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MCO

MOODYS CORP /DE/

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386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2017 Filed Jan 2, 2018 21:00 UTC SaleCommon Stock 500 $147.93 $73,965.00
Disclosure

SEC source: 0001209191-18-000150 · doc4.xml · nonDerivative · entry 1

Duffie Darrell · CIK 0001448801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,336

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:07 UTC GrantCommon Stock 7 $153.05 $1,071.35
Disclosure

SEC source: 0001209191-17-065413 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,255

F1 · shares: Restricted Stock deferred dividend reinvestment accrual

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:06 UTC GrantCommon Stock 16 $153.05 $2,448.80
Disclosure

SEC source: 0001209191-17-065412 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,036

F1 · shares: Restricted Stock deferred dividend reinvestment accrual

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:06 UTC GrantPhantom Stock Units (Deferred Performance Shares) · Derivative 4.538 $152.57 $692.36
Disclosure

SEC source: 0001209191-17-065410 · doc4.xml · derivative · entry 2

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,826.506

Underlying: Common Stock · 4.538 shares

Expires not disclosed

F2 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:06 UTC GrantCommon Stock 124 $153.05 $18,978.20
Disclosure

SEC source: 0001209191-17-065410 · doc4.xml · nonDerivative · entry 1

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,329

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:05 UTC GrantCommon Stock 32 $153.05 $4,897.60
Disclosure

SEC source: 0001209191-17-065409 · doc4.xml · nonDerivative · entry 1

Duffie Darrell · CIK 0001448801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,836

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:04 UTC GrantCommon Stock 19 $153.05 $2,907.95
Disclosure

SEC source: 0001209191-17-065408 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,191

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:03 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 29.08 $152.57 $4,436.74
Disclosure

SEC source: 0001209191-17-065405 · doc4.xml · derivative · entry 2

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,911.48

Underlying: Common Stock · 29.08 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 21:03 UTC GrantCommon Stock 99 $153.05 $15,151.95
Disclosure

SEC source: 0001209191-17-065405 · doc4.xml · nonDerivative · entry 1

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,791

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
November 22, 2017 Filed Feb 2, 2018 21:09 UTC
Almeida MarkPresident, Moody's Analytics
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006808 · doc4.xml · nonDerivative · entry 1

Almeida Mark · CIK 0001409155 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,826

F1 · balance_after: Includes an aggregate of 216 shares of Common Stock purchased by the Reporting Person under the Moody's Corporation 1999 Employee Stock Purchase Plan on February 28, 2017 and March 31, 2017.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 21:15 UTC
Kist EwaldDirector
SaleCommon Stock 4,000 $142.00 $568,000.00
Disclosure

SEC source: 0001209191-17-061745 · doc4.xml · nonDerivative · entry 1

Kist Ewald · CIK 0001296883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,104

Read SEC document
September 29, 2017 Filed Oct 2, 2017 20:06 UTC SaleCommon Stock 500 $138.41 $69,205.00
Disclosure

SEC source: 0001209191-17-054578 · doc4.xml · nonDerivative · entry 1

Duffie Darrell · CIK 0001448801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,804

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:05 UTC
Hughes MelanieSVP & Chief HR Officer
GrantEmployee Stock Options (right to buy) · Derivative 4,356 $0.00 Strike: $138.68 $0.00
Disclosure

SEC source: 0001209191-17-054998 · doc4.xml · derivative · entry 2

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,356

Underlying: Common Stock · 4,356 shares

Expires 2027-09-29

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:05 UTC
Hughes MelanieSVP & Chief HR Officer
GrantCommon Stock 2,596 $138.68 $360,013.28
Disclosure

SEC source: 0001209191-17-054998 · doc4.xml · nonDerivative · entry 1

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,596

F1 · shares: Exempt grant of performance accelerated restricted stock.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 20:07 UTC GrantCommon Stock 18 $135.52 $2,439.36
Disclosure

SEC source: 0001209191-17-052581 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,020

F1 · shares: Restricted Stock deferred dividend reinvestment accrual

Read SEC document
September 12, 2017 Filed Sep 13, 2017 20:04 UTC GrantCommon Stock 36 $135.52 $4,878.72
Disclosure

