Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COLUMBIA SPORTSWEAR COCOLM · Entity 1777 | Director | June 10, 2026 | June 12, 2026 |
| Mondelez International, Inc.MDLZ · Entity 2953 | Director | May 18, 2022 | May 20, 2022 |
| UNITED PARCEL SERVICE INCUPS · Entity 2301 | Director | May 07, 2026 | May 08, 2026 |
| WILLIAMS SONOMA INCWSM · Entity 3176 | Director | June 05, 2019 | June 07, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COLUMBIA SPORTSWEAR CO
Report date June 10, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,524 |
Reported balance
After 2026-06-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 2,524 · Balance 2,524 F1: Restricted stock units convert to common stock on a one-for-one basis. F2: The restricted stock units fully vest on May 3, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert to common stock on a one-for-one basis.
F2: The restricted stock units fully vest on May 3, 2027.
Mondelez International, Inc.
Report date May 18, 2022 · Filed May 20, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 28,602 |
Reported balance
After 2022-05-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-18 · Grant · Acquired 3,118 · Balance 28,602 F1: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International. F2: Total number of shares owned includes 1,972 shares acquired through a dividend reinvestment program. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International.
F2: Total number of shares owned includes 1,972 shares acquired through a dividend reinvestment program.
UNITED PARCEL SERVICE INC
Report date May 07, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,199.1162 |
Reported balance
After 2026-05-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-07 · Grant · Acquired 1,948 · Balance 16,199.1162 F1: One unit is equivalent to one share of UPS Class A common stock. F2: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F3: Includes units credited upon the payment of dividends on the underlying Class A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: One unit is equivalent to one share of UPS Class A common stock.
F2: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.
F3: Includes units credited upon the payment of dividends on the underlying Class A common stock.
WILLIAMS SONOMA INC
Report date June 05, 2019 · Filed June 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,914 |
Reported balance
After 2019-06-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-06-05 · Grant · Acquired 2,914 · Balance 2,914 F1: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F2: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WEST MARINE INC
Report date September 14, 2017 · Filed September 18, 2017
Section 16 reporting ended · disclosed 2017-09-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-09-14 transaction · row 1
1 source rowRow 1 · 2017-09-14 · Disposition to issuer · Disposed 34,083 · Balance 0 F1: Outstanding shares of common stock disposed of pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 29, 2017, by and among the Issuer, Rising Tide Parent, Inc., a Delaware corporation ("Parent"), and Rising Tide Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, effective September 14, 2017, Merger Sub was merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent. F2: Includes 6,493 restricted stock units ("RSUs") that were accelerated and became fully-vested and then cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled RSUs multiplied by (ii) $12.97. F3: Outstanding shares disposed of pursuant to the Merger Agreement in exchange for $12.97 for each share of the Issuer's common stock held by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Outstanding shares of common stock disposed of pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 29, 2017, by and among the Issuer, Rising Tide Parent, Inc., a Delaware corporation ("Parent"), and Rising Tide Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, effective September 14, 2017, Merger Sub was merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent.
F2: Includes 6,493 restricted stock units ("RSUs") that were accelerated and became fully-vested and then cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled RSUs multiplied by (ii) $12.97.
