person · Reporting owner
CONCANNON CHRISTOPHER R
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cboe Global Markets, Inc.CBOE · Entity 3134 | President and COO | January 13, 2019 | January 15, 2019 |
| MARKETAXESS HOLDINGS INCMKTX · Entity 3821 | Director · Chief Executive Officer | April 03, 2026 | April 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cboe Global Markets, Inc.
Report date January 13, 2019 · Filed January 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 128,761 |
Reported balance
After 2019-01-13 transaction · row 1
1 source rowRow 1 · 2019-01-13 · Tax withholding · Disposed 802 · Balance 128,761 |
MARKETAXESS HOLDINGS INC
Report date April 03, 2026 · Filed April 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.003 per shareSEC Table I · non-derivative | Direct | 53,600 |
Reported balance
After 2026-04-03 transaction · row 1
1 source rowRow 1 · 2026-04-03 · Tax withholding · Disposed 349 · Balance 53,600 F1: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bats Global Markets, Inc.
Report date February 28, 2017 · Filed March 02, 2017
Section 16 reporting ended · disclosed 2017-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-28 transaction · row 1
1 source rowRow 1 · 2017-02-28 · Disposition to issuer · Disposed 400,061 · Balance 0 F1: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio"). F2: Includes: 79,856 shares of restricted Common Stock that are scheduled to vest 12/1/2018; 125,445 shares of restricted Common Stock that are scheduled to vest 12/1/2019; 70,740 shares of restricted Common Stock that are scheduled to vest 12/15/2019; 14,979 shares of restricted Common Stock that are scheduled to vest 1/13/2020. F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of restricted Common Stock held by the Reporting Person will be cancelled and converted into an award of restricted shares of CBOE Common Stock, subject to the same terms and conditions that applied to the applicable restricted Common Stock award immediately prior to the Effective Time (but taking into account any changes, including any acceleration of vesting of such shares of restricted Common Stock, occurring by reason provided for in the Merger Agreement). The number of shares of CBOE Common Stock subject to each such award shall be equal to the number of shares of Common Stock subject to the corresponding restricted Common Stock award multiplied by the Exchange Ratio. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.52 · Expires 2024-11-30 | Direct | 0 |
Reported balance
After 2017-02-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-02-28 · Disposition to issuer · Acquired 638,855 · Balance 0 F4: Pursuant to the Merger Agreement, at the Effective Time, each outstanding unexercised option to purchase Common Stock, whether vested or unvested ("Bats Stock Options"), will be converted into an option to purchase CBOE Common Stock, with the same terms and conditions (including vesting schedule) as were applicable to such Bats Stock Option (taking into account any acceleration of vesting due to the transactions contemplated by the Merger Agreement). The number of shares of CBOE Common Stock subject to each converted option will be equal to the number of shares of Common Stock subject to the corresponding Bats Stock Option immediately prior to the Effective Time multiplied by the Exchange Ratio (subject to certain adjustments and rounding), and the exercise price of such option to purchase CBOE Common Stock will be equal to the per share exercise price under the corresponding Bats Stock Option divided by the Exchange Ratio (subject to certain adjustments and rounding). F5: The stock options were granted on 12/1/2014 and vest 25% annually. 137,331 of these options will immediately vest at the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: As of the effective time (the "Effective Time") of the transactions contemplated by the Agreement and Plan of Merger by and among the Issuer, CBOE Holdings, Inc. ("CBOE"), CBOE Corporation and CBOE V, LLC, dated as of September 25, 2016 (the "Merger Agreement"), each outstanding share of common stock of the Issuer ("Common Stock") was canceled and converted into the right to receive (i) 0.3201 of a share of common stock of CBOE, par value $0.01 per share ("CBOE Common Stock") and $10.00 in cash, (ii) an amount of cash, without interest, equal to the sum of (a) $10 and (b) the product obtained by multiplying 0.3201 by the volume-weighted average price of shares of CBOE Common Stock for the period of the ten consecutive trading days ending on the second full trading day prior to the Effective Time (the "Closing VWAP"), or (iii) a number of shares of CBOE Common Stock equal to the sum of (a)0.3201 and (b) the quotient obtained by dividing $10 by the Closing VWAP (the "Exchange Ratio").