SEC source: 0001209191-17-052578 · doc4.xml · nonDerivative · entry 1

Duffie Darrell · CIK 0001448801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,304

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 20:07 UTC GrantCommon Stock 8 $135.52 $1,084.16
Disclosure

SEC source: 0001209191-17-052582 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,248

F1 · shares: Restricted Stock deferred dividend reinvestment accrual

Read SEC document
September 12, 2017 Filed Sep 13, 2017 20:05 UTC GrantPhantom Stock Units (Deferred Performance Shares) · Derivative 5.071 $136.16 $690.47
Disclosure

SEC source: 0001209191-17-052579 · doc4.xml · derivative · entry 2

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,821.968

Underlying: Common Stock · 5.071 shares

Expires not disclosed

F2 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 20:05 UTC GrantCommon Stock 140 $135.52 $18,972.80
Disclosure

SEC source: 0001209191-17-052579 · doc4.xml · nonDerivative · entry 1

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,205

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 20:03 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 32.52 $136.16 $4,427.92
Disclosure

SEC source: 0001209191-17-052574 · doc4.xml · derivative · entry 2

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,907.668

Underlying: Common Stock · 32.52 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 20:03 UTC GrantCommon Stock 111 $135.52 $15,042.72
Disclosure

SEC source: 0001209191-17-052574 · doc4.xml · nonDerivative · entry 1

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,692

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 20:04 UTC GrantCommon Stock 21 $135.52 $2,845.92
Disclosure

SEC source: 0001209191-17-052576 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,172

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 07, 2017 Filed Sep 11, 2017 20:06 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 45,216 $0.00 Strike: $25.37 $0.00
Disclosure

SEC source: 0001209191-17-052219 · doc4.xml · derivative · entry 5

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,216 shares

Expires 2019-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated.

Read SEC document
September 07, 2017 Filed Sep 11, 2017 20:06 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 45,216 $134.16 $6,066,359.42
Disclosure

SEC source: 0001209191-17-052219 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,094

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $133.73 to $134.46. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 07, 2017 Filed Sep 11, 2017 20:06 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionCommon Stock 45,216 $25.37 $1,147,129.92
Disclosure

SEC source: 0001209191-17-052219 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 20:06 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 45,216 $0.00 Strike: $25.37 $0.00
Disclosure

SEC source: 0001209191-17-048083 · doc4.xml · derivative · entry 6

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,216 shares

Expires 2019-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 20:06 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 700 $129.65 $90,754.30
Disclosure

SEC source: 0001209191-17-048083 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,094

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $129.62 to $129.74. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 20:06 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 44,516 $129.02 $5,743,498.84
Disclosure

SEC source: 0001209191-17-048083 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,794

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $128.61 to $129.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 20:06 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionCommon Stock 45,216 $25.37 $1,147,129.92
Disclosure

SEC source: 0001209191-17-048083 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 20:48 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 61,666 $0.00 Strike: $38.07 $0.00
Disclosure

SEC source: 0001209191-17-044612 · doc4.xml · derivative · entry 6

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,666 shares

Expires 2018-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 20:48 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 29,223 $123.46 $3,607,988.47
Disclosure

SEC source: 0001209191-17-044612 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,094

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $123.35 to $123.68. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 20:48 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 32,443 $123.01 $3,990,878.32
Disclosure

SEC source: 0001209191-17-044612 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,317

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $122.35 to $123.35. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 20:48 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionCommon Stock 61,666 $38.07 $2,347,624.62
Disclosure

SEC source: 0001209191-17-044612 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:03 UTC SaleCommon Stock 500 $121.64 $60,820.00
Disclosure

SEC source: 0001209191-17-043223 · doc4.xml · nonDerivative · entry 1

Duffie Darrell · CIK 0001448801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,268

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan.

