Last 12 months
Inside the activity.
1 purchase rows · 14 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2019 Filed Jan 31, 2019 23:14 UTC |
McCauley PatrickChief Commercial Officer
|
PurchaseCommon Stock, $0.01 Par Value | 5,000 | $1.07 | $5,350.00 |
DisclosureSEC source: 0001209191-19-006272 · doc4.xml · nonDerivative · entry 1 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,165 F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on January 31, 2019 representing the maximum allowable under the Plan for this period. Read SEC document |
| January 31, 2019 Filed Jan 31, 2019 23:15 UTC |
Tross Stuart ACorp VP, Chief People Officer
|
PurchaseCommon Stock, $0.01 Par Value | 5,000 | $1.07 | $5,350.00 |
DisclosureSEC source: 0001209191-19-006273 · doc4.xml · nonDerivative · entry 2 Tross Stuart A · CIK 0001589641 · Corp VP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,040 F2 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on January 31, 2019 representing the maximum allowable under the Plan for this period. Read SEC document |
| January 31, 2019 Filed Jan 31, 2019 23:19 UTC |
Binder Steven B.Chief Financial Officer
|
PurchaseCommon Stock, $0.01 Par Value | 1,860 | $1.07 | $1,990.20 |
DisclosureSEC source: 0001209191-19-006274 · doc4.xml · nonDerivative · entry 1 Binder Steven B. · CIK 0001712601 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,620 F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on January 31, 2019. Read SEC document |
| January 31, 2019 Filed Jan 31, 2019 23:11 UTC |
Ingram Elizabeth GarrettChief Marketing Officer
|
PurchaseCommon Stock, $.01 Par Value | 5,000 | $1.07 | $5,350.00 |
DisclosureSEC source: 0001209191-19-006270 · doc4.xml · nonDerivative · entry 1 Ingram Elizabeth Garrett · CIK 0001743688 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,141 F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on January 31, 2019 representing the maximum allowable under the Plan for this period. Read SEC document |
| January 31, 2019 Filed Jan 31, 2019 23:12 UTC |
Kendall David MChief Medical Officer
|
PurchaseCommon Stock, $0.01 Par Value | 5,000 | $1.07 | $5,350.00 |
DisclosureSEC source: 0001209191-19-006271 · doc4.xml · nonDerivative · entry 1 Kendall David M · CIK 0001732647 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,824 F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on January 31, 2019 representing the maximum allowable under the Plan for this period. Read SEC document |
| January 31, 2019 Filed Jan 31, 2019 23:05 UTC |
Barton CourtneyChief Compliance Officer
|
PurchaseCommon Stock, $0.01 Par Value | 5,000 | $1.07 | $5,350.00 |
DisclosureSEC source: 0001209191-19-006269 · doc4.xml · nonDerivative · entry 1 Barton Courtney · CIK 0001715617 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on January 31, 2019, representing the maximum allowable under the Plan for this period. Read SEC document |
| January 31, 2019 Filed Jan 31, 2019 23:03 UTC |
Castagna MichaelDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.01 Par Value | 5,000 | $1.07 | $5,350.00 |
DisclosureSEC source: 0001209191-19-006268 · doc4.xml · nonDerivative · entry 1 Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,157 F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on January 31, 2019 representing the maximum allowable under the Plan for this period. Read SEC document |
| December 23, 2018 Filed Jan 31, 2019 23:15 UTC |
Tross Stuart ACorp VP, Chief People Officer
|
Tax withholdingCommon Stock, $.01 Par Value | 2,044 | $1.09 | $2,227.96 |
DisclosureSEC source: 0001209191-19-006273 · doc4.xml · nonDerivative · entry 1 Tross Stuart A · CIK 0001589641 · Corp VP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,040 F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 23:09 UTC |
Tross Stuart ACorp VP, Chief People Officer
|
GrantCommon Stock, $0.01 Par Value | 14,124 | $1.77 | $24,999.48 |
DisclosureSEC source: 0001209191-18-058795 · doc4.xml · nonDerivative · entry 1 Tross Stuart A · CIK 0001589641 · Corp VP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,084 Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 23:11 UTC |
