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person · Reporting owner

Anderson Raymond

Disclosed activity across 2 companies

Tapewire entity
18675
SEC CIK
0001362489

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Monopar TherapeuticsMNPR · Entity 5152DirectorAugust 25, 2026August 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Monopar Therapeutics

Report date August 25, 2026 · Filed August 28, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,373 Last balance in matching sequence After 2026-08-25 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rows

Row 1 · 2026-08-25 · Exercise / conversion · Acquired 1,402 · Balance 6,775

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 26, 2026.

Row 2 · 2026-08-25 · Exercise / conversion · Acquired 1,740 · Balance 8,515

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 26, 2026.

Row 3 · 2026-08-25 · Sale · Disposed 694 · Balance 7,821

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 26, 2026.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.51 to $110.43, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (6) to this Form 4.

Row 4 · 2026-08-25 · Sale · Disposed 646 · Balance 7,175

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 26, 2026.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.56 to $111.41, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (6) to this Form 4.

Row 5 · 2026-08-25 · Sale · Disposed 1,802 · Balance 5,373

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 26, 2026.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.84 to $113.11, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (6) to this Form 4.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $30.00 · Expires 2027-09-17Direct2,803 Reported balance After 2026-08-25 transaction · row 6 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 6 · 2026-08-25 · Exercise / conversion · Acquired 1,402 · Balance 2,803

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 26, 2026.

F2: On September 18, 2017, the reporting person was granted stock options to purchase up to 4,205 shares of common stock. The options vest 6/42nds at the six-month anniversary of grant date and 1/42nd per month thereafter.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $30.00 · Expires 2028-08-08Direct3,480 Reported balance After 2026-08-25 transaction · row 7 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 7 · 2026-08-25 · Exercise / conversion · Acquired 1,740 · Balance 3,480

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 26, 2026.

F3: On August 9, 2018, the reporting person was granted stock options to purchase up to 5,220 shares of common stock. The options vest 20% on January 1, 2019, 20% on April 1, 2019, 20% on July 1, 2019, 20% on October 1, 2019 and 20% on January 1, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 26, 2026.

F2: On September 18, 2017, the reporting person was granted stock options to purchase up to 4,205 shares of common stock. The options vest 6/42nds at the six-month anniversary of grant date and 1/42nd per month thereafter.

F3: On August 9, 2018, the reporting person was granted stock options to purchase up to 5,220 shares of common stock. The options vest 20% on January 1, 2019, 20% on April 1, 2019, 20% on July 1, 2019, 20% on October 1, 2019 and 20% on January 1, 2020.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.51 to $110.43, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (6) to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.56 to $111.41, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (6) to this Form 4.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.84 to $113.11, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (6) to this Form 4.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Raptor Pharmaceutical Corp

Report date October 24, 2016 · Filed October 26, 2016

Section 16 reporting ended · disclosed 2016-10-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2016-10-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2016-10-24 · Other · Disposed 6,695 · Balance 8,330

F1: Shares tendered in connection with an offer to purchase all of the issued and outstanding shares of common stock of Raptor Pharmaceutical Corp. ("Raptor"), par value $0.001 per share, for an amount of $9.00 per share in cash, without interest and less any applicable withholding taxes, commenced pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 12, 2016, by and among Raptor, Horizon Pharma plc, a public limited company organized under the laws of Ireland ("Parent") and Misneach Corporation, a Delaware corporation and an indirect wholly owned subsidiary of Parent.

Row 2 · 2016-10-25 · Disposition to issuer · Disposed 8,330 · Balance 0

F2: Pursuant to the Merger Agreement, on October 25, 2016, each outstanding restricted stock unit was accelerated in full and cancelled in exchange for the right to receive $9.00 per share in cash, without interest and less any required withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.97 · Expires 2020-10-12Direct0 Reported balance After 2016-10-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2016-10-25 · Disposition to issuer · Disposed 30,000 · Balance 0

F3: Pursuant to the Merger Agreement, on October 25, 2016, each outstanding stock option was accelerated in full and cancelled in exchange for the right to receive $9.00 in cash, without interest and less the exercise price of such option and any required withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.54 · Expires 2020-11-22Direct0 Reported balance After 2016-10-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2016-10-25 · Disposition to issuer · Disposed 90,000 · Balance 0

