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Nasdaq · USD

MDLZ

Mondelez International, Inc.

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Tapewire entity
2953
SEC CIK
0001103982
Parsed reports
565

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2019 Filed Feb 15, 2019 23:09 UTC
Pleuhs Gerhard W.EVP & General Counsel
Exercise / conversionStock Options (right to buy) · Derivative 29,340 $0.00 Strike: $19.08 $0.00
Disclosure

SEC source: 0001209191-19-010751 · doc4.xml · derivative · entry 5

Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 29,340 shares

Expires 2020-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 22, 2013 and expire on February 21, 2020.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 23:09 UTC
Pleuhs Gerhard W.EVP & General Counsel
GiftClass A Common Stock 63,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010751 · doc4.xml · nonDerivative · entry 4

Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife

Disclosed balance after: 63,000

F3 · shares: This transaction involved a gift of securities by the reporting person to his wife, who shares the reporting person's household.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 23:09 UTC
Pleuhs Gerhard W.EVP & General Counsel
GiftClass A Common Stock 63,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010751 · doc4.xml · nonDerivative · entry 3

Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,360

F3 · shares: This transaction involved a gift of securities by the reporting person to his wife, who shares the reporting person's household.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 23:09 UTC
Pleuhs Gerhard W.EVP & General Counsel
SaleClass A Common Stock 29,340 $47.72 $1,400,104.80
Disclosure

SEC source: 0001209191-19-010751 · doc4.xml · nonDerivative · entry 2

Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,360

F2 · shares: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.72 to $47.74, inclusive. The reporting person undertakes to provide to Mondelez International, Inc., any security holder of Mondelez International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 23:09 UTC
Pleuhs Gerhard W.EVP & General Counsel
Exercise / conversionClass A Common Stock 29,340 $19.08 $559,692.77
Disclosure

SEC source: 0001209191-19-010751 · doc4.xml · nonDerivative · entry 1

Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 22, 2013 and expire on February 21, 2020.

Read SEC document
February 05, 2019 Filed Feb 6, 2020 21:47 UTC
MAY PETER WDirector
SaleClass A Common Stock 1,806,060 $57.95 $104,666,595.18
Disclosure

SEC source: 0001209191-20-007181 · doc4.xml · nonDerivative · entry 2

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 15,836,264

F1 · kind: The reduction by Trian Fund Management, L.P. ("Trian Management") in its holdings in Mondelez International, Inc. ("Mondelez International") was solely in connection with the disposition of shares held by a multi-year drawdown fund managed by Trian Management that is set to expire this year.

F5 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $57.58 to $58.18. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International held by them.

F4 · ownership.nature: (FN3, contd.) Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of Mondelez International.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:08 UTC
Urdaneta NelsonSVP, Corp. Controller & CAO
Exercise / conversionStock Options (right to buy) · Derivative 7,200 $0.00 Strike: $15.47 $0.00
Disclosure

SEC source: 0001209191-19-007309 · doc4.xml · derivative · entry 3

Urdaneta Nelson · CIK 0001679749 · SVP, Corp. Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,200 shares

Expires 2019-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:08 UTC
Urdaneta NelsonSVP, Corp. Controller & CAO
Tax withholdingClass A Common Stock 3,940 $46.11 $181,673.40
Disclosure

SEC source: 0001209191-19-007309 · doc4.xml · nonDerivative · entry 2

Urdaneta Nelson · CIK 0001679749 · SVP, Corp. Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,620

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 21:08 UTC
Urdaneta NelsonSVP, Corp. Controller & CAO
Exercise / conversionClass A Common Stock 7,200 $15.47 $111,398.40
Disclosure

SEC source: 0001209191-19-007309 · doc4.xml · nonDerivative · entry 1

Urdaneta Nelson · CIK 0001679749 · SVP, Corp. Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
February 04, 2019 Filed Feb 6, 2020 21:47 UTC
MAY PETER WDirector
SaleClass A Common Stock 1,177,012 $57.67 $67,883,343.19
Disclosure

SEC source: 0001209191-20-007181 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 17,642,324

F1 · kind: The reduction by Trian Fund Management, L.P. ("Trian Management") in its holdings in Mondelez International, Inc. ("Mondelez International") was solely in connection with the disposition of shares held by a multi-year drawdown fund managed by Trian Management that is set to expire this year.

F2 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $57.315 to $57.98. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Trian Management serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International held by them.

F4 · ownership.nature: (FN3, contd.) Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of Mondelez International.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:07 UTC
Gruber Vinzenz P.EVP and President, Europe
SaleClass A Common Stock 10,945 $45.86 $501,937.70
Disclosure

SEC source: 0001209191-19-007304 · doc4.xml · nonDerivative · entry 1

Gruber Vinzenz P. · CIK 0001761351 · EVP and President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,584

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:09 UTC
Cofer Timothy P.EVP & Chief Growth Officer
Exercise / conversionStock Options (right to buy) · Derivative 15,880 $0.00 Strike: $15.47 $0.00
Disclosure

SEC source: 0001209191-19-006398 · doc4.xml · derivative · entry 6

Cofer Timothy P. · CIK 0001526722 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,880 shares

Expires 2019-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:09 UTC
Cofer Timothy P.EVP & Chief Growth Officer
Tax withholdingClass A Common Stock 8,409 $46.26 $389,000.34
Disclosure

SEC source: 0001209191-19-006398 · doc4.xml · nonDerivative · entry 4

Cofer Timothy P. · CIK 0001526722 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,078

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:09 UTC
Cofer Timothy P.EVP & Chief Growth Officer
Exercise / conversionClass A Common Stock 15,880 $15.47 $245,695.36
Disclosure

SEC source: 0001209191-19-006398 · doc4.xml · nonDerivative · entry 3

Cofer Timothy P. · CIK 0001526722 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:09 UTC
Cofer Timothy P.EVP & Chief Growth Officer
Exercise / conversionStock Options (right to buy) · Derivative 15,880 $0.00 Strike: $15.47 $0.00
Disclosure

