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Nasdaq · USD

MKTX

MARKETAXESS HOLDINGS INC

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3821
SEC CIK
0001278021
Parsed reports
469

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202601
Feb 202601
Mar 202601
Apr 202601
May 202601
Jun 202601
Jul 202601
Aug 202601
Sep 202602
Oct 202601

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2017 Filed May 3, 2017 16:07 UTC
McVey Richard MDirector · Chairman & CEO
Exercise / conversionCommon Stock, par value $0.003 per share 20,000 $10.93 $218,600.00
Disclosure

SEC source: 0001012975-17-000364 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 16:28 UTC
DELISE ANTONIO LChief Financial Officer
SaleCommon Stock, par value $0.003 per share 8,000 $189.57 $1,516,576.00
Disclosure

SEC source: 0001012975-17-000133 · edgar.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,576

F1 · price: The transactions were executed in multiple trades at prices ranging from $189.26 to $190.01. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 21:27 UTC SaleCommon Stock, par value $0.003 per share 12,000 $189.01 $2,268,084.00
Disclosure

SEC source: 0001012975-17-000132 · edgar.xml · nonDerivative · entry 1

Hersch Ronald M · CIK 0001307413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,981

F1 · price: The transactions were executed in multiple trades at prices ranging from $188.77 to $189.435. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 09, 2017 Filed Feb 9, 2017 16:06 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 787 $188.69 $148,498.24
Disclosure

SEC source: 0001012975-17-000101 · edgar.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062,844

F4 · price: The transactions were executed in multiple trades at prices ranging from $188.52 to $189.03. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 09, 2017 Filed Feb 9, 2017 16:06 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 8,900 $187.73 $1,670,797.00
Disclosure

SEC source: 0001012975-17-000101 · edgar.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,063,631

F3 · price: The transactions were executed in multiple trades at prices ranging from $187.50 to $188.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 16:06 UTC
Themelis NicholasChief Information Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,468 $0.00 Strike: $10.93 $0.00
Disclosure

SEC source: 0001012975-17-000106 · edgar.xml · derivative · entry 5

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,596

Underlying: Common Stock · 10,468 shares

Expires 2018-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The employee stock option is currently exercisable.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 16:06 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 2,606 $189.07 $492,703.91
Disclosure

SEC source: 0001012975-17-000106 · edgar.xml · nonDerivative · entry 4

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,167

F3 · price: The transactions were executed in multiple trades at prices ranging from $188.86 to $189.38. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 16:06 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 5,560 $188.17 $1,046,219.08
Disclosure

SEC source: 0001012975-17-000106 · edgar.xml · nonDerivative · entry 3

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,773

F2 · price: The transactions were executed in multiple trades at prices ranging from $187.84 to $188.83. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 16:06 UTC
Themelis NicholasChief Information Officer
SaleCommon Stock, par value $0.003 per share 2,302 $187.29 $431,138.59
Disclosure

SEC source: 0001012975-17-000106 · edgar.xml · nonDerivative · entry 2

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,333

F1 · price: The transactions were executed in multiple trades at prices ranging from $186.73 to $187.72. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 09, 2017 Filed Feb 10, 2017 16:06 UTC
Themelis NicholasChief Information Officer
Exercise / conversionCommon Stock, par value $0.003 per share 10,468 $10.93 $114,415.24
Disclosure

SEC source: 0001012975-17-000106 · edgar.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2017 Filed Feb 9, 2017 16:06 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 506 $187.55 $94,898.28
Disclosure

SEC source: 0001012975-17-000101 · edgar.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072,531

F2 · price: The transactions were executed in multiple trades at prices ranging from $187.50 to $187.60. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:09 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $16.99 $0.00
Disclosure

SEC source: 0001012975-17-000096 · edgar.xml · derivative · entry 3

Steinhardt John · CIK 0001296971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2017-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was fully exercisable.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:09 UTC SaleCommon Stock, par value $0.003 per share 2,500 $190.04 $475,100.00
Disclosure

SEC source: 0001012975-17-000096 · edgar.xml · nonDerivative · entry 2

Steinhardt John · CIK 0001296971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,096

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:09 UTC Exercise / conversionCommon Stock, par value $0.003 per share 2,500 $16.99 $42,475.00
Disclosure

SEC source: 0001012975-17-000096 · edgar.xml · nonDerivative · entry 1

Steinhardt John · CIK 0001296971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:07 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $16.99 $0.00
Disclosure

SEC source: 0001012975-17-000094 · edgar.xml · derivative · entry 6

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2017-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was fully exercisable.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:07 UTC SaleCommon Stock, par value $0.003 per share 2,870 $189.98 $545,254.08
Disclosure