F3: Pursuant to the Merger Agreement, on October 25, 2016, each outstanding stock option was accelerated in full and cancelled in exchange for the right to receive $9.00 in cash, without interest and less the exercise price of such option and any required withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.13 · Expires 2021-09-22Direct0 Reported balance After 2016-10-25 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2016-10-25 · Disposition to issuer · Disposed 120,000 · Balance 0

F3: Pursuant to the Merger Agreement, on October 25, 2016, each outstanding stock option was accelerated in full and cancelled in exchange for the right to receive $9.00 in cash, without interest and less the exercise price of such option and any required withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.49 · Expires 2022-09-25Direct0 Reported balance After 2016-10-25 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2016-10-25 · Disposition to issuer · Disposed 50,000 · Balance 0

F3: Pursuant to the Merger Agreement, on October 25, 2016, each outstanding stock option was accelerated in full and cancelled in exchange for the right to receive $9.00 in cash, without interest and less the exercise price of such option and any required withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Shares tendered in connection with an offer to purchase all of the issued and outstanding shares of common stock of Raptor Pharmaceutical Corp. ("Raptor"), par value $0.001 per share, for an amount of $9.00 per share in cash, without interest and less any applicable withholding taxes, commenced pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 12, 2016, by and among Raptor, Horizon Pharma plc, a public limited company organized under the laws of Ireland ("Parent") and Misneach Corporation, a Delaware corporation and an indirect wholly owned subsidiary of Parent.

F2: Pursuant to the Merger Agreement, on October 25, 2016, each outstanding restricted stock unit was accelerated in full and cancelled in exchange for the right to receive $9.00 per share in cash, without interest and less any required withholding taxes.

F3: Pursuant to the Merger Agreement, on October 25, 2016, each outstanding stock option was accelerated in full and cancelled in exchange for the right to receive $9.00 in cash, without interest and less the exercise price of such option and any required withholding taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2026 Filed Aug 27, 2026 22:27 UTC Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 1,802 $113.05 $203,716.10
Disclosure

SEC source: 0001437749-26-029115 · rdgdoc.xml · nonDerivative · entry 3

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,751

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on 05/26/2026.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.84 to $113.11, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.

Read SEC document
August 25, 2026 Filed Aug 27, 2026 22:27 UTC Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 646 $110.07 $71,105.22
Disclosure

SEC source: 0001437749-26-029115 · rdgdoc.xml · nonDerivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,523

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on 05/26/2026.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.56 to $111.41, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.

Read SEC document
August 25, 2026 Filed Aug 27, 2026 22:27 UTC Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 694 $110.04 $76,367.76
Disclosure

SEC source: 0001437749-26-029115 · rdgdoc.xml · nonDerivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,169

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on 05/26/2026.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.51 to $110.43, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 23:41 UTC Amendment Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionStock Option · Derivative 1,740 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001437749-26-029228 · rdgdoc.xml · derivative · entry 7

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,480

Underlying: Common Stock · 1,740 shares

Expires 2028-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 26, 2026.

F3 · derivative.exercise_date: On August 9, 2018, the reporting person was granted stock options to purchase up to 5,220 shares of common stock. The options vest 20% on January 1, 2019, 20% on April 1, 2019, 20% on July 1, 2019, 20% on October 1, 2019 and 20% on January 1, 2020.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 23:41 UTC Amendment Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionStock Option · Derivative 1,402 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001437749-26-029228 · rdgdoc.xml · derivative · entry 6

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,803

Underlying: Common Stock · 1,402 shares

Expires 2027-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 26, 2026.

