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Carter Scott R

Disclosed activity across 1 company

Tapewire entity
62678
SEC CIK
0001590913

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MITEK SYSTEMS INCMITK · Entity 5119DirectorMarch 03, 2026March 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MITEK SYSTEMS INC

Report date March 03, 2026 · Filed March 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect191,584 Reported balance After 2026-03-03 transaction · row 1
1 source row

Row 1 · 2026-03-03 · Grant · Acquired 11,448 · Balance 191,584

F1: Represents restricted stock units granted on March 3, 2026. This award is the annual equity grant that the Issuer makes to its non-employee directors as part of the director compensation program in connection with its annual meeting of stockholders. Shares subject to the award vest at the later of the date of the next Annual Shareholders Meeting or one year after the date of grant.

Common StockSEC Table I · non-derivativeIndirectBy Trust12,000 Reported balance Holding disclosure · report date 2026-03-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 12,000

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted on March 3, 2026. This award is the annual equity grant that the Issuer makes to its non-employee directors as part of the director compensation program in connection with its annual meeting of stockholders. Shares subject to the award vest at the later of the date of the next Annual Shareholders Meeting or one year after the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2026 Filed Mar 5, 2026 21:10 UTC MITEK SYSTEMS INC MITK · Entity 5119 GrantCommon Stock 11,448 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-015169 · wk-form4_1772745019.xml · nonDerivative · entry 1

Carter Scott R · CIK 0001590913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,584

F1 · shares: Represents restricted stock units granted on March 3, 2026. This award is the annual equity grant that the Issuer makes to its non-employee directors as part of the director compensation program in connection with its annual meeting of stockholders. Shares subject to the award vest at the later of the date of the next Annual Shareholders Meeting or one year after the date of grant.

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March 06, 2025 Filed Mar 10, 2025 21:24 UTC MITEK SYSTEMS INC MITK · Entity 5119 PurchaseCommon Sock 12,000 $9.08 $108,960.00
Disclosure

SEC source: 0000807863-25-000059 · wk-form4_1741641877.xml · nonDerivative · entry 1

Carter Scott R · CIK 0001590913 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 192,136

F1 · kind: The Scott R Carter and Anita S Trust dated June 15, 2022, for which the reporting person is trustee, purchased 12,000 shares of the issuer's common stock on March 6, 2025. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.04 - $9.09, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: The Scott R Carter and Anita S Trust dated June 15, 2022, for which the reporting person is trustee, purchased 12,000 shares of the issuer's common stock on March 6, 2025. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.04 - $9.09, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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March 04, 2025 Filed Mar 7, 2025 00:49 UTC MITEK SYSTEMS INC MITK · Entity 5119 GrantCommon Sock 18,744 $9.07 $170,008.08
Disclosure

SEC source: 0000807863-25-000053 · wk-form4_1741308574.xml · nonDerivative · entry 1

Carter Scott R · CIK 0001590913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,136

F1 · shares: Represents restricted stock units granted on March 4, 2025. This award is the annual equity grant that the Issuer makes to its non-employee directors in connection with its annual meeting of stockholders. Shares subject to the award vest at the later of the date of the next Annual Shareholders Meeting or one year after the date of grant.

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June 04, 2024 Filed Jun 7, 2024 16:45 UTC MITEK SYSTEMS INC MITK · Entity 5119 GrantPerformance Restricted Stock Units · Derivative 40,355 $0.00 $0.00
Disclosure

SEC source: 0000807863-24-000066 · wk-form4_1717778696.xml · derivative · entry 2

Carter Scott R · CIK 0001590913 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,355

Underlying: Common Sock · 40,355 shares

Expires not disclosed

F2 · derivative.exercise_price: On June 4, 2024 (the "Grant Date"), Mitek Systems, Inc. (the "Company") granted Mr. Carter performance-based restricted stock units ("Performance RSUs") for 40,355 shares of the Company's common stock under the Company's Amended and Restated 2020 Incentive Plan (the "Plan"), which will vest on the one-year anniversary of the Grant Date if the annual performance criteria based on the performance of the Company's common stock have been met, subject to Mr. Carter's Continuous Service (as defined in the Plan) through such date; provided that if (i) the Company appoints a new permanent CEO, (ii) Mr. Carter is removed by the Company as Interim CEO for any reason other than for cause or (iii) Mr. Carter resigns for good reason, any then-unvested and outstanding Performance RSUs shall remain outstanding and eligible to vest upon satisfaction of the applicable performance criteria, irrespective of Mr. Carter's Continuous Service as an employee of the Company or as a member of the Board.

