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NYSE · USD

MCO

MOODYS CORP /DE/

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Tapewire entity
386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2020 Filed May 19, 2020 20:16 UTC
West Michael LPresident, Moody's Investors
SaleCommon Stock 1,297 $260.80 $338,261.49
Disclosure

SEC source: 0001209191-20-030456 · doc4.xml · nonDerivative · entry 5

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,524.997

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $260.76 to $260.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:16 UTC
West Michael LPresident, Moody's Investors
Exercise / conversionCommon Stock 1,297 $113.34 $147,001.98
Disclosure

SEC source: 0001209191-20-030456 · doc4.xml · nonDerivative · entry 4

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,821.997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:16 UTC
West Michael LPresident, Moody's Investors
SaleCommon Stock 3,053 $260.64 $795,746.13
Disclosure

SEC source: 0001209191-20-030456 · doc4.xml · nonDerivative · entry 3

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,524.997

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $260.62 to $260.64. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:16 UTC
West Michael LPresident, Moody's Investors
Exercise / conversionCommon Stock 3,053 $80.81 $246,712.93
Disclosure

SEC source: 0001209191-20-030456 · doc4.xml · nonDerivative · entry 2

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,577.997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:16 UTC
West Michael LPresident, Moody's Investors
SaleCommon Stock 350 $261.17 $91,409.50
Disclosure

SEC source: 0001209191-20-030456 · doc4.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,524.997

Read SEC document
May 18, 2020 Filed May 20, 2020 20:30 UTC
GOGGINS JOHN JEVP and General Counsel
OtherCommon Stock 1,607 $190.93 $306,824.51
Disclosure

SEC source: 0001209191-20-030892 · doc4.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · 401-K

Disclosed balance after: 0

F1 · kind: Exempt discretionary transaction pursuant to Rule 16b-3(f).

Read SEC document
May 18, 2020 Filed May 21, 2020 20:10 UTC Amendment
GOGGINS JOHN JEVP and General Counsel
OtherCommon Stock 1,607 $259.81 $417,514.67
Disclosure

SEC source: 0001209191-20-031243 · doc4a.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · 401-K

Disclosed balance after: 0

F1 · kind: Exempt discretionary transaction pursuant to Rule 16b-3(f).

F2 · price: This amendment on Form 4/A is being filed to amend the Form 4 filed by the reporting person on May 20, 2020, solely to correct the price per share reported in Column 4 of Table I, which incorrectly reported the effective price per share attributed to the transaction due to administrative error. Except as amended herein, the information set forth in the original Form 4 remains unchanged.

Read SEC document
May 14, 2020 Filed May 15, 2020 20:23 UTC
GOGGINS JOHN JEVP and General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,927 $0.00 Strike: $38.61 $0.00
Disclosure

SEC source: 0001209191-20-029740 · doc4.xml · derivative · entry 6

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,927 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated.

Read SEC document
May 14, 2020 Filed May 15, 2020 20:23 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 8,927 $252.48 $2,253,853.25
Disclosure

SEC source: 0001209191-20-029740 · doc4.xml · nonDerivative · entry 4

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,718

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $252.29 to $252.64. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2020 Filed May 15, 2020 20:23 UTC
GOGGINS JOHN JEVP and General Counsel
Exercise / conversionCommon Stock 8,927 $38.61 $344,671.47
Disclosure

SEC source: 0001209191-20-029740 · doc4.xml · nonDerivative · entry 3

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2020 Filed May 15, 2020 20:23 UTC
GOGGINS JOHN JEVP and General Counsel
SaleCommon Stock 9,000 $251.42 $2,262,735.00
Disclosure

SEC source: 0001209191-20-029740 · doc4.xml · nonDerivative · entry 2

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,718

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $251.41 to $251.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2020 Filed May 15, 2020 20:23 UTC
GOGGINS JOHN JEVP and General Counsel
Exercise / conversionCommon Stock 9,000 $38.61 $347,490.00
Disclosure

SEC source: 0001209191-20-029740 · doc4.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2020 Filed May 15, 2020 20:07 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,000 $252.74 $252,740.00
Disclosure

SEC source: 0001209191-20-029709 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,544.488

Read SEC document
May 11, 2020 Filed May 12, 2020 21:37 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,000 $255.00 $255,000.00
Disclosure