SEC source: 0001209191-19-006398 · doc4.xml · derivative · entry 5

Cofer Timothy P. · CIK 0001526722 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,880

Underlying: Class A Common Stock · 15,880 shares

Expires 2019-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:09 UTC
Cofer Timothy P.EVP & Chief Growth Officer
Tax withholdingClass A Common Stock 8,726 $43.81 $382,286.06
Disclosure

SEC source: 0001209191-19-006398 · doc4.xml · nonDerivative · entry 2

Cofer Timothy P. · CIK 0001526722 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,607

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:09 UTC
Cofer Timothy P.EVP & Chief Growth Officer
Exercise / conversionClass A Common Stock 15,880 $15.47 $245,695.36
Disclosure

SEC source: 0001209191-19-006398 · doc4.xml · nonDerivative · entry 1

Cofer Timothy P. · CIK 0001526722 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 12:09 UTC
Van de Put DirkDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 45,491 $43.69 $1,987,501.79
Disclosure

SEC source: 0001209191-18-059617 · doc4.xml · nonDerivative · entry 1

Van de Put Dirk · CIK 0001536137 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,360

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of deferred stock units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 20:07 UTC
Cofer Timothy P.EVP & Chief Growth Officer
Tax withholdingClass A Common Stock 47,986 $42.12 $2,021,170.32
Disclosure

SEC source: 0001209191-18-056752 · doc4.xml · nonDerivative · entry 1

Cofer Timothy P. · CIK 0001526722 · EVP & Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,453

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of deferred stock units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:05 UTC
Brusadelli MaurizioEVP and President AMEA
Exercise / conversionStock Options (right to buy) · Derivative 11,680 $0.00 Strike: $15.47 $0.00
Disclosure

SEC source: 0001209191-18-051424 · doc4.xml · derivative · entry 3

Brusadelli Maurizio · CIK 0001660980 · EVP and President AMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,680 shares

Expires 2019-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the sales of securities in payment of the exercise price, taxes and fees.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:05 UTC
Brusadelli MaurizioEVP and President AMEA
SaleClass A Common Stock 7,381 $43.74 $322,844.94
Disclosure

SEC source: 0001209191-18-051424 · doc4.xml · nonDerivative · entry 2

Brusadelli Maurizio · CIK 0001660980 · EVP and President AMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,578

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the sales of securities in payment of the exercise price, taxes and fees.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:05 UTC
Brusadelli MaurizioEVP and President AMEA
Exercise / conversionClass A Common Stock 11,680 $15.47 $180,712.96
Disclosure

SEC source: 0001209191-18-051424 · doc4.xml · nonDerivative · entry 1

Brusadelli Maurizio · CIK 0001660980 · EVP and President AMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the sales of securities in payment of the exercise price, taxes and fees.

Read SEC document
September 12, 2018 Filed Sep 12, 2018 21:15 UTC
Myers Daniel P.EVP, Integrated Supply Chain
SaleClass A Common Stock 27,963 $43.44 $1,214,712.72
Disclosure

SEC source: 0001209191-18-050664 · doc4.xml · nonDerivative · entry 1

Myers Daniel P. · CIK 0001526896 · EVP, Integrated Supply Chain

10b5-1 filing: Not disclosed

Ownership: Indirect · by Revocable Trust

Disclosed balance after: 86,025

F1 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.431 to $43.46, inclusive. The reporting person undertakes to provide to Mondelez International, Inc., any security holder of Mondelez International, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F2 · balance_after: Since the date of Mr. Myers' last ownership report, he transferred 16,992 shares of Mondelez International common stock from a directly owned account to a revocable trust account.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 20:03 UTC
Pleuhs Gerhard W.EVP & General Counsel
Exercise / conversionStock Options (right to buy) · Derivative 27,520 $0.00 Strike: $15.47 $0.00
Disclosure

SEC source: 0001209191-18-050032 · doc4.xml · derivative · entry 3

Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 27,520 shares

Expires 2019-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 20:03 UTC
Pleuhs Gerhard W.EVP & General Counsel
Tax withholdingClass A Common Stock 17,646 $43.49 $767,424.54
Disclosure

SEC source: 0001209191-18-050032 · doc4.xml · nonDerivative · entry 2

Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,360

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 20:03 UTC
Pleuhs Gerhard W.EVP & General Counsel
Exercise / conversionClass A Common Stock 27,520 $15.47 $425,789.44
Disclosure

SEC source: 0001209191-18-050032 · doc4.xml · nonDerivative · entry 1

Pleuhs Gerhard W. · CIK 0001251844 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 is being filed to report the exercise of stock options that became 100% exercisable on February 17, 2012 and expire on February 20, 2019, and to report the surrender of securities in payment of the exercise price and taxes.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 20:07 UTC
Zaramella LucaEVP & Chief Financial Officer
GrantStock Options (right to buy) · Derivative 29,190 $0.00 Strike: $42.83 $0.00
Disclosure

SEC source: 0001209191-18-044927 · doc4.xml · derivative · entry 1

Zaramella Luca · CIK 0001622077 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,190

Underlying: Class A Common Stock · 29,190 shares

Expires 2028-08-01

F1 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on August 1, 2019; 33% on August 1, 2020; and 34% on August 1, 2021.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 20:18 UTC
Alviti PauletteEVP, Human Resources
GrantStock Options (right to buy) · Derivative 46,610 $0.00 Strike: $40.23 $0.00
Disclosure

SEC source: 0001209191-18-037456 · doc4.xml · derivative · entry 2

Alviti Paulette · CIK 0001578438 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,610

Underlying: Class A Common Stock · 46,610 shares

Expires 2028-06-09

F2 · derivative.exercise_date: Options vest in three annual installments as follows: 33% on June 11, 2019; 33% on June 11, 2020; and 34% on June 11, 2021.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 20:18 UTC
Alviti PauletteEVP, Human Resources
GrantClass A Common Stock 36,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-037456 · doc4.xml · nonDerivative · entry 1

Alviti Paulette · CIK 0001578438 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,050

F1 · shares: Deferred stock units awarded under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Deferred stock units will vest as follows: 50% on June 11, 2019 and 50% on June 11, 2020.

