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person · Reporting owner

Mazar Andrew Paul

Disclosed activity across 2 companies

Tapewire entity
54676
SEC CIK
0001727393

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ACTUATE THERAPEUTICS, INC.ACTU · Entity 7370Chief Operating OfficerApril 01, 2026April 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACTUATE THERAPEUTICS, INC.

Report date April 01, 2026 · Filed April 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.49 · Expires 2036-04-01Direct105,000 Reported balance After 2026-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-01 · Grant · Acquired 105,000 · Balance 105,000

F1: Options will vest as to 25% on April 1, 2027 with the remaining 75% vesting in equal monthly installments during the 36 months following the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Options will vest as to 25% on April 1, 2027 with the remaining 75% vesting in equal monthly installments during the 36 months following the first anniversary of the grant date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Monopar Therapeutics

Report date September 24, 2025 · Filed September 26, 2025

Jointly reported with Tactic Pharma LLC, Robinson Chandler, Brown Michael J, O'Halloran Thomas V.

Section 16 reporting ended · disclosed 2025-09-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect272,026 Reported balance After 2025-09-24 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-09-24 · Sale · Disposed 550,229 · Balance 272,026

F1: This Form 4 is being filed on behalf of Tactic Pharma LLC, an Illinois limited liability company ("Tactic"), and its managers, Andrew P. Mazar, Chandler D. Robinson, Michael J. Brown, and Thomas V. O'Halloran (collectively, the "Reporting Persons"). The managers collectively have voting control over the securities described herein. The managers each disclaim ownership of the shares of common stock owned by Tactic, except to the extent of their pecuniary interest therein. The Reporting Persons are no longer subject to Section 16, except for Chandler D. Robinson, who serves as Chief Executive Officer of Monopar Therapeutics Inc.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is being filed on behalf of Tactic Pharma LLC, an Illinois limited liability company ("Tactic"), and its managers, Andrew P. Mazar, Chandler D. Robinson, Michael J. Brown, and Thomas V. O'Halloran (collectively, the "Reporting Persons"). The managers collectively have voting control over the securities described herein. The managers each disclaim ownership of the shares of common stock owned by Tactic, except to the extent of their pecuniary interest therein. The Reporting Persons are no longer subject to Section 16, except for Chandler D. Robinson, who serves as Chief Executive Officer of Monopar Therapeutics Inc.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2026 Filed Apr 1, 2026 21:19 UTC ACTUATE THERAPEUTICS, INC. ACTU · Entity 7370 GrantEmployee Stock Option (right to buy) · Derivative 105,000 $0.00 Strike: $2.49 $0.00
Disclosure

SEC source: 0001683168-26-002581 · ownership.xml · derivative · entry 1

Mazar Andrew Paul · CIK 0001727393 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires 2036-04-01

F1 · derivative.exercise_date: Options will vest as to 25% on April 1, 2027 with the remaining 75% vesting in equal monthly installments during the 36 months following the first anniversary of the grant date.

Read SEC document
September 24, 2025 Filed Sep 26, 2025 15:53 UTC Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 550,229 $63.61 $34,999,956.64
Disclosure

SEC source: 0001437749-25-029925 · rdgdoc.xml · nonDerivative · entry 1

Tactic Pharma LLC · CIK 0001727357 · 10% owner

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer

Brown Michael J · CIK 0001035909 · Member of 10% Owner Group

O'Halloran Thomas V. · CIK 0001727481 · Member of 10% Owner Group

Mazar Andrew Paul · CIK 0001727393 · Member of 10% Owner Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,026

F1 · ownership.direct: This Form 4 is being filed on behalf of Tactic Pharma LLC, an Illinois limited liability company ("Tactic"), and its managers, Andrew P. Mazar, Chandler D. Robinson, Michael J. Brown, and Thomas V. O'Halloran (collectively, the "Reporting Persons"). The managers collectively have voting control over the securities described herein. The managers each disclaim ownership of the shares of common stock owned by Tactic, except to the extent of their pecuniary interest therein. The Reporting Persons are no longer subject to Section 16, except for Chandler D. Robinson, who serves as Chief Executive Officer of Monopar Therapeutics Inc.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 19:27 UTC Monopar Therapeutics MNPR · Entity 5152 SaleCommon Stock 33,334 $35.00 $1,166,690.00
Disclosure

