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Tsuchimoto Kim R

Disclosed activity across 1 company

Tapewire entity
18684
SEC CIK
0001333516

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Monopar TherapeuticsMNPR · Entity 5152DirectorAugust 26, 2026August 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Monopar Therapeutics

Report date August 26, 2026 · Filed August 29, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Last balance in matching sequence After 2026-08-26 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
8 source rows

Row 1 · 2026-08-26 · Exercise / conversion · Acquired 2,055 · Balance 2,055

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

Row 2 · 2026-08-26 · Exercise / conversion · Acquired 2,035 · Balance 4,090

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

Row 3 · 2026-08-26 · Sale · Disposed 485 · Balance 3,605

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.07 to $109.05, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

Row 4 · 2026-08-26 · Sale · Disposed 615 · Balance 2,990

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.07 to $110.04, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

Row 5 · 2026-08-26 · Sale · Disposed 700 · Balance 2,290

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.14 to $111.05, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

Row 6 · 2026-08-26 · Sale · Disposed 1,098 · Balance 1,192

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.30 to $112.27, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

Row 7 · 2026-08-26 · Sale · Disposed 602 · Balance 590

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.30 to $113.25, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

Row 8 · 2026-08-26 · Sale · Disposed 590 · Balance 0

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.35 to $114.34, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $30.00 · Expires 2028-08-27Direct6,165 Reported balance After 2026-08-26 transaction · row 10 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 10 · 2026-08-26 · Exercise / conversion · Acquired 2,055 · Balance 6,165

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F2: On August 28, 2018, the reporting person was granted stock options to purchase up to 8,220 shares of common stock. The options vest 6/51 on the six-month anniversary of vesting commencement date of October 1, 2018 and 1/51 per month thereafter.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2029-06-30Direct8,140 Reported balance After 2026-08-26 transaction · row 11 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 11 · 2026-08-26 · Exercise / conversion · Acquired 2,035 · Balance 8,140

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F3: On February 2, 2022, the reporting person was granted stock options to purchase up to 16,279 shares of common stock. The options vest 6/48ths on June 30, 2022 and 1/48ths per month thereafter.

Common StockSEC Table I · non-derivativeIndirectSee footnote11,486 Reported balance Holding disclosure · report date 2026-08-26 · row 9 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 9 · Balance 11,486

F10: Represents shares held by the Kim R. Tsuchimoto Trust dated October 6, 2015.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F2: On August 28, 2018, the reporting person was granted stock options to purchase up to 8,220 shares of common stock. The options vest 6/51 on the six-month anniversary of vesting commencement date of October 1, 2018 and 1/51 per month thereafter.

F3: On February 2, 2022, the reporting person was granted stock options to purchase up to 16,279 shares of common stock. The options vest 6/48ths on June 30, 2022 and 1/48ths per month thereafter.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.07 to $109.05, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.07 to $110.04, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.14 to $111.05, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.30 to $112.27, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.30 to $113.25, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.35 to $114.34, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

F10: Represents shares held by the Kim R. Tsuchimoto Trust dated October 6, 2015.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 26, 2026 Filed Aug 27, 2026 22:28 UTC Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 590 $113.84 $67,165.60
Disclosure

SEC source: 0001437749-26-029116 · rdgdoc.xml · nonDerivative · entry 6

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,396

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on 05/27/2026.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.35 to $114.34, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this Form 4.

Read SEC document
August 26, 2026 Filed Aug 27, 2026 22:28 UTC Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 602 $112.93 $67,983.86
Disclosure

SEC source: 0001437749-26-029116 · rdgdoc.xml · nonDerivative · entry 5

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,986

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on 05/27/2026.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.30 to $113.25, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this Form 4.

Read SEC document
August 26, 2026 Filed Aug 27, 2026 22:28 UTC Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 1,098 $111.84 $122,800.32
Disclosure

SEC source: 0001437749-26-029116 · rdgdoc.xml · nonDerivative · entry 4

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,588

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on 05/27/2026.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.30 to $112.27, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this Form 4.

