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GOMACH DAVID G

Disclosed activity across 1 company

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160523
SEC CIK
0001212822

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MARKETAXESS HOLDINGS INCMKTX · Entity 3821DirectorFebruary 04, 2019February 06, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MARKETAXESS HOLDINGS INC

Report date February 04, 2019 · Filed February 06, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.003 per shareSEC Table I · non-derivativeDirect299 Ending reported balance After 2019-02-04 transaction · row 4
3 source rows · reconciled sequence

Row 1 · 2018-11-30 · Gift · Disposed 299 · Balance 299

Row 3 · 2019-02-04 · Exercise / conversion · Acquired 3,187 · Balance 3,486

Row 4 · 2019-02-04 · Gift · Disposed 3,187 · Balance 299

Common Stock, par value $0.003 per shareSEC Table I · non-derivativeIndirectBy Trust19,059 Reported balance After 2018-11-30 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-11-30 · Gift · Acquired 299 · Balance 19,059

Common Stock, par value $0.003 per shareSEC Table I · non-derivativeIndirectBy Trust22,246 Reported balance After 2019-02-04 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2019-02-04 · Gift · Acquired 3,187 · Balance 22,246

Common Stock, par value $0.003 per shareSEC Table I · non-derivativeIndirectBy Trust19,059 Reported balance After 2019-02-04 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2019-02-04 · Sale · Disposed 3,187 · Balance 19,059

F1: The transaction was executed in multiple trades at prices ranging from $215.69 to $216.01. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.77 · Expires 2019-07-30Direct0 Reported balance After 2019-02-04 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-02-04 · Exercise / conversion · Disposed 3,187 · Balance 0

F2: The stock options were fully exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: The transaction was executed in multiple trades at prices ranging from $215.69 to $216.01. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F2: The stock options were fully exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2019 Filed Feb 6, 2019 16:22 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionStock Option (right to buy) · Derivative 3,187 $0.00 Strike: $10.77 $0.00
Disclosure

SEC source: 0001012975-19-000135 · edgar.xml · derivative · entry 7

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,187 shares

Expires 2019-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options were fully exercisable.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 16:22 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 3,187 $215.83 $687,850.21
Disclosure

SEC source: 0001012975-19-000135 · edgar.xml · nonDerivative · entry 6

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,059

F1 · price: The transaction was executed in multiple trades at prices ranging from $215.69 to $216.01. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 16:22 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GiftCommon Stock, par value $0.003 per share 3,187 $0.00 $0.00
Disclosure

SEC source: 0001012975-19-000135 · edgar.xml · nonDerivative · entry 5

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 22,246

Read SEC document
February 04, 2019 Filed Feb 6, 2019 16:22 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GiftCommon Stock, par value $0.003 per share 3,187 $0.00 $0.00
Disclosure

SEC source: 0001012975-19-000135 · edgar.xml · nonDerivative · entry 4

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299

Read SEC document
February 04, 2019 Filed Feb 6, 2019 16:22 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionCommon Stock, par value $0.003 per share 3,187 $10.77 $34,323.99
Disclosure

SEC source: 0001012975-19-000135 · edgar.xml · nonDerivative · entry 3

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Feb 6, 2019 16:22 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GiftCommon Stock, par value $0.003 per share 299 $0.00 $0.00
Disclosure

SEC source: 0001012975-19-000135 · edgar.xml · nonDerivative · entry 2

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,059

Read SEC document
November 30, 2018 Filed Feb 6, 2019 16:22 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GiftCommon Stock, par value $0.003 per share 299 $0.00 $0.00
Disclosure

SEC source: 0001012975-19-000135 · edgar.xml · nonDerivative · entry 1

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299

Read SEC document
August 08, 2018 Filed Aug 10, 2018 16:04 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GrantCommon Stock, par value $0.003 per share 598 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-000986 · edgar.xml · nonDerivative · entry 3

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
May 31, 2018 Filed Aug 10, 2018 16:04 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GiftCommon Stock, par value $0.003 per share 259 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-000986 · edgar.xml · nonDerivative · entry 2

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 18,760

Read SEC document
May 31, 2018 Filed Aug 10, 2018 16:04 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GiftCommon Stock, par value $0.003 per share 259 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-000986 · edgar.xml · nonDerivative · entry 1

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 18, 2018 Filed May 22, 2018 16:45 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 700 $205.58 $143,904.46
Disclosure

SEC source: 0001012975-18-000453 · edgar.xml · nonDerivative · entry 6

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 18,501

F6 · price: The transaction was executed in multiple trades at prices ranging from $205.43 to $205.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 18, 2018 Filed May 22, 2018 16:45 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 800 $204.54 $163,631.04
Disclosure

SEC source: 0001012975-18-000453 · edgar.xml · nonDerivative · entry 5

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,201

F5 · price: The transaction was executed in multiple trades at prices ranging from $204.09 to $205.00. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 18, 2018 Filed May 22, 2018 16:45 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 500 $203.54 $101,771.50
Disclosure

