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Nasdaq · USD

MKTX

MARKETAXESS HOLDINGS INC

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3821
SEC CIK
0001278021
Parsed reports
469

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202601
Feb 202601
Mar 202601
Apr 202601
May 202601
Jun 202601
Jul 202601
Aug 202601
Sep 202602
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2021 Filed Feb 2, 2021 16:52 UTC
DELISE ANTONIO LChief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 104 $540.76 $56,239.04
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 7

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,462

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 16:52 UTC
DELISE ANTONIO LChief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 175 $540.76 $94,633.00
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 6

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,566

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 16:52 UTC
DELISE ANTONIO LChief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 135 $540.76 $73,002.60
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 5

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,741

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 16:52 UTC
DELISE ANTONIO LChief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 123 $540.76 $66,513.48
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 4

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,876

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 16:52 UTC
DELISE ANTONIO LChief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 52 $540.76 $28,119.52
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 3

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,999

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 16:52 UTC
DELISE ANTONIO LChief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 1,274 $540.76 $688,928.24
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 2

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,051

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 16:52 UTC
DELISE ANTONIO LChief Financial Officer
Tax withholdingCommon Stock, par value $0.003 per share 466 $540.76 $251,994.16
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,325

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. DeLise.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:54 UTC
CONCANNON CHRISTOPHER RDirector · President & COO
Tax withholdingCommon Stock, par value $0.003 per share 505 $540.76 $273,083.80
Disclosure

SEC source: 0001209191-21-006820 · doc4.xml · nonDerivative · entry 1

CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,976

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Concannon's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Concannon.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:54 UTC
Roupie Christophe Pierre DanielHead of Europe & Asia
Tax withholdingCommon Stock, par value $0.003 per share 889 $540.76 $480,735.64
Disclosure

SEC source: 0001209191-21-006818 · doc4.xml · nonDerivative · entry 7

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of Europe & Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,480

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:54 UTC
Roupie Christophe Pierre DanielHead of Europe & Asia
Tax withholdingCommon Stock, par value $0.003 per share 392 $540.76 $211,977.92
Disclosure

SEC source: 0001209191-21-006818 · doc4.xml · nonDerivative · entry 6

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of Europe & Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,369

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:54 UTC
Roupie Christophe Pierre DanielHead of Europe & Asia
Tax withholdingCommon Stock, par value $0.003 per share 208 $540.76 $112,478.08
Disclosure

SEC source: 0001209191-21-006818 · doc4.xml · nonDerivative · entry 5

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of Europe & Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,761

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:54 UTC
Roupie Christophe Pierre DanielHead of Europe & Asia
Tax withholdingCommon Stock, par value $0.003 per share 118 $540.76 $63,809.68
Disclosure

SEC source: 0001209191-21-006818 · doc4.xml · nonDerivative · entry 4

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of Europe & Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,969

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:54 UTC
Roupie Christophe Pierre DanielHead of Europe & Asia
Tax withholdingCommon Stock, par value $0.003 per share 70 $540.76 $37,853.20
Disclosure

SEC source: 0001209191-21-006818 · doc4.xml · nonDerivative · entry 3

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of Europe & Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,087

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:54 UTC
Roupie Christophe Pierre DanielHead of Europe & Asia
Tax withholdingCommon Stock, par value $0.003 per share 92 $540.76 $49,749.92
Disclosure

SEC source: 0001209191-21-006818 · doc4.xml · nonDerivative · entry 2

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of Europe & Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,157

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:54 UTC
Roupie Christophe Pierre DanielHead of Europe & Asia
Tax withholdingCommon Stock, par value $0.003 per share 116 $540.76 $62,728.16
Disclosure

SEC source: 0001209191-21-006818 · doc4.xml · nonDerivative · entry 1

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of Europe & Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,249

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:51 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 47 $540.76 $25,415.72
Disclosure

SEC source: 0001209191-21-006813 · doc4.xml · nonDerivative · entry 10

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,088

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McPherson.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:51 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 1,769 $540.76 $956,604.44
Disclosure

SEC source: 0001209191-21-006813 · doc4.xml · nonDerivative · entry 9

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,135

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. McPherson.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:51 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 181 $540.76 $97,877.56
Disclosure

SEC source: 0001209191-21-006813 · doc4.xml · nonDerivative · entry 8

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,904

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. McPherson.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:51 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 121 $540.76 $65,431.96
Disclosure