SEC source: 0001437749-25-011068 · rdgdoc.xml · nonDerivative · entry 1

Tactic Pharma LLC · CIK 0001727357 · 10% owner

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer

Brown Michael J · CIK 0001035909 · Member of 10% Owner Group

O'Halloran Thomas V. · CIK 0001727481 · Member of 10% Owner Group

Mazar Andrew Paul · CIK 0001727393 · Member of 10% Owner Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 822,255

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.86, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.direct: This Form 4 is being filed on behalf of Tactic Pharma LLC, an Illinois limited liability company ("Tactic"), and its managers, Andrew P. Mazar, Chandler D. Robinson, Michael J. Brown, and Thomas V. O'Halloran (collectively, the "Reporting Persons"). The managers collectively have voting control over the securities described herein. The managers each disclaim ownership of the shares of common stock owned by Tactic, except to the extent of their pecuniary interest therein.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 17:43 UTC ACTUATE THERAPEUTICS, INC. ACTU · Entity 7370 GrantEmployee Stock Option (right to buy) · Derivative 110,346 $0.00 Strike: $6.70 $0.00
Disclosure

SEC source: 0001683168-25-002210 · ownership.xml · derivative · entry 2

Mazar Andrew Paul · CIK 0001727393 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,346

Underlying: Common Stock · 110,346 shares

Expires 2035-03-31

F2 · derivative.exercise_date: Options will vest as to 25% on August 14, 2025 with the remaining 75% vesting in equal monthly installments during the 36 months thereafter.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 17:43 UTC ACTUATE THERAPEUTICS, INC. ACTU · Entity 7370 GrantEmployee Stock Option (right to buy) · Derivative 51,046 $0.00 Strike: $6.70 $0.00
Disclosure

SEC source: 0001683168-25-002210 · ownership.xml · derivative · entry 1

Mazar Andrew Paul · CIK 0001727393 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,046

Underlying: Common Stock · 51,046 shares

Expires 2035-03-31

F1 · derivative.exercise_date: Options will vest as to 25% on April 1, 2026 with the remaining 75% vesting in equal monthly installments during the 36 months following the first anniversary of the grant date.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 21:28 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 1,606 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-004490 · section16.xml · derivative · entry 5

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,792

Underlying: Common Stock · 1,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F4 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 25,697 restricted stock units, vesting 6/48ths (3,212 shares) on June 30, 2021, and 3/48ths (1,606 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 25,697 restricted stock units, vesting 6/48ths (3,212 shares) on June 30, 2021, and 3/48ths (1,606 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 21:28 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 471 $2.55 $1,201.05
Disclosure

SEC source: 0001654954-22-004490 · section16.xml · nonDerivative · entry 2

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,124.8

Read SEC document
March 31, 2022 Filed Apr 1, 2022 21:28 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 1,606 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-004490 · section16.xml · nonDerivative · entry 1

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,595.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:38 UTC Monopar Therapeutics MNPR · Entity 5152 GrantRestricted Stock Units · Derivative 67,251 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001174 · section16.xml · derivative · entry 2

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,398

Underlying: Common Stock · 67,251 shares

Expires not disclosed

F2 · derivative.exercise_date: RSUs vest 6/48ths on June 30, 2022 and 3/48ths per quarter thereafter (September 30, 2022, December 31, 2022, March 31, 2023, June 30, 2023, September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, December 31, 2024, March 31, 2025, June 30, 2025, September 30, 2025, December 31, 2025)

F2 · derivative.expiration_date: RSUs vest 6/48ths on June 30, 2022 and 3/48ths per quarter thereafter (September 30, 2022, December 31, 2022, March 31, 2023, June 30, 2023, September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, December 31, 2024, March 31, 2025, June 30, 2025, September 30, 2025, December 31, 2025)

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:38 UTC Monopar Therapeutics MNPR · Entity 5152 GrantStock Options · Derivative 88,874 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001654954-22-001174 · section16.xml · derivative · entry 1

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,874

Underlying: Common Stock · 88,874 shares

Expires 2032-02-01

F1 · derivative.exercise_date: Options vest 6/48ths on June 30, 2022 and 1/48ths per month thereafter.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 19:49 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 1,937 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000130 · section16.xml · derivative · entry 5