F3: Outstanding shares disposed of pursuant to the Merger Agreement in exchange for $12.97 for each share of the Issuer's common stock held by the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Jun 12, 2026 20:05 UTC | COLUMBIA SPORTSWEAR CO COLM · Entity 1777 | GrantRestricted Stock Units · Derivative | 2,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001050797-26-000119 · wk-form4_1781294699.xml · derivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,524 Underlying: Common Stock · 2,524 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units fully vest on May 3, 2027. F2 · derivative.expiration_date: The restricted stock units fully vest on May 3, 2027. Read SEC document |
| May 07, 2026 Filed May 8, 2026 20:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units · Derivative | 1,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-005027 · doc4.xml · derivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,199.1162 Underlying: Class A Common Stock · 1,948 shares Expires not disclosed F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F2 · derivative.exercise_date: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F2 · derivative.expiration_date: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F3 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock. Read SEC document |
| May 01, 2026 Filed May 5, 2026 21:47 UTC | COLUMBIA SPORTSWEAR CO COLM · Entity 1777 | Exercise / conversionRestricted Stock Unit · Derivative | 2,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001050797-26-000085 · wk-form4_1778017655.xml · derivative · entry 2 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,657 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units fully vested on May 1, 2026. F2 · derivative.expiration_date: The restricted stock units fully vested on May 1, 2026. Read SEC document |
| May 01, 2026 Filed May 5, 2026 21:47 UTC | COLUMBIA SPORTSWEAR CO COLM · Entity 1777 | Exercise / conversionCommon Stock | 2,657 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001050797-26-000085 · wk-form4_1778017655.xml · nonDerivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert to common stock on a one-for-one basis. Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 20:37 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | PurchaseClass B Common Stock | 500 | $88.17 | $44,084.10 |
DisclosureSEC source: 0001225208-25-007480 · doc4.xml · nonDerivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500 Read SEC document |
| June 05, 2025 Filed Jun 10, 2025 01:39 UTC | COLUMBIA SPORTSWEAR CO COLM · Entity 1777 | GrantRestricted Stock Unit · Derivative | 2,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001050797-25-000110 · wk-form4_1749519579.xml · derivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,657 Underlying: Common Stock · 2,657 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units fully vest on May 1, 2026. F2 · derivative.expiration_date: The restricted stock units fully vest on May 1, 2026. Read SEC document |
| May 08, 2025 Filed May 9, 2025 20:08 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units · Derivative | 2,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-004910 · doc4.xml · derivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,329.656 Underlying: Class A Common Stock · 2,011 shares Expires not disclosed F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F2 · derivative.exercise_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F2 · derivative.expiration_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F3 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock. Read SEC document |
| May 01, 2025 Filed May 5, 2025 20:38 UTC | COLUMBIA SPORTSWEAR CO COLM · Entity 1777 | Exercise / conversionRestricted Stock Units · Derivative | 1,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001050797-25-000077 · wk-form4_1746477524.xml · derivative · entry 2 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,935 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units fully vested on May 1, 2025. F2 · derivative.expiration_date: The restricted stock units fully vested on May 1, 2025. Read SEC document |
| May 01, 2025 Filed May 5, 2025 20:38 UTC | COLUMBIA SPORTSWEAR CO COLM · Entity 1777 | Exercise / conversionCommon Stock | 1,935 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001050797-25-000077 · wk-form4_1746477524.xml · nonDerivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert to common stock on a one-for-one basis. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 20:21 UTC | COLUMBIA SPORTSWEAR CO COLM · Entity 1777 | GrantRestricted Stock Units · Derivative | 1,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001050797-24-000112 · wk-form4_1717446087.xml · derivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,935 Underlying: Common Stock · 1,935 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units fully vest on May 1, 2025. F2 · derivative.expiration_date: The restricted stock units fully vest on May 1, 2025. Read SEC document |
| May 02, 2024 Filed May 3, 2024 20:21 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units · Derivative | 1,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-005552 · doc4.xml · derivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,757.1542 Underlying: Class A Common Stock · 1,256 shares Expires not disclosed F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F2 · derivative.exercise_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F2 · derivative.expiration_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F3 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:54 UTC | COLUMBIA SPORTSWEAR CO COLM · Entity 1777 | Exercise / conversionRestricted Stock Units · Derivative | 2,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001050797-24-000088 · wk-form4_1714769681.xml · derivative · entry 2 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,093 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units fully vested on May 1, 2024. F2 · derivative.expiration_date: The restricted stock units fully vested on May 1, 2024. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:54 UTC | COLUMBIA SPORTSWEAR CO COLM · Entity 1777 | Exercise / conversionCommon Stock | 2,093 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001050797-24-000088 · wk-form4_1714769681.xml · nonDerivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert to common stock on a one-for-one basis. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 20:21 UTC | COLUMBIA SPORTSWEAR CO COLM · Entity 1777 | GrantRestricted Stock Units · Derivative | 2,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001050797-23-000122 · wk-form4_1686601273.xml · derivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,093 Underlying: Common Stock · 2,093 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units fully vest on May 1, 2024. F2 · derivative.expiration_date: The restricted stock units fully vest on May 1, 2024. Read SEC document |
| May 04, 2023 Filed May 5, 2023 21:19 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units · Derivative | 1,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-005498 · doc4.xml · derivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,126.9808 Underlying: Class A Common Stock · 1,038 shares Expires not disclosed F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F2 · derivative.exercise_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F2 · derivative.expiration_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F3 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock. Read SEC document |
