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MCO

MOODYS CORP /DE/

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386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 07, 2023 Filed Aug 8, 2023 21:59 UTC
Kaye MarkEVP & Chief Financial Officer
SaleCommon Stock 1,544 $340.89 $526,334.16
Disclosure

SEC source: 0001059556-23-000056 · wk-form4_1691531951.xml · nonDerivative · entry 11

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,447

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:59 UTC
Kaye MarkEVP & Chief Financial Officer
Exercise / conversionCommon Stock 1,544 $325.99 $503,328.56
Disclosure

SEC source: 0001059556-23-000056 · wk-form4_1691531951.xml · nonDerivative · entry 10

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:59 UTC
Kaye MarkEVP & Chief Financial Officer
SaleCommon Stock 3,857 $340.81 $1,314,519.98
Disclosure

SEC source: 0001059556-23-000056 · wk-form4_1691531951.xml · nonDerivative · entry 9

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,447

F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $340.8001 - $340.990. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:59 UTC
Kaye MarkEVP & Chief Financial Officer
Exercise / conversionCommon Stock 3,857 $276.84 $1,067,771.88
Disclosure

SEC source: 0001059556-23-000056 · wk-form4_1691531951.xml · nonDerivative · entry 8

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:59 UTC
Kaye MarkEVP & Chief Financial Officer
SaleCommon Stock 714 $341.04 $243,502.56
Disclosure

SEC source: 0001059556-23-000056 · wk-form4_1691531951.xml · nonDerivative · entry 7

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,447

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:59 UTC
Kaye MarkEVP & Chief Financial Officer
Exercise / conversionCommon Stock 714 $277.05 $197,813.70
Disclosure

SEC source: 0001059556-23-000056 · wk-form4_1691531951.xml · nonDerivative · entry 6

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:59 UTC
Kaye MarkEVP & Chief Financial Officer
SaleCommon Stock 3,470 $340.88 $1,182,855.34
Disclosure

SEC source: 0001059556-23-000056 · wk-form4_1691531951.xml · nonDerivative · entry 5

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,447

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $340.8701 - $341.060. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:59 UTC
Kaye MarkEVP & Chief Financial Officer
Exercise / conversionCommon Stock 3,470 $280.42 $973,057.40
Disclosure

SEC source: 0001059556-23-000056 · wk-form4_1691531951.xml · nonDerivative · entry 4

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:59 UTC
Kaye MarkEVP & Chief Financial Officer
SaleCommon Stock 1,741 $341.22 $594,058.45
Disclosure

SEC source: 0001059556-23-000056 · wk-form4_1691531951.xml · nonDerivative · entry 3

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,447

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $341.170 - $341.280. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:59 UTC
Kaye MarkEVP & Chief Financial Officer
Exercise / conversionCommon Stock 1,741 $173.58 $302,202.78
Disclosure

SEC source: 0001059556-23-000056 · wk-form4_1691531951.xml · nonDerivative · entry 2

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:59 UTC
Kaye MarkEVP & Chief Financial Officer
SaleCommon Stock 3,832 $341.10 $1,307,097.50
Disclosure

SEC source: 0001059556-23-000056 · wk-form4_1691531951.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,447

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $341.080 - $341.195. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 20:20 UTC
West Michael LPresident, Moody's Investors
SaleCommon Stock 2,641 $352.79 $931,718.39
Disclosure

SEC source: 0001059556-23-000054 · wk-form4_1690921208.xml · nonDerivative · entry 1

West Michael L · CIK 0001791243 · President, Moody's Investors

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,250.997

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $352.66 to $352.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 17, 2023 Filed Jul 19, 2023 20:28 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 592 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-23-000040 · wk-form4_1689798479.xml · derivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 592 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 18, 2022.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
July 17, 2023 Filed Jul 19, 2023 20:28 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 592 $354.25 $209,716.00
Disclosure

SEC source: 0001059556-23-000040 · wk-form4_1689798479.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,838

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 18, 2022.

Read SEC document
July 17, 2023 Filed Jul 19, 2023 20:28 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 592 $80.81 $47,839.52
Disclosure

SEC source: 0001059556-23-000040 · wk-form4_1689798479.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 18, 2022.

Read SEC document
July 14, 2023 Filed Jul 17, 2023 21:30 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 282 $0.00 Strike: $79.55 $0.00
Disclosure

SEC source: 0001059556-23-000038 · wk-form4_1689629418.xml · derivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 282 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan adopted by Mr. Fauber on May 18, 2022.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
July 14, 2023 Filed Jul 17, 2023 21:30 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 282 $351.24 $99,049.68
Disclosure

SEC source: 0001059556-23-000038 · wk-form4_1689629418.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,838

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan adopted by Mr. Fauber on May 18, 2022.