SEC source: 0001012975-18-000453 · edgar.xml · nonDerivative · entry 4

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 20,001

F4 · price: The transaction was executed in multiple trades at prices ranging from $203.065 to $203.84. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 18, 2018 Filed May 22, 2018 16:45 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 553 $202.18 $111,808.03
Disclosure

SEC source: 0001012975-18-000453 · edgar.xml · nonDerivative · entry 3

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 20,501

F3 · price: The transaction was executed in multiple trades at prices ranging from $202.00 to $202.80. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 18, 2018 Filed May 22, 2018 16:45 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,401 $205.68 $493,846.56
Disclosure

SEC source: 0001012975-18-000453 · edgar.xml · nonDerivative · entry 2

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 21,054

F2 · price: The transaction was executed in multiple trades at prices ranging from $205.54 to $205.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 18, 2018 Filed May 22, 2018 16:45 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,599 $204.95 $532,660.11
Disclosure

SEC source: 0001012975-18-000453 · edgar.xml · nonDerivative · entry 1

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 23,455

F1 · price: The transaction was executed in multiple trades at prices ranging from $204.53 to $205.50. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 16:06 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionStock Option (right to buy) · Derivative 4,225 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0001012975-18-000137 · edgar.xml · derivative · entry 6

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,225 shares

Expires 2018-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options were fully exercisable.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 16:06 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 523 $198.34 $103,730.15
Disclosure

SEC source: 0001012975-18-000137 · edgar.xml · nonDerivative · entry 5

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,054

F2 · price: The transaction was executed in multiple trades at prices ranging from $198.29 to $198.44. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 16:06 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 3,702 $197.93 $732,751.67
Disclosure

SEC source: 0001012975-18-000137 · edgar.xml · nonDerivative · entry 4

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,577

F1 · price: The transaction was executed in multiple trades at prices ranging from $197.2401 to $198.115. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 16:06 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionCommon Stock, par value $0.003 per share 4,225 $9.72 $41,067.00
Disclosure

SEC source: 0001012975-18-000137 · edgar.xml · nonDerivative · entry 3

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 30,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2017 Filed Feb 6, 2018 16:06 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GiftCommon Stock, par value $0.003 per share 259 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-000137 · edgar.xml · nonDerivative · entry 2

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 26,054

Read SEC document
November 30, 2017 Filed Feb 6, 2018 16:06 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GiftCommon Stock, par value $0.003 per share 259 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-000137 · edgar.xml · nonDerivative · entry 1

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259

Read SEC document
August 10, 2017 Filed Aug 14, 2017 16:22 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GrantCommon Stock, par value $0.003 per share 518 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000618 · edgar.xml · nonDerivative · entry 3

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan.

Read SEC document
May 31, 2017 Filed Aug 14, 2017 16:22 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GiftCommon Stock, par value $0.003 per share 318 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000618 · edgar.xml · nonDerivative · entry 2

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 25,795

Read SEC document
May 31, 2017 Filed Aug 14, 2017 16:22 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GiftCommon Stock, par value $0.003 per share 318 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000618 · edgar.xml · nonDerivative · entry 1

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:07 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $16.99 $0.00
Disclosure

SEC source: 0001012975-17-000094 · edgar.xml · derivative · entry 6

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2017-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was fully exercisable.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:07 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,870 $189.98 $545,254.08
Disclosure

SEC source: 0001012975-17-000094 · edgar.xml · nonDerivative · entry 5

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 25,477

F2 · price: The transactions were executed in multiple trades at prices ranging from $189.455 to $190.35. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:07 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,500 $189.99 $474,964.00
Disclosure

SEC source: 0001012975-17-000094 · edgar.xml · nonDerivative · entry 4

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 28,347

F1 · price: The transactions were executed in multiple trades at prices ranging from $189.455 to $190.24. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:07 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GiftCommon Stock, par value $0.003 per share 2,500 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000094 · edgar.xml · nonDerivative · entry 3

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 30,847

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:07 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GiftCommon Stock, par value $0.003 per share 2,500 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000094 · edgar.xml · nonDerivative · entry 2

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:07 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionCommon Stock, par value $0.003 per share 2,500 $16.99 $42,475.00
Disclosure

SEC source: 0001012975-17-000094 · edgar.xml · nonDerivative · entry 1

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Jan 9, 2017 16:14 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GiftCommon Stock, par value $0.003 per share 318 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000027 · edgar.xml · nonDerivative · entry 2

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 28,347

Read SEC document
November 30, 2016 Filed Jan 9, 2017 16:14 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GiftCommon Stock, par value $0.003 per share 318 $0.00 $0.00
Disclosure

SEC source: 0001012975-17-000027 · edgar.xml · nonDerivative · entry 1

GOMACH DAVID G · CIK 0001212822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.