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,874

Underlying: Common Stock · 1,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F4 · derivative.exercise_date: On January 31, 2020 the reporting person was granted 7,748 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.expiration_date: On January 31, 2020 the reporting person was granted 7,748 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 19:49 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 671 $3.21 $2,153.91
Disclosure

SEC source: 0001654954-22-000130 · section16.xml · nonDerivative · entry 2

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,989.8

Read SEC document
January 01, 2022 Filed Jan 4, 2022 19:49 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 1,937 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-000130 · section16.xml · nonDerivative · entry 1

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,660.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 19:40 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 1,606 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000129 · section16.xml · derivative · entry 5

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,273

Underlying: Common Stock · 1,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F4 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 25,697 restricted stock units, vesting 6/48ths (3,212 shares) on June 30, 2021, and 3/48ths (1,606 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 25,697 restricted stock units, vesting 6/48ths (3,212 shares) on June 30, 2021, and 3/48ths (1,606 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 19:40 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 556 $3.21 $1,784.76
Disclosure

SEC source: 0001654954-22-000129 · section16.xml · nonDerivative · entry 2

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,723.8

Read SEC document
December 31, 2021 Filed Jan 4, 2022 19:40 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 1,606 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-000129 · section16.xml · nonDerivative · entry 1

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,279.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 23:31 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 1,606 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-010720 · section16.xml · derivative · entry 5

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,879

Underlying: Common Stock · 1,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F4 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 25,697 restricted stock units, vesting 6/48ths (3,212 shares) on June 30, 2021, and 3/48ths (1,606 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 25,697 restricted stock units, vesting 6/48ths (3,212 shares) on June 30, 2021, and 3/48ths (1,606 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 23:31 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 471 $4.87 $2,293.77
Disclosure

SEC source: 0001654954-21-010720 · section16.xml · nonDerivative · entry 2

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,673.8

Read SEC document
September 30, 2021 Filed Oct 1, 2021 23:31 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 1,606 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-010720 · section16.xml · nonDerivative · entry 1

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,144.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:11 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 3,212 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-007595 · section16.xml · derivative · entry 5

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,485

Underlying: Common Stock · 3,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F4 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 25,697 restricted stock units, vesting 6/48ths (3,212 shares) on June 30, 2021, and 3/48ths (1,606 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 25,697 restricted stock units, vesting 6/48ths (3,212 shares) on June 30, 2021, and 3/48ths (1,606 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:11 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 942 $5.89 $5,548.38
Disclosure

SEC source: 0001654954-21-007595 · section16.xml · nonDerivative · entry 2

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,538.8

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:11 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 3,212 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-007595 · section16.xml · nonDerivative · entry 1

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,480.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 19:35 UTC Monopar Therapeutics MNPR · Entity 5152 SaleCommon stock 11,929 $16.90 $201,600.10
Disclosure

SEC source: 0001654954-21-001750 · section16.xml · nonDerivative · entry 5

Tactic Pharma LLC · CIK 0001727357 · 10% owner

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer

O'Halloran Thomas V. · CIK 0001727481 · 10% owner

Brown Michael J · CIK 0001035909 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,667

F1 · date: Trade made pursuant to a 10b5-1 plan executed on November 24, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.77 to $17.01, inclusive.

F2 · ownership.direct: This Form 4 is being filed on behalf of Tactic Pharma LLC, an Illinois limited liability company ("Tactic"), and its managers, Andrew P. Mazar, Chandler D. Robinson, Michael J. Brown, and Thomas V. O'Halloran (collectively, the "Reporting Persons"). The managers collectively have voting control over the securities described herein. The managers each disclaim ownership of the shares of common stock owned by Tactic, except to the extent of their pecuniary interest therein.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 19:35 UTC Monopar Therapeutics MNPR · Entity 5152 SaleCommon stock 16,384 $16.44 $269,352.96
Disclosure

SEC source: 0001654954-21-001750 · section16.xml · nonDerivative · entry 4

Tactic Pharma LLC · CIK 0001727357 · 10% owner

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer

O'Halloran Thomas V. · CIK 0001727481 · 10% owner

Brown Michael J · CIK 0001035909 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,596

F1 · date: Trade made pursuant to a 10b5-1 plan executed on November 24, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.77 to $16.76, inclusive.