Read SEC document
July 14, 2023 Filed Jul 17, 2023 21:30 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 282 $79.55 $22,433.10
Disclosure

SEC source: 0001059556-23-000038 · wk-form4_1689629418.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan adopted by Mr. Fauber on May 18, 2022.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:00 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 83 $346.39 $28,750.37
Disclosure

SEC source: 0001209191-23-040939 · doc4.xml · derivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383.9461

Underlying: Common Stock · 83 shares

Expires not disclosed

F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:00 UTC
Kaye MarkEVP & Chief Financial Officer
Tax withholdingCommon Stock 43 $344.19 $14,800.17
Disclosure

SEC source: 0001209191-23-040936 · doc4.xml · nonDerivative · entry 1

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,279

F1 · shares: Disposition of shares to satisfy tax withholding obligation.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 20:00 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,540 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001209191-23-038743 · doc4.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,540 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 20:00 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,618 $0.00 Strike: $79.55 $0.00
Disclosure

SEC source: 0001209191-23-038743 · doc4.xml · derivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,618 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 20:00 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 3,540 $350.39 $1,240,380.60
Disclosure

SEC source: 0001209191-23-038743 · doc4.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,838

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 20:00 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 3,540 $80.81 $286,067.40
Disclosure

SEC source: 0001209191-23-038743 · doc4.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 20:00 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 2,618 $350.39 $917,321.02
Disclosure

SEC source: 0001209191-23-038743 · doc4.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,838

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
June 16, 2023 Filed Jun 21, 2023 20:00 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 2,618 $79.55 $208,261.90
Disclosure

SEC source: 0001209191-23-038743 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:00 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 276 $0.00 Strike: $79.55 $0.00
Disclosure

SEC source: 0001209191-23-037790 · doc4.xml · derivative · entry 9

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 276 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:00 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 47 $0.00 Strike: $79.55 $0.00
Disclosure

SEC source: 0001209191-23-037790 · doc4.xml · derivative · entry 8

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:00 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 95 $0.00 Strike: $79.55 $0.00
Disclosure

SEC source: 0001209191-23-037790 · doc4.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 95 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:00 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 276 $341.11 $94,146.36
Disclosure

SEC source: 0001209191-23-037790 · doc4.xml · nonDerivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,838

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:00 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 276 $79.55 $21,955.80
Disclosure

SEC source: 0001209191-23-037790 · doc4.xml · nonDerivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:00 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 47 $350.00 $16,450.00
Disclosure

SEC source: 0001209191-23-037790 · doc4.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,838

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:00 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 47 $79.55 $3,738.85
Disclosure

SEC source: 0001209191-23-037790 · doc4.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:00 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 95 $350.00 $33,250.00
Disclosure

SEC source: 0001209191-23-037790 · doc4.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,838

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:00 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 95 $79.55 $7,557.25
Disclosure

SEC source: 0001209191-23-037790 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 20:00 UTC GrantDividend Equivalent · Derivative 1.429 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036237 · doc4.xml · derivative · entry 2

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3.048

Underlying: Common Stock · 1.429 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 20:00 UTC GrantCommon Stock 6.868 $335.45 $2,303.87
Disclosure

SEC source: 0001209191-23-036237 · doc4.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,635.012

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 20:00 UTC GrantDividend Equivalent · Derivative 1.429 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036239 · doc4.xml · derivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3.048

Underlying: Common Stock · 1.429 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 20:00 UTC GrantCommon Stock 9.49 $335.45 $3,183.42
Disclosure

SEC source: 0001209191-23-036239 · doc4.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,165.589

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 20:00 UTC GrantCommon Stock 7 $333.87 $2,337.09
Disclosure

SEC source: 0001209191-23-036239 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,156.099

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 20:00 UTC
Minaya JoseDirector
GrantCommon Stock · Derivative 3.113 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036238 · doc4.xml · derivative · entry 2

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8.258

Underlying: Common Stock · 3.113 shares

Expires not disclosed

F4 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F4 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F4 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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June 09, 2023 Filed Jun 12, 2023 20:00 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 0.679 $335.48 $227.79
Disclosure

SEC source: 0001209191-23-036238 · doc4.xml · derivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301.1267

Underlying: Common Stock · 0.679 shares

Expires not disclosed

F1 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

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June 09, 2023 Filed Jun 12, 2023 20:00 UTC
Hill KathrynDirector
GrantCommon Stock 2.91 $335.45 $976.16
Disclosure

SEC source: 0001209191-23-036236 · doc4.xml · nonDerivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,597.665

F1 · shares: RSU deferred dividend reinvestment accrual.

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June 09, 2023 Filed Jun 12, 2023 20:00 UTC GrantCommon Stock 2.816 $335.45 $944.63
Disclosure

SEC source: 0001209191-23-036235 · doc4.xml · nonDerivative · entry 1

HOWELL LLOYD JR · CIK 0001505488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,850.477

F1 · shares: RSU deferred dividend reinvestment accrual.

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June 09, 2023 Filed Jun 12, 2023 20:00 UTC GrantDividend Equivalent · Derivative 1.952 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036234 · doc4.xml · derivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3.571

Underlying: Common Stock · 1.952 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

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June 09, 2023 Filed Jun 12, 2023 20:00 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 1.081 $335.48 $362.65
Disclosure

SEC source: 0001209191-23-036234 · doc4.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479.3039

Underlying: Common Stock · 1.081 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

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June 09, 2023 Filed Jun 12, 2023 20:00 UTC GrantCommon Stock 9.579 $335.45 $3,213.28
Disclosure

SEC source: 0001209191-23-036234 · doc4.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,531.649

F1 · shares: RSU deferred dividend reinvestment accrual.

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June 09, 2023 Filed Jun 12, 2023 20:00 UTC GrantCommon Stock 1.389 $335.45 $465.94
Disclosure

SEC source: 0001209191-23-036233 · doc4.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,223.589

F2 · shares: RSU deferred dividend reinvestment accrual.

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June 09, 2023 Filed Jun 12, 2023 20:00 UTC GrantCommon Stock 19 $333.87 $6,343.53
Disclosure

SEC source: 0001209191-23-036233 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,222.2

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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June 09, 2023 Filed Jun 12, 2023 20:00 UTC GrantCommon Stock 17 $333.87 $5,675.79
Disclosure

SEC source: 0001209191-23-036232 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,501

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.