Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MARKETAXESS HOLDINGS INCMKTX · Entity 3821 | Director | February 13, 2017 | February 14, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MARKETAXESS HOLDINGS INC
Report date February 13, 2017 · Filed February 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.003 per shareSEC Table I · non-derivative | Direct | 34,981 |
Reported balance
After 2017-02-13 transaction · row 1
1 source rowRow 1 · 2017-02-13 · Sale · Disposed 12,000 · Balance 34,981 F1: The transactions were executed in multiple trades at prices ranging from $188.77 to $189.435. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions were executed in multiple trades at prices ranging from $188.77 to $189.435. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2017 Filed Feb 14, 2017 21:27 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 12,000 | $189.01 | $2,268,084.00 |
DisclosureSEC source: 0001012975-17-000132 · edgar.xml · nonDerivative · entry 1 Hersch Ronald M · CIK 0001307413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,981 F1 · price: The transactions were executed in multiple trades at prices ranging from $188.77 to $189.435. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:07 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,187 | $0.00 Strike: $10.77 | $0.00 |
DisclosureSEC source: 0001012975-17-000041 · edgar.xml · derivative · entry 2 Hersch Ronald M · CIK 0001307413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,187 shares Expires 2019-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is fully exercisable. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 21:07 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 3,187 | $10.77 | $34,323.99 |
DisclosureSEC source: 0001012975-17-000041 · edgar.xml · nonDerivative · entry 1 Hersch Ronald M · CIK 0001307413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2017 Filed Jan 9, 2017 21:11 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,225 | $0.00 Strike: $9.72 | $0.00 |
DisclosureSEC source: 0001012975-17-000025 · edgar.xml · derivative · entry 2 Hersch Ronald M · CIK 0001307413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,225 shares Expires 2018-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is fully exercisable. Read SEC document |
| January 06, 2017 Filed Jan 9, 2017 21:11 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 4,225 | $9.72 | $41,067.00 |
DisclosureSEC source: 0001012975-17-000025 · edgar.xml · nonDerivative · entry 1 Hersch Ronald M · CIK 0001307413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 20:09 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $16.99 | $0.00 |
DisclosureSEC source: 0001012975-16-001550 · edgar.xml · derivative · entry 2 Hersch Ronald M · CIK 0001307413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2017-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is fully exercisable. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 20:09 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 1,250 | $16.99 | $21,237.50 |
DisclosureSEC source: 0001012975-16-001550 · edgar.xml · nonDerivative · entry 1 Hersch Ronald M · CIK 0001307413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2016 Filed Oct 19, 2016 20:11 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $16.99 | $0.00 |
DisclosureSEC source: 0001012975-16-001542 · edgar.xml · derivative · entry 3 Hersch Ronald M · CIK 0001307413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2017-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is fully exercisable. Read SEC document |
| October 17, 2016 Filed Oct 19, 2016 20:11 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 1,250 | $16.99 | $21,237.50 |
DisclosureSEC source: 0001012975-16-001542 · edgar.xml · nonDerivative · entry 2 Hersch Ronald M · CIK 0001307413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 14, 2016 Filed Oct 19, 2016 20:11 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GiftCommon Stock, par value $0.003 per share | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-16-001542 · edgar.xml · nonDerivative · entry 1 Hersch Ronald M · CIK 0001307413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,069 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.