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Nasdaq · USD

MITK

MITEK SYSTEMS INC

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5119
SEC CIK
0000807863
Parsed reports
303

Last 12 months

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0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202601
May 202601
Jun 202600
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Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2023 Filed Nov 6, 2023 21:57 UTC
Gupta RahulDirector
GrantCommon Stock 14,098 $10.64 $150,002.72
Disclosure

SEC source: 0000807863-23-000128 · wk-form4_1699307847.xml · nonDerivative · entry 1

GUPTA RAHUL · CIK 0001231126 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,166

F1 · shares: Represents restricted stock units granted on November 2, 2023. This award is the annual equity grant that the Issuer makes to its non-employee directors in connection with its annual meeting of stockholders, which had been significantly delayed for this past fiscal year. Shares subject to the award vest on the date of the next Annual Shareholders Meeting.

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November 02, 2023 Filed Nov 6, 2023 21:55 UTC GrantCommon Stock 14,098 $10.64 $150,002.72
Disclosure

SEC source: 0000807863-23-000125 · wk-form4_1699307712.xml · nonDerivative · entry 1

Stevenson Kimberly S · CIK 0001570805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,864

F1 · shares: Represents restricted stock units granted on November 2, 2023. This award is the annual equity grant that the Issuer makes to its non-employee directors in connection with its annual meeting of stockholders, which had been significantly delayed for this past fiscal year. Shares subject to the award vest on the date of the next Annual Shareholders Meeting.

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November 02, 2023 Filed Nov 6, 2023 21:55 UTC GrantCommon Stock 14,098 $10.64 $150,002.72
Disclosure

SEC source: 0000807863-23-000124 · wk-form4_1699307700.xml · nonDerivative · entry 1

HALE JAMES C III · CIK 0001373766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,557

F1 · shares: Represents restricted stock units granted on November 2, 2023. This award is the annual equity grant that the Issuer makes to its non-employee directors in connection with its annual meeting of stockholders, which had been significantly delayed for this past fiscal year. Shares subject to the award vest on the date of the next Annual Shareholders Meeting.

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May 16, 2023 Filed May 18, 2023 22:14 UTC Exercise / conversionPerformance Restricted Stock Units · Derivative 4,913 $0.00 $0.00
Disclosure

SEC source: 0000807863-23-000035 · wk-form4_1684448047.xml · derivative · entry 2

Briggs Christopher H · CIK 0001953402 · SVP Identity

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,889

Underlying: Common Stock · 4,913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index.

F3 · derivative.exercise_price: On May 16, 2022, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F4 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment.

F3 · derivative.exercise_date: On May 16, 2022, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F3 · derivative.expiration_date: On May 16, 2022, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

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May 16, 2023 Filed May 18, 2023 22:14 UTC Exercise / conversionCommon Stock 4,913 $9.43 $46,329.59
Disclosure

SEC source: 0000807863-23-000035 · wk-form4_1684448047.xml · nonDerivative · entry 1

Briggs Christopher H · CIK 0001953402 · SVP Identity

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis.

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April 26, 2023 Filed Apr 30, 2025 20:12 UTC Tax withholdingCommon Stock 2,117 $8.72 $18,460.24
Disclosure

SEC source: 0000807863-25-000081 · wk-form4_1746043949.xml · nonDerivative · entry 1

Briggs Christopher H · CIK 0001953402 · SVP Identity

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,611

F1 · date: The transactions reported on this Form 4 are being reported late due to inadvertent administrative error. The amount in Column 5 of this Form 4 reflects the number of shares beneficially owned by the Reporting Person as of the date of this report after giving effect to the transactions reported herein and previously reported transactions that occurred after May 16, 2024.

F2 · shares: Represents the disposition of shares that were automatically sold by the Issuer to pay withholding taxes upon the vesting of 7,368 restricted stock units.

F1 · balance_after: The transactions reported on this Form 4 are being reported late due to inadvertent administrative error. The amount in Column 5 of this Form 4 reflects the number of shares beneficially owned by the Reporting Person as of the date of this report after giving effect to the transactions reported herein and previously reported transactions that occurred after May 16, 2024.