Read SEC document
May 16, 2018 Filed May 18, 2018 09:06 UTC GrantClass A Common Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031273 · doc4.xml · nonDerivative · entry 1

NEUBAUER JOSEPH · CIK 0000905129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,700

F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.

F2 · balance_after: Total number of shares owned includes 563 shares acquired through a dividend reinvestment program.

Read SEC document
May 16, 2018 Filed May 18, 2018 13:02 UTC
MAY PETER WDirector
GrantClass A Common Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031268 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,437

F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.

F2 · balance_after: Total number of shares owned includes 5 shares acquired through a dividend reinvestment program.

Read SEC document
May 16, 2018 Filed May 18, 2018 13:10 UTC GrantClass A Common Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031277 · doc4.xml · nonDerivative · entry 1

van Boxmeer Jean Francois M L · CIK 0001480144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,987

F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.

F2 · balance_after: Total number of shares owned includes 2,489 shares acquired through a dividend reinvestment program.

Read SEC document
May 16, 2018 Filed May 18, 2018 13:08 UTC GrantClass A Common Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031275 · doc4.xml · nonDerivative · entry 1

Shi Christiana Smith · CIK 0001529495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,836

F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.

F2 · balance_after: Total number of shares owned includes 281 shares acquired through a dividend reinvestment program.

Read SEC document
May 16, 2018 Filed May 18, 2018 13:09 UTC GrantClass A Common Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031276 · doc4.xml · nonDerivative · entry 1

Siewert Patrick · CIK 0001324047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,075

F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.

F2 · balance_after: Total number of shares owned includes 1,428 shares acquired through a dividend reinvestment program.

Read SEC document
May 16, 2018 Filed May 18, 2018 13:07 UTC GrantClass A Common Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031274 · doc4.xml · nonDerivative · entry 1

Reynolds Fredric G · CIK 0001347950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,160

F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.

F2 · balance_after: Total number of shares owned includes 2,873 shares acquired through a dividend reinvestment program.

Read SEC document
May 16, 2018 Filed May 18, 2018 13:05 UTC GrantClass A Common Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031272 · doc4.xml · nonDerivative · entry 1

Mesquita Jorge S. · CIK 0001547344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,774

F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.

F2 · balance_after: Total number of shares owned includes 1,505 shares acquired through a dividend reinvestment program.

Read SEC document
May 16, 2018 Filed May 18, 2018 13:04 UTC GrantClass A Common Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031271 · doc4.xml · nonDerivative · entry 1

KETCHUM MARK D · CIK 0001180783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,400

F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.

F2 · balance_after: Total number of shares owned includes 6,495 shares acquired through a dividend reinvestment program.

Read SEC document
May 16, 2018 Filed May 18, 2018 13:03 UTC GrantClass A Common Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031270 · doc4.xml · nonDerivative · entry 1

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,084

F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.

F2 · balance_after: Total number of shares owned includes 5,314 shares acquired through a dividend reinvestment program.

Read SEC document
May 16, 2018 Filed May 18, 2018 13:03 UTC GrantClass A Common Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031269 · doc4.xml · nonDerivative · entry 1

Crew Debra Ann · CIK 0001594085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,797

F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.

F2 · balance_after: Total number of shares owned includes 5 shares acquired through a dividend reinvestment program.

Read SEC document
May 16, 2018 Filed May 18, 2018 13:02 UTC GrantClass A Common Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031267 · doc4.xml · nonDerivative · entry 1

BUNCH CHARLES E · CIK 0001242243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,220

F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.

F2 · balance_after: Total number of shares owned includes 171 shares acquired through a dividend reinvestment program.

Read SEC document
May 16, 2018 Filed May 18, 2018 13:00 UTC GrantClass A Common Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031266 · doc4.xml · nonDerivative · entry 1

BOOTH LEWIS W K · CIK 0001191527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,829

F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.

F2 · balance_after: Total number of shares owned includes 1,415 shares acquired through a dividend reinvestment program.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 21:16 UTC
MAY PETER WDirector
PurchaseClass A Common Stock 1,028,600 $44.27 $45,537,562.04
Disclosure

SEC source: 0001209191-18-018482 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 18,801,262

F1 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $44.155 to $44.395. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Trian Fund Management, Inc. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment, Fund-D, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. ("Mondelez International") held by them.

F3 · ownership.nature: (FN2, contd.) Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. May and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of Mondelez International.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:43 UTC
MAY PETER WDirector
OtherEquity Swap · Derivative 5,659 Not disclosed Strike: $43.61 Not disclosed
Disclosure

SEC source: 0001209191-18-018183 · doc4.xml · derivative · entry 14

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,659 shares

Expires 2020-01-21

F4 · derivative.exercise_price: SPV VII-L previously entered into the equity swap agreements with a counterparty (collectively, the "Swap") with respect to an aggregate of 1,365,786 shares of Mondelez International. Under the terms of the Swap, on each settlement date applicable to the expiration or earlier termination of such Swap (each a "Settlement Date"): (i) SPV VII-L was obligated to pay to the counterparty any negative price performance (capital depreciation) of the reference shares as of such Settlement Date and (ii) the counterparty was obligated to pay to SPV VII-L any positive price performance (capital appreciation) over (a) $27.8084 with respect to 182,189 reference shares,(b) $28.0233 with respect to 915,985 reference shares,

F5 · derivative.exercise_price: (FN4, contd) (c) $27.9611 with respect to 261,953 reference shares and (d) $27.986 with respect to 5,659 reference shares (in each case plus a $0.03 commission) as of such Settlement Date plus any dividends paid during the life of the Swap. In addition, on each Settlement Date, SPV VII-L was obligated to pay to the counterparty a financing fee through such date at the rate set forth in the Swap. On March 6, 2018 the Swap was unwound in accordance with its terms at the noted prices per share. In addition, on each Settlement Date the counterparty paid to SPV VII-L an amount equal to the dividends paid on the reference shares during the term of the Swap and SPV VII-L paid to the counterparty the applicable financing fee. At no time during the Swap did Trian SPV VII-L ever hold any of the reference shares or have any voting or dispositive power over the reference shares

F1 · kind: Represents the sale of shares and the unwinding of equity swaps by two investment funds in connection with the winding up of such investment funds following the expiration of their respective lock-up periods. The shares and the swaps were the sole holdings of the investment funds and were acquired in 2013.