F2 · ownership.direct: This Form 4 is being filed on behalf of Tactic Pharma LLC, an Illinois limited liability company ("Tactic"), and its managers, Andrew P. Mazar, Chandler D. Robinson, Michael J. Brown, and Thomas V. O'Halloran (collectively, the "Reporting Persons"). The managers collectively have voting control over the securities described herein. The managers each disclaim ownership of the shares of common stock owned by Tactic, except to the extent of their pecuniary interest therein.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 19:35 UTC Monopar Therapeutics MNPR · Entity 5152 SaleCommon stock 29,996 $15.12 $453,539.52
Disclosure

SEC source: 0001654954-21-001750 · section16.xml · nonDerivative · entry 3

Tactic Pharma LLC · CIK 0001727357 · 10% owner

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer

O'Halloran Thomas V. · CIK 0001727481 · 10% owner

Brown Michael J · CIK 0001035909 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,980

F1 · date: Trade made pursuant to a 10b5-1 plan executed on November 24, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.76 to $15.75, inclusive.

F2 · ownership.direct: This Form 4 is being filed on behalf of Tactic Pharma LLC, an Illinois limited liability company ("Tactic"), and its managers, Andrew P. Mazar, Chandler D. Robinson, Michael J. Brown, and Thomas V. O'Halloran (collectively, the "Reporting Persons"). The managers collectively have voting control over the securities described herein. The managers each disclaim ownership of the shares of common stock owned by Tactic, except to the extent of their pecuniary interest therein.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 19:35 UTC Monopar Therapeutics MNPR · Entity 5152 SaleCommon stock 24,224 $14.09 $341,316.16
Disclosure

SEC source: 0001654954-21-001750 · section16.xml · nonDerivative · entry 2

Tactic Pharma LLC · CIK 0001727357 · 10% owner

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer

O'Halloran Thomas V. · CIK 0001727481 · 10% owner

Brown Michael J · CIK 0001035909 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,976

F1 · date: Trade made pursuant to a 10b5-1 plan executed on November 24, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.66 to $14.54, inclusive.

F2 · ownership.direct: This Form 4 is being filed on behalf of Tactic Pharma LLC, an Illinois limited liability company ("Tactic"), and its managers, Andrew P. Mazar, Chandler D. Robinson, Michael J. Brown, and Thomas V. O'Halloran (collectively, the "Reporting Persons"). The managers collectively have voting control over the securities described herein. The managers each disclaim ownership of the shares of common stock owned by Tactic, except to the extent of their pecuniary interest therein.

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February 11, 2021 Filed Feb 16, 2021 19:35 UTC Monopar Therapeutics MNPR · Entity 5152 SaleCommon stock 42,467 $13.30 $564,811.10
Disclosure

SEC source: 0001654954-21-001750 · section16.xml · nonDerivative · entry 1

Tactic Pharma LLC · CIK 0001727357 · 10% owner

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer

O'Halloran Thomas V. · CIK 0001727481 · 10% owner

Brown Michael J · CIK 0001035909 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,200

F1 · date: Trade made pursuant to a 10b5-1 plan executed on November 24, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.66 to $13.65, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (7) to this Form 4.

F2 · ownership.direct: This Form 4 is being filed on behalf of Tactic Pharma LLC, an Illinois limited liability company ("Tactic"), and its managers, Andrew P. Mazar, Chandler D. Robinson, Michael J. Brown, and Thomas V. O'Halloran (collectively, the "Reporting Persons"). The managers collectively have voting control over the securities described herein. The managers each disclaim ownership of the shares of common stock owned by Tactic, except to the extent of their pecuniary interest therein.

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January 26, 2021 Filed Jan 28, 2021 23:49 UTC Monopar Therapeutics MNPR · Entity 5152 GrantRestricted Stock Units · Derivative 25,697 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-21-000911 · section16.xml · derivative · entry 2

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,508

Underlying: Common Stock · 25,697 shares

Expires not disclosed

F2 · derivative.exercise_date: RSUs vest 6/48ths on June 30, 2021 and 3/48ths each quarter-end thereafter (September 30, 2021, December 31, 2021, March 31, 2022, June 30, 2022, September 30, 2022, December 31, 2022, March 31, 2023, June 30, 2023, September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, December 31, 2024)

