosure

SEC source: 0001654954-19-014150 · section16.xml · nonDerivative · entry 1

Tactic Pharma LLC · CIK 0001727357 · 10% owner

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer · 10% owner

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer · 10% owner

O'Halloran Thomas V. · CIK 0001727481 · 10% owner

Brown Michael J · CIK 0001035909 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,667

F1 · ownership.direct: This Form 4 is being filed on behalf of Tactic Pharma LLC, an Illinois limited liability company ("Tactic"), and its managers, Andrew P. Mazar, Chandler D. Robinson, Michael J. Brown, and Thomas V. O'Halloran (collectively, the "Reporting Persons"). The managers collectively have voting control over the securities described herein. The managers each disclaim ownership of the shares of common stock owned by Tactic, except to the extent of their pecuniary interest therein.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 18:32 UTC
Leo Karl10% owner
PurchaseCommon stock 313.75 $8.00 $2,510.00
Disclosure

SEC source: 0001654954-19-014149 · section16.xml · nonDerivative · entry 2

Leo Karl · CIK 0001727480 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313.75

Read SEC document
December 18, 2019 Filed Dec 20, 2019 18:32 UTC
Leo Karl10% owner
PurchaseCommon stock 156,250 $8.00 $1,250,000.00
Disclosure

SEC source: 0001654954-19-014149 · section16.xml · nonDerivative · entry 1

Leo Karl · CIK 0001727480 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 156,250

F1 · ownership.nature: This is based upon the 156,250 shares of Monopar Common Stock that KWL Investments II, LLC directly owns. As a manager of KWL Investments II, LLC, Mr. Leo may be deemed to share voting and dispositive power over these 156,250 shares. Mr. Leo disclaims beneficial ownership of the 156,250 shares held by KWL Investments II, LLC, except to the extent of his pecuniary interest therein.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 19:10 UTC PurchaseCommon stock 468,750 $8.00 $3,750,000.00
Disclosure

SEC source: 0001654954-19-014155 · section16.xml · nonDerivative · entry 1

Hendricks Diane · CIK 0001727478 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 468,750

F1 · ownership.nature: This is based upon the 468,750 shares of Monopar Common Stock that DMH Business LLC directly owns. As a manager of DMH Business LLC, Ms. Hendricks may be deemed to share voting and dispositive power over these 468,750 shares. Ms. Hendricks disclaims beneficial ownership of the 468,750 shares held by DMH Business LLC, except to the extent of her pecuniary interest therein.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 23:30 UTC
Tsuchimoto Kim RChief Financial Officer
PurchaseCommon stock 325 $8.00 $2,600.00
Disclosure

SEC source: 0001654954-19-014148 · section16.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325

Read SEC document
November 26, 2019 Filed Nov 27, 2019 00:40 UTC
RIOUX PATRICEActing Chief Medical Officer
Exercise / conversionStock options · Derivative 100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-19-013406 · section16.xml · derivative · entry 4

RIOUX PATRICE · CIK 0001241033 · Acting Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,900

Underlying: Common Stock · 100 shares

Expires 2026-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Original stock options to purchase up to 7,000 shares of common stock vested: 1,190 shares on January 15, 2017; 1,120 shares on February 15, 2017; 1,190 shares on March 15, 2017; 1,120 shares on April 15, 2017; 1,190 shares on May 15, 2017; and 1,190 shares on June 15, 2017.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 00:40 UTC
RIOUX PATRICEActing Chief Medical Officer
Exercise / conversionStock options · Derivative 18,333 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001654954-19-013406 · section16.xml · derivative · entry 3

RIOUX PATRICE · CIK 0001241033 · Acting Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,671

Underlying: Common Stock · 18,333 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Original stock options to purchase up to 32,004 shares of common stock vested 12,000 shares upon grant date of January 1, 2018 and 1,667 shares on the first of each month thereafter.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 00:40 UTC
RIOUX PATRICEActing Chief Medical Officer
Exercise / conversionCommon Stock 100 $0.00 $0.10
Disclosure

SEC source: 0001654954-19-013406 · section16.xml · nonDerivative · entry 2

RIOUX PATRICE · CIK 0001241033 · Acting Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 00:40 UTC
RIOUX PATRICEActing Chief Medical Officer
Exercise / conversionCommon Stock 18,333 $6.00 $109,998.00
Disclosure

SEC source: 0001654954-19-013406 · section16.xml · nonDerivative · entry 1

RIOUX PATRICE · CIK 0001241033 · Acting Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2018 Filed Jan 26, 2019 01:58 UTC
RIOUX PATRICEActing Chief Medical Officer
GrantStock option · Derivative 20,000 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001654954-19-000796 · section16.xml · derivative · entry 1

RIOUX PATRICE · CIK 0001241033 · Acting Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common stock · 20,000 shares

Expires 2028-12-30

F1 · derivative.exercise_date: Stock options vest and become exercisable according to the following schedule: 1,667 shares vest on January 31, 2019 and the last day of each subsequent month thereafter.

