Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2023 Filed Nov 6, 2023 21:57 UTC |
Gupta RahulDirector
|
GrantCommon Stock | 14,098 | $10.64 | $150,002.72 |
DisclosureSEC source: 0000807863-23-000128 · wk-form4_1699307847.xml · nonDerivative · entry 1 GUPTA RAHUL · CIK 0001231126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,166 F1 · shares: Represents restricted stock units granted on November 2, 2023. This award is the annual equity grant that the Issuer makes to its non-employee directors in connection with its annual meeting of stockholders, which had been significantly delayed for this past fiscal year. Shares subject to the award vest on the date of the next Annual Shareholders Meeting. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 21:55 UTC |
Stevenson Kimberly SDirector
|
GrantCommon Stock | 14,098 | $10.64 | $150,002.72 |
DisclosureSEC source: 0000807863-23-000125 · wk-form4_1699307712.xml · nonDerivative · entry 1 Stevenson Kimberly S · CIK 0001570805 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,864 F1 · shares: Represents restricted stock units granted on November 2, 2023. This award is the annual equity grant that the Issuer makes to its non-employee directors in connection with its annual meeting of stockholders, which had been significantly delayed for this past fiscal year. Shares subject to the award vest on the date of the next Annual Shareholders Meeting. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 21:55 UTC |
HALE JAMES C IIIDirector
|
GrantCommon Stock | 14,098 | $10.64 | $150,002.72 |
DisclosureSEC source: 0000807863-23-000124 · wk-form4_1699307700.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,557 F1 · shares: Represents restricted stock units granted on November 2, 2023. This award is the annual equity grant that the Issuer makes to its non-employee directors in connection with its annual meeting of stockholders, which had been significantly delayed for this past fiscal year. Shares subject to the award vest on the date of the next Annual Shareholders Meeting. Read SEC document |
| May 16, 2023 Filed May 18, 2023 22:14 UTC |
Briggs Christopher HSVP Identity
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 4,913 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-23-000035 · wk-form4_1684448047.xml · derivative · entry 2 Briggs Christopher H · CIK 0001953402 · SVP Identity 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,889 Underlying: Common Stock · 4,913 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index. F3 · derivative.exercise_price: On May 16, 2022, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F4 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. F3 · derivative.exercise_date: On May 16, 2022, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F3 · derivative.expiration_date: On May 16, 2022, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. Read SEC document |
| May 16, 2023 Filed May 18, 2023 22:14 UTC |
Briggs Christopher HSVP Identity
|
Exercise / conversionCommon Stock | 4,913 | $9.43 | $46,329.59 |
DisclosureSEC source: 0000807863-23-000035 · wk-form4_1684448047.xml · nonDerivative · entry 1 Briggs Christopher H · CIK 0001953402 · SVP Identity 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| April 26, 2023 Filed Apr 30, 2025 20:12 UTC |
Briggs Christopher HSVP Identity
|
Tax withholdingCommon Stock | 2,117 | $8.72 | $18,460.24 |
DisclosureSEC source: 0000807863-25-000081 · wk-form4_1746043949.xml · nonDerivative · entry 1 Briggs Christopher H · CIK 0001953402 · SVP Identity 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,611 F1 · date: The transactions reported on this Form 4 are being reported late due to inadvertent administrative error. The amount in Column 5 of this Form 4 reflects the number of shares beneficially owned by the Reporting Person as of the date of this report after giving effect to the transactions reported herein and previously reported transactions that occurred after May 16, 2024. F2 · shares: Represents the disposition of shares that were automatically sold by the Issuer to pay withholding taxes upon the vesting of 7,368 restricted stock units. F1 · balance_after: The transactions reported on this Form 4 are being reported late due to inadvertent administrative error. The amount in Column 5 of this Form 4 reflects the number of shares beneficially owned by the Reporting Person as of the date of this report after giving effect to the transactions reported herein and previously reported transactions that occurred after May 16, 2024. Read SEC document |
| January 24, 2023 Filed Jan 30, 2023 23:39 UTC |
Carter Scott RDirector · Executive Chair
|
GrantCommon Stock | 101,523 | $9.85 | $1,000,001.55 |
DisclosureSEC source: 0000807863-23-000008 · wf-form4_167512194322319.xml · nonDerivative · entry 1 Carter Scott R · CIK 0001590913 · Director · Executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,037 F1 · shares: Represents restricted stock units granted on January 24, 2023 under Mitek's 2020 Incentive Plan. Shares subject to the award shall vest 50% on each of the first and second anniversaries of the date grant. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:51 UTC |
Teruel FrankCFO
|
GrantPerformance Restricted Stock Units · Derivative | 19,502 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000134 · wf-form4_167002509549421.xml · derivative · entry 2 Teruel Frank · CIK 0001866966 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,992 Underlying: Common Stock · 19,502 shares Expires not disclosed F2 · derivative.exercise_price: Represents 19,502 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 14,663 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 4,839 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest. F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100. F2 · derivative.exercise_date: Represents 19,502 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 14,663 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 4,839 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F2 · derivative.expiration_date: Represents 19,502 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 14,663 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 4,839 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:51 UTC |
