Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MARKETAXESS HOLDINGS INCMKTX · Entity 3821 | Director · Executive Chairman | November 12, 2024 | November 14, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MARKETAXESS HOLDINGS INC
Report date November 12, 2024 · Filed November 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.003 per shareSEC Table I · non-derivative | Direct | 562,029 |
Ending reported balance
After 2024-11-14 transaction · row 13
13 source rows · reconciled sequenceRow 1 · 2024-11-12 · Sale · Disposed 8,573 · Balance 603,456 F1: The transactions were executed in multiple trades at prices ranging from $270.49 to $271.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 2 · 2024-11-12 · Sale · Disposed 7,266 · Balance 596,190 F2: The transactions were executed in multiple trades at prices ranging from $271.49 to $272.48. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 3 · 2024-11-12 · Sale · Disposed 3,233 · Balance 592,957 F3: The transactions were executed in multiple trades at prices ranging from $272.51 to $273.42. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 4 · 2024-11-12 · Sale · Disposed 928 · Balance 592,029 F4: The transactions were executed in multiple trades at prices ranging from $273.56 to $274.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 5 · 2024-11-13 · Sale · Disposed 8,159 · Balance 583,870 F5: The transactions were executed in multiple trades at prices ranging from $267.12 to $268.10. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 6 · 2024-11-13 · Sale · Disposed 1,937 · Balance 581,933 F6: The transactions were executed in multiple trades at prices ranging from $268.12 to $269.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 7 · 2024-11-13 · Sale · Disposed 1,474 · Balance 580,459 F7: The transactions were executed in multiple trades at prices ranging from $269.20 to $270.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 8 · 2024-11-13 · Sale · Disposed 949 · Balance 579,510 F8: The transactions were executed in multiple trades at prices ranging from $270.31 to $271.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 9 · 2024-11-13 · Sale · Disposed 5,143 · Balance 574,367 F9: The transactions were executed in multiple trades at prices ranging from $271.33 to $272.32. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 10 · 2024-11-13 · Sale · Disposed 2,188 · Balance 572,179 F10: The transactions were executed in multiple trades at prices ranging from $272.34 to $272.93. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 11 · 2024-11-13 · Sale · Disposed 150 · Balance 572,029 F11: The transactions were executed in multiple trades at prices ranging from $273.53 to $273.56. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 12 · 2024-11-14 · Sale · Disposed 6,710 · Balance 565,319 F12: The transactions were executed in multiple trades at prices ranging from $266.83 to $267.82. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 13 · 2024-11-14 · Sale · Disposed 3,290 · Balance 562,029 F13: The transactions were executed in multiple trades at prices ranging from $267.84 to $268.71. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. |
| Common Stock, par value $0.003 per shareSEC Table I · non-derivative | IndirectBy Immediate Family Members | 2,000 |
Reported balance
Holding disclosure · report date 2024-11-12 · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · Balance 2,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions were executed in multiple trades at prices ranging from $270.49 to $271.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F2: The transactions were executed in multiple trades at prices ranging from $271.49 to $272.48. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F3: The transactions were executed in multiple trades at prices ranging from $272.51 to $273.42. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F4: The transactions were executed in multiple trades at prices ranging from $273.56 to $274.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F5: The transactions were executed in multiple trades at prices ranging from $267.12 to $268.10. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F6: The transactions were executed in multiple trades at prices ranging from $268.12 to $269.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F7: The transactions were executed in multiple trades at prices ranging from $269.20 to $270.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F8: The transactions were executed in multiple trades at prices ranging from $270.31 to $271.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F9: The transactions were executed in multiple trades at prices ranging from $271.33 to $272.32. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F10: The transactions were executed in multiple trades at prices ranging from $272.34 to $272.93. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F11: The transactions were executed in multiple trades at prices ranging from $273.53 to $273.56. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F12: The transactions were executed in multiple trades at prices ranging from $266.83 to $267.82. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F13: The transactions were executed in multiple trades at prices ranging from $267.84 to $268.71. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2024 Filed Nov 14, 2024 17:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 3,290 | $268.13 | $882,147.70 |
DisclosureSEC source: 0000950170-24-127179 · ownership.xml · nonDerivative · entry 13 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 562,029 F13 · price: The transactions were executed in multiple trades at prices ranging from $267.84 to $268.71. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| November 14, 2024 Filed Nov 14, 2024 17:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 6,710 | $267.45 | $1,794,589.50 |