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January 24, 2023 Filed Jan 30, 2023 23:39 UTC
Carter Scott RDirector · Executive Chair
GrantCommon Stock 101,523 $9.85 $1,000,001.55
Disclosure

SEC source: 0000807863-23-000008 · wf-form4_167512194322319.xml · nonDerivative · entry 1

Carter Scott R · CIK 0001590913 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,037

F1 · shares: Represents restricted stock units granted on January 24, 2023 under Mitek's 2020 Incentive Plan. Shares subject to the award shall vest 50% on each of the first and second anniversaries of the date grant.

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November 30, 2022 Filed Dec 2, 2022 23:51 UTC GrantPerformance Restricted Stock Units · Derivative 19,502 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000134 · wf-form4_167002509549421.xml · derivative · entry 2

Teruel Frank · CIK 0001866966 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,992

Underlying: Common Stock · 19,502 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents 19,502 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 14,663 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 4,839 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest.

F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period.

F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100.

F2 · derivative.exercise_date: Represents 19,502 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 14,663 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 4,839 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F2 · derivative.expiration_date: Represents 19,502 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 14,663 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 4,839 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

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November 30, 2022 Filed Dec 2, 2022 23:51 UTC GrantCommon Stock 14,663 $10.23 $150,002.49
Disclosure

SEC source: 0000807863-22-000134 · wf-form4_167002509549421.xml · nonDerivative · entry 1

Teruel Frank · CIK 0001866966 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,305

F1 · shares: Represents restricted stock units granted on November 30, 2022 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant

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November 30, 2022 Filed Dec 2, 2022 23:51 UTC
Diamond Michael EGeneral Manager
GrantPerformance Restricted Stock Units · Derivative 32,503 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000133 · wf-form4_167002507889225.xml · derivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,006

Underlying: Common Stock · 32,503 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents 32,503 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 24,438 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 8,065 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest.

F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period.

F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100.

F2 · derivative.exercise_date: Represents 32,503 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 24,438 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 8,065 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F2 · derivative.expiration_date: Represents 32,503 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 24,438 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 8,065 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:51 UTC
Diamond Michael EGeneral Manager
GrantCommon Stock 24,438 $10.23 $250,000.74
Disclosure

SEC source: 0000807863-22-000133 · wf-form4_167002507889225.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,471

F1 · shares: Represents restricted stock units granted on November 30, 2022 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:51 UTC GrantPerformance Restricted Stock Units · Derivative 32,503 $10.23 $332,505.69
Disclosure

SEC source: 0000807863-22-000132 · wf-form4_167002505454040.xml · derivative · entry 2

Briggs Christopher H · CIK 0001953402 · SVP Identity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,802

Underlying: Common Stock · 32,503 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents 32,503 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 24,438 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 8,065 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest.

F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period.

F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100.

F2 · derivative.exercise_date: Represents 32,503 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 24,438 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 8,065 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F2 · derivative.expiration_date: Represents 32,503 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 24,438 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 8,065 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:51 UTC GrantCommon Stock 24,438 $10.23 $250,000.74
Disclosure

SEC source: 0000807863-22-000132 · wf-form4_167002505454040.xml · nonDerivative · entry 1

Briggs Christopher H · CIK 0001953402 · SVP Identity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,913

F1 · shares: Represents restricted stock units granted on November 30, 2022 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant.

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November 30, 2022 Filed Dec 2, 2022 23:50 UTC
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
GrantPerformance Restricted Stock Units · Derivative 130,010 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000131 · wf-form4_167002503909700.xml · derivative · entry 2

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,020

Underlying: Common Stock · 130,010 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents 130,010 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 97,752 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 32,258 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest.

F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period.

F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100.

F2 · derivative.exercise_date: Represents 130,010 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 97,752 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 32,258 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F2 · derivative.expiration_date: Represents 130,010 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 97,752 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 32,258 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:50 UTC
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
GrantCommon Stock 97,752 $10.23 $1,000,002.96
Disclosure

SEC source: 0000807863-22-000131 · wf-form4_167002503909700.xml · nonDerivative · entry 1

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,039

F1 · shares: Represents restricted stock units granted on November 30, 2022 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant.

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November 30, 2022 Filed Dec 2, 2022 23:50 UTC
Marcus Scott AdamGeneral Counsel
GrantPerformance Restricted Stock Units · Derivative 13,001 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000130 · wf-form4_167002502303988.xml · derivative · entry 2

Marcus Scott Adam · CIK 0001915787 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,722

Underlying: Common Stock · 13,001 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents 13,001 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 9,776 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 3,226 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest.