Teruel FrankCFO
|
GrantCommon Stock | 14,663 | $10.23 | $150,002.49 |
DisclosureSEC source: 0000807863-22-000134 · wf-form4_167002509549421.xml · nonDerivative · entry 1 Teruel Frank · CIK 0001866966 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,305 F1 · shares: Represents restricted stock units granted on November 30, 2022 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:51 UTC |
Diamond Michael EGeneral Manager
|
GrantPerformance Restricted Stock Units · Derivative | 32,503 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000133 · wf-form4_167002507889225.xml · derivative · entry 2 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,006 Underlying: Common Stock · 32,503 shares Expires not disclosed F2 · derivative.exercise_price: Represents 32,503 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 24,438 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 8,065 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest. F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100. F2 · derivative.exercise_date: Represents 32,503 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 24,438 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 8,065 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F2 · derivative.expiration_date: Represents 32,503 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 24,438 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 8,065 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:51 UTC |
Diamond Michael EGeneral Manager
|
GrantCommon Stock | 24,438 | $10.23 | $250,000.74 |
DisclosureSEC source: 0000807863-22-000133 · wf-form4_167002507889225.xml · nonDerivative · entry 1 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,471 F1 · shares: Represents restricted stock units granted on November 30, 2022 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:51 UTC |
Briggs Christopher HSVP Identity
|
GrantPerformance Restricted Stock Units · Derivative | 32,503 | $10.23 | $332,505.69 |
DisclosureSEC source: 0000807863-22-000132 · wf-form4_167002505454040.xml · derivative · entry 2 Briggs Christopher H · CIK 0001953402 · SVP Identity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,802 Underlying: Common Stock · 32,503 shares Expires not disclosed F2 · derivative.exercise_price: Represents 32,503 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 24,438 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 8,065 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest. F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100. F2 · derivative.exercise_date: Represents 32,503 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 24,438 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 8,065 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F2 · derivative.expiration_date: Represents 32,503 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 24,438 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 8,065 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:51 UTC |
Briggs Christopher HSVP Identity
|
GrantCommon Stock | 24,438 | $10.23 | $250,000.74 |
DisclosureSEC source: 0000807863-22-000132 · wf-form4_167002505454040.xml · nonDerivative · entry 1 Briggs Christopher H · CIK 0001953402 · SVP Identity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,913 F1 · shares: Represents restricted stock units granted on November 30, 2022 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:50 UTC |
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
|
GrantPerformance Restricted Stock Units · Derivative | 130,010 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000131 · wf-form4_167002503909700.xml · derivative · entry 2 CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,020 Underlying: Common Stock · 130,010 shares Expires not disclosed F2 · derivative.exercise_price: Represents 130,010 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 97,752 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 32,258 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest. F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100. F2 · derivative.exercise_date: Represents 130,010 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 97,752 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 32,258 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F2 · derivative.expiration_date: Represents 130,010 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 97,752 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 32,258 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:50 UTC |
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
|
GrantCommon Stock | 97,752 | $10.23 | $1,000,002.96 |
DisclosureSEC source: 0000807863-22-000131 · wf-form4_167002503909700.xml · nonDerivative · entry 1 CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,039 F1 · shares: Represents restricted stock units granted on November 30, 2022 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:50 UTC |
Marcus Scott AdamGeneral Counsel
|
GrantPerformance Restricted Stock Units · Derivative | 13,001 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000130 · wf-form4_167002502303988.xml · derivative · entry 2 Marcus Scott Adam · CIK 0001915787 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,722 Underlying: Common Stock · 13,001 shares Expires not disclosed F2 · derivative.exercise_price: Represents 13,001 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 9,776 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 3,226 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest. F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100. F2 · derivative.exercise_date: Represents 13,001 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 9,776 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 3,226 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F2 · derivative.expiration_date: Represents 13,001 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 9,776 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 3,226 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:50 UTC |