Read SEC document
August 26, 2026 Filed Aug 27, 2026 22:28 UTC Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 700 $110.65 $77,455.00
Disclosure

SEC source: 0001437749-26-029116 · rdgdoc.xml · nonDerivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,686

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on 05/27/2026.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.14 to $111.05, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this Form 4.

Read SEC document
August 26, 2026 Filed Aug 27, 2026 22:28 UTC Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 615 $109.56 $67,379.40
Disclosure

SEC source: 0001437749-26-029116 · rdgdoc.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,386

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on 05/27/2026.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.07 to $110.04, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this Form 4.

Read SEC document
August 26, 2026 Filed Aug 27, 2026 22:28 UTC Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 485 $108.83 $52,782.55
Disclosure

SEC source: 0001437749-26-029116 · rdgdoc.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,001

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on 05/27/2026.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.07 to $109.05, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this Form 4.

Read SEC document
August 26, 2026 Filed Aug 29, 2026 00:18 UTC Amendment Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionStock Option · Derivative 2,035 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001437749-26-029235 · rdgdoc.xml · derivative · entry 11

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,140

Underlying: Common Stock · 2,035 shares

Expires 2029-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F3 · derivative.exercise_date: On February 2, 2022, the reporting person was granted stock options to purchase up to 16,279 shares of common stock. The options vest 6/48ths on June 30, 2022 and 1/48ths per month thereafter.

Read SEC document
August 26, 2026 Filed Aug 29, 2026 00:18 UTC Amendment Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionStock Option · Derivative 2,055 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001437749-26-029235 · rdgdoc.xml · derivative · entry 10

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,165

Underlying: Common Stock · 2,055 shares

Expires 2028-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F2 · derivative.exercise_date: On August 28, 2018, the reporting person was granted stock options to purchase up to 8,220 shares of common stock. The options vest 6/51 on the six-month anniversary of vesting commencement date of October 1, 2018 and 1/51 per month thereafter.

Read SEC document
August 26, 2026 Filed Aug 29, 2026 00:18 UTC Amendment Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 590 $113.84 $67,165.60
Disclosure

SEC source: 0001437749-26-029235 · rdgdoc.xml · nonDerivative · entry 8

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.35 to $114.34, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

Read SEC document
August 26, 2026 Filed Aug 29, 2026 00:18 UTC Amendment Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 602 $112.93 $67,983.86
Disclosure

SEC source: 0001437749-26-029235 · rdgdoc.xml · nonDerivative · entry 7

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 590

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.30 to $113.25, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

Read SEC document
August 26, 2026 Filed Aug 29, 2026 00:18 UTC Amendment Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 1,098 $111.84 $122,800.32
Disclosure

SEC source: 0001437749-26-029235 · rdgdoc.xml · nonDerivative · entry 6

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,192

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.30 to $112.27, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

Read SEC document
August 26, 2026 Filed Aug 29, 2026 00:18 UTC Amendment Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 700 $110.65 $77,455.00
Disclosure

SEC source: 0001437749-26-029235 · rdgdoc.xml · nonDerivative · entry 5

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,290

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.14 to $111.05, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

Read SEC document
August 26, 2026 Filed Aug 29, 2026 00:18 UTC Amendment Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 615 $109.56 $67,379.40
Disclosure

SEC source: 0001437749-26-029235 · rdgdoc.xml · nonDerivative · entry 4

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,990

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.07 to $110.04, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

Read SEC document
August 26, 2026 Filed Aug 29, 2026 00:18 UTC Amendment Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 485 $108.83 $52,782.55
Disclosure

SEC source: 0001437749-26-029235 · rdgdoc.xml · nonDerivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,605

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.07 to $109.05, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

Read SEC document
August 26, 2026 Filed Aug 29, 2026 00:18 UTC Amendment Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 2,035 $14.00 $28,490.00
Disclosure