F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period.

F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100.

F2 · derivative.exercise_date: Represents 13,001 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 9,776 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 3,226 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F2 · derivative.expiration_date: Represents 13,001 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 9,776 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 3,226 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

Read SEC document
November 30, 2022 Filed Dec 2, 2022 23:50 UTC
Marcus Scott AdamGeneral Counsel
GrantCommon Stock 9,776 $10.23 $100,008.48
Disclosure

SEC source: 0000807863-22-000130 · wf-form4_167002502303988.xml · nonDerivative · entry 1

Marcus Scott Adam · CIK 0001915787 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,726

F1 · shares: Represents restricted stock units granted on November 30, 2022. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 21:49 UTC
Ritter StephenChief Technology Officer
SaleCommon Stock 2,797 $10.71 $29,955.87
Disclosure

SEC source: 0000807863-22-000124 · wf-form4_166984493194223.xml · nonDerivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,310

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 7,592 restricted stock units.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 21:48 UTC
Diamond Michael EGeneral Manager
SaleCommon Stock 3,019 $10.71 $32,333.49
Disclosure

SEC source: 0000807863-22-000123 · wf-form4_166984491417581.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,033

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 8,857 restricted stock units.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 21:48 UTC SaleCommon Stock 450 $10.71 $4,819.50
Disclosure

SEC source: 0000807863-22-000122 · wf-form4_166984489555064.xml · nonDerivative · entry 1

Teruel Frank · CIK 0001866966 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,642

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 1,217 restricted stock units.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 21:48 UTC
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
SaleCommon Stock 26,693 $10.71 $285,882.03
Disclosure

SEC source: 0000807863-22-000121 · wf-form4_166984487411570.xml · nonDerivative · entry 1

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,287

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 50,613 restricted stock units.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:39 UTC
Ritter StephenChief Technology Officer
SaleCommon Stock 1,799 $11.51 $20,706.49
Disclosure

SEC source: 0000807863-22-000116 · wf-form4_166872832454611.xml · nonDerivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,107

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 5,157 restricted stock units.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 23:38 UTC
Diamond Michael EGeneral Manager
SaleCommon Stock 2,995 $11.51 $34,472.45
Disclosure

SEC source: 0000807863-22-000115 · wf-form4_166872830147451.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,052

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 9,282 restricted stock units.

Read SEC document
November 07, 2022 Filed Nov 10, 2022 00:06 UTC
Ritter StephenChief Technology Officer
SaleCommon Stock 1,419 $11.29 $16,020.51
Disclosure

SEC source: 0000807863-22-000110 · wf-form4_166803874679040.xml · nonDerivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,906

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 3,948 restricted stock units.

F2 · balance_after: Includes 661 shares acquired under the Mitek employee stock purchase plan on August 13, 2022 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
November 07, 2022 Filed Nov 10, 2022 00:05 UTC
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
SaleCommon Stock 8,502 $11.29 $95,987.58
Disclosure

SEC source: 0000807863-22-000109 · wf-form4_166803872959806.xml · nonDerivative · entry 1

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,980

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 23,685 restricted stock units.

Read SEC document
November 07, 2022 Filed Nov 10, 2022 00:05 UTC
Diamond Michael EGeneral Manager
SaleCommon Stock 2,624 $11.29 $29,624.96
Disclosure

SEC source: 0000807863-22-000108 · wf-form4_166803871274222.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,047

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 7,895 restricted stock units.

Read SEC document
July 20, 2022 Filed Jul 23, 2022 01:25 UTC SaleCommon Stock 5,747 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000085 · wf-form4_165853953523827.xml · nonDerivative · entry 1

Teruel Frank · CIK 0001866966 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,092

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 16,492 restricted stock units.

F2 · balance_after: Includes 2,000 shares acquired under the Mitek Employee Stock Purchase Plan on February 15, 2022 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 25, 2022 Filed Mar 29, 2022 15:33 UTC
Diamond Michael EGeneral Manager
SaleCommon Stock 572 $14.22 $8,133.84
Disclosure

SEC source: 0000807863-22-000067 · wf-form4_164856797869864.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,671

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay additional withholding taxes upon the vesting of 12,376 performance restricted stock units, which vesting was previously reported on March 23, 2022.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 01:23 UTC
Gray JasonGC, Secretary & Admin Officer
SaleCommon Stock 3,589 $14.20 $50,963.80
Disclosure

SEC source: 0000807863-22-000065 · wf-form4_164808497559227.xml · nonDerivative · entry 2

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,921

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 8,939 performance restricted stock units.