DisclosureSEC source: 0000950170-24-127179 · ownership.xml · nonDerivative · entry 12 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 565,319 F12 · price: The transactions were executed in multiple trades at prices ranging from $266.83 to $267.82. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| November 13, 2024 Filed Nov 14, 2024 17:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 150 | $273.54 | $41,031.00 |
DisclosureSEC source: 0000950170-24-127179 · ownership.xml · nonDerivative · entry 11 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 572,029 F11 · price: The transactions were executed in multiple trades at prices ranging from $273.53 to $273.56. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| November 13, 2024 Filed Nov 14, 2024 17:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 2,188 | $272.64 | $596,536.32 |
DisclosureSEC source: 0000950170-24-127179 · ownership.xml · nonDerivative · entry 10 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 572,179 F10 · price: The transactions were executed in multiple trades at prices ranging from $272.34 to $272.93. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| November 13, 2024 Filed Nov 14, 2024 17:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 5,143 | $271.74 | $1,397,558.82 |
DisclosureSEC source: 0000950170-24-127179 · ownership.xml · nonDerivative · entry 9 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 574,367 F9 · price: The transactions were executed in multiple trades at prices ranging from $271.33 to $272.32. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| November 13, 2024 Filed Nov 14, 2024 17:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 949 | $271.00 | $257,179.00 |
DisclosureSEC source: 0000950170-24-127179 · ownership.xml · nonDerivative · entry 8 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 579,510 F8 · price: The transactions were executed in multiple trades at prices ranging from $270.31 to $271.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| November 13, 2024 Filed Nov 14, 2024 17:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 1,474 | $269.42 | $397,125.08 |
DisclosureSEC source: 0000950170-24-127179 · ownership.xml · nonDerivative · entry 7 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 580,459 F7 · price: The transactions were executed in multiple trades at prices ranging from $269.20 to $270.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| November 13, 2024 Filed Nov 14, 2024 17:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 1,937 | $268.63 | $520,336.31 |
DisclosureSEC source: 0000950170-24-127179 · ownership.xml · nonDerivative · entry 6 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 581,933 F6 · price: The transactions were executed in multiple trades at prices ranging from $268.12 to $269.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| November 13, 2024 Filed Nov 14, 2024 17:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 8,159 | $267.40 | $2,181,716.60 |
DisclosureSEC source: 0000950170-24-127179 · ownership.xml · nonDerivative · entry 5 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 583,870 F5 · price: The transactions were executed in multiple trades at prices ranging from $267.12 to $268.10. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 17:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 928 | $273.78 | $254,067.84 |
DisclosureSEC source: 0000950170-24-127179 · ownership.xml · nonDerivative · entry 4 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 592,029 F4 · price: The transactions were executed in multiple trades at prices ranging from $273.56 to $274.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 17:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 3,233 | $272.93 | $882,382.69 |
DisclosureSEC source: 0000950170-24-127179 · ownership.xml · nonDerivative · entry 3 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 592,957 F3 · price: The transactions were executed in multiple trades at prices ranging from $272.51 to $273.42. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 17:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 7,266 | $271.84 | $1,975,189.44 |
DisclosureSEC source: 0000950170-24-127179 · ownership.xml · nonDerivative · entry 2 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 596,190 F2 · price: The transactions were executed in multiple trades at prices ranging from $271.49 to $272.48. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 17:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 8,573 | $271.01 | $2,323,368.73 |
DisclosureSEC source: 0000950170-24-127179 · ownership.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 603,456 F1 · price: The transactions were executed in multiple trades at prices ranging from $270.49 to $271.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| May 22, 2024 Filed May 24, 2024 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GiftCommon Stock, par value $0.003 per share | 9,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-064601 · ownership.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 612,029 Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 17:00 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantStock Option (right to buy) · Derivative | 7,527 | $0.00 Strike: $220.50 | $0.00 |
DisclosureSEC source: 0000950170-24-016506 · ownership.xml · derivative · entry 3 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,527 Underlying: Common Stock · 7,527 shares Expires 2030-02-15 F2 · derivative.exercise_date: The stock options shall vest 34% on February 15, 2025, 33% on February 15, 2026, and 33% on February 15, 2027. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 17:00 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 2,611 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-016506 · ownership.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 621,329 F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on February 15, 2025, 33% on February 15, 2026, and 33% on February 15, 2027. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 652 | $274.33 | $178,863.16 |