Marcus Scott AdamGeneral Counsel
|
GrantCommon Stock | 9,776 | $10.23 | $100,008.48 |
DisclosureSEC source: 0000807863-22-000130 · wf-form4_167002502303988.xml · nonDerivative · entry 1 Marcus Scott Adam · CIK 0001915787 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,726 F1 · shares: Represents restricted stock units granted on November 30, 2022. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 21:49 UTC |
Ritter StephenChief Technology Officer
|
SaleCommon Stock | 2,797 | $10.71 | $29,955.87 |
DisclosureSEC source: 0000807863-22-000124 · wf-form4_166984493194223.xml · nonDerivative · entry 1 Ritter Stephen · CIK 0001666983 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,310 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 7,592 restricted stock units. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 21:48 UTC |
Diamond Michael EGeneral Manager
|
SaleCommon Stock | 3,019 | $10.71 | $32,333.49 |
DisclosureSEC source: 0000807863-22-000123 · wf-form4_166984491417581.xml · nonDerivative · entry 1 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,033 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 8,857 restricted stock units. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 21:48 UTC |
Teruel FrankCFO
|
SaleCommon Stock | 450 | $10.71 | $4,819.50 |
DisclosureSEC source: 0000807863-22-000122 · wf-form4_166984489555064.xml · nonDerivative · entry 1 Teruel Frank · CIK 0001866966 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,642 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 1,217 restricted stock units. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 21:48 UTC |
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
|
SaleCommon Stock | 26,693 | $10.71 | $285,882.03 |
DisclosureSEC source: 0000807863-22-000121 · wf-form4_166984487411570.xml · nonDerivative · entry 1 CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,287 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 50,613 restricted stock units. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 23:39 UTC |
Ritter StephenChief Technology Officer
|
SaleCommon Stock | 1,799 | $11.51 | $20,706.49 |
DisclosureSEC source: 0000807863-22-000116 · wf-form4_166872832454611.xml · nonDerivative · entry 1 Ritter Stephen · CIK 0001666983 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,107 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 5,157 restricted stock units. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 23:38 UTC |
Diamond Michael EGeneral Manager
|
SaleCommon Stock | 2,995 | $11.51 | $34,472.45 |
DisclosureSEC source: 0000807863-22-000115 · wf-form4_166872830147451.xml · nonDerivative · entry 1 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,052 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 9,282 restricted stock units. Read SEC document |
| November 07, 2022 Filed Nov 10, 2022 00:06 UTC |
Ritter StephenChief Technology Officer
|
SaleCommon Stock | 1,419 | $11.29 | $16,020.51 |
DisclosureSEC source: 0000807863-22-000110 · wf-form4_166803874679040.xml · nonDerivative · entry 1 Ritter Stephen · CIK 0001666983 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,906 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 3,948 restricted stock units. F2 · balance_after: Includes 661 shares acquired under the Mitek employee stock purchase plan on August 13, 2022 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| November 07, 2022 Filed Nov 10, 2022 00:05 UTC |
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
|
SaleCommon Stock | 8,502 | $11.29 | $95,987.58 |
DisclosureSEC source: 0000807863-22-000109 · wf-form4_166803872959806.xml · nonDerivative · entry 1 CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,980 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 23,685 restricted stock units. Read SEC document |
| November 07, 2022 Filed Nov 10, 2022 00:05 UTC |
Diamond Michael EGeneral Manager
|
SaleCommon Stock | 2,624 | $11.29 | $29,624.96 |
DisclosureSEC source: 0000807863-22-000108 · wf-form4_166803871274222.xml · nonDerivative · entry 1 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,047 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 7,895 restricted stock units. Read SEC document |
| July 20, 2022 Filed Jul 23, 2022 01:25 UTC |
Teruel FrankCFO
|
SaleCommon Stock | 5,747 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000085 · wf-form4_165853953523827.xml · nonDerivative · entry 1 Teruel Frank · CIK 0001866966 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,092 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 16,492 restricted stock units. F2 · balance_after: Includes 2,000 shares acquired under the Mitek Employee Stock Purchase Plan on February 15, 2022 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 15:33 UTC |
Diamond Michael EGeneral Manager
|
SaleCommon Stock | 572 | $14.22 | $8,133.84 |
DisclosureSEC source: 0000807863-22-000067 · wf-form4_164856797869864.xml · nonDerivative · entry 1 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,671 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay additional withholding taxes upon the vesting of 12,376 performance restricted stock units, which vesting was previously reported on March 23, 2022. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 01:23 UTC |
Gray JasonGC, Secretary & Admin Officer
|
SaleCommon Stock | 3,589 | $14.20 | $50,963.80 |
