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3M CO

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0000066740
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847

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025045
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2019 Filed Dec 2, 2019 21:44 UTC
Vale Michael G.Executive Vice President
Exercise / conversionCommon Stock 12,646 $169.77 $2,146,911.42
Disclosure

SEC source: 0001127602-19-033997 · form4.xml · nonDerivative · entry 1

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,456.4617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 22:56 UTC
Roman Michael FDirector · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 12,646 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034009 · form4.xml · derivative · entry 3

Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of 3M common stock, and converted into common stock on the vesting date.

F2 · derivative.exercise_date: The restricted stock units vest 100% five years from the grant date of December 1, 2014.

F2 · derivative.expiration_date: The restricted stock units vest 100% five years from the grant date of December 1, 2014.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 22:56 UTC
Roman Michael FDirector · Chairman, President & CEO
Tax withholdingCommon Stock 6,222 $169.77 $1,056,308.94
Disclosure

SEC source: 0001127602-19-034009 · form4.xml · nonDerivative · entry 2

Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,066.3905

Read SEC document
November 29, 2019 Filed Dec 2, 2019 22:56 UTC
Roman Michael FDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 12,646 $169.77 $2,146,911.42
Disclosure

SEC source: 0001127602-19-034009 · form4.xml · nonDerivative · entry 1

Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,288.3905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 19:50 UTC
Bushman Julie LExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 12,646 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034087 · form4.xml · derivative · entry 5

Bushman Julie L · CIK 0001518599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of 3M common stock, and converted into common stock on the vesting day.

F3 · derivative.exercise_date: The restricted stock units vest 100% five years from the grant date of December 1, 2014.

F3 · derivative.expiration_date: The restricted stock units vest 100% five years from the grant date of December 1, 2014.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 19:50 UTC
Bushman Julie LExecutive Vice President
Tax withholdingCommon Stock 5,767 $169.77 $979,063.59
Disclosure

SEC source: 0001127602-19-034087 · form4.xml · nonDerivative · entry 2

Bushman Julie L · CIK 0001518599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,530.733

Read SEC document
November 29, 2019 Filed Dec 3, 2019 19:50 UTC
Bushman Julie LExecutive Vice President
Exercise / conversionCommon Stock 12,646 $169.77 $2,146,911.42
Disclosure

SEC source: 0001127602-19-034087 · form4.xml · nonDerivative · entry 1

Bushman Julie L · CIK 0001518599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,297.733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 17:25 UTC
Silberhorn Ty RSenior Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,634 $0.00 Strike: $87.89 $0.00
Disclosure

SEC source: 0001127602-19-032722 · form4.xml · derivative · entry 3

Silberhorn Ty R · CIK 0001772760 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,634 shares

Expires 2022-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 17:25 UTC
Silberhorn Ty RSenior Vice President
SaleCommon Stock 1,634 $170.72 $278,949.62
Disclosure

SEC source: 0001127602-19-032722 · form4.xml · nonDerivative · entry 2

Silberhorn Ty R · CIK 0001772760 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332.5037

Read SEC document
November 13, 2019 Filed Nov 14, 2019 17:25 UTC
Silberhorn Ty RSenior Vice President
Exercise / conversionCommon Stock 1,634 $87.89 $143,612.26
Disclosure

SEC source: 0001127602-19-032722 · form4.xml · nonDerivative · entry 1

Silberhorn Ty R · CIK 0001772760 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,966.5037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 16:06 UTC
Ashish Khandpur KExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,362 $0.00 Strike: $78.72 $0.00
Disclosure

SEC source: 0001127602-19-031993 · form4.xml · derivative · entry 5

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,362 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 16:06 UTC
Ashish Khandpur KExecutive Vice President
SaleCommon Stock 3,362 $174.20 $585,651.32
Disclosure

SEC source: 0001127602-19-031993 · form4.xml · nonDerivative · entry 2

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,625.7954

Read SEC document
November 05, 2019 Filed Nov 6, 2019 16:06 UTC
Ashish Khandpur KExecutive Vice President
Exercise / conversionCommon Stock 3,362 $78.72 $264,656.64
Disclosure

SEC source: 0001127602-19-031993 · form4.xml · nonDerivative · entry 1

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,987.7954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 15:49 UTC
Hammes Eric D.Senior Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,341 $0.00 Strike: $78.72 $0.00
Disclosure

SEC source: 0001127602-19-031988 · form4.xml · derivative · entry 3

Hammes Eric D. · CIK 0001610493 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,341 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 15:49 UTC
Hammes Eric D.Senior Vice President
SaleCommon Stock 1,341 $174.25 $233,668.71
Disclosure