SEC source: 0001437749-26-029235 · rdgdoc.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

Read SEC document
August 26, 2026 Filed Aug 29, 2026 00:18 UTC Amendment Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 2,055 $30.00 $61,650.00
Disclosure

SEC source: 0001437749-26-029235 · rdgdoc.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

Read SEC document
December 02, 2025 Filed Dec 8, 2025 21:47 UTC Monopar Therapeutics MNPR · Entity 5152 GrantStock Options · Derivative 2,924 $0.00 Strike: $75.94 $0.00
Disclosure

SEC source: 0001437749-25-037165 · rdgdoc.xml · derivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,924

Underlying: Common Stock · 2,924 shares

Expires 2035-12-02

F1 · derivative.exercise_date: Options vest 25% quarterly on March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026.

Read SEC document
July 14, 2025 Filed Jul 17, 2025 01:06 UTC Monopar Therapeutics MNPR · Entity 5152 OtherStock Options · Derivative 4,704 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001437749-25-022863 · rdgdoc.xml · derivative · entry 4

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,704 shares

Expires 2027-02-20

F4 · derivative.exercise_date: Reflects options to purchase a total of 4,704 shares of common stock granted to Ms. Tsuchimoto on February 20, 2017, for her services as a director and prior officer of Monopar Therapeutics. The options vested 6/48ths upon the 6-month anniversary of the grant date and 1/48th per month thereafter.

Read SEC document
July 14, 2025 Filed Jul 17, 2025 01:06 UTC Monopar Therapeutics MNPR · Entity 5152 OtherStock Options · Derivative 4,200 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001437749-25-022863 · rdgdoc.xml · derivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,200 shares

Expires 2026-04-04

F3 · derivative.exercise_date: Reflects options to purchase a total of 4,200 shares of common stock granted to Ms. Tsuchimoto on April 4, 2016, for her services as a director and prior officer of Monopar Therapeutics.The options vested 6/12ths upon the grant date and 3/12th every 6 months thereafter.

Read SEC document
July 14, 2025 Filed Jul 17, 2025 01:06 UTC Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 8,904 $40.00 $356,170.68
Disclosure

SEC source: 0001437749-25-022863 · rdgdoc.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,486

F2 · price: The shares were sold in multiple transactions at prices ranging from $40.00 to $40.25, inclusive. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
July 14, 2025 Filed Jul 17, 2025 01:06 UTC Monopar Therapeutics MNPR · Entity 5152 OtherCommon Stock 8,904 $0.01 $44.52
Disclosure

SEC source: 0001437749-25-022863 · rdgdoc.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,390

F1 · shares: This transaction involved a cash exercise of stock options.

Read SEC document
March 04, 2025 Filed Mar 8, 2025 00:48 UTC Monopar Therapeutics MNPR · Entity 5152 GrantStock Options · Derivative 11,365 $0.00 Strike: $31.70 $0.00
Disclosure

SEC source: 0001437749-25-006723 · rdgdoc.xml · derivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,365

Underlying: Common Stock · 11,365 shares

Expires 2035-03-04

F1 · derivative.exercise_date: Options vest 25% quarterly on March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 22:08 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 9,957 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-022024 · rdgdoc.xml · derivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,412

Underlying: Common Stock · 9,957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F3 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.exercise_date: On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F5 · derivative.exercise_date: On February 1, 2023, the reporting person was granted 78,234 restricted stock units, vesting 6/48ths (9,779 shares) on June 30, 2023, and 3/48ths (4,890 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2026. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.expiration_date: On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F5 · derivative.expiration_date: On February 1, 2023, the reporting person was granted 78,234 restricted stock units, vesting 6/48ths (9,779 shares) on June 30, 2023, and 3/48ths (4,890 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2026. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 22:08 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 2,998 $0.73 $2,191.54
Disclosure