Read SEC document
August 28, 2018 Filed Sep 27, 2018 23:10 UTC Amendment
Tsuchimoto Kim RChief Financial Officer
GrantStock options · Derivative 41,100 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001654954-18-010580 · section16.xml · derivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,100

Underlying: Common Stock · 41,100 shares

Expires 2028-08-27

F1 · derivative.exercise_date: Stock options vest 6/51 on the six-month anniversary of vesting commencement date of October 1, 2018 and 1/51 per month thereafter.

Read SEC document
August 28, 2018 Filed Sep 27, 2018 18:31 UTC
Tsuchimoto Kim RChief Financial Officer
GrantStock options · Derivative 41,100 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001654954-18-010546 · section16.xml · derivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,620

Underlying: Common stock · 41,100 shares

Expires 2028-08-27

F1 · derivative.exercise_date: Stock options vest 6/51 on the six-month anniversary of vesting commencement date of October 1, 2018 and 1/51 per month thereafter.

Read SEC document
August 09, 2018 Filed Sep 27, 2018 18:45 UTC
Brown Michael JDirector · 10% owner
GrantStock options · Derivative 26,100 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001654954-18-010577 · section16.xml · derivative · entry 4

Brown Michael J · CIK 0001035909 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,100

Underlying: Common stock · 26,100 shares

Expires 2028-08-08

F3 · derivative.exercise_date: Stock options vest 20% on January 1, 2019, 20% on April 1, 2019, 20% on July 1, 2019, 20% on October 1, 2019 and 20% on January 1, 2020.

Read SEC document
August 09, 2018 Filed Sep 27, 2018 18:39 UTC GrantStock options · Derivative 26,100 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001654954-18-010575 · section16.xml · derivative · entry 2

STARR CHRISTOPHER M · CIK 0001235470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,100

Underlying: Common stock · 26,100 shares

Expires 2028-08-08

F2 · derivative.exercise_date: Stock options vest 20% on January 1, 2019, 20% on April 1, 2019, 20% on July 1, 2019, 20% on October 1, 2019 and 20% on January 1, 2020.

Read SEC document
August 09, 2018 Filed Sep 27, 2018 22:42 UTC GrantStock options · Derivative 26,100 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001654954-18-010576 · section16.xml · derivative · entry 3

KLAUSNER ARTHUR J · CIK 0001207790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,100

Underlying: Common stock · 26,100 shares

Expires 2028-08-08

F2 · derivative.exercise_date: Stock options vest 20% on January 1, 2019, 20% on April 1, 2019, 20% on July 1, 2019, 20% on October 1, 2019 and 20% on January 1, 2020.

Read SEC document
August 09, 2018 Filed Sep 27, 2018 22:49 UTC GrantStock options · Derivative 26,100 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001654954-18-010578 · section16.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,100

Underlying: Common stock · 26,100 shares

Expires 2028-08-08

F1 · derivative.exercise_date: Stock options vest 20% on January 1, 2019, 20% on April 1, 2019, 20% on July 1, 2019, 20% on October 1, 2019 and 20% on January 1, 2020.

Read SEC document
August 09, 2018 Filed Sep 27, 2018 22:35 UTC
Robinson ChandlerDirector · Chief Executive Officer · 10% owner
GrantStock options · Derivative 145,500 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001654954-18-010574 · section16.xml · derivative · entry 4

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,500

Underlying: Common stock · 145,500 shares

Expires 2028-08-08

F3 · derivative.exercise_date: Stock options vest 6/51 on the six-month anniversary of vesting commencement date of October 1, 2018 and 1/51 per month thereafter.

Read SEC document
August 09, 2018 Filed Sep 27, 2018 22:32 UTC
Mazar Andrew PaulDirector · Chief Scientific Officer · 10% owner
GrantStock options · Derivative 134,300 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001654954-18-010573 · section16.xml · derivative · entry 4

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,300

Underlying: Common stock · 134,300 shares

Expires 2028-08-08

F3 · derivative.exercise_date: Stock options vest 6/51 on the six-month anniversary of vesting commencement date of October 1, 2018 and 1/51 per month thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.