SEC source: 0001209191-21-006813 · doc4.xml · nonDerivative · entry 7

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,085

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McPherson.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:51 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 2,358 $540.76 $1,275,112.08
Disclosure

SEC source: 0001209191-21-006813 · doc4.xml · nonDerivative · entry 6

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,206

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McPherson.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:51 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 144 $540.76 $77,869.44
Disclosure

SEC source: 0001209191-21-006813 · doc4.xml · nonDerivative · entry 5

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,564

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McPherson.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:51 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 187 $540.76 $101,122.12
Disclosure

SEC source: 0001209191-21-006813 · doc4.xml · nonDerivative · entry 4

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,708

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. McPherson.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:51 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 10 $540.76 $5,407.60
Disclosure

SEC source: 0001209191-21-006813 · doc4.xml · nonDerivative · entry 3

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,895

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McPherson.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:51 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 135 $540.76 $73,002.60
Disclosure

SEC source: 0001209191-21-006813 · doc4.xml · nonDerivative · entry 2

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,905

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. McPherson.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 21:51 UTC
McPherson Kevin MGlobal Head of Sales
Tax withholdingCommon Stock, par value $0.003 per share 147 $540.76 $79,491.72
Disclosure

SEC source: 0001209191-21-006813 · doc4.xml · nonDerivative · entry 1

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,040

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McPherson.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:10 UTC
CONCANNON CHRISTOPHER RDirector · President & COO
Tax withholdingCommon Stock, par value $0.003 per share 3,771 $509.70 $1,922,078.70
Disclosure

SEC source: 0001209191-21-005358 · doc4.xml · nonDerivative · entry 1

CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,481

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Concannon's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Concannon.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 22:43 UTC
Pintoff ScottGeneral Counsel and Secretary
GrantCommon Stock, par value $0.003 per share 740 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004425 · doc4.xml · nonDerivative · entry 1

Pintoff Scott · CIK 0001314400 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,329

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 17:43 UTC
McVey Richard MDirector · Chairman & CEO
GrantStock Option (right to buy) · Derivative 6,187 $0.00 Strike: $523.00 $0.00
Disclosure

SEC source: 0001209191-21-004424 · doc4.xml · derivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,187

Underlying: Common Stock · 6,187 shares

Expires 2027-01-15

F2 · derivative.exercise_date: The stock options will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 17:43 UTC
McVey Richard MDirector · Chairman & CEO
GrantCommon Stock, par value $0.003 per share 3,283 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004424 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,346

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 17:44 UTC
Themelis NicholasChief Information Officer
GrantCommon Stock, par value $0.003 per share 1,572 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004427 · doc4.xml · nonDerivative · entry 1

Themelis Nicholas · CIK 0001296468 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,764

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 17:41 UTC
DELISE ANTONIO LChief Financial Officer
GrantCommon Stock, par value $0.003 per share 1,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004421 · doc4.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,791

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 22:41 UTC
CONCANNON CHRISTOPHER RDirector · President & COO
GrantStock Option (right to buy) · Derivative 4,358 $0.00 Strike: $523.00 $0.00
Disclosure

SEC source: 0001209191-21-004420 · doc4.xml · derivative · entry 2

CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,358

Underlying: Common Stock · 4,358 shares

Expires 2027-01-15

F2 · derivative.exercise_date: The stock options will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 22:41 UTC
CONCANNON CHRISTOPHER RDirector · President & COO
GrantCommon Stock, par value $0.003 per share 1,156 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004420 · doc4.xml · nonDerivative · entry 1

CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,252

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 22:42 UTC
McPherson Kevin MGlobal Head of Sales
GrantCommon Stock, par value $0.003 per share 1,295 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004423 · doc4.xml · nonDerivative · entry 1

McPherson Kevin M · CIK 0001704380 · Global Head of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,187

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 22:44 UTC
Roupie Christophe Pierre DanielHead of Europe & Asia
GrantCommon Stock, par value $0.003 per share 451 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004426 · doc4.xml · nonDerivative · entry 1

Roupie Christophe Pierre Daniel · CIK 0001701203 · Head of Europe & Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,365

F1 · price: Represents a grant of restricted stock pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024.

Read SEC document
January 15, 2021 Filed Apr 27, 2021 16:32 UTC Amendment
McVey Richard MDirector · Chairman & CEO
GrantStock Option (right to buy) · Derivative 6,187 $0.00 Strike: $523.00 $0.00
Disclosure

SEC source: 0001209191-21-028572 · doc4a.xml · derivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,187

Underlying: Common Stock · 6,187 shares

Expires 2027-01-15

F3 · derivative.exercise_date: The stock options will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024.