F2: Includes: 79,856 shares of restricted Common Stock that are scheduled to vest 12/1/2018; 125,445 shares of restricted Common Stock that are scheduled to vest 12/1/2019; 70,740 shares of restricted Common Stock that are scheduled to vest 12/15/2019; 14,979 shares of restricted Common Stock that are scheduled to vest 1/13/2020.
F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding award of restricted Common Stock held by the Reporting Person will be cancelled and converted into an award of restricted shares of CBOE Common Stock, subject to the same terms and conditions that applied to the applicable restricted Common Stock award immediately prior to the Effective Time (but taking into account any changes, including any acceleration of vesting of such shares of restricted Common Stock, occurring by reason provided for in the Merger Agreement). The number of shares of CBOE Common Stock subject to each such award shall be equal to the number of shares of Common Stock subject to the corresponding restricted Common Stock award multiplied by the Exchange Ratio.
F4: Pursuant to the Merger Agreement, at the Effective Time, each outstanding unexercised option to purchase Common Stock, whether vested or unvested ("Bats Stock Options"), will be converted into an option to purchase CBOE Common Stock, with the same terms and conditions (including vesting schedule) as were applicable to such Bats Stock Option (taking into account any acceleration of vesting due to the transactions contemplated by the Merger Agreement). The number of shares of CBOE Common Stock subject to each converted option will be equal to the number of shares of Common Stock subject to the corresponding Bats Stock Option immediately prior to the Effective Time multiplied by the Exchange Ratio (subject to certain adjustments and rounding), and the exercise price of such option to purchase CBOE Common Stock will be equal to the per share exercise price under the corresponding Bats Stock Option divided by the Exchange Ratio (subject to certain adjustments and rounding).
F5: The stock options were granted on 12/1/2014 and vest 25% annually. 137,331 of these options will immediately vest at the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2026 Filed Apr 6, 2026 20:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 349 | $171.46 | $59,839.54 |
DisclosureSEC source: 0001193125-26-143767 · ownership.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,600 F1 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 15, 2026 Filed Feb 17, 2026 21:31 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantStock Option (right to buy) · Derivative | 21,736 | $0.00 Strike: $179.36 | $0.00 |
DisclosureSEC source: 0001193125-26-054840 · ownership.xml · derivative · entry 5 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,736 Underlying: Common Stock · 21,736 shares Expires 2032-02-15 F5 · derivative.exercise_date: The stock options shall vest 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029. Read SEC document |
| February 15, 2026 Filed Feb 17, 2026 21:31 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 1,750 | $179.36 | $313,880.00 |
DisclosureSEC source: 0001193125-26-054840 · ownership.xml · nonDerivative · entry 4 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,949 F4 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 15, 2026 Filed Feb 17, 2026 21:31 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 6,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-054840 · ownership.xml · nonDerivative · entry 3 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,699 F3 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029. Read SEC document |
| February 15, 2026 Filed Feb 17, 2026 21:31 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 866 | $179.36 | $155,325.76 |
DisclosureSEC source: 0001193125-26-054840 · ownership.xml · nonDerivative · entry 2 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,111 F2 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of the performance stock units. Read SEC document |
| February 13, 2026 Filed Feb 17, 2026 21:31 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 1,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-054840 · ownership.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,977 F1 · kind: On February 13, 2026, the Compensation and Talent Committee of the Board of Directors of the Issuer certified the performance metrics relating to the performance stock units granted to the Reporting Person on February 15, 2023. Read SEC document |
| February 15, 2025 Filed Feb 18, 2025 22:48 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantStock Option (right to buy) · Derivative | 18,009 | $0.00 Strike: $193.49 | $0.00 |
DisclosureSEC source: 0000950170-25-022537 · ownership.xml · derivative · entry 3 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,009 Underlying: Common Stock · 18,009 shares Expires 2031-02-15 F3 · derivative.exercise_date: The stock options shall vest 34% on February 15, 2026, 33% on February 15, 2027, and 33% on February 15, 2028. Read SEC document |
| February 15, 2025 Filed Feb 18, 2025 22:48 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 693 | $193.49 | $134,088.57 |
DisclosureSEC source: 0000950170-25-022537 · ownership.xml · nonDerivative · entry 2 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,281 F2 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 15, 2025 Filed Feb 18, 2025 22:48 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 6,202 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-022537 · ownership.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,974 F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on February 15, 2026, 33% on February 15, 2027, and 33% on February 15, 2028. Read SEC document |
| January 31, 2025 Filed Jan 31, 2025 22:45 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 243 | $217.77 | $52,918.11 |
DisclosureSEC source: 0000950170-25-011897 · ownership.xml · nonDerivative · entry 3 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,772 F3 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| January 31, 2025 Filed Jan 31, 2025 22:45 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 585 | $217.77 | $127,395.45 |
DisclosureSEC source: 0000950170-25-011897 · ownership.xml · nonDerivative · entry 2 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,015 F2 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of the performance stock units. Read SEC document |