SEC source: 0001127602-19-031988 · form4.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,179.2047

Read SEC document
November 05, 2019 Filed Nov 6, 2019 15:49 UTC
Hammes Eric D.Senior Vice President
Exercise / conversionCommon Stock 1,341 $78.72 $105,563.52
Disclosure

SEC source: 0001127602-19-031988 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,520.2047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
November 05, 2019 Filed Jan 3, 2020 20:08 UTC
Rutherford Denise RSenior Vice President
GiftCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000518 · form5.xml · nonDerivative · entry 1

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,993.3042

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 17:55 UTC GrantCommon Stock 19.964 $169.06 $3,375.11
Disclosure

SEC source: 0001127602-19-031242 · form4.xml · nonDerivative · entry 2

Moyo Dambisa F · CIK 0001656418 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 91.482

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 17:55 UTC GrantCommon Stock 19.964 $169.06 $3,375.11
Disclosure

SEC source: 0001127602-19-031242 · form4.xml · nonDerivative · entry 1

Moyo Dambisa F · CIK 0001656418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,392.747

Read SEC document
October 29, 2019 Filed Oct 30, 2019 17:40 UTC GrantCommon Stock 99.817 $169.06 $16,875.06
Disclosure

SEC source: 0001127602-19-031240 · form4.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 4,908.775

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 17:26 UTC GrantCommon Stock 229.209 $169.06 $38,750.07
Disclosure

SEC source: 0001127602-19-031234 · form4.xml · nonDerivative · entry 1

Kent Ahmet Muhtar · CIK 0001324132 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 13,107.738

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 17:10 UTC GrantCommon Stock 229.209 $169.06 $38,750.07
Disclosure

SEC source: 0001127602-19-031232 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 36,439.159

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 17:02 UTC GrantCommon Stock 280.966 $169.06 $47,500.11
Disclosure

SEC source: 0001127602-19-031230 · form4.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 42,025.306

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 16:52 UTC GrantCommon Stock 199.634 $169.06 $33,750.12
Disclosure

SEC source: 0001127602-19-031228 · form4.xml · nonDerivative · entry 1

LIDDY EDWARD M · CIK 0001188983 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 58,293.833

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
August 08, 2019 Filed Jan 3, 2020 20:27 UTC
Roman Michael FDirector · Chairman, President & CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000570 · form5.xml · nonDerivative · entry 1

Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,246.3325

Read SEC document
August 02, 2019 Filed Aug 5, 2019 18:51 UTC
Banovetz John PatrickSr Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,040 $0.00 Strike: $78.72 $0.00
Disclosure

SEC source: 0001127602-19-025998 · form4.xml · derivative · entry 3

Banovetz John Patrick · CIK 0001711228 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,040 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2019 Filed Aug 5, 2019 18:51 UTC
Banovetz John PatrickSr Vice President
SaleCommon Stock 1,040 $170.40 $177,212.78
Disclosure

SEC source: 0001127602-19-025998 · form4.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,934.4159

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
August 02, 2019 Filed Aug 5, 2019 18:51 UTC
Banovetz John PatrickSr Vice President
Exercise / conversionCommon Stock 1,040 $78.72 $81,868.80
Disclosure

SEC source: 0001127602-19-025998 · form4.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,974.4159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Jul 31, 2019 22:12 UTC GrantCommon Stock 190.937 $176.76 $33,750.02
Disclosure

SEC source: 0001127602-19-025564 · form4.xml · nonDerivative · entry 1

LIDDY EDWARD M · CIK 0001188983 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 57,600.681

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
July 30, 2019 Filed Jul 31, 2019 21:12 UTC GrantCommon Stock 219.224 $176.76 $38,750.03
Disclosure

SEC source: 0001127602-19-025546 · form4.xml · nonDerivative · entry 1

Kent Ahmet Muhtar · CIK 0001324132 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 12,769.116

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
July 30, 2019 Filed Jul 31, 2019 21:01 UTC GrantCommon Stock 219.224 $176.76 $38,750.03
Disclosure

SEC source: 0001127602-19-025544 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 35,902.326

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
July 30, 2019 Filed Jul 31, 2019 20:21 UTC GrantCommon Stock 268.726 $176.76 $47,500.01
Disclosure

SEC source: 0001127602-19-025521 · form4.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 41,389.713

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 16:35 UTC GrantCommon Stock 19.094 $176.76 $3,375.06
Disclosure

SEC source: 0001127602-19-025608 · form4.xml · nonDerivative · entry 2

Moyo Dambisa F · CIK 0001656418 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 63.539

