Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MARKETAXESS HOLDINGS INCMKTX · Entity 3821 | Director | December 09, 2020 | December 09, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MARKETAXESS HOLDINGS INC
Report date December 09, 2020 · Filed December 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.003 per shareSEC Table I · non-derivative | Direct | 21,313 |
Reported balance
After 2020-12-09 transaction · row 1
1 source rowRow 1 · 2020-12-09 · Gift · Disposed 961 · Balance 21,313 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2020 Filed Dec 9, 2020 16:35 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GiftCommon Stock, par value $0.003 per share | 961 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062519 · doc4.xml · nonDerivative · entry 1 Steinhardt John · CIK 0001296971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,313 Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 17:00 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 238 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036652 · doc4.xml · nonDerivative · entry 1 Steinhardt John · CIK 0001296971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,274 F1 · price: Represents a grant of restricted stock pursuant to the Company's 2020 Equity Incentive Plan. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 16:18 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 324 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044022 · doc4.xml · nonDerivative · entry 1 Steinhardt John · CIK 0001296971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,036 F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 16:19 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionStock Option (right to buy) · Derivative | 3,187 | $0.00 Strike: $10.77 | $0.00 |
DisclosureSEC source: 0001012975-19-000133 · edgar.xml · derivative · entry 3 Steinhardt John · CIK 0001296971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,187 shares Expires 2019-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options were fully exercisable. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 16:19 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 3,187 | $215.62 | $687,180.94 |
DisclosureSEC source: 0001012975-19-000133 · edgar.xml · nonDerivative · entry 2 Steinhardt John · CIK 0001296971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,712 Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 16:19 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 3,187 | $10.77 | $34,323.99 |
DisclosureSEC source: 0001012975-19-000133 · edgar.xml · nonDerivative · entry 1 Steinhardt John · CIK 0001296971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 17:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GiftCommon Stock, par value $0.003 per share | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-18-001213 · edgar.xml · nonDerivative · entry 1 Steinhardt John · CIK 0001296971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,712 Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:18 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 598 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-18-001000 · edgar.xml · nonDerivative · entry 1 Steinhardt John · CIK 0001296971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,212 F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 16:06 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionStock Option (right to buy) · Derivative | 4,225 | $0.00 Strike: $9.72 | $0.00 |
DisclosureSEC source: 0001012975-17-000848 · edgar.xml · derivative · entry 3 Steinhardt John · CIK 0001296971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,225 shares Expires 2018-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options were fully exercisable. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 16:06 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 4,225 | $174.00 | $735,136.90 |
DisclosureSEC source: 0001012975-17-000848 · edgar.xml · nonDerivative · entry 2 Steinhardt John · CIK 0001296971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,614 F1 · price: The transaction was executed in multiple trades at prices ranging from $173.99 to $174.12. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 16:06 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 4,225 | $9.72 | $41,067.00 |
DisclosureSEC source: 0001012975-17-000848 · edgar.xml · nonDerivative · entry 1 Steinhardt John · CIK 0001296971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 16:16 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 518 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-17-000612 · edgar.xml · nonDerivative · entry 1 Steinhardt John · CIK 0001296971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,614 F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 16:09 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $16.99 | $0.00 |
DisclosureSEC source: 0001012975-17-000096 · edgar.xml · derivative · entry 3 Steinhardt John · CIK 0001296971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2017-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option was fully exercisable. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 16:09 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 2,500 | $190.04 | $475,100.00 |
DisclosureSEC source: 0001012975-17-000096 · edgar.xml · nonDerivative · entry 2 Steinhardt John · CIK 0001296971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,096 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 16:09 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 2,500 | $16.99 | $42,475.00 |
DisclosureSEC source: 0001012975-17-000096 · edgar.xml · nonDerivative · entry 1 Steinhardt John · CIK 0001296971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 16:04 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GiftCommon Stock, par value $0.003 per share | 7,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-16-001601 · edgar.xml · nonDerivative · entry 1 Steinhardt John · CIK 0001296971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,096 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.