F4 · price: SPV VII-L previously entered into the equity swap agreements with a counterparty (collectively, the "Swap") with respect to an aggregate of 1,365,786 shares of Mondelez International. Under the terms of the Swap, on each settlement date applicable to the expiration or earlier termination of such Swap (each a "Settlement Date"): (i) SPV VII-L was obligated to pay to the counterparty any negative price performance (capital depreciation) of the reference shares as of such Settlement Date and (ii) the counterparty was obligated to pay to SPV VII-L any positive price performance (capital appreciation) over (a) $27.8084 with respect to 182,189 reference shares,(b) $28.0233 with respect to 915,985 reference shares,

F5 · price: (FN4, contd) (c) $27.9611 with respect to 261,953 reference shares and (d) $27.986 with respect to 5,659 reference shares (in each case plus a $0.03 commission) as of such Settlement Date plus any dividends paid during the life of the Swap. In addition, on each Settlement Date, SPV VII-L was obligated to pay to the counterparty a financing fee through such date at the rate set forth in the Swap. On March 6, 2018 the Swap was unwound in accordance with its terms at the noted prices per share. In addition, on each Settlement Date the counterparty paid to SPV VII-L an amount equal to the dividends paid on the reference shares during the term of the Swap and SPV VII-L paid to the counterparty the applicable financing fee. At no time during the Swap did Trian SPV VII-L ever hold any of the reference shares or have any voting or dispositive power over the reference shares

F4 · derivative.exercise_date: SPV VII-L previously entered into the equity swap agreements with a counterparty (collectively, the "Swap") with respect to an aggregate of 1,365,786 shares of Mondelez International. Under the terms of the Swap, on each settlement date applicable to the expiration or earlier termination of such Swap (each a "Settlement Date"): (i) SPV VII-L was obligated to pay to the counterparty any negative price performance (capital depreciation) of the reference shares as of such Settlement Date and (ii) the counterparty was obligated to pay to SPV VII-L any positive price performance (capital appreciation) over (a) $27.8084 with respect to 182,189 reference shares,(b) $28.0233 with respect to 915,985 reference shares,

F5 · derivative.exercise_date: (FN4, contd) (c) $27.9611 with respect to 261,953 reference shares and (d) $27.986 with respect to 5,659 reference shares (in each case plus a $0.03 commission) as of such Settlement Date plus any dividends paid during the life of the Swap. In addition, on each Settlement Date, SPV VII-L was obligated to pay to the counterparty a financing fee through such date at the rate set forth in the Swap. On March 6, 2018 the Swap was unwound in accordance with its terms at the noted prices per share. In addition, on each Settlement Date the counterparty paid to SPV VII-L an amount equal to the dividends paid on the reference shares during the term of the Swap and SPV VII-L paid to the counterparty the applicable financing fee. At no time during the Swap did Trian SPV VII-L ever hold any of the reference shares or have any voting or dispositive power over the reference shares

F2 · ownership.nature: Trian Fund Management, Inc. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment, Fund-D, L.P., Trian Partners Strategic Investment Fund N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners SPV (SUB) VII, L.P., and Trian SPV (Sub) VII-L, L.P. ("SPV VII-L" and collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. ("Mondelez International") held by them.

F3 · ownership.nature: (FN2, contd.) Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. May and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of Mondelez International.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:43 UTC
MAY PETER WDirector
OtherEquity Swap · Derivative 261,953 Not disclosed Strike: $43.61 Not disclosed
Disclosure

SEC source: 0001209191-18-018183 · doc4.xml · derivative · entry 13

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 0

Underlying: Class A Common Stock · 261,953 shares

Expires 2020-01-21

F4 · derivative.exercise_price: SPV VII-L previously entered into the equity swap agreements with a counterparty (collectively, the "Swap") with respect to an aggregate of 1,365,786 shares of Mondelez International. Under the terms of the Swap, on each settlement date applicable to the expiration or earlier termination of such Swap (each a "Settlement Date"): (i) SPV VII-L was obligated to pay to the counterparty any negative price performance (capital depreciation) of the reference shares as of such Settlement Date and (ii) the counterparty was obligated to pay to SPV VII-L any positive price performance (capital appreciation) over (a) $27.8084 with respect to 182,189 reference shares,(b) $28.0233 with respect to 915,985 reference shares,

F5 · derivative.exercise_price: (FN4, contd) (c) $27.9611 with respect to 261,953 reference shares and (d) $27.986 with respect to 5,659 reference shares (in each case plus a $0.03 commission) as of such Settlement Date plus any dividends paid during the life of the Swap. In addition, on each Settlement Date, SPV VII-L was obligated to pay to the counterparty a financing fee through such date at the rate set forth in the Swap. On March 6, 2018 the Swap was unwound in accordance with its terms at the noted prices per share. In addition, on each Settlement Date the counterparty paid to SPV VII-L an amount equal to the dividends paid on the reference shares during the term of the Swap and SPV VII-L paid to the counterparty the applicable financing fee. At no time during the Swap did Trian SPV VII-L ever hold any of the reference shares or have any voting or dispositive power over the reference shares

F1 · kind: Represents the sale of shares and the unwinding of equity swaps by two investment funds in connection with the winding up of such investment funds following the expiration of their respective lock-up periods. The shares and the swaps were the sole holdings of the investment funds and were acquired in 2013.