F3 · balance_after: Includes 1,165 shares acquired under the Mitek employee stock purchase plan on February 15, 2022 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 22, 2022 Filed Mar 24, 2022 01:22 UTC
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
SaleCommon Stock 9,957 $14.20 $141,389.40
Disclosure

SEC source: 0000807863-22-000064 · wf-form4_164808495687958.xml · nonDerivative · entry 2

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,482

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 27,503 performance restricted stock units.

F3 · balance_after: Includes 1,225 shares acquired under the Mitek employee stock purchase plan on February 15, 2022 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 22, 2022 Filed Mar 24, 2022 01:22 UTC
Ritter StephenChief Technology Officer
SaleCommon Stock 2,840 $14.20 $40,328.00
Disclosure

SEC source: 0000807863-22-000063 · wf-form4_164808493672924.xml · nonDerivative · entry 2

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,664

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 6,876 performance restricted stock units.

F3 · balance_after: Includes 694 shares acquired under the Mitek employee stock purchase plan on February 15, 2022 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 22, 2022 Filed Mar 24, 2022 01:22 UTC
Diamond Michael EGeneral Manager
SaleCommon Stock 3,696 $14.20 $52,483.20
Disclosure

SEC source: 0000807863-22-000062 · wf-form4_164808492113408.xml · nonDerivative · entry 2

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,243

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 12,376 performance restricted stock units.

F3 · balance_after: Includes 1,225 shares acquired under the Mitek employee stock purchase plan on February 15, 2022 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 21, 2022 Filed Mar 24, 2022 01:23 UTC
Gray JasonGC, Secretary & Admin Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 8,939 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000065 · wf-form4_164808497559227.xml · derivative · entry 3

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,250

Underlying: Common Stock · 8,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F5 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the second Performance Period was met, resulting in the vesting of 33% of the Performance RSUs.

F4 · derivative.exercise_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F4 · derivative.expiration_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

Read SEC document
March 21, 2022 Filed Mar 24, 2022 01:23 UTC
Gray JasonGC, Secretary & Admin Officer
Exercise / conversionCommon Stock 8,939 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000065 · wf-form4_164808497559227.xml · nonDerivative · entry 1

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 21, 2022 Filed Mar 24, 2022 01:22 UTC
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 27,503 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000064 · wf-form4_164808495687958.xml · derivative · entry 3

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,180

Underlying: Common Stock · 27,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F5 · date: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the second Performance Period was met, resulting in the vesting of 33% of the Performance RSUs.

F4 · derivative.exercise_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F4 · derivative.expiration_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

Read SEC document
March 21, 2022 Filed Mar 24, 2022 01:22 UTC
CARNECCHIA SCIPIO MAXIMUSDirector · Chief Executive Officer
Exercise / conversionCommon Stock 27,503 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000064 · wf-form4_164808495687958.xml · nonDerivative · entry 1

CARNECCHIA SCIPIO MAXIMUS · CIK 0001255170 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 21, 2022 Filed Mar 24, 2022 01:22 UTC
Ritter StephenChief Technology Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 6,876 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000063 · wf-form4_164808493672924.xml · derivative · entry 3

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,052

Underlying: Common Stock · 6,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F5 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the second Performance Period was met, resulting in the vesting of 33% of the Performance RSUs.

F4 · derivative.exercise_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F4 · derivative.expiration_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

Read SEC document
March 21, 2022 Filed Mar 24, 2022 01:22 UTC
Ritter StephenChief Technology Officer
Exercise / conversionCommon Stock 6,876 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000063 · wf-form4_164808493672924.xml · nonDerivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 21, 2022 Filed Mar 24, 2022 01:22 UTC
Diamond Michael EGeneral Manager
Exercise / conversionPerformance Restricted Stock Units · Derivative 12,376 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000062 · wf-form4_164808492113408.xml · derivative · entry 3

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,583

Underlying: Common Stock · 12,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F5 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the second Performance Period was met, resulting in the vesting of 33% of the Performance RSUs.