| May 01, 2023 Filed May 3, 2023 23:25 UTC | COLUMBIA SPORTSWEAR CO COLM · Entity 1777 | Exercise / conversionRestricted Stock Units · Derivative | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001050797-23-000093 · wf-form4_168315632659112.xml · derivative · entry 2 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,813 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units fully vested on May 1, 2023. F2 · derivative.expiration_date: The restricted stock units fully vested on May 1, 2023. Read SEC document |
| May 01, 2023 Filed May 3, 2023 23:25 UTC | COLUMBIA SPORTSWEAR CO COLM · Entity 1777 | Exercise / conversionCommon Stock | 1,813 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001050797-23-000093 · wf-form4_168315632659112.xml · nonDerivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert to common stock on a one-for-one basis. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 23:46 UTC | COLUMBIA SPORTSWEAR CO COLM · Entity 1777 | GrantRestricted Stock Units · Derivative | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001050797-22-000050 · wf-form4_165766959686659.xml · derivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,813 Underlying: Common Stock · 1,813 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units fully vest on May 1, 2023. F2 · derivative.expiration_date: The restricted stock units fully vest on May 1, 2023. Read SEC document |
| May 18, 2022 Filed May 20, 2022 12:34 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GrantClass A Common Stock | 3,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030826 · doc4.xml · nonDerivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,602 F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International. F2 · balance_after: Total number of shares owned includes 1,972 shares acquired through a dividend reinvestment program. Read SEC document |
| May 05, 2022 Filed May 9, 2022 20:18 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units · Derivative | 973 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-006713 · doc4.xml · derivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,827.0779 Underlying: Class A Common Stock · 973 shares Expires not disclosed F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F2 · derivative.exercise_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F2 · derivative.expiration_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F3 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock. Read SEC document |
| May 19, 2021 Filed May 21, 2021 20:17 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GrantClass A Common Stock | 3,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034898 · doc4.xml · nonDerivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,946 F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International. F2 · balance_after: Total number of shares owned includes 1,434 shares acquired through a dividend reinvestment program. Read SEC document |
| May 13, 2021 Filed May 17, 2021 21:39 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units · Derivative | 811 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008233 · doc4.xml · derivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,702.5393 Underlying: Class A Common Stock · 811 shares Expires not disclosed F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F2 · derivative.exercise_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F2 · derivative.expiration_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F3 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock. Read SEC document |
| May 14, 2020 Filed May 15, 2020 21:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units · Derivative | 1,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007844 · doc4.xml · derivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,729.1484 Underlying: Class A Common Stock · 1,908 shares Expires not disclosed F1 · derivative.exercise_price: One Unit is equivalent to one share of UPS Class A common stock. F2 · derivative.exercise_date: Grant of Restricted Stock Units (RSUs) pursuant to incentive compensation plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F2 · derivative.expiration_date: Grant of Restricted Stock Units (RSUs) pursuant to incentive compensation plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. Read SEC document |
| May 13, 2020 Filed May 14, 2020 23:46 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GrantClass A Common Stock | 3,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-029363 · doc4.xml · nonDerivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,427 F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International. F2 · balance_after: Total number of shares owned includes 963 shares acquired through a dividend reinvestment program. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 00:01 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantRestricted Stock Units · Derivative | 2,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021077 · form4.xml · derivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,914 Underlying: Common Stock · 2,914 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. Read SEC document |
| May 30, 2019 Filed Jun 4, 2019 00:56 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 3,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020589 · form4.xml · derivative · entry 2 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 30, 2019. F2 · derivative.expiration_date: The restricted stock units vested on May 30, 2019. Read SEC document |
| May 30, 2019 Filed Jun 4, 2019 00:56 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionCommon Stock | 3,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-020589 · form4.xml · nonDerivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:12 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GrantClass A Common Stock | 3,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030873 · doc4.xml · nonDerivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,532 F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International. F2 · balance_after: Total number of shares owned includes 600 shares acquired through a dividend reinvestment program. Read SEC document |
| May 09, 2019 Filed May 10, 2019 20:08 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units · Derivative | 1,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001090727-19-000027 · wf-form4_155751888900050.xml · derivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,680.0455 Underlying: Class A Common Stock · 1,736 shares Expires not disclosed F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common stock. F2 · derivative.exercise_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F2 · derivative.expiration_date: Acquisition of Restricted Stock Units (RSUs) pursuant to Incentive Compensation Plan. RSUs convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 00:20 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantRestricted Stock Units · Derivative | 3,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019456 · form4.xml · derivative · entry 5 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,166 Underlying: Common Stock · 3,166 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F3 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. Vested shares will be delivered to the reporting person upon vesting or at the end of the deferral period, if applicable. F3 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. Vested shares will be delivered to the reporting person upon vesting or at the end of the deferral period, if applicable. Read SEC document |