F4 · price: SPV VII-L previously entered into the equity swap agreements with a counterparty (collectively, the "Swap") with respect to an aggregate of 1,365,786 shares of Mondelez International. Under the terms of the Swap, on each settlement date applicable to the expiration or earlier termination of such Swap (each a "Settlement Date"): (i) SPV VII-L was obligated to pay to the counterparty any negative price performance (capital depreciation) of the reference shares as of such Settlement Date and (ii) the counterparty was obligated to pay to SPV VII-L any positive price performance (capital appreciation) over (a) $27.8084 with respect to 182,189 reference shares,(b) $28.0233 with respect to 915,985 reference shares,

F5 · price: (FN4, contd) (c) $27.9611 with respect to 261,953 reference shares and (d) $27.986 with respect to 5,659 reference shares (in each case plus a $0.03 commission) as of such Settlement Date plus any dividends paid during the life of the Swap. In addition, on each Settlement Date, SPV VII-L was obligated to pay to the counterparty a financing fee through such date at the rate set forth in the Swap. On March 6, 2018 the Swap was unwound in accordance with its terms at the noted prices per share. In addition, on each Settlement Date the counterparty paid to SPV VII-L an amount equal to the dividends paid on the reference shares during the term of the Swap and SPV VII-L paid to the counterparty the applicable financing fee. At no time during the Swap did Trian SPV VII-L ever hold any of the reference shares or have any voting or dispositive power over the reference shares

F4 · derivative.exercise_date: SPV VII-L previously entered into the equity swap agreements with a counterparty (collectively, the "Swap") with respect to an aggregate of 1,365,786 shares of Mondelez International. Under the terms of the Swap, on each settlement date applicable to the expiration or earlier termination of such Swap (each a "Settlement Date"): (i) SPV VII-L was obligated to pay to the counterparty any negative price performance (capital depreciation) of the reference shares as of such Settlement Date and (ii) the counterparty was obligated to pay to SPV VII-L any positive price performance (capital appreciation) over (a) $27.8084 with respect to 182,189 reference shares,(b) $28.0233 with respect to 915,985 reference shares,

F5 · derivative.exercise_date: (FN4, contd) (c) $27.9611 with respect to 261,953 reference shares and (d) $27.986 with respect to 5,659 reference shares (in each case plus a $0.03 commission) as of such Settlement Date plus any dividends paid during the life of the Swap. In addition, on each Settlement Date, SPV VII-L was obligated to pay to the counterparty a financing fee through such date at the rate set forth in the Swap. On March 6, 2018 the Swap was unwound in accordance with its terms at the noted prices per share. In addition, on each Settlement Date the counterparty paid to SPV VII-L an amount equal to the dividends paid on the reference shares during the term of the Swap and SPV VII-L paid to the counterparty the applicable financing fee. At no time during the Swap did Trian SPV VII-L ever hold any of the reference shares or have any voting or dispositive power over the reference shares

F2 · ownership.nature: Trian Fund Management, Inc. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment, Fund-D, L.P., Trian Partners Strategic Investment Fund N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners SPV (SUB) VII, L.P., and Trian SPV (Sub) VII-L, L.P. ("SPV VII-L" and collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. ("Mondelez International") held by them.

F3 · ownership.nature: (FN2, contd.) Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. May and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of Mondelez International.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:43 UTC
MAY PETER WDirector
OtherEquity Swap · Derivative 915,985 Not disclosed Strike: $43.61 Not disclosed
Disclosure

SEC source: 0001209191-18-018183 · doc4.xml · derivative · entry 12

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 0

Underlying: Class A Common Stock · 915,985 shares

Expires 2020-01-21

F4 · derivative.exercise_price: SPV VII-L previously entered into the equity swap agreements with a counterparty (collectively, the "Swap") with respect to an aggregate of 1,365,786 shares of Mondelez International. Under the terms of the Swap, on each settlement date applicable to the expiration or earlier termination of such Swap (each a "Settlement Date"): (i) SPV VII-L was obligated to pay to the counterparty any negative price performance (capital depreciation) of the reference shares as of such Settlement Date and (ii) the counterparty was obligated to pay to SPV VII-L any positive price performance (capital appreciation) over (a) $27.8084 with respect to 182,189 reference shares,(b) $28.0233 with respect to 915,985 reference shares,

F5 · derivative.exercise_price: (FN4, contd) (c) $27.9611 with respect to 261,953 reference shares and (d) $27.986 with respect to 5,659 reference shares (in each case plus a $0.03 commission) as of such Settlement Date plus any dividends paid during the life of the Swap. In addition, on each Settlement Date, SPV VII-L was obligated to pay to the counterparty a financing fee through such date at the rate set forth in the Swap. On March 6, 2018 the Swap was unwound in accordance with its terms at the noted prices per share. In addition, on each Settlement Date the counterparty paid to SPV VII-L an amount equal to the dividends paid on the reference shares during the term of the Swap and SPV VII-L paid to the counterparty the applicable financing fee. At no time during the Swap did Trian SPV VII-L ever hold any of the reference shares or have any voting or dispositive power over the reference shares

F1 · kind: Represents the sale of shares and the unwinding of equity swaps by two investment funds in connection with the winding up of such investment funds following the expiration of their respective lock-up periods. The shares and the swaps were the sole holdings of the investment funds and were acquired in 2013.