F3 · derivative.exercise_price: The annual performance criteria for the Performance RSUs shall be for the percentage increase in value of the Company's common stock to meet or exceed the percentage increase in value of the Russell 2000 Index over the annual performance period. If (a) the Company's common stock performance equals or exceeds the performance of the Russell 2000 Index over the annual performance period then the Performance RSUs shall vest in full, (b) the Company's common stock performance is between 85% and 99.9% of the performance of the Russell 2000 Index, a pro-rata portion of the Performance RSUs (ranging from 50% to 99.9%) will vest or (c) the Company's common stock performance is below 85% of the performance of the Russell 2000 Index, the Performance RSUs will not vest.

F2 · derivative.exercise_date: On June 4, 2024 (the "Grant Date"), Mitek Systems, Inc. (the "Company") granted Mr. Carter performance-based restricted stock units ("Performance RSUs") for 40,355 shares of the Company's common stock under the Company's Amended and Restated 2020 Incentive Plan (the "Plan"), which will vest on the one-year anniversary of the Grant Date if the annual performance criteria based on the performance of the Company's common stock have been met, subject to Mr. Carter's Continuous Service (as defined in the Plan) through such date; provided that if (i) the Company appoints a new permanent CEO, (ii) Mr. Carter is removed by the Company as Interim CEO for any reason other than for cause or (iii) Mr. Carter resigns for good reason, any then-unvested and outstanding Performance RSUs shall remain outstanding and eligible to vest upon satisfaction of the applicable performance criteria, irrespective of Mr. Carter's Continuous Service as an employee of the Company or as a member of the Board.

F2 · derivative.expiration_date: On June 4, 2024 (the "Grant Date"), Mitek Systems, Inc. (the "Company") granted Mr. Carter performance-based restricted stock units ("Performance RSUs") for 40,355 shares of the Company's common stock under the Company's Amended and Restated 2020 Incentive Plan (the "Plan"), which will vest on the one-year anniversary of the Grant Date if the annual performance criteria based on the performance of the Company's common stock have been met, subject to Mr. Carter's Continuous Service (as defined in the Plan) through such date; provided that if (i) the Company appoints a new permanent CEO, (ii) Mr. Carter is removed by the Company as Interim CEO for any reason other than for cause or (iii) Mr. Carter resigns for good reason, any then-unvested and outstanding Performance RSUs shall remain outstanding and eligible to vest upon satisfaction of the applicable performance criteria, irrespective of Mr. Carter's Continuous Service as an employee of the Company or as a member of the Board.

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June 04, 2024 Filed Jun 7, 2024 16:45 UTC MITEK SYSTEMS INC MITK · Entity 5119 GrantCommon Stock 40,355 $12.39 $499,998.45
Disclosure

SEC source: 0000807863-24-000066 · wk-form4_1717778696.xml · nonDerivative · entry 1

Carter Scott R · CIK 0001590913 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,392

F1 · shares: Represents restricted stock units granted on June 4, 2024 under the Mitek Systems, Inc.'s Amended and Restated 2020 Incentive Plan. Shares subject to the award will vest in full on the one year anniversary of the grant date, subject to Mr. Carter's service through such date; provided that if an acceleration event occurs, then any then-unvested and outstanding restricted stock units shall vest in full on the date of such acceleration event, as the case may be.

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January 24, 2023 Filed Jan 30, 2023 23:39 UTC MITEK SYSTEMS INC MITK · Entity 5119 GrantCommon Stock 101,523 $9.85 $1,000,001.55
Disclosure

SEC source: 0000807863-23-000008 · wf-form4_167512194322319.xml · nonDerivative · entry 1

Carter Scott R · CIK 0001590913 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,037

F1 · shares: Represents restricted stock units granted on January 24, 2023 under Mitek's 2020 Incentive Plan. Shares subject to the award shall vest 50% on each of the first and second anniversaries of the date grant.

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March 02, 2022 Filed Mar 4, 2022 21:39 UTC MITEK SYSTEMS INC MITK · Entity 5119 GrantCommon Stock 10,068 $0.00 $0.00
Disclosure

SEC source: 0000807863-22-000042 · wf-form4_164642996557625.xml · nonDerivative · entry 1

Carter Scott R · CIK 0001590913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,514

F1 · shares: Represents restricted stock units granted on March 2, 2022. Shares subject to the award vest on the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.