Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MITEK SYSTEMS INCMITK · Entity 5119 | General Counsel | November 30, 2022 | December 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MITEK SYSTEMS INC
Report date November 30, 2022 · Filed December 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,726 |
Reported balance
After 2022-11-30 transaction · row 1
1 source rowRow 1 · 2022-11-30 · Grant · Acquired 9,776 · Balance 52,726 F1: Represents restricted stock units granted on November 30, 2022. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 60,722 |
Reported balance
After 2022-11-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-11-30 · Grant · Acquired 13,001 · Balance 60,722 F2: Represents 13,001 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 9,776 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 3,226 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F3: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest. F4: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. F5: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted on November 30, 2022. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.
F2: Represents 13,001 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 9,776 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 3,226 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").
F3: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest.
F4: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period.
F5: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2022 Filed Dec 2, 2022 23:50 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantPerformance Restricted Stock Units · Derivative | 13,001 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000130 · wf-form4_167002502303988.xml · derivative · entry 2 Marcus Scott Adam · CIK 0001915787 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,722 Underlying: Common Stock · 13,001 shares Expires not disclosed F2 · derivative.exercise_price: Represents 13,001 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 9,776 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 3,226 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest. F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100. F2 · derivative.exercise_date: Represents 13,001 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 9,776 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 3,226 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F2 · derivative.expiration_date: Represents 13,001 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 9,776 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 3,226 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:50 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantCommon Stock | 9,776 | $10.23 | $100,008.48 |
DisclosureSEC source: 0000807863-22-000130 · wf-form4_167002502303988.xml · nonDerivative · entry 1 Marcus Scott Adam · CIK 0001915787 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,726 F1 · shares: Represents restricted stock units granted on November 30, 2022. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:10 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantCommon Stock · Derivative | 47,721 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000052 · wf-form4_164678103252160.xml · derivative · entry 2 Marcus Scott Adam · CIK 0001915787 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,721 Underlying: Performance Restricted Stock Units · 47,721 shares Expires not disclosed F2 · derivative.exercise_price: Represents 47,721 performance restricted stock units (the "Performance RSUs") granted on March 7, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 35,791 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 11,930 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest. F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100. F2 · derivative.exercise_date: Represents 47,721 performance restricted stock units (the "Performance RSUs") granted on March 7, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 35,791 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 11,930 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F2 · derivative.expiration_date: Represents 47,721 performance restricted stock units (the "Performance RSUs") granted on March 7, 2022, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 35,791 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 11,930 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 23:10 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantCommon Stock | 42,950 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000052 · wf-form4_164678103252160.xml · nonDerivative · entry 1 Marcus Scott Adam · CIK 0001915787 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,950 F1 · shares: Represents restricted stock units granted on March 7, 2022. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.