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MCO

MOODYS CORP /DE/

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386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 11, 2019 Filed Nov 12, 2019 22:41 UTC
Fauber RobertPresident-MIS
Exercise / conversionCommon Stock 3,071 $46.43 $142,586.53
Disclosure

SEC source: 0001209191-19-056129 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:10 UTC
Fauber RobertPresident-MIS
GrantEmployee Stock Option (right to buy) · Derivative 5,401 $0.00 Strike: $215.07 $0.00
Disclosure

SEC source: 0001209191-19-055656 · doc4.xml · derivative · entry 2

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,401

Underlying: Common Stock · 5,401 shares

Expires 2029-11-05

F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 21:10 UTC
Fauber RobertPresident-MIS
GrantCommon Stock 1,209 $215.07 $260,019.63
Disclosure

SEC source: 0001209191-19-055656 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,520

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:01 UTC
Kaye MarkSVP & Chief Financial Officer
Tax withholdingCommon Stock 1,511 $203.64 $307,700.04
Disclosure

SEC source: 0001209191-19-051586 · doc4.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,667

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:04 UTC
Hughes MelanieSVP & Chief HR Officer
Tax withholdingCommon Stock 245 $206.22 $50,523.90
Disclosure

SEC source: 0001209191-19-051264 · doc4.xml · nonDerivative · entry 1

Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,179

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:09 UTC GrantDividend Equivalent · Derivative 3.387 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049296 · doc4.xml · derivative · entry 4

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7.139

Underlying: Common Stock · 3.387 shares

Expires not disclosed

F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:09 UTC GrantPhantom Stock Units (Deferred Performance Shares) · Derivative 4.388 $211.46 $927.89
Disclosure

SEC source: 0001209191-19-049296 · doc4.xml · derivative · entry 3

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,860.177

Underlying: Common Stock · 4.388 shares

Expires not disclosed

F3 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F5 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement.

F5 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:09 UTC GrantCommon Stock 3.558 $213.16 $758.42
Disclosure

SEC source: 0001209191-19-049296 · doc4.xml · nonDerivative · entry 2

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,217.477

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:09 UTC GrantCommon Stock 117 $211.69 $24,767.73
Disclosure

SEC source: 0001209191-19-049296 · doc4.xml · nonDerivative · entry 1

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,213.919

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:05 UTC GrantDividend Equivalent · Derivative 2.439 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049290 · doc4.xml · derivative · entry 4

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5.141

Underlying: Common Stock · 2.439 shares

Expires not disclosed

F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:05 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 27.921 $211.46 $5,904.17
Disclosure

SEC source: 0001209191-19-049290 · doc4.xml · derivative · entry 3

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,075.937

Underlying: Common Stock · 27.921 shares

Expires not disclosed

F3 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F5 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F5 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:05 UTC GrantCommon Stock 2.562 $213.16 $546.12
Disclosure

SEC source: 0001209191-19-049290 · doc4.xml · nonDerivative · entry 2

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,662.784

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:05 UTC GrantCommon Stock 93 $211.69 $19,687.17
Disclosure

SEC source: 0001209191-19-049290 · doc4.xml · nonDerivative · entry 1

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,660.222

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:10 UTC GrantDividend Equivalent · Derivative 2.439 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049300 · doc4.xml · derivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5.141

Underlying: Common Stock · 2.439 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:10 UTC GrantCommon Stock 2.562 $213.16 $546.12
Disclosure

SEC source: 0001209191-19-049300 · doc4.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,438.784

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:10 UTC GrantCommon Stock 6 $211.69 $1,270.14
Disclosure

SEC source: 0001209191-19-049300 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,436.222

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:09 UTC GrantCommon Stock 15 $211.69 $3,175.35
Disclosure

SEC source: 0001209191-19-049298 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,270

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:08 UTC GrantDividend Equivalent · Derivative 2.439 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049295 · doc4.xml · derivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5.141

Underlying: Common Stock · 2.439 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:08 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 1.078 $211.46 $227.95
Disclosure

SEC source: 0001209191-19-049295 · doc4.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466.357

Underlying: Common Stock · 1.078 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:08 UTC GrantCommon Stock 2.65 $213.16 $564.87
Disclosure

SEC source: 0001209191-19-049295 · doc4.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,669.587

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:07 UTC GrantDividend Equivalent · Derivative 2.415 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049294 · doc4.xml · derivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5.091

Underlying: Common Stock · 2.415 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F1 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F1 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:06 UTC GrantCommon Stock 18 $211.69 $3,810.42
Disclosure

SEC source: 0001209191-19-049292 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,446

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:05 UTC
Almeida MarkPresident, Moody's Analytics
Exercise / conversionEmployee stock option (right to buy) · Derivative 27,236 $0.00 Strike: $26.78 $0.00
Disclosure

SEC source: 0001209191-19-046286 · doc4.xml · derivative · entry 5

Almeida Mark · CIK 0001409155 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,236 shares

Expires 2020-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:05 UTC
Almeida MarkPresident, Moody's Analytics
SaleCommon Stock 4,166 $207.80 $865,703.13
Disclosure

SEC source: 0001209191-19-046286 · doc4.xml · nonDerivative · entry 3

Almeida Mark · CIK 0001409155 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,455

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $207.52 to $208.30. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:05 UTC
Almeida MarkPresident, Moody's Analytics
SaleCommon Stock 23,070 $206.92 $4,773,667.47
Disclosure

SEC source: 0001209191-19-046286 · doc4.xml · nonDerivative · entry 2

Almeida Mark · CIK 0001409155 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,621

