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Nasdaq · USD

MNKD

MANNKIND CORP

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Tapewire entity
4792
SEC CIK
0000899460
Parsed reports
450

Last 12 months

Inside the activity.

1 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202601
Feb 202600
Mar 202610
Apr 202600
May 202602
Jun 202600
Jul 202602
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 27, 2020 Filed Aug 31, 2020 23:10 UTC
Alinaya Rosabel RealicaVP, IR & Treasury
GrantRestricted Stock Unit 71,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048850 · doc4.xml · nonDerivative · entry 2

Alinaya Rosabel Realica · CIK 0001665811 · VP, IR & Treasury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,119

F3 · shares: The restricted stock unit will vest on May 22, 2023 provided that the closing price of MannKind common stock on such vesting date is not less than the closing price on August 27, 2020. The number of shares delivered on the vesting date, as a percentage of the target specified in Box 4 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from August 27, 2020 until May 22, 2023 related to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 23:10 UTC
Alinaya Rosabel RealicaVP, IR & Treasury
GrantRestricted Stock Unit 59,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048850 · doc4.xml · nonDerivative · entry 1

Alinaya Rosabel Realica · CIK 0001665811 · VP, IR & Treasury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,119

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year annivesary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 23:09 UTC
Thomson DavidEVP Genl Counsel & Secretary
GrantRestricted Stock Unit 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048849 · doc4.xml · nonDerivative · entry 2

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,079

F3 · shares: The restricted stock unit will vest on May 22, 2023 provided that the closing price of MannKind common stock on such vesting date is not less than the closing price on August 27, 2020. The number of shares delivered on the vesting date, as a percentage of the target specified in Box 4 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from August 27, 2020 until May 22, 2023 related to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 23:09 UTC
Thomson DavidEVP Genl Counsel & Secretary
GrantRestricted Stock Unit 164,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048849 · doc4.xml · nonDerivative · entry 1

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,079

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year annivesary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 23:08 UTC
Kocinsky JosephChief Technology Officer
GrantRestricted Stock Unit 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048848 · doc4.xml · nonDerivative · entry 2

Kocinsky Joseph · CIK 0001655595 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,517

F3 · shares: The restricted stock unit will vest on May 22, 2023 provided that the closing price of MannKind common stock on such vesting date is not less than the closing price on August 27, 2020. The number of shares delivered on the vesting date, as a percentage of the target specified in Box 4 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from August 27, 2020 until May 22, 2023 related to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 23:08 UTC
Kocinsky JosephChief Technology Officer
GrantRestricted Stock Unit 164,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048848 · doc4.xml · nonDerivative · entry 1

Kocinsky Joseph · CIK 0001655595 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,517

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year annivesary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 23:07 UTC
Galindo AlejandroChief Commercial Officer
GrantRestricted Stock Unit 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048847 · doc4.xml · nonDerivative · entry 2

Galindo Alejandro · CIK 0001821447 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,000

F3 · shares: The restricted stock unit will vest on May 22, 2023 provided that the closing price of MannKind common stock on such vesting date is not less than the closing price on August 27, 2020. The number of shares delivered on the vesting date, as a percentage of the target specified in Box 4 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from August 27, 2020 until May 22, 2023 related to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 23:07 UTC
Galindo AlejandroChief Commercial Officer
GrantRestricted Stock Unit 164,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048847 · doc4.xml · nonDerivative · entry 1

Galindo Alejandro · CIK 0001821447 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,000

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year annivesary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 23:06 UTC
Tross Stuart AChief People & Workpl Officer
GrantRestricted Stock Unit 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048846 · doc4.xml · nonDerivative · entry 2

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,720

F3 · shares: The restricted stock unit will vest on May 22, 2023 provided that the closing price of MannKind common stock on such vesting date is not less than the closing price on August 27, 2020. The number of shares delivered on the vesting date, as a percentage of the target specified in Box 4 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from August 27, 2020 until May 22, 2023 related to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 23:06 UTC
Tross Stuart AChief People & Workpl Officer
GrantRestricted Stock Unit 164,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048846 · doc4.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,720

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year annivesary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 23:06 UTC
Binder Steven B.Chief Financial Officer
GrantRestricted Stock Unit 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048845 · doc4.xml · nonDerivative · entry 2

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,265

F3 · shares: The restricted stock unit will vest on May 22, 2023 provided that the closing price of MannKind common stock on such vesting date is not less than the closing price on August 27, 2020. The number of shares delivered on the vesting date, as a percentage of the target specified in Box 4 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from August 27, 2020 until May 22, 2023 related to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 23:06 UTC
Binder Steven B.Chief Financial Officer
GrantRestricted Stock Unit 164,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048845 · doc4.xml · nonDerivative · entry 1