Read SEC document
June 19, 2017 Filed Jun 20, 2017 20:07 UTC
Huber LindaExecutive VP and CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,697 $0.00 Strike: $46.43 $0.00
Disclosure

SEC source: 0001209191-17-041063 · doc4.xml · derivative · entry 3

Huber Linda · CIK 0001327278 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,697 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
June 19, 2017 Filed Jun 20, 2017 20:07 UTC
Huber LindaExecutive VP and CFO
SaleCommon Stock 13,697 $122.05 $1,671,677.76
Disclosure

SEC source: 0001209191-17-041063 · doc4.xml · nonDerivative · entry 2

Huber Linda · CIK 0001327278 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,138

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $121.66 to $122.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 19, 2017 Filed Jun 20, 2017 20:07 UTC
Huber LindaExecutive VP and CFO
Exercise / conversionCommon Stock 13,697 $46.43 $635,951.71
Disclosure

SEC source: 0001209191-17-041063 · doc4.xml · nonDerivative · entry 1

Huber Linda · CIK 0001327278 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 20:29 UTC
Huber LindaExecutive VP and CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,698 $0.00 Strike: $46.43 $0.00
Disclosure

SEC source: 0001209191-17-040157 · doc4.xml · derivative · entry 3

Huber Linda · CIK 0001327278 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,698 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 20:29 UTC
Huber LindaExecutive VP and CFO
SaleCommon Stock 13,698 $119.50 $1,636,911.00
Disclosure

SEC source: 0001209191-17-040157 · doc4.xml · nonDerivative · entry 2

Huber Linda · CIK 0001327278 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,138

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 20:29 UTC
Huber LindaExecutive VP and CFO
Exercise / conversionCommon Stock 13,698 $46.43 $635,998.14
Disclosure

SEC source: 0001209191-17-040157 · doc4.xml · nonDerivative · entry 1

Huber Linda · CIK 0001327278 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:00 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 37.44 $117.97 $4,416.80
Disclosure

SEC source: 0001209191-17-039421 · doc4.xml · derivative · entry 2

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,833.099

Underlying: Common Stock · 37.44 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:00 UTC GrantCommon Stock 129 $116.95 $15,086.55
Disclosure

SEC source: 0001209191-17-039421 · doc4.xml · nonDerivative · entry 1

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,581

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:03 UTC GrantCommon Stock 21 $116.95 $2,455.95
Disclosure

SEC source: 0001209191-17-039426 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,002

F1 · shares: Restricted Stock deferred dividend reinvestment accrual

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:04 UTC GrantCommon Stock 9 $116.95 $1,052.55
Disclosure

SEC source: 0001209191-17-039427 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,240

F1 · shares: Restricted Stock deferred dividend reinvestment accrual

Read SEC document
June 12, 2017 Filed Jun 13, 2017 20:02 UTC GrantCommon Stock 42 $116.95 $4,911.90
Disclosure

SEC source: 0001209191-17-039424 · doc4.xml · nonDerivative · entry 1

Duffie Darrell · CIK 0001448801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,768

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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June 12, 2017 Filed Jun 13, 2017 20:02 UTC GrantPhantom Stock Units (Deferred Performance Shares) · Derivative 5.872 $117.19 $688.14
Disclosure

SEC source: 0001209191-17-039425 · doc4.xml · derivative · entry 2

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,816.897

Underlying: Common Stock · 5.872 shares

Expires not disclosed

F2 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement.

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June 12, 2017 Filed Jun 13, 2017 20:02 UTC GrantCommon Stock 162 $116.95 $18,945.90
Disclosure

SEC source: 0001209191-17-039425 · doc4.xml · nonDerivative · entry 1

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,065

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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June 12, 2017 Filed Jun 13, 2017 20:01 UTC GrantCommon Stock 25 $116.95 $2,923.75
Disclosure

SEC source: 0001209191-17-039423 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,151

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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June 08, 2017 Filed Jun 12, 2017 20:17 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 61,667 $0.00 Strike: $38.07 $0.00
Disclosure

SEC source: 0001209191-17-039144 · doc4.xml · derivative · entry 5

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,667 shares

Expires 2018-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated.

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June 08, 2017 Filed Jun 12, 2017 20:17 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 61,667 $117.61 $7,252,902.54
Disclosure

SEC source: 0001209191-17-039144 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,094

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $117.22 to $117.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.