Read SEC document
January 15, 2021 Filed Apr 27, 2021 16:32 UTC Amendment
McVey Richard MDirector · Chairman & CEO
GrantCommon Stock, par value $0.003 per share 1,641 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028572 · doc4a.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,704

F1 · shares: This amendment on Form 4/A is being filed to amend the Form 4 filed by the reporting person on January 20, 2021, solely to correct the amount of securities acquired in Column 4 of Table I and amount of securities beneficially owned following the reported transaction in Column 5 of Table I, each of which incorrectly reported the amount of restricted stock units acquired by the reporting person on January 15, 2021. Except as amended herein, the information set forth in the original Form 4 remains unchanged.

F2 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024.

F1 · balance_after: This amendment on Form 4/A is being filed to amend the Form 4 filed by the reporting person on January 20, 2021, solely to correct the amount of securities acquired in Column 4 of Table I and amount of securities beneficially owned following the reported transaction in Column 5 of Table I, each of which incorrectly reported the amount of restricted stock units acquired by the reporting person on January 15, 2021. Except as amended herein, the information set forth in the original Form 4 remains unchanged.

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December 15, 2020 Filed Dec 16, 2020 16:30 UTC SaleCommon Stock, par value $0.003 per share 750 $554.96 $416,220.00
Disclosure

SEC source: 0001209191-20-063792 · doc4.xml · nonDerivative · entry 1

Casper Stephen P · CIK 0001296969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

F1 · price: The transactions were executed in multiple trades at prices ranging from $554.84 to $555.09. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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December 14, 2020 Filed Dec 15, 2020 17:00 UTC
McVey Richard MDirector · Chairman & CEO
GiftCommon Stock, par value $0.003 per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063522 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,063

Read SEC document
December 09, 2020 Filed Dec 9, 2020 16:35 UTC GiftCommon Stock, par value $0.003 per share 961 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062519 · doc4.xml · nonDerivative · entry 1

Steinhardt John · CIK 0001296971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,313

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:35 UTC
Pintoff ScottGeneral Counsel and Secretary
SaleCommon Stock, par value $0.003 per share 250 $566.13 $141,532.50
Disclosure

SEC source: 0001209191-20-062517 · doc4.xml · nonDerivative · entry 1

Pintoff Scott · CIK 0001314400 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,589

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 100 $568.92 $56,892.00
Disclosure

SEC source: 0001209191-20-062518 · doc4.xml · nonDerivative · entry 8

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,063

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 2,463 $567.40 $1,397,506.20
Disclosure

SEC source: 0001209191-20-062518 · doc4.xml · nonDerivative · entry 7

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,163

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The transactions were executed in multiple trades at prices ranging from $567.09 to $568.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 8,969 $566.46 $5,080,579.74
Disclosure

SEC source: 0001209191-20-062518 · doc4.xml · nonDerivative · entry 6

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,626

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The transactions were executed in multiple trades at prices ranging from $566.08 to $567.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 12,253 $565.56 $6,929,806.68
Disclosure

SEC source: 0001209191-20-062518 · doc4.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,595

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The transactions were executed in multiple trades at prices ranging from $565.08 to $566.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 10,718 $564.65 $6,051,918.70
Disclosure

SEC source: 0001209191-20-062518 · doc4.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834,848

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transactions were executed in multiple trades at prices ranging from $564.08 to $565.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 2,790 $563.53 $1,572,248.70
Disclosure

SEC source: 0001209191-20-062518 · doc4.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 845,566

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transactions were executed in multiple trades at prices ranging from $563.07 to $564.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 2,000 $562.39 $1,124,780.00
Disclosure

SEC source: 0001209191-20-062518 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,356

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transactions were executed in multiple trades at prices ranging from $561.99 to $562.95. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC
McVey Richard MDirector · Chairman & CEO
SaleCommon Stock, par value $0.003 per share 1,707 $561.38 $958,275.66
Disclosure

SEC source: 0001209191-20-062518 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,356

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transactions were executed in multiple trades at prices ranging from $560.95 to $561.69. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC
DELISE ANTONIO LChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,274 $0.00 Strike: $156.85 $0.00
Disclosure

SEC source: 0001209191-20-062516 · doc4.xml · derivative · entry 4

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,547

Underlying: Common Stock · 1,274 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options were fully exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.