| May 29, 2018 Filed Jun 1, 2018 00:20 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 93 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019456 · form4.xml · derivative · entry 4 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 93 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 29, 2018. F2 · derivative.expiration_date: The restricted stock units vested on May 29, 2018. Read SEC document |
| May 29, 2018 Filed Jun 1, 2018 00:20 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019456 · form4.xml · derivative · entry 3 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 29, 2018. F2 · derivative.expiration_date: The restricted stock units vested on May 29, 2018. Read SEC document |
| May 29, 2018 Filed Jun 1, 2018 00:20 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionCommon Stock | 93 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019456 · form4.xml · nonDerivative · entry 2 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2018 Filed Jun 1, 2018 00:20 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionCommon Stock | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019456 · form4.xml · nonDerivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2018 Filed May 18, 2018 13:08 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GrantClass A Common Stock | 4,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031275 · doc4.xml · nonDerivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,836 F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International. F2 · balance_after: Total number of shares owned includes 281 shares acquired through a dividend reinvestment program. Read SEC document |
| May 10, 2018 Filed May 11, 2018 20:08 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units · Derivative | 1,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009155 · doc4.xml · derivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,491 Underlying: Class A Common Stock · 1,491 shares Expires not disclosed F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common stock. F2 · derivative.expiration_date: Represents Restricted Stock Units (RSUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. These RSUs will convert into shares of UPS Class A common stock on a one for one basis upon separation from service with the company. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 21:13 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units · Derivative | 388 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002398 · doc4.xml · derivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388 Underlying: Class A Common Stock · 388 shares Expires not disclosed F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common stock. F2 · derivative.expiration_date: Represents Restricted Stock Units (RSUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. These RSUs will convert into shares of UPS Class A common stock on a one for one basis upon separation from service with the company. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 22:45 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantRestricted Stock Units · Derivative | 93 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-030352 · form4.xml · derivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93 Underlying: Common Stock · 93 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of the one-year anniversary of the grant date or the day prior to the next annual meeting. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of the one-year anniversary of the grant date or the day prior to the next annual meeting. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 12:19 UTC | WEST MARINE INC WMAR · Entity 173109 | Disposition to issuerCommon Stock | 34,083 | $12.97 | $442,056.51 |
DisclosureSEC source: 0000912833-17-000048 · wf-form4_150575156902392.xml · nonDerivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Outstanding shares of common stock disposed of pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 29, 2017, by and among the Issuer, Rising Tide Parent, Inc., a Delaware corporation ("Parent"), and Rising Tide Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, effective September 14, 2017, Merger Sub was merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent. F2 · shares: Includes 6,493 restricted stock units ("RSUs") that were accelerated and became fully-vested and then cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled RSUs multiplied by (ii) $12.97. F3 · price: Outstanding shares disposed of pursuant to the Merger Agreement in exchange for $12.97 for each share of the Issuer's common stock held by the Reporting Person. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:45 UTC | WEST MARINE INC WMAR · Entity 173109 | GrantCommon Stock | 6,493 | $0.00 | $0.00 |
DisclosureSEC source: 0000912833-17-000026 · wf-form4_149669549807938.xml · nonDerivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,083 F1 · shares: Represents restricted stock units ("RSUs") that vest on the earlier of June 1, 2018 or the date of the Issuer's 2018 Annual Meeting of Stockholders. F2 · price: This award of RSUs was granted pursuant to the terms of the West Marine, Inc. Amended and Restated Omnibus Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock upon vesting. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 01:09 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantRestricted Stock Units · Derivative | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020152 · form4.xml · derivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,172 Underlying: Common Stock · 3,172 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. Vested shares will be delivered to the reporting person upon vesting or at the end of the deferral period, if applicable. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. Vested shares will be delivered to the reporting person upon vesting or at the end of the deferral period, if applicable. Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:16 UTC | Mondelez International, Inc. MDLZ · Entity 2953 | GrantClass A Common Stock | 3,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033656 · doc4.xml · nonDerivative · entry 1 Shi Christiana Smith · CIK 0001529495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,220 F1 · shares: Grant of deferred stock units under the Issuer's Amended and Restated 2005 Performance Incentive Plan. The deferred stock units are 100% vested, but receipt of the shares is deferred until the six-month anniversary of the reporting person's separation from service as a director of Mondelez International. F2 · balance_after: Total number of shares owned includes 94 shares acquired through a dividend reinvestment program. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.