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,265

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year annivesary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 23:05 UTC
Castagna MichaelDirector · Chief Executive Officer
GrantRestricted Stock Unit 500,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048844 · doc4.xml · nonDerivative · entry 2

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,560

F3 · shares: The restricted stock unit will vest on May 22, 2023 provided that the closing price of MannKind common stock on such vesting date is not less than the closing price on August 27, 2020. The number of shares delivered on the vesting date, as a percentage of the target specified in Box 4 above, is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from August 27, 2020 until May 22, 2023 related to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the same period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 23:05 UTC
Castagna MichaelDirector · Chief Executive Officer
GrantRestricted Stock Unit 409,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048844 · doc4.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,560

F1 · shares: Acquired pursuant to a Restricted Stock Unit Award: 25% vest on each year annivesary of the vesting determination date and 25% each anniversary thereafter; shares shall fully vest on the fourth year anniversary of the vesting determination date.

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 22:45 UTC
Binder Steven B.Chief Financial Officer
PurchaseCommon Stock, $0.01 Par Value 1,522 $1.25 $1,902.50
Disclosure

SEC source: 0001209191-20-044840 · doc4.xml · nonDerivative · entry 1

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,265

F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on July 31, 2020.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 22:41 UTC
Tross Stuart AChief People & Workpl Officer
PurchaseCommon Stock, $0.01 Par Value 5,000 $1.25 $6,250.00
Disclosure

SEC source: 0001209191-20-044833 · doc4.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,720

F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on July 31, 2020 representing the maximum allowable under the Plan for this period.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 22:39 UTC
Kendall David MChief Medical Officer
PurchaseCommon Stock, $0.01 Par Value 4,041 $1.25 $5,051.25
Disclosure

SEC source: 0001209191-20-044829 · doc4.xml · nonDerivative · entry 1

Kendall David M · CIK 0001732647 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,059

F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on July 31, 2020.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 22:38 UTC
Castagna MichaelDirector · Chief Executive Officer
PurchaseCommon Stock, $0.01 Par Value 5,000 $1.25 $6,250.00
Disclosure

SEC source: 0001209191-20-044826 · doc4.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,560

F1 · kind: The reporting person purchased shares through the Company's Employee Stock Purchase Plan on July 31, 2020 representing the maximum allowable under the Plan for this period.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:36 UTC
Castagna MichaelDirector · Chief Executive Officer
PurchaseCommon Stock,$.01 par value 293 $1.48 $433.64
Disclosure

SEC source: 0001209191-20-037027 · doc4.xml · nonDerivative · entry 5

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child

Disclosed balance after: 293

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:36 UTC
Castagna MichaelDirector · Chief Executive Officer
PurchaseCommon Stock,$.01 par value 70 $1.49 $104.30
Disclosure

SEC source: 0001209191-20-037027 · doc4.xml · nonDerivative · entry 4

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child

Disclosed balance after: 70

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:36 UTC
Castagna MichaelDirector · Chief Executive Officer
PurchaseCommon Stock,$.01 par value 10,000 $1.41 $14,100.00
Disclosure

SEC source: 0001209191-20-037027 · doc4.xml · nonDerivative · entry 2

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 10,000

Read SEC document
June 15, 2020 Filed Jun 16, 2020 21:36 UTC
Castagna MichaelDirector · Chief Executive Officer
PurchaseCommon Stock,$.01 par value 30,000 $1.49 $44,700.00
Disclosure

SEC source: 0001209191-20-037027 · doc4.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,560

Read SEC document
June 12, 2020 Filed Jun 16, 2020 21:36 UTC
Castagna MichaelDirector · Chief Executive Officer
PurchaseCommon Stock,$.01 par value 68 $1.41 $95.88
Disclosure

SEC source: 0001209191-20-037027 · doc4.xml · nonDerivative · entry 3

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child

Disclosed balance after: 68

Read SEC document
May 21, 2020 Filed May 27, 2020 00:24 UTC GrantRestricted Stock Unit · Derivative 38,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032198 · doc4.xml · derivative · entry 2

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,760

Underlying: Common Stock · 38,760 shares

Expires 2030-05-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3 · derivative.exercise_date: Annual Retainer: Award granted in lieu of annual cash retainer payment. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 21, 2020 Filed May 27, 2020 00:24 UTC GrantRestricted Stock Unit · Derivative 88,235 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032198 · doc4.xml · derivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,235