DisclosureSEC source: 0000807863-22-000065 · wf-form4_164808497559227.xml · nonDerivative · entry 2 Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,921 F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 8,939 performance restricted stock units. F3 · balance_after: Includes 1,165 shares acquired under the Mitek employee stock purchase plan on February 15, 2022 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 01:22 UTC |
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
|
SaleCommon Stock | 9,957 | $14.20 | $141,389.40 |
DisclosureSEC source: 0000807863-22-000064 · wf-form4_164808495687958.xml · nonDerivative · entry 2 CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,482 F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 27,503 performance restricted stock units. F3 · balance_after: Includes 1,225 shares acquired under the Mitek employee stock purchase plan on February 15, 2022 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 01:22 UTC |
Ritter StephenChief Technology Officer
|
SaleCommon Stock | 2,840 | $14.20 | $40,328.00 |
DisclosureSEC source: 0000807863-22-000063 · wf-form4_164808493672924.xml · nonDerivative · entry 2 Ritter Stephen · CIK 0001666983 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,664 F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 6,876 performance restricted stock units. F3 · balance_after: Includes 694 shares acquired under the Mitek employee stock purchase plan on February 15, 2022 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 01:22 UTC |
Diamond Michael EGeneral Manager
|
SaleCommon Stock | 3,696 | $14.20 | $52,483.20 |
DisclosureSEC source: 0000807863-22-000062 · wf-form4_164808492113408.xml · nonDerivative · entry 2 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,243 F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 12,376 performance restricted stock units. F3 · balance_after: Includes 1,225 shares acquired under the Mitek employee stock purchase plan on February 15, 2022 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| March 21, 2022 Filed Mar 24, 2022 01:23 UTC |
Gray JasonGC, Secretary & Admin Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 8,939 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000065 · wf-form4_164808497559227.xml · derivative · entry 3 Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,250 Underlying: Common Stock · 8,939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F5 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the second Performance Period was met, resulting in the vesting of 33% of the Performance RSUs. F4 · derivative.exercise_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F4 · derivative.expiration_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. Read SEC document |
| March 21, 2022 Filed Mar 24, 2022 01:23 UTC |
Gray JasonGC, Secretary & Admin Officer
|
Exercise / conversionCommon Stock | 8,939 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000065 · wf-form4_164808497559227.xml · nonDerivative · entry 1 Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 21, 2022 Filed Mar 24, 2022 01:22 UTC |
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 27,503 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000064 · wf-form4_164808495687958.xml · derivative · entry 3 CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,180 Underlying: Common Stock · 27,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F5 · date: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the second Performance Period was met, resulting in the vesting of 33% of the Performance RSUs. F4 · derivative.exercise_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F4 · derivative.expiration_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. Read SEC document |
| March 21, 2022 Filed Mar 24, 2022 01:22 UTC |
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 27,503 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000064 · wf-form4_164808495687958.xml · nonDerivative · entry 1 CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 21, 2022 Filed Mar 24, 2022 01:22 UTC |
Ritter StephenChief Technology Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 6,876 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000063 · wf-form4_164808493672924.xml · derivative · entry 3 Ritter Stephen · CIK 0001666983 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,052 Underlying: Common Stock · 6,876 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F5 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the second Performance Period was met, resulting in the vesting of 33% of the Performance RSUs. F4 · derivative.exercise_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F4 · derivative.expiration_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. Read SEC document |
| March 21, 2022 Filed Mar 24, 2022 01:22 UTC |
Ritter StephenChief Technology Officer
|
Exercise / conversionCommon Stock | 6,876 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000063 · wf-form4_164808493672924.xml · nonDerivative · entry 1 Ritter Stephen · CIK 0001666983 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 21, 2022 Filed Mar 24, 2022 01:22 UTC |
Diamond Michael EGeneral Manager
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 12,376 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000062 · wf-form4_164808492113408.xml · derivative · entry 3 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,583 Underlying: Common Stock · 12,376 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F5 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the second Performance Period was met, resulting in the vesting of 33% of the Performance RSUs. F4 · derivative.exercise_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F4 · derivative.expiration_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. Read SEC document |
| March 21, 2022 Filed Mar 24, 2022 01:22 UTC |
Diamond Michael EGeneral Manager
|
