Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MITEK SYSTEMS INCMITK · Entity 5119 | CFO | November 30, 2022 | December 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MITEK SYSTEMS INC
Report date November 30, 2022 · Filed December 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 81,305 |
Reported balance
After 2022-11-30 transaction · row 1
1 source rowRow 1 · 2022-11-30 · Grant · Acquired 14,663 · Balance 81,305 F1: Represents restricted stock units granted on November 30, 2022 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 25,992 |
Reported balance
After 2022-11-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-11-30 · Grant · Acquired 19,502 · Balance 25,992 F2: Represents 19,502 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 14,663 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 4,839 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F3: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest. F4: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. F5: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted on November 30, 2022 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant
F2: Represents 19,502 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 14,663 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 4,839 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs").
F3: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest.
F4: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period.
F5: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2022 Filed Dec 2, 2022 23:51 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantPerformance Restricted Stock Units · Derivative | 19,502 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000134 · wf-form4_167002509549421.xml · derivative · entry 2 Teruel Frank · CIK 0001866966 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,992 Underlying: Common Stock · 19,502 shares Expires not disclosed F2 · derivative.exercise_price: Represents 19,502 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 14,663 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 4,839 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest. F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100. F2 · derivative.exercise_date: Represents 19,502 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 14,663 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 4,839 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F2 · derivative.expiration_date: Represents 19,502 performance restricted stock units (the "Performance RSUs") granted on November 30, 2022 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 14,663 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 4,839 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:51 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantCommon Stock | 14,663 | $10.23 | $150,002.49 |
DisclosureSEC source: 0000807863-22-000134 · wf-form4_167002509549421.xml · nonDerivative · entry 1 Teruel Frank · CIK 0001866966 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,305 F1 · shares: Represents restricted stock units granted on November 30, 2022 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 21:48 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | SaleCommon Stock | 450 | $10.71 | $4,819.50 |
DisclosureSEC source: 0000807863-22-000122 · wf-form4_166984489555064.xml · nonDerivative · entry 1 Teruel Frank · CIK 0001866966 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,642 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 1,217 restricted stock units. Read SEC document |
| July 20, 2022 Filed Jul 23, 2022 01:25 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | SaleCommon Stock | 5,747 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-22-000085 · wf-form4_165853953523827.xml · nonDerivative · entry 1 Teruel Frank · CIK 0001866966 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,092 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 16,492 restricted stock units. F2 · balance_after: Includes 2,000 shares acquired under the Mitek Employee Stock Purchase Plan on February 15, 2022 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:36 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantPerformance Restricted Stock Units · Derivative | 6,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001866966-21-000006 · wf-form4_163832255446182.xml · derivative · entry 2 Teruel Frank · CIK 0001866966 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,490 Underlying: Common Stock · 6,490 shares Expires not disclosed F2 · derivative.exercise_price: Represents 6,490 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 4,868 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 1,622 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F3 · derivative.exercise_price: Up to 33.33% of the At-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been met. Up to 33.33% of the Above-Target Performance RSUs shall vest on each one-year anniversary of the date of grant if the annual performance criteria for the applicable Performance Period has been exceeded by 10% or more. If the annual performance criteria for any applicable Performance Period has not been met, then up to 100% of any such prior Performance Period's unvested Performance RSUs shall vest at the end of any subsequent annual Performance Period if the applicable cumulative performance criteria has been met. For Mitek common stock performance (whether annual or cumulative) between 85% through 100% of the performance of the Russell 2000 Index, a pro-rata portion of the At-Target Performance RSUs will vest and no Above-Target Performance RSUs will vest. F4 · derivative.exercise_price: With respect to At-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. With respect to Above-Target Performance RSUs, the annual performance criteria for each annual Performance Period shall be for the percentage increase in value of Mitek's common stock to be 110% or more of the percentage increase in value of the Russell 2000 Index over the applicable annual Performance Period. F5 · derivative.exercise_price: For the purposes of determining the percentage increase in value of Mitek's common stock and the Russell 2000 Index, a hypothetical investment of $100 will be made in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The percentage change shall be determined by comparing the increase in value to the starting investment of $100. F2 · derivative.exercise_date: Represents 6,490 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 4,868 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 1,622 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). F2 · derivative.expiration_date: Represents 6,490 performance restricted stock units (the "Performance RSUs") granted on November 26, 2021 under Mitek's 2020 Incentive Plan, which vest based upon the achievement of certain performance criteria over the three-year period following the date of grant (each such year, a "Performance Period"). Performance criteria is measured on both an annual and cumulative basis as described below. 4,868 of the Performance RSUs vest if certain at-target performance criteria is met (the "At-Target Performance RSUs") and 1,622 of the Performance RSUs vest if certain above-target performance criteria is met (the "Above-Target Performance RSUs"). Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:36 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantCommon Stock | 4,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001866966-21-000006 · wf-form4_163832255446182.xml · nonDerivative · entry 1 Teruel Frank · CIK 0001866966 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,839 F1 · shares: Represents restricted stock units granted on November 26, 2021 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 25% shall vest on the first anniversary of the date grant and thereafter an additional 25% shall vest on each subsequent anniversary of the date of grant Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 21:17 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantCommon Stock | 65,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001866966-21-000003 · wf-form4_162690223686332.xml · nonDerivative · entry 1 Teruel Frank · CIK 0001866966 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,971 F1 · shares: Represents restricted stock units granted on July 19, 2021. Shares subject to the award will vest in four equal annual installments, with 25% of such award vesting on the one-year anniversary of the grant date and the remaining 75% vesting in equal installments on each subsequent anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.