| January 29, 2025 Filed Jan 31, 2025 22:45 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 1,622 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-011897 · ownership.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,600 F1 · kind: On January 29, 2025, the Compensation and Talent Committee of the Board of Directors of the Issuer certified the performance metrics relating to the performance stock units granted to the Reporting Person on January 31, 2022. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 22:00 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantStock Option (right to buy) · Derivative | 11,503 | $0.00 Strike: $220.50 | $0.00 |
DisclosureSEC source: 0000950170-24-016502 · ownership.xml · derivative · entry 2 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,503 Underlying: Common Stock · 11,503 shares Expires 2030-02-15 F2 · derivative.exercise_date: The stock options shall vest 34% on February 15, 2025, 33% on February 15, 2026, and 33% on February 15, 2027. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 22:00 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 3,991 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-016502 · ownership.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,978 F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on February 15, 2025, 33% on February 15, 2026, and 33% on February 15, 2027. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 459 | $274.33 | $125,917.47 |
DisclosureSEC source: 0000950170-24-010502 · ownership.xml · nonDerivative · entry 3 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,987 F2 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of performance stock units previously granted to the Reporting Person and previously certified by the Company's Compensation and Talent Committee. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 305 | $274.33 | $83,670.65 |
DisclosureSEC source: 0000950170-24-010502 · ownership.xml · nonDerivative · entry 2 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,446 F1 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 195 | $274.33 | $53,494.35 |
DisclosureSEC source: 0000950170-24-010502 · ownership.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,751 F1 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| January 22, 2024 Filed Jan 23, 2024 21:45 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 4,042 | $265.93 | $1,074,889.06 |
DisclosureSEC source: 0000950170-24-006578 · ownership.xml · nonDerivative · entry 2 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,946 F1 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of shares of restricted stock previously granted to the Reporting Person. Read SEC document |
| January 22, 2024 Filed Jan 23, 2024 21:45 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 5,077 | $265.93 | $1,350,126.61 |
DisclosureSEC source: 0000950170-24-006578 · ownership.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,988 F1 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of shares of restricted stock previously granted to the Reporting Person. Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 21:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 899 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-005033 · ownership.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,065 F1 · kind: On January 16, 2024, the Compensation and Talent Committee of the Board of Directors of the Issuer certified the performance metrics relating to the performance stock units granted to the Reporting Person on January 15, 2021. The performance stock units continue to be subject to a service condition that will be satisfied on January 31, 2024. Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 20:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | PurchaseCommon Stock, par value $0.003 per share | 59 | $240.90 | $14,213.10 |
DisclosureSEC source: 0001209191-23-045833 · doc4.xml · nonDerivative · entry 6 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,166 Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 20:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | PurchaseCommon Stock, par value $0.003 per share | 600 | $240.16 | $144,096.00 |
DisclosureSEC source: 0001209191-23-045833 · doc4.xml · nonDerivative · entry 5 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,107 F5 · price: The transactions were executed in multiple trades at prices ranging from $239.72 to $240.37. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 20:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | PurchaseCommon Stock, par value $0.003 per share | 900 | $239.26 | $215,334.00 |
DisclosureSEC source: 0001209191-23-045833 · doc4.xml · nonDerivative · entry 4 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,507 F4 · price: The transactions were executed in multiple trades at prices ranging from $238.72 to $239.62. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 20:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | PurchaseCommon Stock, par value $0.003 per share | 2,203 | $238.05 | $524,424.15 |
DisclosureSEC source: 0001209191-23-045833 · doc4.xml · nonDerivative · entry 3 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,607 F3 · price: The transactions were executed in multiple trades at prices ranging from $237.65 to $238.37. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 20:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | PurchaseCommon Stock, par value $0.003 per share | 404 | $236.49 | $95,541.96 |
DisclosureSEC source: 0001209191-23-045833 · doc4.xml · nonDerivative · entry 2 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,404 F2 · price: The transactions were executed in multiple trades at prices ranging from $236.06 to $236.64. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 20:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | PurchaseCommon Stock, par value $0.003 per share | 104 | $235.10 | $24,450.40 |