F4 · price: SPV VII-L previously entered into the equity swap agreements with a counterparty (collectively, the "Swap") with respect to an aggregate of 1,365,786 shares of Mondelez International. Under the terms of the Swap, on each settlement date applicable to the expiration or earlier termination of such Swap (each a "Settlement Date"): (i) SPV VII-L was obligated to pay to the counterparty any negative price performance (capital depreciation) of the reference shares as of such Settlement Date and (ii) the counterparty was obligated to pay to SPV VII-L any positive price performance (capital appreciation) over (a) $27.8084 with respect to 182,189 reference shares,(b) $28.0233 with respect to 915,985 reference shares,

F5 · price: (FN4, contd) (c) $27.9611 with respect to 261,953 reference shares and (d) $27.986 with respect to 5,659 reference shares (in each case plus a $0.03 commission) as of such Settlement Date plus any dividends paid during the life of the Swap. In addition, on each Settlement Date, SPV VII-L was obligated to pay to the counterparty a financing fee through such date at the rate set forth in the Swap. On March 6, 2018 the Swap was unwound in accordance with its terms at the noted prices per share. In addition, on each Settlement Date the counterparty paid to SPV VII-L an amount equal to the dividends paid on the reference shares during the term of the Swap and SPV VII-L paid to the counterparty the applicable financing fee. At no time during the Swap did Trian SPV VII-L ever hold any of the reference shares or have any voting or dispositive power over the reference shares

F4 · derivative.exercise_date: SPV VII-L previously entered into the equity swap agreements with a counterparty (collectively, the "Swap") with respect to an aggregate of 1,365,786 shares of Mondelez International. Under the terms of the Swap, on each settlement date applicable to the expiration or earlier termination of such Swap (each a "Settlement Date"): (i) SPV VII-L was obligated to pay to the counterparty any negative price performance (capital depreciation) of the reference shares as of such Settlement Date and (ii) the counterparty was obligated to pay to SPV VII-L any positive price performance (capital appreciation) over (a) $27.8084 with respect to 182,189 reference shares,(b) $28.0233 with respect to 915,985 reference shares,

F5 · derivative.exercise_date: (FN4, contd) (c) $27.9611 with respect to 261,953 reference shares and (d) $27.986 with respect to 5,659 reference shares (in each case plus a $0.03 commission) as of such Settlement Date plus any dividends paid during the life of the Swap. In addition, on each Settlement Date, SPV VII-L was obligated to pay to the counterparty a financing fee through such date at the rate set forth in the Swap. On March 6, 2018 the Swap was unwound in accordance with its terms at the noted prices per share. In addition, on each Settlement Date the counterparty paid to SPV VII-L an amount equal to the dividends paid on the reference shares during the term of the Swap and SPV VII-L paid to the counterparty the applicable financing fee. At no time during the Swap did Trian SPV VII-L ever hold any of the reference shares or have any voting or dispositive power over the reference shares

F2 · ownership.nature: Trian Fund Management, Inc. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment, Fund-D, L.P., Trian Partners Strategic Investment Fund N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners SPV (SUB) VII, L.P., and Trian SPV (Sub) VII-L, L.P. ("SPV VII-L" and collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. ("Mondelez International") held by them.

F3 · ownership.nature: (FN2, contd.) Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. May and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of Mondelez International.

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March 06, 2018 Filed Mar 8, 2018 22:43 UTC
MAY PETER WDirector
OtherEquity Swap · Derivative 182,189 Not disclosed Strike: $43.61 Not disclosed
Disclosure

SEC source: 0001209191-18-018183 · doc4.xml · derivative · entry 11

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 0

Underlying: Class A Common Stock · 182,189 shares

Expires 2020-01-21

F4 · derivative.exercise_price: SPV VII-L previously entered into the equity swap agreements with a counterparty (collectively, the "Swap") with respect to an aggregate of 1,365,786 shares of Mondelez International. Under the terms of the Swap, on each settlement date applicable to the expiration or earlier termination of such Swap (each a "Settlement Date"): (i) SPV VII-L was obligated to pay to the counterparty any negative price performance (capital depreciation) of the reference shares as of such Settlement Date and (ii) the counterparty was obligated to pay to SPV VII-L any positive price performance (capital appreciation) over (a) $27.8084 with respect to 182,189 reference shares,(b) $28.0233 with respect to 915,985 reference shares,

F5 · derivative.exercise_price: (FN4, contd) (c) $27.9611 with respect to 261,953 reference shares and (d) $27.986 with respect to 5,659 reference shares (in each case plus a $0.03 commission) as of such Settlement Date plus any dividends paid during the life of the Swap. In addition, on each Settlement Date, SPV VII-L was obligated to pay to the counterparty a financing fee through such date at the rate set forth in the Swap. On March 6, 2018 the Swap was unwound in accordance with its terms at the noted prices per share. In addition, on each Settlement Date the counterparty paid to SPV VII-L an amount equal to the dividends paid on the reference shares during the term of the Swap and SPV VII-L paid to the counterparty the applicable financing fee. At no time during the Swap did Trian SPV VII-L ever hold any of the reference shares or have any voting or dispositive power over the reference shares

F1 · kind: Represents the sale of shares and the unwinding of equity swaps by two investment funds in connection with the winding up of such investment funds following the expiration of their respective lock-up periods. The shares and the swaps were the sole holdings of the investment funds and were acquired in 2013.