F2 · derivative.exercise_date: On September 18, 2017, the reporting person was granted stock options to purchase up to 4,205 shares of common stock. The options vest 6/42nds at the six-month anniversary of grant date and 1/42nd per month thereafter.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 23:41 UTC Amendment Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 1,802 $113.05 $203,716.10
Disclosure

SEC source: 0001437749-26-029228 · rdgdoc.xml · nonDerivative · entry 5

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,373

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 26, 2026.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.84 to $113.11, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (6) to this Form 4.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 23:41 UTC Amendment Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 646 $111.07 $71,751.22
Disclosure

SEC source: 0001437749-26-029228 · rdgdoc.xml · nonDerivative · entry 4

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,175

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 26, 2026.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.56 to $111.41, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (6) to this Form 4.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 23:41 UTC Amendment Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 694 $110.04 $76,367.76
Disclosure

SEC source: 0001437749-26-029228 · rdgdoc.xml · nonDerivative · entry 3

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,821

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 26, 2026.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.51 to $110.43, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (6) to this Form 4.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 23:41 UTC Amendment Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 1,740 $30.00 $52,200.00
Disclosure

SEC source: 0001437749-26-029228 · rdgdoc.xml · nonDerivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 26, 2026.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 23:41 UTC Amendment Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 1,402 $30.00 $42,060.00
Disclosure

SEC source: 0001437749-26-029228 · rdgdoc.xml · nonDerivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 26, 2026.

Read SEC document
December 02, 2025 Filed Dec 8, 2025 21:48 UTC Monopar Therapeutics MNPR · Entity 5152 GrantStock Options · Derivative 2,924 $0.00 Strike: $75.94 $0.00
Disclosure

SEC source: 0001437749-25-037168 · rdgdoc.xml · derivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,924

Underlying: Common Stock · 2,924 shares

Expires 2035-12-02

F1 · derivative.exercise_date: Options vest 25% quarterly on March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026

Read SEC document
March 04, 2025 Filed Mar 8, 2025 00:55 UTC Monopar Therapeutics MNPR · Entity 5152 GrantStock Options · Derivative 11,365 $0.00 Strike: $31.70 $0.00
Disclosure

SEC source: 0001437749-25-006725 · rdgdoc.xml · derivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,365

Underlying: Common Stock · 11,365 shares

Expires 2035-03-04

F1 · derivative.exercise_date: Options vest 25% quarterly on March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:40 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 2,533 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000488 · rdgdoc.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,533 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On February 1, 2023, the reporting person was granted 10,133 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On February 1, 2023, the reporting person was granted 10,133 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:40 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 2,533 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-000488 · rdgdoc.xml · nonDerivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 23:31 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 2,533 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027582 · rdgdoc.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,533

Underlying: Common Stock · 2,533 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On February 1, 2023, the reporting person was granted 10,133 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On February 1, 2023, the reporting person was granted 10,133 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 23:31 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 2,533 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-027582 · rdgdoc.xml · nonDerivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 22:50 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 2,534 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019262 · rdgdoc.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,066

Underlying: Common Stock · 2,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On February 1, 2023, the reporting person was granted 10,133 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On February 1, 2023, the reporting person was granted 10,133 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 22:50 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 2,534 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-019262 · rdgdoc.xml · nonDerivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:18 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 2,533 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-009334 · rdgdoc.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,600

Underlying: Common Stock · 2,533 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On February 1, 2023, the reporting person was granted 10,133 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On February 1, 2023, the reporting person was granted 10,133 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2023, June 30, 2023, September 30, 2023, and December 31, 2023. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:18 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 2,533 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009334 · rdgdoc.xml · nonDerivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 23:51 UTC Monopar Therapeutics MNPR · Entity 5152 GrantRestricted Stock Units · Derivative 10,133 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002520 · rdgdoc.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,133

Underlying: Common Stock · 10,133 shares

Expires not disclosed

F2 · derivative.exercise_date: RSUs vest 25% quarterly on March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

F2 · derivative.expiration_date: RSUs vest 25% quarterly on March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 23:51 UTC Monopar Therapeutics MNPR · Entity 5152 GrantStock Options · Derivative 13,930 $0.00 Strike: $3.16 $0.00
Disclosure

SEC source: 0001437749-23-002520 · rdgdoc.xml · derivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,930

Underlying: Common Stock · 13,930 shares

Expires 2033-02-01

F1 · derivative.exercise_date: Options vest 25% quarterly on March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:11 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 2,859 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-000173 · rdgdoc.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On February 2, 2022, the reporting person was granted 11,436 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On February 2, 2022, the reporting person was granted 11,436 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:11 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 2,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-000173 · rdgdoc.xml · nonDerivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 23:38 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 2,859 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-013276 · section16.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,859

