Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MANNKIND CORPMNKD · Entity 4792 | Chief Commercial Officer | February 25, 2020 | February 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MANNKIND CORP
Report date February 25, 2020 · Filed February 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.47 · Expires 2027-08-24 | Direct | 45,025 |
Reported balance
After 2020-02-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-02-25 · Grant · Acquired 45,025 · Balance 45,025 F1: On August 24, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 24, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2020 Filed Feb 28, 2020 11:00 UTC | MANNKIND CORP MNKD · Entity 4792 | GrantEmployee Stock Option (right to buy) · Derivative | 45,025 | $1.47 Strike: $1.47 | $66,186.75 |
DisclosureSEC source: 0001209191-20-013623 · doc4.xml · derivative · entry 1 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,025 Underlying: Stock Options · 45,025 shares Expires 2027-08-24 F1 · kind: On August 24, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 22:55 UTC | MANNKIND CORP MNKD · Entity 4792 | Tax withholdingCommon Stock, $.01 Par Value | 16,461 | $1.51 | $24,856.11 |
DisclosureSEC source: 0001209191-20-011691 · doc4.xml · nonDerivative · entry 1 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,972 F1 · shares: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 02:16 UTC | MANNKIND CORP MNKD · Entity 4792 | PurchaseCommon Stock, $0.01 Par Value | 5,000 | $0.95 | $4,750.00 |
DisclosureSEC source: 0001209191-20-006174 · doc4.xml · nonDerivative · entry 1 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,433 F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on January 31, 2020 representing the maximum allowable under the Plan for this period. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 00:44 UTC | MANNKIND CORP MNKD · Entity 4792 | PurchaseCommon Stock, $0.01 Par Value | 5,000 | $0.95 | $4,750.00 |
DisclosureSEC source: 0001209191-19-043927 · doc4.xml · nonDerivative · entry 1 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,433 F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on July 31, 2019 representing the maximum allowable under the Plan for this period. Read SEC document |
| May 14, 2019 Filed May 16, 2019 20:24 UTC | MANNKIND CORP MNKD · Entity 4792 | GrantEmployee Stock Option (right to buy) · Derivative | 234,000 | $1.32 Strike: $1.32 | $308,880.00 |
DisclosureSEC source: 0001209191-19-030375 · doc4.xml · derivative · entry 1 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,000 Underlying: Stock Options · 234,000 shares Expires 2029-05-14 F1 · kind: Annual Equity Award: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date. Read SEC document |
| February 20, 2019 Filed Feb 25, 2019 11:08 UTC | MANNKIND CORP MNKD · Entity 4792 | GrantRestricted Stock Unit | 40,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012816 · doc4.xml · nonDerivative · entry 1 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,433 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock. F2 · shares: Restricted stock units shall vest and be delivered on February 20, 2020. Read SEC document |
| January 31, 2019 Filed Jan 31, 2019 23:14 UTC | MANNKIND CORP MNKD · Entity 4792 | PurchaseCommon Stock, $0.01 Par Value | 5,000 | $1.07 | $5,350.00 |
DisclosureSEC source: 0001209191-19-006272 · doc4.xml · nonDerivative · entry 1 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,165 F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on January 31, 2019 representing the maximum allowable under the Plan for this period. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 23:06 UTC | MANNKIND CORP MNKD · Entity 4792 | GrantCommon Stock, $0.01 Par Value | 14,124 | $1.77 | $24,999.48 |
DisclosureSEC source: 0001209191-18-058794 · doc4.xml · nonDerivative · entry 1 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,165 Read SEC document |
| November 14, 2018 Filed Mar 13, 2019 16:19 UTC Amendment | MANNKIND CORP MNKD · Entity 4792 | PurchaseCommon Stock, $0.01 Par Value | 14,124 | $1.77 | $24,999.48 |
DisclosureSEC source: 0001209191-19-019065 · doc4a.xml · nonDerivative · entry 1 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,165 Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:19 UTC | MANNKIND CORP MNKD · Entity 4792 | GrantEmployee Stock Option (right to buy) · Derivative | 45,025 | $1.47 Strike: $1.47 | $66,186.75 |
DisclosureSEC source: 0001209191-18-045604 · doc4.xml · derivative · entry 2 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,025 Underlying: Stock Options · 45,025 shares Expires 2027-08-24 F2 · kind: On August 24, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On August 2, 2018, one of the defined performance milestones was met, resulting in the partial vesting of the option. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 23:19 UTC | MANNKIND CORP MNKD · Entity 4792 | PurchaseCommon Stock, $0.01 Par Value | 5,000 | $1.31 | $6,550.00 |
DisclosureSEC source: 0001209191-18-045604 · doc4.xml · nonDerivative · entry 1 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,041 F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on August 2, 2018, representing the maximum allowable under the Plan for this period. Read SEC document |
| June 14, 2018 Filed Jun 14, 2018 21:00 UTC | MANNKIND CORP MNKD · Entity 4792 | GrantCommon Stock, $0.01 Par Value | 26,041 | $1.92 | $49,998.72 |
DisclosureSEC source: 0001209191-18-037779 · doc4.xml · nonDerivative · entry 1 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,041 Read SEC document |
| May 16, 2018 Filed May 18, 2018 14:16 UTC | MANNKIND CORP MNKD · Entity 4792 | GrantEmployee Stock Option (right to buy) · Derivative | 214,000 | $1.91 Strike: $1.91 | $408,740.00 |
DisclosureSEC source: 0001209191-18-031288 · doc4.xml · derivative · entry 1 McCauley Patrick · CIK 0001712607 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,000 Underlying: Stock Options · 214,000 shares Expires 2028-05-16 F1 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.