Kendall David MChief Medical Officer
|
GrantCommon Stock, $0.01 Par Value | 2,824 | $1.77 | $4,998.48 |
DisclosureSEC source: 0001209191-18-058796 · doc4.xml · nonDerivative · entry 1 Kendall David M · CIK 0001732647 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,824 Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 23:06 UTC |
McCauley PatrickChief Commercial Officer
|
GrantCommon Stock, $0.01 Par Value | 14,124 | $1.77 | $24,999.48 |
DisclosureSEC source: 0001209191-18-058794 · doc4.xml · nonDerivative · entry 1 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,165 Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 23:01 UTC |
Castagna MichaelDirector · Chief Executive Officer
|
GrantCommon Stock, $0.01 Par Value | 25,000 | $1.77 | $44,250.00 |
DisclosureSEC source: 0001209191-18-058793 · doc4.xml · nonDerivative · entry 1 Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,157 Read SEC document |
| November 14, 2018 Filed Mar 13, 2019 16:21 UTC Amendment |
Tross Stuart AEVP, Chief People Officer
|
PurchaseCommon Stock, $0.01 Par Value | 14,124 | $1.77 | $24,999.48 |
DisclosureSEC source: 0001209191-19-019067 · doc4a.xml · nonDerivative · entry 1 Tross Stuart A · CIK 0001589641 · EVP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,084 Read SEC document |
| November 14, 2018 Filed Mar 13, 2019 16:20 UTC Amendment |
Kendall David MChief Medical Officer
|
PurchaseCommon Stock, $0.01 Par Value | 2,824 | $1.77 | $4,998.48 |
DisclosureSEC source: 0001209191-19-019066 · doc4a.xml · nonDerivative · entry 1 Kendall David M · CIK 0001732647 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,824 Read SEC document |
| November 14, 2018 Filed Mar 13, 2019 16:19 UTC Amendment |
McCauley PatrickChief Commercial Officer
|
PurchaseCommon Stock, $0.01 Par Value | 14,124 | $1.77 | $24,999.48 |
DisclosureSEC source: 0001209191-19-019065 · doc4a.xml · nonDerivative · entry 1 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,165 Read SEC document |
| November 14, 2018 Filed Mar 13, 2019 16:18 UTC Amendment |
Castagna MichaelDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.01 Par Value | 25,000 | $1.77 | $44,250.00 |
DisclosureSEC source: 0001209191-19-019064 · doc4a.xml · nonDerivative · entry 1 Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,157 Read SEC document |
| November 14, 2018 Filed Dec 10, 2020 22:07 UTC |
Galindo AlejandroChief Commercial Officer
|
PurchaseCommon Stock, $0.01 Par Value | 34,602 | $2.89 | $99,999.78 |
DisclosureSEC source: 0001209191-20-062750 · doc4.xml · nonDerivative · entry 1 Galindo Alejandro · CIK 0001821447 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,602 Read SEC document |
| August 28, 2018 Filed Feb 15, 2019 00:53 UTC |
Thomson DavidEVP Genl Counsel & Secretary
|
Tax withholdingCommon Stock, $0.01 Par Value | 278 | $1.12 | $311.36 |
DisclosureSEC source: 0001209191-19-010450 · doc5.xml · nonDerivative · entry 2 Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,622 F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 00:10 UTC |
Ingram Elizabeth GarrettChief Marketing Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 117,000 | $1.10 Strike: $1.10 | $128,700.00 |
DisclosureSEC source: 0001209191-18-048280 · doc4.xml · derivative · entry 1 Ingram Elizabeth Garrett · CIK 0001743688 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,000 Underlying: Stock Options · 117,000 shares Expires 2028-06-01 F1 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date. Read SEC document |
| August 22, 2018 Filed Aug 24, 2018 00:09 UTC |
Barton CourtneyChief Compliance Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 37,500 | $1.10 Strike: $1.10 | $41,250.00 |
DisclosureSEC source: 0001209191-18-048279 · doc4.xml · derivative · entry 1 Barton Courtney · CIK 0001715617 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Stock Options · 37,500 shares Expires 2028-08-22 F1 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date. Read SEC document |
| August 21, 2018 Filed Feb 15, 2019 00:53 UTC |
Thomson DavidEVP Genl Counsel & Secretary
|
Tax withholdingCommon Stock, $0.01 Par Value | 167 | $1.11 | $185.37 |