DisclosureSEC source: 0001209191-23-045833 · doc4.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,000 F1 · price: The transactions were executed in multiple trades at prices ranging from $234.52 to $235.12. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantPerformance Stock Units · Derivative | 5,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-023307 · doc4.xml · derivative · entry 2 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,039 Underlying: Common Stock · 5,039 shares Expires not disclosed F2 · derivative.exercise_price: Each performance stock unit ("PSU") granted pursuant to the Plan represents a contingent right to receive one share of the Company's common stock. 1,260 PSUs shall have a three-year performance period; 1,260 PSUs shall have a four-year performance period; and 2,519 PSUs shall have a five-year performance period. Subject to the terms of the Plan and the Performance Stock Unit Agreement, the PSUs will vest and shares of common stock shall be awarded for each performance period based upon achievement, as determined by the Company's Compensation Committee, of a compound annual growth rate performance metric, calculated using (i) a starting stock price equal to the average closing stock price of each trading day during the thirty (30) calendar days immediately preceding the Grant Date and (ii) an ending stock price equal to the average closing stock price of each trading day during the ninety (90) calendar days ending on the final day of the applicable Performance Period. F2 · derivative.exercise_date: Each performance stock unit ("PSU") granted pursuant to the Plan represents a contingent right to receive one share of the Company's common stock. 1,260 PSUs shall have a three-year performance period; 1,260 PSUs shall have a four-year performance period; and 2,519 PSUs shall have a five-year performance period. Subject to the terms of the Plan and the Performance Stock Unit Agreement, the PSUs will vest and shares of common stock shall be awarded for each performance period based upon achievement, as determined by the Company's Compensation Committee, of a compound annual growth rate performance metric, calculated using (i) a starting stock price equal to the average closing stock price of each trading day during the thirty (30) calendar days immediately preceding the Grant Date and (ii) an ending stock price equal to the average closing stock price of each trading day during the ninety (90) calendar days ending on the final day of the applicable Performance Period. F2 · derivative.expiration_date: Each performance stock unit ("PSU") granted pursuant to the Plan represents a contingent right to receive one share of the Company's common stock. 1,260 PSUs shall have a three-year performance period; 1,260 PSUs shall have a four-year performance period; and 2,519 PSUs shall have a five-year performance period. Subject to the terms of the Plan and the Performance Stock Unit Agreement, the PSUs will vest and shares of common stock shall be awarded for each performance period based upon achievement, as determined by the Company's Compensation Committee, of a compound annual growth rate performance metric, calculated using (i) a starting stock price equal to the average closing stock price of each trading day during the thirty (30) calendar days immediately preceding the Grant Date and (ii) an ending stock price equal to the average closing stock price of each trading day during the ninety (90) calendar days ending on the final day of the applicable Performance Period. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 2,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-023307 · doc4.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,896 F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan (the "Plan"). Subject to the terms of the Plan and the Restricted Stock Unit Agreement, the restricted stock units will vest in three installments of 25% on April 3, 2026, 25% on April 3, 2027 and 50% on April 3, 2028. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantStock Option (right to buy) · Derivative | 5,713 | $0.00 Strike: $358.53 | $0.00 |
DisclosureSEC source: 0001209191-23-010569 · doc4.xml · derivative · entry 2 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,713 Underlying: Common Stock · 5,713 shares Expires 2029-02-15 F2 · derivative.exercise_date: The stock options shall vest 34% on February 15, 2024, 33% on February 15, 2025, and 33% on February 15, 2026. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 1,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010569 · doc4.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,167 F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on March 15, 2024, 33% on February 15, 2025, and 33% on February 15, 2026. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 21:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 313 | $363.85 | $113,885.05 |
DisclosureSEC source: 0001209191-23-006207 · doc4.xml · nonDerivative · entry 4 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,200 F1 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 21:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 195 | $363.85 | $70,950.75 |
DisclosureSEC source: 0001209191-23-006207 · doc4.xml · nonDerivative · entry 3 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,513 F1 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 21:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 1,528 | $363.85 | $555,962.80 |
DisclosureSEC source: 0001209191-23-006207 · doc4.xml · nonDerivative · entry 2 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,708 F2 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of performance shares previously granted to the Reporting Person. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 21:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 512 | $363.85 | $186,291.20 |
DisclosureSEC source: 0001209191-23-006207 · doc4.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,236 F1 · kind: Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 2,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004242 · doc4.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,748 F1 · kind: On January 18, 2023, the Compensation and Talent Committee of the Board of Directors of the Issuer certified the performance metrics relating to the performance stock units granted to the Reporting Person on January 15, 2020. The performance stock units continue to be subject to a service condition that will be satisfied on January 31, 2023. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantStock Option (right to buy) · Derivative | 6,263 | $0.00 Strike: $344.48 | $0.00 |
DisclosureSEC source: 0001209191-22-006349 · doc4.xml · derivative · entry 4 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,263 Underlying: Common Stock · 6,263 shares Expires 2028-01-31 F3 · derivative.exercise_date: The stock options will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 202 | $344.48 | $69,584.96 |