F4 · price: SPV VII-L previously entered into the equity swap agreements with a counterparty (collectively, the "Swap") with respect to an aggregate of 1,365,786 shares of Mondelez International. Under the terms of the Swap, on each settlement date applicable to the expiration or earlier termination of such Swap (each a "Settlement Date"): (i) SPV VII-L was obligated to pay to the counterparty any negative price performance (capital depreciation) of the reference shares as of such Settlement Date and (ii) the counterparty was obligated to pay to SPV VII-L any positive price performance (capital appreciation) over (a) $27.8084 with respect to 182,189 reference shares,(b) $28.0233 with respect to 915,985 reference shares,

F5 · price: (FN4, contd) (c) $27.9611 with respect to 261,953 reference shares and (d) $27.986 with respect to 5,659 reference shares (in each case plus a $0.03 commission) as of such Settlement Date plus any dividends paid during the life of the Swap. In addition, on each Settlement Date, SPV VII-L was obligated to pay to the counterparty a financing fee through such date at the rate set forth in the Swap. On March 6, 2018 the Swap was unwound in accordance with its terms at the noted prices per share. In addition, on each Settlement Date the counterparty paid to SPV VII-L an amount equal to the dividends paid on the reference shares during the term of the Swap and SPV VII-L paid to the counterparty the applicable financing fee. At no time during the Swap did Trian SPV VII-L ever hold any of the reference shares or have any voting or dispositive power over the reference shares

F4 · derivative.exercise_date: SPV VII-L previously entered into the equity swap agreements with a counterparty (collectively, the "Swap") with respect to an aggregate of 1,365,786 shares of Mondelez International. Under the terms of the Swap, on each settlement date applicable to the expiration or earlier termination of such Swap (each a "Settlement Date"): (i) SPV VII-L was obligated to pay to the counterparty any negative price performance (capital depreciation) of the reference shares as of such Settlement Date and (ii) the counterparty was obligated to pay to SPV VII-L any positive price performance (capital appreciation) over (a) $27.8084 with respect to 182,189 reference shares,(b) $28.0233 with respect to 915,985 reference shares,

F5 · derivative.exercise_date: (FN4, contd) (c) $27.9611 with respect to 261,953 reference shares and (d) $27.986 with respect to 5,659 reference shares (in each case plus a $0.03 commission) as of such Settlement Date plus any dividends paid during the life of the Swap. In addition, on each Settlement Date, SPV VII-L was obligated to pay to the counterparty a financing fee through such date at the rate set forth in the Swap. On March 6, 2018 the Swap was unwound in accordance with its terms at the noted prices per share. In addition, on each Settlement Date the counterparty paid to SPV VII-L an amount equal to the dividends paid on the reference shares during the term of the Swap and SPV VII-L paid to the counterparty the applicable financing fee. At no time during the Swap did Trian SPV VII-L ever hold any of the reference shares or have any voting or dispositive power over the reference shares

F2 · ownership.nature: Trian Fund Management, Inc. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment, Fund-D, L.P., Trian Partners Strategic Investment Fund N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners SPV (SUB) VII, L.P., and Trian SPV (Sub) VII-L, L.P. ("SPV VII-L" and collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. ("Mondelez International") held by them.

F3 · ownership.nature: (FN2, contd.) Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. May and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of Mondelez International.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:43 UTC
MAY PETER WDirector
OtherClass A Common Stock 5,659 $43.61 $246,788.99
Disclosure

SEC source: 0001209191-18-018183 · doc4.xml · nonDerivative · entry 9

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 17,772,662

F1 · kind: Represents the sale of shares and the unwinding of equity swaps by two investment funds in connection with the winding up of such investment funds following the expiration of their respective lock-up periods. The shares and the swaps were the sole holdings of the investment funds and were acquired in 2013.

F4 · price: SPV VII-L previously entered into the equity swap agreements with a counterparty (collectively, the "Swap") with respect to an aggregate of 1,365,786 shares of Mondelez International. Under the terms of the Swap, on each settlement date applicable to the expiration or earlier termination of such Swap (each a "Settlement Date"): (i) SPV VII-L was obligated to pay to the counterparty any negative price performance (capital depreciation) of the reference shares as of such Settlement Date and (ii) the counterparty was obligated to pay to SPV VII-L any positive price performance (capital appreciation) over (a) $27.8084 with respect to 182,189 reference shares,(b) $28.0233 with respect to 915,985 reference shares,

F5 · price: (FN4, contd) (c) $27.9611 with respect to 261,953 reference shares and (d) $27.986 with respect to 5,659 reference shares (in each case plus a $0.03 commission) as of such Settlement Date plus any dividends paid during the life of the Swap. In addition, on each Settlement Date, SPV VII-L was obligated to pay to the counterparty a financing fee through such date at the rate set forth in the Swap. On March 6, 2018 the Swap was unwound in accordance with its terms at the noted prices per share. In addition, on each Settlement Date the counterparty paid to SPV VII-L an amount equal to the dividends paid on the reference shares during the term of the Swap and SPV VII-L paid to the counterparty the applicable financing fee. At no time during the Swap did Trian SPV VII-L ever hold any of the reference shares or have any voting or dispositive power over the reference shares

F2 · ownership.nature: Trian Fund Management, Inc. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment, Fund-D, L.P., Trian Partners Strategic Investment Fund N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners SPV (SUB) VII, L.P., and Trian SPV (Sub) VII-L, L.P. ("SPV VII-L" and collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. ("Mondelez International") held by them.

F3 · ownership.nature: (FN2, contd.) Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. May and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of Mondelez International.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:43 UTC
MAY PETER WDirector
OtherClass A Common Stock 5,659 $27.99 $158,372.77
Disclosure

SEC source: 0001209191-18-018183 · doc4.xml · nonDerivative · entry 8

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 17,778,321

F1 · kind: Represents the sale of shares and the unwinding of equity swaps by two investment funds in connection with the winding up of such investment funds following the expiration of their respective lock-up periods. The shares and the swaps were the sole holdings of the investment funds and were acquired in 2013.