SEC source: 0001012975-17-000094 · edgar.xml · nonDerivative · entry 5

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 25,477

F2 · price: The transactions were executed in multiple trades at prices ranging from $189.455 to $190.35. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:07 UTC SaleCommon Stock, par value $0.003 per share 2,500 $189.99 $474,964.00
Disclosure

SEC source: 0001012975-17-000094 · edgar.xml · nonDerivative · entry 4

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 28,347

F1 · price: The transactions were executed in multiple trades at prices ranging from $189.455 to $190.24. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:07 UTC GiftCommon Stock, par value $0.003 per share 2,500 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000094 · edgar.xml · nonDerivative · entry 3

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 30,847

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:07 UTC GiftCommon Stock, par value $0.003 per share 2,500 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000094 · edgar.xml · nonDerivative · entry 2

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:07 UTC Exercise / conversionCommon Stock, par value $0.003 per share 2,500 $16.99 $42,475.00
Disclosure

SEC source: 0001012975-17-000094 · edgar.xml · nonDerivative · entry 1

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 16:06 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 8,636 $189.71 $1,638,371.83
Disclosure

SEC source: 0001012975-17-000101 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,073,037

F1 · price: The transactions were executed in multiple trades at prices ranging from $189.50 to $190.06. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:05 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 1,388 $187.25 $259,903.00
Disclosure

SEC source: 0001012975-17-000073 · edgar.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,081,673

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:05 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 4,312 $187.25 $807,422.00
Disclosure

SEC source: 0001012975-17-000073 · edgar.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,083,061

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:05 UTC
McVey Richard MDirector · Chairman & CEO
Tax withholdingCommon Stock, par value $0.003 per share 3,813 $187.25 $713,984.25
Disclosure

SEC source: 0001012975-17-000073 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087,373

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:09 UTC
Themelis NicholasChief Information Officer
Tax withholdingCommon Stock, par value $0.003 per share 429 $187.25 $80,330.25
Disclosure

SEC source: 0001012975-17-000077 · edgar.xml · nonDerivative · entry 6

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,167

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. Themelis.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:09 UTC
Themelis NicholasChief Information Officer
Tax withholdingCommon Stock, par value $0.003 per share 1,411 $187.25 $264,209.75
Disclosure

SEC source: 0001012975-17-000077 · edgar.xml · nonDerivative · entry 5

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,596

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. Themelis.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:09 UTC
Themelis NicholasChief Information Officer
Tax withholdingCommon Stock, par value $0.003 per share 371 $187.25 $69,469.75
Disclosure

SEC source: 0001012975-17-000077 · edgar.xml · nonDerivative · entry 4

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,007

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:09 UTC
Themelis NicholasChief Information Officer
Tax withholdingCommon Stock, par value $0.003 per share 1,152 $187.25 $215,712.00
Disclosure

SEC source: 0001012975-17-000077 · edgar.xml · nonDerivative · entry 3

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,378

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:09 UTC
Themelis NicholasChief Information Officer
Tax withholdingCommon Stock, par value $0.003 per share 1,375 $187.25 $257,468.75
Disclosure

SEC source: 0001012975-17-000077 · edgar.xml · nonDerivative · entry 2

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,530

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. Themelis.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:09 UTC
Themelis NicholasChief Information Officer
Tax withholdingCommon Stock, par value $0.003 per share 954 $187.25 $178,636.50
Disclosure

SEC source: 0001012975-17-000077 · edgar.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,905

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:07 UTC
DELISE ANTONIO LChief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 39 $187.25 $7,302.75
Disclosure

SEC source: 0001012975-17-000075 · edgar.xml · nonDerivative · entry 4

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,576

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. DeLise.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:07 UTC
DELISE ANTONIO LChief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 89 $187.25 $16,665.25
Disclosure

SEC source: 0001012975-17-000075 · edgar.xml · nonDerivative · entry 3

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,615

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:07 UTC
DELISE ANTONIO LChief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 276 $187.25 $51,681.00
Disclosure

SEC source: 0001012975-17-000075 · edgar.xml · nonDerivative · entry 2

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,704

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 16:07 UTC
DELISE ANTONIO LChief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 257 $187.25 $48,123.25
Disclosure

SEC source: 0001012975-17-000075 · edgar.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,980

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 16:08 UTC
McVey Richard MDirector · Chairman & CEO
GrantCommon Stock, par value $0.003 per share 16,765 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-17-000060 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,091,186

F1 · price: Settlement of performance shares granted January 15, 2016 pursuant to the Issuer's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2018 and January 31, 2019.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 16:06 UTC
Themelis NicholasChief Information Officer
GrantCommon Stock, par value $0.003 per share 1,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-17-000058 · edgar.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,859

F1 · price: Settlement of performance shares granted January 15, 2016 pursuant to the Issuer's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2018 and January 31, 2019.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 16:12 UTC
DELISE ANTONIO LChief Financial Officer
GrantCommon Stock, par value $0.003 per share 230 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-17-000062 · edgar.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,237