Underlying: Common Stock · 88,235 shares

Expires 2030-05-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 21, 2020 Filed May 27, 2020 00:24 UTC GrantRestricted Stock Unit · Derivative 88,235 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032197 · doc4.xml · derivative · entry 1

MUNDKUR CHRISTINE · CIK 0001237264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,235

Underlying: Common Stock · 88,235 shares

Expires 2030-05-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 21, 2020 Filed May 27, 2020 00:19 UTC GrantRestricted Stock Unit · Derivative 38,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032196 · doc4.xml · derivative · entry 2

HOOPER ANTHONY C · CIK 0001277244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,760

Underlying: Common Stock · 38,760 shares

Expires 2030-05-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3 · derivative.exercise_date: Annual Retainer: Award granted in lieu of annual cash retainer payment. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 21, 2020 Filed May 27, 2020 00:19 UTC GrantRestricted Stock Unit · Derivative 88,235 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032196 · doc4.xml · derivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,235

Underlying: Common Stock · 88,235 shares

Expires 2030-05-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 21, 2020 Filed May 27, 2020 00:18 UTC GrantRestricted Stock Unit · Derivative 88,235 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032195 · doc4.xml · derivative · entry 1

Grancio Jennifer · CIK 0001807888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,235

Underlying: Common Stock · 88,235 shares

Expires 2030-05-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 21, 2020 Filed May 27, 2020 00:17 UTC GrantRestricted Stock Unit · Derivative 88,235 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032194 · doc4.xml · derivative · entry 1

Friedman Michael A · CIK 0001298083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,235

Underlying: Common Stock · 88,235 shares

Expires 2030-05-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 21, 2020 Filed May 27, 2020 00:16 UTC GrantRestricted Stock Unit · Derivative 38,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032193 · doc4.xml · derivative · entry 2

CONSIGLIO RONALD J · CIK 0001232088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,760

Underlying: Common Stock · 38,760 shares

Expires 2030-05-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3 · derivative.exercise_date: Annual Retainer: Award granted in lieu of annual cash retainer payment. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 21, 2020 Filed May 27, 2020 00:16 UTC GrantRestricted Stock Unit · Derivative 88,235 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032193 · doc4.xml · derivative · entry 1

CONSIGLIO RONALD J · CIK 0001232088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,235

Underlying: Common Stock · 88,235 shares

Expires 2030-05-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 21, 2020 Filed May 27, 2020 00:15 UTC
KRESA KENTDirector
GrantRestricted Stock Unit · Derivative 38,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032192 · doc4.xml · derivative · entry 2

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,760

Underlying: Common Stock · 38,760 shares

Expires 2030-05-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3 · derivative.exercise_date: Annual Retainer: Award granted in lieu of annual cash retainer payment. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 21, 2020 Filed May 27, 2020 00:15 UTC
KRESA KENTDirector
GrantRestricted Stock Unit · Derivative 88,235 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032192 · doc4.xml · derivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,235

Underlying: Common Stock · 88,235 shares

Expires 2030-05-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
March 23, 2020 Filed Mar 26, 2020 23:08 UTC GrantRestricted Stock Unit 12,019 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021344 · doc4.xml · nonDerivative · entry 1

Grancio Jennifer · CIK 0001807888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,019

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 01:24 UTC GrantRestricted Stock Unit 30,048 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016410 · doc4.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,201

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · shares: Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 11:00 UTC
Tross Stuart AChief People & Workpl Officer
GrantEmployee Stock Option (right to buy) · Derivative 20,000 $2.70 Strike: $2.70 $54,000.00
Disclosure

SEC source: 0001209191-20-013626 · doc4.xml · derivative · entry 2

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Stock Options · 20,000 shares

Expires 2027-02-16

F2 · kind: On February 16, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option.

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February 25, 2020 Filed Feb 28, 2020 11:00 UTC
Tross Stuart AChief People & Workpl Officer
GrantEmployee Stock Option (right to buy) · Derivative 28,144 $1.42 Strike: $1.42 $39,964.48
Disclosure

SEC source: 0001209191-20-013626 · doc4.xml · derivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,144

Underlying: Stock Options · 28,144 shares

Expires 2027-05-25

F1 · kind: On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 11:00 UTC
Binder Steven B.Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 45,025 $1.47 Strike: $1.47 $66,186.75
Disclosure

SEC source: 0001209191-20-013629 · doc4.xml · derivative · entry 1

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,025

Underlying: Stock Options · 45,025 shares

Expires 2027-08-24

F1 · kind: On August 24, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 11:00 UTC
Kocinsky JosephChief Technology Officer
GrantEmployee Stock Option (right to buy) · Derivative 37,525 $1.42 Strike: $1.42 $53,285.50
Disclosure