DisclosureSEC source: 0000950170-24-010504 · ownership.xml · nonDerivative · entry 4 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 618,718 F3 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of performance stock units previously granted to the Reporting Person and previously certified by the Company's Compensation and Talent Committee. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 711 | $274.33 | $195,048.63 |
DisclosureSEC source: 0000950170-24-010504 · ownership.xml · nonDerivative · entry 3 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 619,370 F2 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by the Reporting Person. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 1,452 | $274.33 | $398,327.16 |
DisclosureSEC source: 0000950170-24-010504 · ownership.xml · nonDerivative · entry 2 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 620,081 F2 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by the Reporting Person. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 277 | $274.33 | $75,989.41 |
DisclosureSEC source: 0000950170-24-010504 · ownership.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 621,533 F1 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 1,277 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-005030 · ownership.xml · nonDerivative · entry 3 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 621,810 F2 · kind: On January 16, 2024, the Compensation and Talent Committee of the Board of Directors of the Issuer certified the performance metrics relating to the performance stock units granted to the Reporting Person on January 15, 2021. The performance stock units continue to be subject to a service condition that will be satisfied on January 31, 2024. Read SEC document |
| January 15, 2024 Filed Jan 17, 2024 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 10,923 | $268.98 | $2,938,068.54 |
DisclosureSEC source: 0000950170-24-005030 · ownership.xml · nonDerivative · entry 2 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 620,533 F1 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by the Reporting Person. Read SEC document |
| January 15, 2024 Filed Jan 17, 2024 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 14,558 | $268.98 | $3,915,810.84 |
DisclosureSEC source: 0000950170-24-005030 · ownership.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 631,456 F1 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by the Reporting Person. Read SEC document |
| January 10, 2024 Filed Jan 12, 2024 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionStock Option (right to buy) · Derivative | 16,037 | $0.00 Strike: $203.72 | $0.00 |
DisclosureSEC source: 0000950170-24-004234 · ownership.xml · derivative · entry 4 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.003 per share · 16,037 shares Expires 2024-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options were fully exercisable. Read SEC document |
| January 10, 2024 Filed Jan 12, 2024 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 6,368 | $272.38 | $1,734,515.84 |
DisclosureSEC source: 0000950170-24-004234 · ownership.xml · nonDerivative · entry 2 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 646,014 Read SEC document |
| January 10, 2024 Filed Jan 12, 2024 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 16,037 | $203.72 | $3,267,057.64 |
DisclosureSEC source: 0000950170-24-004234 · ownership.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 652,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2023 Filed Nov 9, 2023 16:30 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 10,108 | $223.01 | $2,254,185.08 |
DisclosureSEC source: 0001209191-23-054841 · doc4.xml · nonDerivative · entry 2 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 636,345 F1 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of shares of restricted stock previously granted to the Reporting Person. Read SEC document |
| November 08, 2023 Filed Nov 9, 2023 16:30 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 9,160 | $223.01 | $2,042,771.60 |
DisclosureSEC source: 0001209191-23-054841 · doc4.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 646,453 F1 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of shares of restricted stock previously granted to the Reporting Person. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantStock Option (right to buy) · Derivative | 7,243 | $0.00 Strike: $358.53 | $0.00 |
DisclosureSEC source: 0001209191-23-010563 · doc4.xml · derivative · entry 3 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,243 Underlying: Common Stock · 7,243 shares Expires 2029-02-15 F2 · derivative.exercise_date: The stock options shall vest 34% on February 15, 2024, 33% on February 15, 2025, and 33% on February 15, 2026. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 2,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010563 · doc4.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,613 F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on March 15, 2024, 33% on February 15, 2025, and 33% on February 15, 2026. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 277 | $363.85 | $100,786.45 |
DisclosureSEC source: 0001209191-23-006208 · doc4.xml · nonDerivative · entry 5 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,119 F3 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 2,343 | $363.85 | $852,500.55 |