F1 · price: Settlement of performance shares granted January 15, 2016 pursuant to the Issuer's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2018 and January 31, 2019.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 16:12 UTC
Themelis NicholasChief Information Officer
GrantEmployee Stock Option (right to buy) · Derivative 3,830 $0.00 Strike: $156.85 $0.00
Disclosure

SEC source: 0001012975-17-000049 · edgar.xml · derivative · entry 2

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,830

Underlying: Common Stock · 3,830 shares

Expires 2023-01-15

F2 · derivative.exercise_date: The options will vest in three installments of 34% on January 31, 2018, and 33% on each of January 31, 2019 and January 31, 2020.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 16:12 UTC
Themelis NicholasChief Information Officer
GrantCommon Stock, par value $0.003 per share 972 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-17-000049 · edgar.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,026

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2018, and 33% on each of January 31, 2019 and January 31, 2020.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 16:09 UTC
McVey Richard MDirector · Chairman & CEO
GrantEmployee Stock Option (right to buy) · Derivative 24,515 $0.00 Strike: $156.85 $0.00
Disclosure

SEC source: 0001012975-17-000047 · edgar.xml · derivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,515

Underlying: Common Stock · 24,515 shares

Expires 2023-01-15

F2 · derivative.exercise_date: The options will vest in three installments of 34% on January 31, 2018, and 33% on each of January 31, 2019 and January 31, 2020.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 16:09 UTC
McVey Richard MDirector · Chairman & CEO
GrantCommon Stock, par value $0.003 per share 6,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-17-000047 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074,421

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2018, and 33% on each of January 31, 2019 and January 31, 2020.

Read SEC document
January 15, 2017 Filed Jan 18, 2017 16:07 UTC
DELISE ANTONIO LChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 2,821 $0.00 Strike: $156.85 $0.00
Disclosure

SEC source: 0001012975-17-000045 · edgar.xml · derivative · entry 3

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,821

Underlying: Common Stock · 2,821 shares

Expires 2023-01-15

F3 · derivative.exercise_date: The options will vest in three installments of 34% on January 31, 2018, and 33% on each of January 31, 2019 and January 31, 2020.

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January 15, 2017 Filed Jan 18, 2017 16:07 UTC
DELISE ANTONIO LChief Financial Officer
GrantCommon Stock, par value $0.003 per share 716 Not disclosed Not disclosed
Disclosure

SEC source: 0001012975-17-000045 · edgar.xml · nonDerivative · entry 2

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,007

F2 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2018, and 33% on each of January 31, 2019 and January 31, 2020.

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January 15, 2017 Filed Jan 18, 2017 16:07 UTC
DELISE ANTONIO LChief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 1,203 $156.85 $188,690.55
Disclosure

SEC source: 0001012975-17-000045 · edgar.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,291

F1 · shares: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.

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January 12, 2017 Filed Jan 13, 2017 21:07 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,187 $0.00 Strike: $10.77 $0.00
Disclosure

SEC source: 0001012975-17-000041 · edgar.xml · derivative · entry 2

Hersch Ronald M · CIK 0001307413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,187 shares

Expires 2019-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully exercisable.

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January 12, 2017 Filed Jan 13, 2017 21:07 UTC Exercise / conversionCommon Stock, par value $0.003 per share 3,187 $10.77 $34,323.99
Disclosure

SEC source: 0001012975-17-000041 · edgar.xml · nonDerivative · entry 1

Hersch Ronald M · CIK 0001307413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 06, 2017 Filed Jan 9, 2017 21:11 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,225 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0001012975-17-000025 · edgar.xml · derivative · entry 2

Hersch Ronald M · CIK 0001307413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,225 shares

Expires 2018-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully exercisable.

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January 06, 2017 Filed Jan 9, 2017 21:11 UTC Exercise / conversionCommon Stock, par value $0.003 per share 4,225 $9.72 $41,067.00
Disclosure

SEC source: 0001012975-17-000025 · edgar.xml · nonDerivative · entry 1

Hersch Ronald M · CIK 0001307413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 29, 2016 Filed Dec 29, 2016 16:17 UTC GiftCommon Stock, par value $0.003 per share 1,300 $0.00 $0.00
Disclosure

SEC source: 0001012975-16-001637 · edgar.xml · nonDerivative · entry 1

Casper Stephen P · CIK 0001296969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,868

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December 12, 2016 Filed Dec 14, 2016 16:06 UTC
McVey Richard MDirector · Chairman & CEO
GiftCommon Stock, par value $0.003 per share 20,000 $0.00 $0.00
Disclosure

SEC source: 0001012975-16-001625 · edgar.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,068,199

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.