SEC source: 0001209191-20-028605 · doc4.xml · nonDerivative · entry 2

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,544.488

Read SEC document
May 11, 2020 Filed May 12, 2020 21:37 UTC
Tulenko Stephen TPresident, Moody's Analytics
SaleCommon Stock 1,000 $251.44 $251,435.00
Disclosure

SEC source: 0001209191-20-028605 · doc4.xml · nonDerivative · entry 1

Tulenko Stephen T · CIK 0001790871 · President, Moody's Analytics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,544.488

Read SEC document
May 11, 2020 Filed May 12, 2020 20:03 UTC
Fauber RobertChief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 550 $0.00 Strike: $79.55 $0.00
Disclosure

SEC source: 0001209191-20-028465 · doc4.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 550 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
May 11, 2020 Filed May 12, 2020 20:03 UTC
Fauber RobertChief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 571 $0.00 Strike: $46.43 $0.00
Disclosure

SEC source: 0001209191-20-028465 · doc4.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 571 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
May 11, 2020 Filed May 12, 2020 20:03 UTC
Fauber RobertChief Operating Officer
SaleCommon Stock 550 $248.95 $136,922.50
Disclosure

SEC source: 0001209191-20-028465 · doc4.xml · nonDerivative · entry 5

Fauber Robert · CIK 0001481153 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,808

F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 11, 2020 Filed May 12, 2020 20:03 UTC
Fauber RobertChief Operating Officer
Exercise / conversionCommon Stock 550 $79.55 $43,752.50
Disclosure

SEC source: 0001209191-20-028465 · doc4.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 11, 2020 Filed May 12, 2020 20:03 UTC
Fauber RobertChief Operating Officer
SaleCommon Stock 571 $248.95 $142,150.45
Disclosure

SEC source: 0001209191-20-028465 · doc4.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,808

F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 11, 2020 Filed May 12, 2020 20:03 UTC
Fauber RobertChief Operating Officer
Exercise / conversionCommon Stock 571 $46.43 $26,511.53
Disclosure

SEC source: 0001209191-20-028465 · doc4.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 11, 2020 Filed May 12, 2020 20:03 UTC
Fauber RobertChief Operating Officer
SaleCommon Stock 1,500 $248.95 $373,425.00
Disclosure

SEC source: 0001209191-20-028465 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,808

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 06, 2020 Filed May 7, 2020 20:11 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 100 $251.03 $25,103.00
Disclosure

SEC source: 0001209191-20-027653 · doc4.xml · nonDerivative · entry 9

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,746

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 06, 2020 Filed May 7, 2020 20:11 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 300 $250.19 $75,057.90
Disclosure

SEC source: 0001209191-20-027653 · doc4.xml · nonDerivative · entry 8

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,846

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F9 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $250.00 to $250.44. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2020 Filed May 7, 2020 20:11 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 200 $248.47 $49,693.00
Disclosure

SEC source: 0001209191-20-027653 · doc4.xml · nonDerivative · entry 7

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,146

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F8 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $248.44 to $248.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2020 Filed May 7, 2020 20:11 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 500 $247.53 $123,764.00
Disclosure

SEC source: 0001209191-20-027653 · doc4.xml · nonDerivative · entry 6

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,346

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F7 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $247.20 to $247.86. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2020 Filed May 7, 2020 20:11 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 2,280 $246.64 $562,339.20
Disclosure

SEC source: 0001209191-20-027653 · doc4.xml · nonDerivative · entry 5

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,846

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $246.19 to $247.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2020 Filed May 7, 2020 20:11 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 1,801 $245.79 $442,671.39
Disclosure

SEC source: 0001209191-20-027653 · doc4.xml · nonDerivative · entry 4

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,126

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $245.15 to $246.14. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2020 Filed May 7, 2020 20:11 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 704 $244.66 $172,239.23
Disclosure

SEC source: 0001209191-20-027653 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,927

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $244.04 to $244.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2020 Filed May 7, 2020 20:11 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 500 $243.36 $121,682.00
Disclosure

SEC source: 0001209191-20-027653 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,631

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $242.86 to $243.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2020 Filed May 7, 2020 20:11 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 1,115 $241.96 $269,787.63
Disclosure

SEC source: 0001209191-20-027653 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,131

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $241.60 to $242.34. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 20:06 UTC
Kaye MarkSVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,740 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001209191-20-024126 · doc4.xml · derivative · entry 8