Underlying: Common Stock · 2,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On February 2, 2022 the reporting person was granted 11,436 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On February 2, 2022 the reporting person was granted 11,436 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 23:38 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 2,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-013276 · section16.xml · nonDerivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:14 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 2,859 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-009142 · section16.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,718

Underlying: Common Stock · 2,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On February 2, 2022 the reporting person was granted 11,436 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On February 2, 2022 the reporting person was granted 11,436 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:14 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 2,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-009142 · section16.xml · nonDerivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 21:02 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 2,859 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-004479 · section16.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,577

Underlying: Common Stock · 2,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On February 2, 2022 the reporting person was granted 11,436 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On February 2, 2022 the reporting person was granted 11,436 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 21:02 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 2,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-004479 · section16.xml · nonDerivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:33 UTC Monopar Therapeutics MNPR · Entity 5152 GrantRestricted Stock Units · Derivative 11,436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001169 · section16.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,436

Underlying: Common Stock · 11,436 shares

Expires not disclosed

F2 · derivative.exercise_date: RSUs vest 25% quarterly on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

F2 · derivative.expiration_date: RSUs vest 25% quarterly on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:33 UTC Monopar Therapeutics MNPR · Entity 5152 GrantStock Options · Derivative 15,128 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001654954-22-001169 · section16.xml · derivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,128

Underlying: Common Stock · 15,128 shares

Expires 2032-02-01

F1 · derivative.exercise_date: Options vest 25% quarterly on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 18:45 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 751 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000121 · section16.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 18:45 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 751 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-000121 · section16.xml · nonDerivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 23:27 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 751 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-010717 · section16.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751

Underlying: Common Stock · 751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 23:27 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 751 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-010717 · section16.xml · nonDerivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:18 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 752 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-007604 · section16.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,502

Underlying: Common Stock · 752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:18 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 752 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-007604 · section16.xml · nonDerivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 23:41 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 751 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-003789 · section16.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,254

Underlying: Common Stock · 751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 26, 2021 the reporting person was granted 3,005 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 23:41 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 751 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-003789 · section16.xml · nonDerivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 23:57 UTC Monopar Therapeutics MNPR · Entity 5152 GrantRestricted Stock Units · Derivative 3,005 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-21-000921 · section16.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,005

Underlying: Common Stock · 3,005 shares

Expires not disclosed

F2 · derivative.exercise_date: RSUs vest 25% quarterly on March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021.

F2 · derivative.expiration_date: RSUs vest 25% quarterly on March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 23:57 UTC Monopar Therapeutics MNPR · Entity 5152 GrantStock Options · Derivative 4,443 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001654954-21-000921 · section16.xml · derivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,443

Underlying: Common Stock · 4,443 shares

Expires 2031-01-25

F1 · derivative.exercise_date: Options vest 25% quarterly on March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:29 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 322 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-000148 · section16.xml · derivative · entry 4

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 31, 2020 the reporting person was granted 1,289 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 31, 2020 the reporting person was granted 1,289 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:29 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 322 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-000148 · section16.xml · nonDerivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
September 30, 2020 Filed Jan 5, 2021 22:29 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 322 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-000148 · section16.xml · derivative · entry 3

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322

Underlying: Common Stock · 322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 31, 2020 the reporting person was granted 1,289 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 31, 2020 the reporting person was granted 1,289 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
September 30, 2020 Filed Jan 5, 2021 22:29 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 322 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-000148 · section16.xml · nonDerivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:38 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 323 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-007304 · section16.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644

Underlying: Common Stock · 323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 31, 2020 the reporting person was granted 1,289 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 31, 2020 the reporting person was granted 1,289 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:38 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 323 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-007304 · section16.xml · nonDerivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

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March 31, 2020 Filed Apr 1, 2020 18:36 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 322 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-003675 · section16.xml · derivative · entry 2

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967

Underlying: Common Stock · 322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 31, 2020 the reporting person was granted 1,289 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 31, 2020 the reporting person was granted 1,289 restricted stock units, vesting in four equal quarterly installments with vesting dates on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

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March 31, 2020 Filed Apr 1, 2020 18:36 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 322 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-003675 · section16.xml · nonDerivative · entry 1

Anderson Raymond · CIK 0001362489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.