F2 · derivative.expiration_date: RSUs vest 6/48ths on June 30, 2021 and 3/48ths each quarter-end thereafter (September 30, 2021, December 31, 2021, March 31, 2022, June 30, 2022, September 30, 2022, December 31, 2022, March 31, 2023, June 30, 2023, September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, December 31, 2024)

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January 26, 2021 Filed Jan 28, 2021 23:49 UTC Monopar Therapeutics MNPR · Entity 5152 GrantStock Options · Derivative 36,077 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001654954-21-000911 · section16.xml · derivative · entry 1

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,077

Underlying: Common Stock · 36,077 shares

Expires 2031-01-25

F1 · derivative.exercise_date: Options vest 6/48ths on June 30, 2021 and 1/48th monthly on the last day of each month thereafter.

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January 01, 2021 Filed Jan 5, 2021 22:38 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 1,937 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-000156 · section16.xml · derivative · entry 5

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,811

Underlying: Common Stock · 1,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F4 · derivative.exercise_date: On January 31, 2020 the reporting person was granted 7,748 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F4 · derivative.expiration_date: On January 31, 2020 the reporting person was granted 7,748 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

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January 01, 2021 Filed Jan 5, 2021 22:38 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 671 $6.12 $4,106.52
Disclosure

SEC source: 0001654954-21-000156 · section16.xml · nonDerivative · entry 2

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,268.8

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January 01, 2021 Filed Jan 5, 2021 22:38 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 1,937 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-000156 · section16.xml · nonDerivative · entry 1

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,939.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

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January 31, 2020 Filed Feb 21, 2020 01:55 UTC Monopar Therapeutics MNPR · Entity 5152 GrantStock Options · Derivative 32,193 $0.00 Strike: $14.35 $0.00
Disclosure

SEC source: 0001654954-20-001792 · section16.xml · derivative · entry 2

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,193

Underlying: Common Stock · 32,193 shares

Expires 2030-01-31

F2 · derivative.exercise_date: Stock options vest 6/48ths on the 6-month anniversary of vesting commencement date of January 1, 2020, and 1/48th per month thereafter

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January 31, 2020 Filed Feb 21, 2020 01:55 UTC Monopar Therapeutics MNPR · Entity 5152 GrantRestricted Stock Units · Derivative 7,748 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-20-001792 · section16.xml · derivative · entry 1

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,748

Underlying: Common Stock · 7,748 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest 25% on January 1, 2021, 25% on January 1, 2022, 25% on January 1, 2023, and 25% on January 1, 2024.

F1 · derivative.expiration_date: Restricted stock units vest 25% on January 1, 2021, 25% on January 1, 2022, 25% on January 1, 2023, and 25% on January 1, 2024.

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December 18, 2019 Filed Dec 20, 2019 18:33 UTC Monopar Therapeutics MNPR · Entity 5152 PurchaseCommon stock 125,000 $8.00 $1,000,000.00
Disclosure

SEC source: 0001654954-19-014150 · section16.xml · nonDerivative · entry 1

Tactic Pharma LLC · CIK 0001727357 · 10% owner

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer · 10% owner

Robinson Chandler · CIK 0001727334 · Director · Chief Executive Officer · 10% owner

O'Halloran Thomas V. · CIK 0001727481 · 10% owner

Brown Michael J · CIK 0001035909 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,667

F1 · ownership.direct: This Form 4 is being filed on behalf of Tactic Pharma LLC, an Illinois limited liability company ("Tactic"), and its managers, Andrew P. Mazar, Chandler D. Robinson, Michael J. Brown, and Thomas V. O'Halloran (collectively, the "Reporting Persons"). The managers collectively have voting control over the securities described herein. The managers each disclaim ownership of the shares of common stock owned by Tactic, except to the extent of their pecuniary interest therein.

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August 09, 2018 Filed Sep 27, 2018 22:32 UTC Monopar Therapeutics NONE · Entity 5152 GrantStock options · Derivative 134,300 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001654954-18-010573 · section16.xml · derivative · entry 4

Mazar Andrew Paul · CIK 0001727393 · Director · Chief Scientific Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,300

Underlying: Common stock · 134,300 shares

Expires 2028-08-08

F3 · derivative.exercise_date: Stock options vest 6/51 on the six-month anniversary of vesting commencement date of October 1, 2018 and 1/51 per month thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.