SEC source: 0001437749-24-022024 · rdgdoc.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,429

F2 · shares: Represents shares withheld by the issuer to pay for the applicable withholding tax due upon vesting of restricted stock units.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 22:08 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 9,957 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-022024 · rdgdoc.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 00:33 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 9,956 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-010722 · rdgdoc.xml · derivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,369

Underlying: Common Stock · 9,956 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F3 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.exercise_date: On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F5 · derivative.exercise_date: On February 1, 2023, the reporting person was granted 78,234 restricted stock units, vesting 6/48ths (9,779 shares) on June 30, 2023, and 3/48ths (4,890 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2026. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.expiration_date: On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F5 · derivative.expiration_date: On February 1, 2023, the reporting person was granted 78,234 restricted stock units, vesting 6/48ths (9,779 shares) on June 30, 2023, and 3/48ths (4,890 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2026. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 00:33 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 4,082 $0.68 $2,779.84
Disclosure

SEC source: 0001437749-24-010722 · rdgdoc.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,470

F2 · shares: Represents shares withheld by the issuer to pay for the applicable withholding tax due upon vesting of restricted stock units.

Read SEC document
March 31, 2024 Filed Apr 3, 2024 00:33 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 9,956 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-010722 · rdgdoc.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:34 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 1,231 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000480 · rdgdoc.xml · derivative · entry 6

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,325

Underlying: Common Stock · 1,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F6 · derivative.exercise_date: On January 31, 2020 the reporting person was granted 4,923 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F6 · derivative.expiration_date: On January 31, 2020 the reporting person was granted 4,923 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:34 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 505 $0.34 $171.80
Disclosure

SEC source: 0001437749-24-000480 · rdgdoc.xml · nonDerivative · entry 4

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,596

F2 · shares: Represents shares withheld by the issuer to pay for the applicable withholding tax due upon vesting of restricted stock units.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:34 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 1,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-000480 · rdgdoc.xml · nonDerivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:34 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 9,957 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-000480 · rdgdoc.xml · derivative · entry 5

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,556

Underlying: Common Stock · 9,957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F3 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.exercise_date: On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F5 · derivative.exercise_date: On February 1, 2023, the reporting person was granted 78,234 restricted stock units, vesting 6/48ths (9,779 shares) on June 30, 2023, and 3/48ths (4,890 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2026. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.expiration_date: On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F5 · derivative.expiration_date: On February 1, 2023, the reporting person was granted 78,234 restricted stock units, vesting 6/48ths (9,779 shares) on June 30, 2023, and 3/48ths (4,890 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2026. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:34 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 4,073 $0.34 $1,385.63
Disclosure

SEC source: 0001437749-24-000480 · rdgdoc.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,870

F2 · shares: Represents shares withheld by the issuer to pay for the applicable withholding tax due upon vesting of restricted stock units.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:34 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 9,957 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-000480 · rdgdoc.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 23:36 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 9,956 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-027587 · rdgdoc.xml · derivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,513

Underlying: Common Stock · 9,956 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.exercise_date: On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F5 · derivative.exercise_date: On February 1, 2023, the reporting person was granted 78,234 restricted stock units, vesting 6/48ths (9,779 shares) on June 30, 2023, and 3/48ths (4,890 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2026. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.expiration_date: On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F5 · derivative.expiration_date: On February 1, 2023, the reporting person was granted 78,234 restricted stock units, vesting 6/48ths (9,779 shares) on June 30, 2023, and 3/48ths (4,890 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2026. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 23:36 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 3,444 $0.62 $2,134.94
Disclosure

SEC source: 0001437749-23-027587 · rdgdoc.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,986

F4 · shares: Represents shares withheld by the issuer to pay for the applicable withholding tax due upon vesting of restricted stock units.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 23:36 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 9,956 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-027587 · rdgdoc.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 22:46 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 14,846 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019258 · rdgdoc.xml · derivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,469