F4 · derivative.exercise_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F4 · derivative.expiration_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

Read SEC document
March 21, 2022 Filed Mar 24, 2022 01:22 UTC
Diamond Michael EGeneral Manager
Exercise / conversionCommon Stock 12,376 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000062 · wf-form4_164808492113408.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 23:10 UTC
Marcus Scott AdamGeneral Counsel
GrantCommon Stock · Derivative 47,721 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000052 · wf-form4_164678103252160.xml · derivative · entry 2

Marcus Scott Adam · CIK 0001915787 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,721

Underlying: Performance Restricted Stock Units · 47,721 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents 47,721 performance restricted stock units (the "Performance RSUs") granted on March 7, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 35,791 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 11,930 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest.

F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period.

F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100.

F2 · derivative.exercise_date: Represents 47,721 performance restricted stock units (the "Performance RSUs") granted on March 7, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 35,791 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 11,930 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

F2 · derivative.expiration_date: Represents 47,721 performance restricted stock units (the "Performance RSUs") granted on March 7, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 35,791 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 11,930 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").

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March 07, 2022 Filed Mar 8, 2022 23:10 UTC
Marcus Scott AdamGeneral Counsel
GrantCommon Stock 42,950 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000052 · wf-form4_164678103252160.xml · nonDerivative · entry 1

Marcus Scott Adam · CIK 0001915787 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,950

F1 · shares: Represents restricted stock units granted on March 7, 2022. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

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March 02, 2022 Filed Mar 4, 2022 01:35 UTC
Gupta RahulDirector
GrantCommon Stock 10,068 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000037 · wf-form4_164635773143557.xml · nonDerivative · entry 1

GUPTA RAHUL · CIK 0001231126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,068

F1 · shares: Represents restricted stock units granted on March 2, 2022. Shares subject to the award vest on the first anniversary of the grant date.

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March 02, 2022 Filed Mar 4, 2022 01:32 UTC GrantCommon Stock 10,068 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000034 · wf-form4_164635755785465.xml · nonDerivative · entry 1

Stevenson Kimberly S · CIK 0001570805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,766

F1 · shares: Represents restricted stock units granted on March 2, 2022. Shares subject to the award vest on the first anniversary of the grant date.

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March 02, 2022 Filed Mar 4, 2022 01:32 UTC
Wells DonnaDirector
GrantCommon Stock 10,068 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000033 · wf-form4_164635753882587.xml · nonDerivative · entry 1

Wells Donna · CIK 0001613921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,293

F1 · shares: Represents restricted stock units granted on March 2, 2022. Shares subject to the award vest on the first anniversary of the grant date.

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March 02, 2022 Filed Mar 4, 2022 01:32 UTC GrantCommon Stock 10,068 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000032 · wf-form4_164635751988494.xml · nonDerivative · entry 1

HALE JAMES C III · CIK 0001373766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,459

F1 · shares: Represents restricted stock units granted on March 2, 2022. Shares subject to the award vest on the first anniversary of the grant date.

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March 02, 2022 Filed Mar 4, 2022 01:31 UTC
Repo SusanDirector
GrantCommon Stock 10,068 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000031 · wf-form4_164635750291006.xml · nonDerivative · entry 1

Repo Susan · CIK 0001866842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,541

F1 · shares: Represents restricted stock units granted on March 2, 2022. Shares subject to the award vest on the first anniversary of the grant date.

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March 02, 2022 Filed Mar 4, 2022 01:31 UTC GrantCommon Stock 10,068 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000030 · wf-form4_164635748582203.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,751

F1 · shares: Represents restricted stock units granted on March 2, 2022. Shares subject to the award vest on the first anniversary of the grant date.

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March 02, 2022 Filed Mar 4, 2022 21:39 UTC GrantCommon Stock 10,068 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000042 · wf-form4_164642996557625.xml · nonDerivative · entry 1

Carter Scott R · CIK 0001590913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,514

F1 · shares: Represents restricted stock units granted on March 2, 2022. Shares subject to the award vest on the first anniversary of the grant date.

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December 23, 2021 Filed Dec 28, 2021 23:37 UTC
Gray JasonGC, Secretary & Admin Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 53 $0.00 $0.00
Disclosure

SEC source: 0001577363-21-000008 · wf-form4_164073464452235.xml · derivative · entry 3

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,658

Underlying: Common Stock · 53 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F4 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the first Performance Period was met, resulting in the vesting of 33% of the Performance RSUs.

F5 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index.

F3 · derivative.exercise_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F3 · derivative.expiration_date: On November 27, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.