F4 · price: SPV VII-L previously entered into the equity swap agreements with a counterparty (collectively, the "Swap") with respect to an aggregate of 1,365,786 shares of Mondelez International. Under the terms of the Swap, on each settlement date applicable to the expiration or earlier termination of such Swap (each a "Settlement Date"): (i) SPV VII-L was obligated to pay to the counterparty any negative price performance (capital depreciation) of the reference shares as of such Settlement Date and (ii) the counterparty was obligated to pay to SPV VII-L any positive price performance (capital appreciation) over (a) $27.8084 with respect to 182,189 reference shares,(b) $28.0233 with respect to 915,985 reference shares,

F5 · price: (FN4, contd) (c) $27.9611 with respect to 261,953 reference shares and (d) $27.986 with respect to 5,659 reference shares (in each case plus a $0.03 commission) as of such Settlement Date plus any dividends paid during the life of the Swap. In addition, on each Settlement Date, SPV VII-L was obligated to pay to the counterparty a financing fee through such date at the rate set forth in the Swap. On March 6, 2018 the Swap was unwound in accordance with its terms at the noted prices per share. In addition, on each Settlement Date the counterparty paid to SPV VII-L an amount equal to the dividends paid on the reference shares during the term of the Swap and SPV VII-L paid to the counterparty the applicable financing fee. At no time during the Swap did Trian SPV VII-L ever hold any of the reference shares or have any voting or dispositive power over the reference shares

F2 · ownership.nature: Trian Fund Management, Inc. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment, Fund-D, L.P., Trian Partners Strategic Investment Fund N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners SPV (SUB) VII, L.P., and Trian SPV (Sub) VII-L, L.P. ("SPV VII-L" and collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. ("Mondelez International") held by them.

F3 · ownership.nature: (FN2, contd.) Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. May and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of Mondelez International.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:43 UTC
MAY PETER WDirector
OtherClass A Common Stock 261,953 $43.61 $11,423,770.33
Disclosure

SEC source: 0001209191-18-018183 · doc4.xml · nonDerivative · entry 7

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 17,772,662

F1 · kind: Represents the sale of shares and the unwinding of equity swaps by two investment funds in connection with the winding up of such investment funds following the expiration of their respective lock-up periods. The shares and the swaps were the sole holdings of the investment funds and were acquired in 2013.

F4 · price: SPV VII-L previously entered into the equity swap agreements with a counterparty (collectively, the "Swap") with respect to an aggregate of 1,365,786 shares of Mondelez International. Under the terms of the Swap, on each settlement date applicable to the expiration or earlier termination of such Swap (each a "Settlement Date"): (i) SPV VII-L was obligated to pay to the counterparty any negative price performance (capital depreciation) of the reference shares as of such Settlement Date and (ii) the counterparty was obligated to pay to SPV VII-L any positive price performance (capital appreciation) over (a) $27.8084 with respect to 182,189 reference shares,(b) $28.0233 with respect to 915,985 reference shares,

F5 · price: (FN4, contd) (c) $27.9611 with respect to 261,953 reference shares and (d) $27.986 with respect to 5,659 reference shares (in each case plus a $0.03 commission) as of such Settlement Date plus any dividends paid during the life of the Swap. In addition, on each Settlement Date, SPV VII-L was obligated to pay to the counterparty a financing fee through such date at the rate set forth in the Swap. On March 6, 2018 the Swap was unwound in accordance with its terms at the noted prices per share. In addition, on each Settlement Date the counterparty paid to SPV VII-L an amount equal to the dividends paid on the reference shares during the term of the Swap and SPV VII-L paid to the counterparty the applicable financing fee. At no time during the Swap did Trian SPV VII-L ever hold any of the reference shares or have any voting or dispositive power over the reference shares

F2 · ownership.nature: Trian Fund Management, Inc. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment, Fund-D, L.P., Trian Partners Strategic Investment Fund N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners SPV (SUB) VII, L.P., and Trian SPV (Sub) VII-L, L.P. ("SPV VII-L" and collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. ("Mondelez International") held by them.

F3 · ownership.nature: (FN2, contd.) Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. May and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of Mondelez International.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:43 UTC
MAY PETER WDirector
OtherClass A Common Stock 261,953 $27.96 $7,324,494.03
Disclosure

SEC source: 0001209191-18-018183 · doc4.xml · nonDerivative · entry 6

MAY PETER W · CIK 0000928264 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 18,034,615

F1 · kind: Represents the sale of shares and the unwinding of equity swaps by two investment funds in connection with the winding up of such investment funds following the expiration of their respective lock-up periods. The shares and the swaps were the sole holdings of the investment funds and were acquired in 2013.

F4 · price: SPV VII-L previously entered into the equity swap agreements with a counterparty (collectively, the "Swap") with respect to an aggregate of 1,365,786 shares of Mondelez International. Under the terms of the Swap, on each settlement date applicable to the expiration or earlier termination of such Swap (each a "Settlement Date"): (i) SPV VII-L was obligated to pay to the counterparty any negative price performance (capital depreciation) of the reference shares as of such Settlement Date and (ii) the counterparty was obligated to pay to SPV VII-L any positive price performance (capital appreciation) over (a) $27.8084 with respect to 182,189 reference shares,(b) $28.0233 with respect to 915,985 reference shares,

F5 · price: (FN4, contd) (c) $27.9611 with respect to 261,953 reference shares and (d) $27.986 with respect to 5,659 reference shares (in each case plus a $0.03 commission) as of such Settlement Date plus any dividends paid during the life of the Swap. In addition, on each Settlement Date, SPV VII-L was obligated to pay to the counterparty a financing fee through such date at the rate set forth in the Swap. On March 6, 2018 the Swap was unwound in accordance with its terms at the noted prices per share. In addition, on each Settlement Date the counterparty paid to SPV VII-L an amount equal to the dividends paid on the reference shares during the term of the Swap and SPV VII-L paid to the counterparty the applicable financing fee. At no time during the Swap did Trian SPV VII-L ever hold any of the reference shares or have any voting or dispositive power over the reference shares

F2 · ownership.nature: Trian Fund Management, Inc. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment, Fund-D, L.P., Trian Partners Strategic Investment Fund N, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners SPV (SUB) VII, L.P., and Trian SPV (Sub) VII-L, L.P. ("SPV VII-L" and collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of Mondelez International, Inc. ("Mondelez International") held by them.

F3 · ownership.nature: (FN2, contd.) Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. May and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. May is a director of Mondelez International.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.