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,740 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 20:06 UTC
Kaye MarkSVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,373 $0.00 Strike: $156.14 $0.00
Disclosure

SEC source: 0001209191-20-024126 · doc4.xml · derivative · entry 7

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,373 shares

Expires 2028-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 20:06 UTC
Kaye MarkSVP & Chief Financial Officer
SaleCommon Stock 1,740 $240.00 $417,600.00
Disclosure

SEC source: 0001209191-20-024126 · doc4.xml · nonDerivative · entry 6

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,083

F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 20:06 UTC
Kaye MarkSVP & Chief Financial Officer
Exercise / conversionCommon Stock 1,740 $173.58 $302,029.20
Disclosure

SEC source: 0001209191-20-024126 · doc4.xml · nonDerivative · entry 5

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 20:06 UTC
Kaye MarkSVP & Chief Financial Officer
SaleCommon Stock 1,373 $240.00 $329,520.00
Disclosure

SEC source: 0001209191-20-024126 · doc4.xml · nonDerivative · entry 4

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,083

F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 20:06 UTC
Kaye MarkSVP & Chief Financial Officer
Exercise / conversionCommon Stock 1,373 $156.14 $214,380.22
Disclosure

SEC source: 0001209191-20-024126 · doc4.xml · nonDerivative · entry 3

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 20:06 UTC
Kaye MarkSVP & Chief Financial Officer
SaleCommon Stock 220 $240.00 $52,800.00
Disclosure

SEC source: 0001209191-20-024126 · doc4.xml · nonDerivative · entry 2

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,083

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 20:06 UTC
Kaye MarkSVP & Chief Financial Officer
SaleCommon Stock 187 $240.00 $44,880.00
Disclosure

SEC source: 0001209191-20-024126 · doc4.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,303

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:07 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 42,905 $0.00 Strike: $38.61 $0.00
Disclosure

SEC source: 0001209191-20-023755 · doc4.xml · derivative · entry 18

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,905 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F16 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:07 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 800 $230.76 $184,607.20
Disclosure

SEC source: 0001209191-20-023755 · doc4.xml · nonDerivative · entry 14

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,246

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F14 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $230.67 to $231.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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April 06, 2020 Filed Apr 7, 2020 20:07 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 1,600 $229.91 $367,859.20
Disclosure

SEC source: 0001209191-20-023755 · doc4.xml · nonDerivative · entry 13

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,046

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F13 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $229.58 to $230.33. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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April 06, 2020 Filed Apr 7, 2020 20:07 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 2,025 $229.16 $464,055.08
Disclosure

SEC source: 0001209191-20-023755 · doc4.xml · nonDerivative · entry 12

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,646

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F12 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $228.55 to $229.52. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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April 06, 2020 Filed Apr 7, 2020 20:07 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 300 $228.00 $68,400.00
Disclosure

SEC source: 0001209191-20-023755 · doc4.xml · nonDerivative · entry 11

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,671

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F11 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $227.40 to $228.32. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:07 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 400 $226.41 $90,565.20
Disclosure

SEC source: 0001209191-20-023755 · doc4.xml · nonDerivative · entry 10

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,971

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F10 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $226.35 to $226.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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April 06, 2020 Filed Apr 7, 2020 20:07 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 2,300 $225.53 $518,721.30
Disclosure

SEC source: 0001209191-20-023755 · doc4.xml · nonDerivative · entry 9

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,371

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F9 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $225.17 to $226.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:07 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 2,000 $224.46 $448,922.00
Disclosure

SEC source: 0001209191-20-023755 · doc4.xml · nonDerivative · entry 8

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,671

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F8 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $224.04 to $225.03. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:07 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 5,717 $223.40 $1,277,160.65
Disclosure

SEC source: 0001209191-20-023755 · doc4.xml · nonDerivative · entry 7

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,671

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F7 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $223.00 to $223.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:07 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 4,000 $222.41 $889,644.00
Disclosure

SEC source: 0001209191-20-023755 · doc4.xml · nonDerivative · entry 6

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,388

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F6 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $221.97 to $222.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 20:07 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 5,586 $221.42 $1,236,868.88
Disclosure

SEC source: 0001209191-20-023755 · doc4.xml · nonDerivative · entry 5

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,388

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $220.92 to $221.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.