DisclosureSEC source: 0001209191-19-010450 · doc5.xml · nonDerivative · entry 1 Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,900 F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:21 UTC |
Tross Stuart ACorp VP, Chief People Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 20,000 | $2.70 Strike: $2.70 | $54,000.00 |
DisclosureSEC source: 0001209191-18-045606 · doc4.xml · derivative · entry 3 Tross Stuart A · CIK 0001589641 · Corp VP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Stock Options · 20,000 shares Expires 2027-02-16 F3 · kind: On February 16, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:21 UTC |
Tross Stuart ACorp VP, Chief People Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 28,144 | $1.42 Strike: $1.42 | $39,964.48 |
DisclosureSEC source: 0001209191-18-045606 · doc4.xml · derivative · entry 2 Tross Stuart A · CIK 0001589641 · Corp VP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,144 Underlying: Stock Options · 28,144 shares Expires 2027-05-25 F2 · kind: On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:21 UTC |
Tross Stuart ACorp VP, Chief People Officer
|
PurchaseCommon Stock, $0.01 Par Value | 5,000 | $1.31 | $6,550.00 |
DisclosureSEC source: 0001209191-18-045606 · doc4.xml · nonDerivative · entry 1 Tross Stuart A · CIK 0001589641 · Corp VP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,960 F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on August 2, 2018, representing the maximum allowable under the Plan for this period. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:20 UTC |
Thomson DavidCorp VP & General Counsel
|
GrantEmployee Stock Option (right to buy) · Derivative | 37,525 | $1.42 Strike: $1.42 | $53,285.50 |
DisclosureSEC source: 0001209191-18-045605 · doc4.xml · derivative · entry 2 Thomson David · CIK 0001297976 · Corp VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,525 Underlying: Stock Options · 37,525 shares Expires 2027-05-25 F2 · kind: On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:20 UTC |
Thomson DavidCorp VP & General Counsel
|
GrantEmployee Stock Option (right to buy) · Derivative | 20,000 | $4.55 Strike: $4.55 | $91,000.00 |
DisclosureSEC source: 0001209191-18-045605 · doc4.xml · derivative · entry 1 Thomson David · CIK 0001297976 · Corp VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Stock Options · 20,000 shares Expires 2026-05-19 F1 · kind: On May 19, 2016, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:19 UTC |
Kocinsky JosephCorp VP, CTO
|
GrantEmployee Stock Option (right to buy) · Derivative | 37,525 | $1.42 Strike: $1.42 | $53,285.50 |
DisclosureSEC source: 0001209191-18-045603 · doc4.xml · derivative · entry 2 Kocinsky Joseph · CIK 0001655595 · Corp VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,525 Underlying: Stock Options · 37,525 shares Expires 2027-05-25 F2 · kind: On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:19 UTC |
Kocinsky JosephCorp VP, CTO
|
GrantEmployee Stock Option (right to buy) · Derivative | 20,000 | $4.55 Strike: $4.55 | $91,000.00 |
DisclosureSEC source: 0001209191-18-045603 · doc4.xml · derivative · entry 1 Kocinsky Joseph · CIK 0001655595 · Corp VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Stock Options · 20,000 shares Expires 2026-05-19 F1 · kind: On May 19, 2016, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:19 UTC |
McCauley PatrickChief Commercial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 45,025 | $1.47 Strike: $1.47 | $66,186.75 |
DisclosureSEC source: 0001209191-18-045604 · doc4.xml · derivative · entry 2 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,025 Underlying: Stock Options · 45,025 shares Expires 2027-08-24 F2 · kind: On August 24, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:19 UTC |
McCauley PatrickChief Commercial Officer
|
PurchaseCommon Stock, $0.01 Par Value | 5,000 | $1.31 | $6,550.00 |
DisclosureSEC source: 0001209191-18-045604 · doc4.xml · nonDerivative · entry 1 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,041 F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on August 2, 2018, representing the maximum allowable under the Plan for this period. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:18 UTC |