DisclosureSEC source: 0001209191-22-006349 · doc4.xml · nonDerivative · entry 3 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,755 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Concannon's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Concannon. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 511 | $344.48 | $176,029.28 |
DisclosureSEC source: 0001209191-22-006349 · doc4.xml · nonDerivative · entry 2 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,957 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Concannon's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Concannon. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 21:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 1,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006349 · doc4.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,468 F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025. Read SEC document |
| January 22, 2022 Filed Jan 24, 2022 21:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 2,382 | $364.58 | $868,429.56 |
DisclosureSEC source: 0001209191-22-004595 · doc4.xml · nonDerivative · entry 2 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,663 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Concannon's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Concannon. Read SEC document |
| January 22, 2022 Filed Jan 24, 2022 21:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 3,931 | $364.58 | $1,433,163.98 |
DisclosureSEC source: 0001209191-22-004595 · doc4.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,045 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Concannon's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Concannon. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 21:54 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 505 | $540.76 | $273,083.80 |
DisclosureSEC source: 0001209191-21-006820 · doc4.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,976 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Concannon's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Concannon. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 21:10 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 3,771 | $509.70 | $1,922,078.70 |
DisclosureSEC source: 0001209191-21-005358 · doc4.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,481 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Concannon's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Concannon. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 22:41 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantStock Option (right to buy) · Derivative | 4,358 | $0.00 Strike: $523.00 | $0.00 |
DisclosureSEC source: 0001209191-21-004420 · doc4.xml · derivative · entry 2 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,358 Underlying: Common Stock · 4,358 shares Expires 2027-01-15 F2 · derivative.exercise_date: The stock options will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 22:41 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 1,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-004420 · doc4.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,252 F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 21:30 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 3,844 | $370.44 | $1,423,971.36 |
DisclosureSEC source: 0001209191-20-004685 · doc4.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,096 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Concannon's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Concannon. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:23 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 3,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-003980 · doc4.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,940 F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2021, and 33% on each of January 31, 2022 and January 31, 2023. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 20:18 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionPerformance Shares · Derivative | 9,945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-036771 · doc4.xml · derivative · entry 2 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On June 12, 2019, the Company issued 9,945 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024. F1 · price: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On June 12, 2019, the Company issued 9,945 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024. F1 · derivative.exercise_date: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On June 12, 2019, the Company issued 9,945 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024. F1 · derivative.expiration_date: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On June 12, 2019, the Company issued 9,945 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 20:18 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 9,945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-036771 · doc4.xml · nonDerivative · entry 1 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On June 12, 2019, the Company issued 9,945 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024. Read SEC document |
| May 14, 2019 Filed May 16, 2019 20:14 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionPerformance Shares · Derivative | 8,969 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-030348 · doc4.xml · derivative · entry 2 CONCANNON CHRISTOPHER R · CIK 0001251713 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,969 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On May 14, 2019, the Company issued 8,969 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024. F1 · price: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On May 14, 2019, the Company issued 8,969 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024. F1 · derivative.exercise_date: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On May 14, 2019, the Company issued 8,969 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024. F1 · derivative.expiration_date: Each performance share represented a contingent right to receive a share of the Company's common stock upon the Company's attainment of certain levels of average price per share of the common stock, calculated based on the closing price of the common stock over any twenty consecutive trading days during the period from January 22, 2019 to January 22, 2024. On May 14, 2019, the Company issued 8,969 shares of restricted stock pursuant to the achievement of such performance objectives. The restricted stock will vest on January 22, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.