DisclosureSEC source: 0001209191-23-006208 · doc4.xml · nonDerivative · entry 4 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,396 F2 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of performance shares previously granted to the Reporting Person. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 711 | $363.85 | $258,697.35 |
DisclosureSEC source: 0001209191-23-006208 · doc4.xml · nonDerivative · entry 3 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,739 F1 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by the Reporting Person. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 1,452 | $363.85 | $528,310.20 |
DisclosureSEC source: 0001209191-23-006208 · doc4.xml · nonDerivative · entry 2 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,450 F1 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by the Reporting Person. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 4,032 | $363.85 | $1,467,043.20 |
DisclosureSEC source: 0001209191-23-006208 · doc4.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,902 F1 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by the Reporting Person. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 4,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004239 · doc4.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,934 F1 · kind: On January 18, 2023, the Compensation and Talent Committee of the Board of Directors of the Issuer certified the performance metrics relating to the performance stock units granted to the Reporting Person on January 15, 2020. The performance stock units continue to be subject to a service condition that will be satisfied on January 31, 2023. Read SEC document |
| January 15, 2023 Filed Jan 17, 2023 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 32,238 | $329.02 | $10,606,946.76 |
DisclosureSEC source: 0001209191-23-003522 · doc4.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,345 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. McVey. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GiftCommon Stock, par value $0.003 per share | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061654 · doc4.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 689,583 F1 · kind: The transaction reported involved a gift by the reporting person of 21,000 shares of Common Stock to a charitable donor advised fund. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionStock Option (right to buy) · Derivative | 24,515 | $0.00 Strike: $156.85 | $0.00 |
DisclosureSEC source: 0001209191-22-060678 · doc4.xml · derivative · entry 4 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,515 shares Expires 2023-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options were fully exercisable. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 19,163 | $283.16 | $5,426,195.08 |
DisclosureSEC source: 0001209191-22-060678 · doc4.xml · nonDerivative · entry 2 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710,583 Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 24,515 | $156.85 | $3,845,177.75 |
DisclosureSEC source: 0001209191-22-060678 · doc4.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2022 Filed Feb 22, 2022 16:30 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 7,279 | $372.01 | $2,707,860.79 |
DisclosureSEC source: 0001209191-22-011668 · doc4.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,231 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. McVey. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 17:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 1,496 | $381.84 | $571,232.64 |
DisclosureSEC source: 0001209191-22-010228 · doc4.xml · nonDerivative · entry 3 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712,510 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. McVey. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 17:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 732 | $381.84 | $279,506.88 |
DisclosureSEC source: 0001209191-22-010228 · doc4.xml · nonDerivative · entry 2 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,006 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. McVey. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 17:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 11,253 | $381.84 | $4,296,845.52 |
DisclosureSEC source: 0001209191-22-010228 · doc4.xml · nonDerivative · entry 1 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,738 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. McVey. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantStock Option (right to buy) · Derivative | 7,982 | $0.00 Strike: $344.48 | $0.00 |
DisclosureSEC source: 0001209191-22-006352 · doc4.xml · derivative · entry 7 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,982 Underlying: Common Stock · 7,982 shares Expires 2028-01-31 F5 · derivative.exercise_date: The stock options will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 285 | $344.48 | $98,176.80 |
DisclosureSEC source: 0001209191-22-006352 · doc4.xml · nonDerivative · entry 5 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,991 F4 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. McVey. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 504 | $344.48 | $173,617.92 |
DisclosureSEC source: 0001209191-22-006352 · doc4.xml · nonDerivative · entry 4 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726,276 F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 1,321 | $344.48 | $455,058.08 |
DisclosureSEC source: 0001209191-22-006352 · doc4.xml · nonDerivative · entry 3 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726,780 F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 4,032 | $344.48 | $1,388,943.36 |
DisclosureSEC source: 0001209191-22-006352 · doc4.xml · nonDerivative · entry 2 McVey Richard M · CIK 0001296466 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,101 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. McVey. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.