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $206.50 to $207.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:05 UTC
Almeida MarkPresident, Moody's Analytics
Exercise / conversionCommon Stock 27,236 $26.78 $729,380.08
Disclosure

SEC source: 0001209191-19-046286 · doc4.xml · nonDerivative · entry 1

Almeida Mark · CIK 0001409155 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 20:01 UTC
Fauber RobertPresident-MIS
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 650 $0.00 Strike: $79.55 $0.00
Disclosure

SEC source: 0001209191-19-045735 · doc4.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 650 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 20:01 UTC
Fauber RobertPresident-MIS
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,071 $0.00 Strike: $46.43 $0.00
Disclosure

SEC source: 0001209191-19-045735 · doc4.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,071 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 20:01 UTC
Fauber RobertPresident-MIS
SaleCommon Stock 650 $212.71 $138,261.50
Disclosure

SEC source: 0001209191-19-045735 · doc4.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,311

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 20:01 UTC
Fauber RobertPresident-MIS
Exercise / conversionCommon Stock 650 $79.55 $51,707.50
Disclosure

SEC source: 0001209191-19-045735 · doc4.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 20:01 UTC
Fauber RobertPresident-MIS
SaleCommon Stock 3,071 $212.71 $653,232.41
Disclosure

SEC source: 0001209191-19-045735 · doc4.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,311

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 20:01 UTC
Fauber RobertPresident-MIS
Exercise / conversionCommon Stock 3,071 $46.43 $142,586.53
Disclosure

SEC source: 0001209191-19-045735 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 20:06 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 7,500 $212.89 $1,596,675.00
Disclosure

SEC source: 0001209191-19-044220 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,294

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:13 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 7,500 $198.46 $1,488,450.00
Disclosure

SEC source: 0001209191-19-040215 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,794

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
June 10, 2019 Filed Jun 10, 2019 21:51 UTC GrantCommon Stock 20 $192.54 $3,850.80
Disclosure

SEC source: 0001209191-19-035921 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,428

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
June 10, 2019 Filed Jun 10, 2019 21:50 UTC GrantCommon Stock 17 $192.54 $3,273.18
Disclosure

SEC source: 0001209191-19-035918 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,255

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:24 UTC GrantDividend Equivalent · Derivative 2.676 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036466 · doc4.xml · derivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.676

Underlying: Common Stock · 2.676 shares

Expires not disclosed

F1 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F1 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F1 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:27 UTC GrantDividend Equivalent · Derivative 2.702 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036473 · doc4.xml · derivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.702

Underlying: Common Stock · 2.702 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:27 UTC GrantCommon Stock 2.839 $191.88 $544.75
Disclosure

SEC source: 0001209191-19-036473 · doc4.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,430.222

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:27 UTC GrantCommon Stock 7 $192.54 $1,347.78
Disclosure

SEC source: 0001209191-19-036473 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,427.383

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:26 UTC GrantDividend Equivalent · Derivative 3.752 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036471 · doc4.xml · derivative · entry 4

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3.752

Underlying: Common Stock · 3.752 shares

Expires not disclosed

F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:26 UTC GrantPhantom Stock Units (Deferred Performance Shares) · Derivative 4.821 $191.95 $925.39
Disclosure

SEC source: 0001209191-19-036471 · doc4.xml · derivative · entry 3

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,855.789

Underlying: Common Stock · 4.821 shares

Expires not disclosed

F3 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F5 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement.

F5 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:26 UTC GrantCommon Stock 3.943 $191.88 $756.58
Disclosure

SEC source: 0001209191-19-036471 · doc4.xml · nonDerivative · entry 2

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,096.919

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:26 UTC GrantCommon Stock 134 $192.54 $25,800.36
Disclosure

SEC source: 0001209191-19-036471 · doc4.xml · nonDerivative · entry 1

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,092.976

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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June 10, 2019 Filed Jun 12, 2019 21:25 UTC GrantDividend Equivalent · Derivative 2.702 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036469 · doc4.xml · derivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.702

Underlying: Common Stock · 2.702 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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June 10, 2019 Filed Jun 12, 2019 21:25 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 1.192 $191.95 $228.80
Disclosure

SEC source: 0001209191-19-036469 · doc4.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466.059

Underlying: Common Stock · 1.192 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

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June 10, 2019 Filed Jun 12, 2019 21:25 UTC GrantCommon Stock 2.937 $191.88 $563.55
Disclosure

SEC source: 0001209191-19-036469 · doc4.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,666.937

F1 · shares: RSU deferred dividend reinvestment accrual.

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June 10, 2019 Filed Jun 12, 2019 21:23 UTC GrantDividend Equivalent · Derivative 2.702 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-036463 · doc4.xml · derivative · entry 4

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.702

Underlying: Common Stock · 2.702 shares

Expires not disclosed

F6 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F6 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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June 10, 2019 Filed Jun 12, 2019 21:23 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 30.865 $191.95 $5,924.54
Disclosure

SEC source: 0001209191-19-036463 · doc4.xml · derivative · entry 3

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,068.236

Underlying: Common Stock · 30.865 shares

Expires not disclosed

F3 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F4 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F5 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F5 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

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June 10, 2019 Filed Jun 12, 2019 21:23 UTC GrantCommon Stock 2.839 $191.88 $544.75
Disclosure

SEC source: 0001209191-19-036463 · doc4.xml · nonDerivative · entry 2

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,567.222

F2 · shares: RSU deferred dividend reinvestment accrual.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.