Underlying: Common Stock · 14,846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.exercise_date: On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F5 · derivative.exercise_date: On February 1, 2023, the reporting person was granted 78,234 restricted stock units, vesting 6/48ths (9,779 shares) on June 30, 2023, and 3/48ths (4,889 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2026. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.expiration_date: On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F5 · derivative.expiration_date: On February 1, 2023, the reporting person was granted 78,234 restricted stock units, vesting 6/48ths (9,779 shares) on June 30, 2023, and 3/48ths (4,889 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2026. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 22:46 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 5,104 $0.86 $4,363.92
Disclosure

SEC source: 0001437749-23-019258 · rdgdoc.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,474

F4 · shares: Represents shares withheld by the issuer to pay for the applicable withholding tax due upon vesting of restricted stock units.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 22:46 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 14,846 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-019258 · rdgdoc.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:16 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 5,067 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-009331 · rdgdoc.xml · derivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,315

Underlying: Common Stock · 5,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.exercise_date: On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.expiration_date: On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:16 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 1,842 $1.39 $2,560.38
Disclosure

SEC source: 0001437749-23-009331 · rdgdoc.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,732

F4 · shares: Represents shares withheld by the issuer to pay for the applicable withholding tax due upon vesting of restricted stock units.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:16 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 5,067 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-009331 · rdgdoc.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Director · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

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February 01, 2023 Filed Feb 3, 2023 23:45 UTC Monopar Therapeutics MNPR · Entity 5152 GrantRestricted Stock Units · Derivative 78,234 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002516 · rdgdoc.xml · derivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,382

Underlying: Common Stock · 78,234 shares

Expires not disclosed

F2 · derivative.exercise_date: RSUs vest 6/48ths on June 30, 2023 and 3/48ths per quarter thereafter (September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, December 31, 2024, March 31, 2025, June 30, 2025, September 30, 2025, December 31, 2025, March 31, 2026, June 30, 2026, September 30, 2026, December 31, 2026)

F2 · derivative.expiration_date: RSUs vest 6/48ths on June 30, 2023 and 3/48ths per quarter thereafter (September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, December 31, 2024, March 31, 2025, June 30, 2025, September 30, 2025, December 31, 2025, March 31, 2026, June 30, 2026, September 30, 2026, December 31, 2026)

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February 01, 2023 Filed Feb 3, 2023 23:45 UTC Monopar Therapeutics MNPR · Entity 5152 GrantStock Options · Derivative 102,688 $0.00 Strike: $3.16 $0.00
Disclosure

SEC source: 0001437749-23-002516 · rdgdoc.xml · derivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,688

Underlying: Common Stock · 102,688 shares

Expires 2033-02-01

F1 · derivative.exercise_date: Options vest 6/48ths on June 30, 2023 and 1/48th per month thereafter.

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January 01, 2023 Filed Jan 3, 2023 21:03 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 1,230 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-000166 · rdgdoc.xml · derivative · entry 6

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,231

Underlying: Common Stock · 1,230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F4 · derivative.exercise_date: On January 31, 2020, the reporting person was granted 4,923 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.expiration_date: On January 31, 2020, the reporting person was granted 4,923 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

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January 01, 2023 Filed Jan 3, 2023 21:03 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 502 $2.37 $1,189.74
Disclosure

SEC source: 0001437749-23-000166 · rdgdoc.xml · nonDerivative · entry 4

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,507

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January 01, 2023 Filed Jan 3, 2023 21:03 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 1,230 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-000166 · rdgdoc.xml · nonDerivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:03 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 5,067 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-000166 · rdgdoc.xml · derivative · entry 5

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,917

Underlying: Common Stock · 5,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.exercise_date: On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.expiration_date: On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

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December 31, 2022 Filed Jan 3, 2023 21:03 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 2,067 $2.37 $4,898.79
Disclosure

SEC source: 0001437749-23-000166 · rdgdoc.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,779

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.