SEC source: 0001209191-20-013628 · doc4.xml · derivative · entry 2

Kocinsky Joseph · CIK 0001655595 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,525

Underlying: Stock Options · 37,525 shares

Expires 2027-05-25

F2 · kind: On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 11:00 UTC
Kocinsky JosephChief Technology Officer
GrantEmployee Stock Option (right to buy) · Derivative 20,000 $4.55 Strike: $4.55 $91,000.00
Disclosure

SEC source: 0001209191-20-013628 · doc4.xml · derivative · entry 1

Kocinsky Joseph · CIK 0001655595 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Stock Options · 20,000 shares

Expires 2026-05-19

F1 · kind: On May 19, 2016, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 11:00 UTC
Thomson DavidEVP Genl Counsel & Secretary
GrantEmployee Stock Option (right to buy) · Derivative 37,525 $1.42 Strike: $1.42 $53,285.50
Disclosure

SEC source: 0001209191-20-013627 · doc4.xml · derivative · entry 2

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,525

Underlying: Stock Options · 37,525 shares

Expires 2027-05-25

F2 · kind: On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 11:00 UTC
Thomson DavidEVP Genl Counsel & Secretary
GrantEmployee Stock Option (right to buy) · Derivative 20,000 $4.55 Strike: $4.55 $91,000.00
Disclosure

SEC source: 0001209191-20-013627 · doc4.xml · derivative · entry 1

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Stock Options · 20,000 shares

Expires 2026-05-19

F1 · kind: On May 19, 2016, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 11:00 UTC
Alinaya Rosabel RealicaVP, IR & Treasury
GrantEmployee Stock Option (right to buy) · Derivative 15,750 $1.42 Strike: $1.42 $22,365.00
Disclosure

SEC source: 0001209191-20-013624 · doc4.xml · derivative · entry 3

Alinaya Rosabel Realica · CIK 0001665811 · VP, IR & Treasury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,750

Underlying: Stock Options · 15,750 shares

Expires 2027-05-25

F3 · kind: On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 11:00 UTC
Alinaya Rosabel RealicaVP, IR & Treasury
GrantEmployee Stock Option (right to buy) · Derivative 12,500 $1.52 Strike: $1.52 $19,000.00
Disclosure

SEC source: 0001209191-20-013624 · doc4.xml · derivative · entry 2

Alinaya Rosabel Realica · CIK 0001665811 · VP, IR & Treasury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Stock Options · 12,500 shares

Expires 2027-05-29

F2 · kind: On May 29, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 11:00 UTC
Alinaya Rosabel RealicaVP, IR & Treasury
GrantEmployee Stock Option (right to buy) · Derivative 20,000 $4.55 Strike: $4.55 $91,000.00
Disclosure

SEC source: 0001209191-20-013624 · doc4.xml · derivative · entry 1

Alinaya Rosabel Realica · CIK 0001665811 · VP, IR & Treasury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Stock Options · 20,000 shares

Expires 2026-05-19

F1 · kind: On May 19, 2016, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 11:00 UTC
Castagna MichaelDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 37,525 $1.42 Strike: $1.42 $53,285.50
Disclosure

SEC source: 0001209191-20-013625 · doc4.xml · derivative · entry 3

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,525

Underlying: Stock Options · 37,525 shares

Expires 2027-05-25

F3 · kind: On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 11:00 UTC
Castagna MichaelDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 57,750 $1.52 Strike: $1.52 $87,780.00
Disclosure

SEC source: 0001209191-20-013625 · doc4.xml · derivative · entry 2

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,750

Underlying: Stock Options · 57,750 shares

Expires 2027-05-29

F2 · kind: On May 29, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 11:00 UTC
Castagna MichaelDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 50,000 $4.55 Strike: $4.55 $227,500.00
Disclosure

SEC source: 0001209191-20-013625 · doc4.xml · derivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Stock Options · 50,000 shares

Expires 2026-05-19

F1 · kind: On May 19, 2016, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option.

Read SEC document
February 25, 2020 Filed Feb 28, 2020 11:00 UTC
McCauley PatrickChief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 45,025 $1.47 Strike: $1.47 $66,186.75
Disclosure

SEC source: 0001209191-20-013623 · doc4.xml · derivative · entry 1

McCauley Patrick · CIK 0001712607 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,025

Underlying: Stock Options · 45,025 shares

Expires 2027-08-24

F1 · kind: On August 24, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 25, 2020, one of the defined performance milestones was met, resulting in the partial vesting of the option.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.