Exercise / conversionCommon Stock | 12,376 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000062 · wf-form4_164808492113408.xml · nonDerivative · entry 1 Diamond Michael E · CIK 0001590840 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:10 UTC |
Marcus Scott AdamGeneral Counsel
|
GrantCommon Stock · Derivative | 47,721 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000052 · wf-form4_164678103252160.xml · derivative · entry 2 Marcus Scott Adam · CIK 0001915787 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,721 Underlying: Performance Restricted Stock Units · 47,721 shares Expires not disclosed F2 · derivative.exercise_price: Represents 47,721 performance restricted stock units (the "Performance RSUs") granted on March 7, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 35,791 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 11,930 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest. F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100. F2 · derivative.exercise_date: Represents 47,721 performance restricted stock units (the "Performance RSUs") granted on March 7, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 35,791 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 11,930 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F2 · derivative.expiration_date: Represents 47,721 performance restricted stock units (the "Performance RSUs") granted on March 7, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 35,791 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 11,930 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:10 UTC |
Marcus Scott AdamGeneral Counsel
|
GrantCommon Stock | 42,950 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000052 · wf-form4_164678103252160.xml · nonDerivative · entry 1 Marcus Scott Adam · CIK 0001915787 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,950 F1 · shares: Represents restricted stock units granted on March 7, 2022. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 01:35 UTC |
Gupta RahulDirector
|
GrantCommon Stock | 10,068 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000037 · wf-form4_164635773143557.xml · nonDerivative · entry 1 GUPTA RAHUL · CIK 0001231126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,068 F1 · shares: Represents restricted stock units granted on March 2, 2022. Shares subject to the award vest on the first anniversary of the grant date. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 01:32 UTC |
Stevenson Kimberly SDirector
|
GrantCommon Stock | 10,068 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000034 · wf-form4_164635755785465.xml · nonDerivative · entry 1 Stevenson Kimberly S · CIK 0001570805 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,766 F1 · shares: Represents restricted stock units granted on March 2, 2022. Shares subject to the award vest on the first anniversary of the grant date. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 01:32 UTC |
Wells DonnaDirector
|
GrantCommon Stock | 10,068 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000033 · wf-form4_164635753882587.xml · nonDerivative · entry 1 Wells Donna · CIK 0001613921 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,293 F1 · shares: Represents restricted stock units granted on March 2, 2022. Shares subject to the award vest on the first anniversary of the grant date. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 01:32 UTC |
HALE JAMES C IIIDirector
|
GrantCommon Stock | 10,068 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000032 · wf-form4_164635751988494.xml · nonDerivative · entry 1 HALE JAMES C III · CIK 0001373766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,459 F1 · shares: Represents restricted stock units granted on March 2, 2022. Shares subject to the award vest on the first anniversary of the grant date. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 01:31 UTC |
Repo SusanDirector
|
GrantCommon Stock | 10,068 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000031 · wf-form4_164635750291006.xml · nonDerivative · entry 1 Repo Susan · CIK 0001866842 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,541 F1 · shares: Represents restricted stock units granted on March 2, 2022. Shares subject to the award vest on the first anniversary of the grant date. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 01:31 UTC |
Hansen Bruce EdwardDirector
|
GrantCommon Stock | 10,068 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000030 · wf-form4_164635748582203.xml · nonDerivative · entry 1 Hansen Bruce Edward · CIK 0001559935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,751 F1 · shares: Represents restricted stock units granted on March 2, 2022. Shares subject to the award vest on the first anniversary of the grant date. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:39 UTC |
Carter Scott RDirector
|
GrantCommon Stock | 10,068 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000042 · wf-form4_164642996557625.xml · nonDerivative · entry 1 Carter Scott R · CIK 0001590913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,514 F1 · shares: Represents restricted stock units granted on March 2, 2022. Shares subject to the award vest on the first anniversary of the grant date. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 23:37 UTC |
Gray JasonGC, Secretary & Admin Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001577363-21-000008 · wf-form4_164073464452235.xml · derivative · entry 3 Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,658 Underlying: Common Stock · 53 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F4 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the first Performance Period was met, resulting in the vesting of 33% of the Performance RSUs. F5 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index. F3 · derivative.exercise_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. F3 · derivative.expiration_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.