Alinaya Rosabel RealicaSVP, Investor Relations
|
GrantEmployee Stock Option (right to buy) · Derivative | 15,750 | $1.42 Strike: $1.42 | $22,365.00 |
DisclosureSEC source: 0001209191-18-045602 · doc4.xml · derivative · entry 3 Alinaya Rosabel Realica · CIK 0001665811 · SVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,750 Underlying: Stock Options · 15,750 shares Expires 2027-05-25 F3 · kind: On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:18 UTC |
Alinaya Rosabel RealicaSVP, Investor Relations
|
GrantEmployee Stock Option (right to buy) · Derivative | 12,500 | $1.52 Strike: $1.52 | $19,000.00 |
DisclosureSEC source: 0001209191-18-045602 · doc4.xml · derivative · entry 2 Alinaya Rosabel Realica · CIK 0001665811 · SVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Stock Options · 12,500 shares Expires 2027-05-29 F2 · kind: On May 29, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:18 UTC |
Alinaya Rosabel RealicaSVP, Investor Relations
|
GrantEmployee Stock Option (right to buy) · Derivative | 20,000 | $4.55 Strike: $4.55 | $91,000.00 |
DisclosureSEC source: 0001209191-18-045602 · doc4.xml · derivative · entry 1 Alinaya Rosabel Realica · CIK 0001665811 · SVP, Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Stock Options · 20,000 shares Expires 2026-05-19 F1 · kind: On May 19, 2016, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:17 UTC |
Barton CourtneyChief Compliance Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 5,000 | $1.10 Strike: $1.10 | $5,500.00 |
DisclosureSEC source: 0001209191-18-045601 · doc4.xml · derivative · entry 3 Barton Courtney · CIK 0001715617 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Stock Options · 5,000 shares Expires 2027-05-18 F2 · kind: On May 18, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:17 UTC |
Barton CourtneyChief Compliance Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 13,350 | $1.10 Strike: $1.10 | $14,685.00 |
DisclosureSEC source: 0001209191-18-045601 · doc4.xml · derivative · entry 2 Barton Courtney · CIK 0001715617 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,350 Underlying: Stock Options · 13,350 shares Expires 2027-05-18 F2 · kind: On May 18, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:17 UTC |
Barton CourtneyChief Compliance Officer
|
PurchaseCommon Stock, $0.01 Par Value | 5,000 | $1.31 | $6,550.00 |
DisclosureSEC source: 0001209191-18-045601 · doc4.xml · nonDerivative · entry 1 Barton Courtney · CIK 0001715617 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on August 2, 2018, representing the maximum allowable under the Plan for this period. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:17 UTC |
Binder Steven B.Chief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 45,025 | $1.47 Strike: $1.47 | $66,186.75 |
DisclosureSEC source: 0001209191-18-045600 · doc4.xml · derivative · entry 2 Binder Steven B. · CIK 0001712601 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,025 Underlying: Stock Options · 45,025 shares Expires 2027-08-24 F2 · kind: On August 24, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:17 UTC |
Binder Steven B.Chief Financial Officer
|
PurchaseCommon Stock, $0.01 Par Value | 1,760 | $1.31 | $2,305.60 |
DisclosureSEC source: 0001209191-18-045600 · doc4.xml · nonDerivative · entry 1 Binder Steven B. · CIK 0001712601 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,760 F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on August 2, 2018, Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:16 UTC |
Castagna MichaelDirector · Chief Executive Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 37,525 | $1.42 Strike: $1.42 | $53,285.50 |
DisclosureSEC source: 0001209191-18-045599 · doc4.xml · derivative · entry 4 Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,525 Underlying: Stock Options · 37,525 shares Expires 2027-05-25 F4 · kind: On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:16 UTC |
Castagna MichaelDirector · Chief Executive Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 57,750 | $1.52 Strike: $1.52 | $87,780.00 |