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 16:35 UTC GrantCommon Stock 19.094 $176.76 $3,375.06
Disclosure

SEC source: 0001127602-19-025608 · form4.xml · nonDerivative · entry 1

Moyo Dambisa F · CIK 0001656418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372.783

Read SEC document
July 30, 2019 Filed Aug 1, 2019 16:10 UTC GrantCommon Stock 95.469 $176.76 $16,875.10
Disclosure

SEC source: 0001127602-19-025603 · form4.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,095.469

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
July 03, 2019 Filed Jun 23, 2020 15:27 UTC GrantCom 36,194 $136.51 $4,940,842.94
Disclosure

SEC source: 0001749958-20-000009 · primary_doc.xml · nonDerivative · entry 1

Piper and Piper N.A. · CIK 0001749958 · IVM001

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Read SEC document
July 01, 2019 Filed Jul 2, 2019 15:23 UTC
Hammes Eric D.Senior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,384 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023366 · form4.xml · derivative · entry 3

Hammes Eric D. · CIK 0001610493 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in equal installments on July 1, 2017 and July 1, 2019.

F2 · derivative.expiration_date: The restricted stock units will vest in equal installments on July 1, 2017 and July 1, 2019.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 15:23 UTC
Hammes Eric D.Senior Vice President
Tax withholdingCommon Stock 632 $174.51 $110,290.32
Disclosure

SEC source: 0001127602-19-023366 · form4.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,147.2717

Read SEC document
July 01, 2019 Filed Jul 2, 2019 15:23 UTC
Hammes Eric D.Senior Vice President
Exercise / conversionCommon Stock 1,384 $174.51 $241,521.84
Disclosure

SEC source: 0001127602-19-023366 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,779.2717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2019 Filed May 20, 2019 18:40 UTC
Delgado JoaquinExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,400 $0.00 Strike: $89.47 $0.00
Disclosure

SEC source: 0001127602-19-019130 · form4.xml · derivative · entry 4

Delgado Joaquin · CIK 0001465913 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,706

Underlying: Common Stock · 5,400 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/8/2011).

Read SEC document
May 17, 2019 Filed May 20, 2019 18:40 UTC
Delgado JoaquinExecutive Vice President
SaleCommon Stock 5,400 $169.68 $916,245.00
Disclosure

SEC source: 0001127602-19-019130 · form4.xml · nonDerivative · entry 2

Delgado Joaquin · CIK 0001465913 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,692.4491

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
May 17, 2019 Filed May 20, 2019 18:40 UTC
Delgado JoaquinExecutive Vice President
Exercise / conversionCommon Stock 5,400 $89.47 $483,138.00
Disclosure

SEC source: 0001127602-19-019130 · form4.xml · nonDerivative · entry 1

Delgado Joaquin · CIK 0001465913 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,092.4491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2019 Filed May 20, 2019 14:56 UTC PurchaseCommon Stock 1,200 $169.50 $203,400.00
Disclosure

SEC source: 0001127602-19-019106 · form4.xml · nonDerivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

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May 14, 2019 Filed May 15, 2019 20:37 UTC
Hood AmyDirector
GrantCommon Stock 976.619 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018573 · form4.xml · nonDerivative · entry 1

Hood Amy · CIK 0001576843 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 2,085.274

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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May 14, 2019 Filed May 15, 2019 20:32 UTC GrantCommon Stock 976.619 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018571 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 35,381.436

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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May 14, 2019 Filed May 15, 2019 20:44 UTC GrantCommon Stock 976.619 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018575 · form4.xml · nonDerivative · entry 1

Kent Ahmet Muhtar · CIK 0001324132 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 12,443.794

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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May 14, 2019 Filed May 15, 2019 21:06 UTC GrantCommon Stock 976.619 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018583 · form4.xml · nonDerivative · entry 1

Moyo Dambisa F · CIK 0001656418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,345.363

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May 14, 2019 Filed May 15, 2019 21:12 UTC GrantCommon Stock 976.619 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018585 · form4.xml · nonDerivative · entry 1

WOERTZ PATRICIA A · CIK 0001194945 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 976.619

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

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May 14, 2019 Filed May 15, 2019 19:38 UTC GrantCommon Stock 976.619 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018548 · form4.xml · nonDerivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 4,147.515

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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May 14, 2019 Filed May 15, 2019 20:13 UTC GrantCommon Stock 976.619 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018558 · form4.xml · nonDerivative · entry 1

BROWN THOMAS K · CIK 0001190838 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 6,582.335

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.