DisclosureSEC source: 0001209191-18-045599 · doc4.xml · derivative · entry 3 Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,750 Underlying: Stock Options · 57,750 shares Expires 2027-05-29 F3 · kind: On May 29, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:16 UTC |
Castagna MichaelDirector · Chief Executive Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 50,000 | $4.55 Strike: $4.55 | $227,500.00 |
DisclosureSEC source: 0001209191-18-045599 · doc4.xml · derivative · entry 2 Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Stock Options · 50,000 shares Expires 2026-05-19 F2 · kind: On May 19, 2016, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:16 UTC |
Castagna MichaelDirector · Chief Executive Officer
|
PurchaseCommon Stock, $0.01 Par Value | 5,000 | $1.31 | $6,550.00 |
DisclosureSEC source: 0001209191-18-045599 · doc4.xml · nonDerivative · entry 1 Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,157 F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on August 2, 2018, representing the maximum allowable under the Plan for this period. Read SEC document |
| June 14, 2018 Filed Jun 14, 2018 20:59 UTC |
Consiglio Ronald JDirector
|
GrantCommon Stock, $0.01 Par Value | 50,000 | $1.92 | $96,000.00 |
DisclosureSEC source: 0001209191-18-037777 · doc4.xml · nonDerivative · entry 1 CONSIGLIO RONALD J · CIK 0001232088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,439 Read SEC document |
| June 14, 2018 Filed Jun 14, 2018 21:00 UTC |
McCauley PatrickChief Commercial Officer
|
GrantCommon Stock, $0.01 Par Value | 26,041 | $1.92 | $49,998.72 |
DisclosureSEC source: 0001209191-18-037779 · doc4.xml · nonDerivative · entry 1 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,041 Read SEC document |
| June 14, 2018 Filed Jun 14, 2018 20:58 UTC |
KRESA KENTDirector
|
GrantCommon Stock, $0.01 Par Value | 41,666 | $1.92 | $79,998.72 |
DisclosureSEC source: 0001209191-18-037773 · doc4.xml · nonDerivative · entry 1 KRESA KENT · CIK 0001197571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,541 Read SEC document |
| June 14, 2018 Filed Jun 14, 2018 20:59 UTC |
Castagna MichaelDirector · Chief Executive Officer
|
GrantCommon Stock, $0.01 Par Value | 15,625 | $1.92 | $30,000.00 |
DisclosureSEC source: 0001209191-18-037775 · doc4.xml · nonDerivative · entry 1 Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,157 Read SEC document |
| June 14, 2018 Filed Jun 14, 2018 20:57 UTC |
Ingram Elizabeth GarrettChief Marketing Officer
|
GrantCommon Stock, $0.01 Par Value | 26,041 | $1.92 | $49,998.72 |
DisclosureSEC source: 0001209191-18-037771 · doc4.xml · nonDerivative · entry 1 Ingram Elizabeth Garrett · CIK 0001743688 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,141 Read SEC document |
| May 16, 2018 Filed May 18, 2018 14:19 UTC |
Tross Stuart ACorp VP, Chief People Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 214,000 | $1.91 Strike: $1.91 | $408,740.00 |
DisclosureSEC source: 0001209191-18-031290 · doc4.xml · derivative · entry 1 Tross Stuart A · CIK 0001589641 · Corp VP, Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,000 Underlying: Stock Options · 214,000 shares Expires 2028-05-16 F1 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date. Read SEC document |
| May 16, 2018 Filed May 18, 2018 14:18 UTC |
Thomson DavidCorp VP & General Counsel
|
GrantEmployee Stock Option (right to buy) · Derivative | 214,000 | $1.91 Strike: $1.91 | $408,740.00 |
DisclosureSEC source: 0001209191-18-031289 · doc4.xml · derivative · entry 1 Thomson David · CIK 0001297976 · Corp VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,000 Underlying: Stock Options · 214,000 shares Expires 2028-05-16 F1 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date. Read SEC document |
| May 16, 2018 Filed May 18, 2018 14:16 UTC |
McCauley PatrickChief Commercial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 214,000 | $1.91 Strike: $1.91 | $408,740.00 |
DisclosureSEC source: 0001209191-18-031288 · doc4.xml · derivative · entry 1 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,000 Underlying: Stock Options · 214,000 shares Expires 2028-05-16 F1 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.