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MCO

MOODYS CORP /DE/

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386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 29, 2023 Filed Oct 2, 2023 20:41 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 756 $0.00 Strike: $98.01 $0.00
Disclosure

SEC source: 0001059556-23-000084 · wk-form4_1696279273.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 756 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:41 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 790 $320.93 $253,534.70
Disclosure

SEC source: 0001059556-23-000084 · wk-form4_1696279273.xml · nonDerivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,838

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:41 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 790 $80.81 $63,839.90
Disclosure

SEC source: 0001059556-23-000084 · wk-form4_1696279273.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:41 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 756 $320.93 $242,623.08
Disclosure

SEC source: 0001059556-23-000084 · wk-form4_1696279273.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,838

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:41 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 756 $98.01 $74,095.56
Disclosure

SEC source: 0001059556-23-000084 · wk-form4_1696279273.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:41 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 1,000 $320.93 $320,930.00
Disclosure

SEC source: 0001059556-23-000084 · wk-form4_1696279273.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,838

F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:37 UTC
Sullivan CarolineSVP, Corp Contr & Interim CFO
GrantEmployee Stock Option (right to buy) · Derivative 375 $0.00 Strike: $318.79 $0.00
Disclosure

SEC source: 0001059556-23-000088 · wk-form4_1696365434.xml · derivative · entry 2

Sullivan Caroline · CIK 0001759006 · SVP, Corp Contr & Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,374

Underlying: Common Stock · 375 shares

Expires 2033-09-29

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:37 UTC
Sullivan CarolineSVP, Corp Contr & Interim CFO
GrantCommon Stock 125 $318.79 $39,848.75
Disclosure

SEC source: 0001059556-23-000088 · wk-form4_1696365434.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP, Corp Contr & Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,016.466

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:35 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 790 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-23-000082 · wk-form4_1695069335.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 790 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:35 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 756 $0.00 Strike: $98.01 $0.00
Disclosure

SEC source: 0001059556-23-000082 · wk-form4_1695069335.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 756 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:35 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 790 $343.99 $271,752.10
Disclosure

SEC source: 0001059556-23-000082 · wk-form4_1695069335.xml · nonDerivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,838

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:35 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 790 $80.81 $63,839.90
Disclosure

SEC source: 0001059556-23-000082 · wk-form4_1695069335.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:35 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 756 $343.99 $260,056.44
Disclosure

SEC source: 0001059556-23-000082 · wk-form4_1695069335.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,838

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:35 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 756 $98.01 $74,095.56
Disclosure

SEC source: 0001059556-23-000082 · wk-form4_1695069335.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:35 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 1,000 $343.99 $343,990.00
Disclosure

SEC source: 0001059556-23-000082 · wk-form4_1695069335.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,838

F1 · shares: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:19 UTC
Minaya JoseDirector
GrantDividend Equivalent · Derivative 3.067 $0.00 $0.00
Disclosure

SEC source: 0001059556-23-000076 · wk-form4_1694467182.xml · derivative · entry 2

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11.409

Underlying: Common Stock · 3.067 shares

Expires not disclosed

F4 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F4 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F4 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:19 UTC
Minaya JoseDirector
GrantPhantom Stock Units (Deferred Compensation) · Derivative 0.85 $339.77 $288.80
Disclosure

SEC source: 0001059556-23-000076 · wk-form4_1694467182.xml · derivative · entry 1

Minaya Jose · CIK 0001950068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385.06

Underlying: Common Stock · 0.85 shares

Expires not disclosed

F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:20 UTC GrantDividend Equivalent · Derivative 1.924 $0.00 $0.00
Disclosure

SEC source: 0001059556-23-000078 · wk-form4_1694467246.xml · derivative · entry 3

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5.495

Underlying: Common Stock · 1.924 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:20 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 1.06 $339.77 $360.16
Disclosure

SEC source: 0001059556-23-000078 · wk-form4_1694467246.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 480.41

Underlying: Common Stock · 1.06 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: The units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: The units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:20 UTC GrantCommon Stock 9.44 $341.21 $3,221.02
Disclosure

SEC source: 0001059556-23-000078 · wk-form4_1694467246.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,541.089

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:16 UTC GrantDividend Equivalent · Derivative 1.408 $0.00 $0.00
Disclosure

SEC source: 0001059556-23-000074 · wk-form4_1694466985.xml · derivative · entry 3

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4.456

Underlying: Common Stock · 1.408 shares

Expires not disclosed

F3 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F3 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:16 UTC GrantCommon Stock 9.352 $341.21 $3,191.00
Disclosure

SEC source: 0001059556-23-000074 · wk-form4_1694466985.xml · nonDerivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,181.941

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:16 UTC GrantCommon Stock 7 $342.50 $2,397.50
Disclosure

SEC source: 0001059556-23-000074 · wk-form4_1694466985.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,172.589

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:15 UTC GrantCommon Stock 16 $342.50 $5,480.00
Disclosure

SEC source: 0001059556-23-000072 · wk-form4_1694466912.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,517

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:13 UTC GrantCommon Stock 2.775 $341.21 $946.86
Disclosure

SEC source: 0001059556-23-000070 · wk-form4_1694466787.xml · nonDerivative · entry 1

HOWELL LLOYD JR · CIK 0001505488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,853.252

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:12 UTC
Hill KathrynDirector
GrantCommon Stock 2.868 $341.21 $978.59
Disclosure

SEC source: 0001059556-23-000068 · wk-form4_1694466716.xml · nonDerivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,600.533

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:09 UTC GrantDividend Equivalent · Derivative 1.408 $0.00 $0.00
Disclosure

SEC source: 0001059556-23-000066 · wk-form4_1694466565.xml · derivative · entry 2

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4.456

Underlying: Common Stock · 1.408 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:09 UTC GrantCommon Stock 6.769 $341.21 $2,309.65
Disclosure

SEC source: 0001059556-23-000066 · wk-form4_1694466565.xml · nonDerivative · entry 1

Esperdy Therese · CIK 0001767289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,641.781

F1 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:08 UTC GrantCommon Stock 1.369 $341.21 $467.12
Disclosure

SEC source: 0001059556-23-000064 · wk-form4_1694466483.xml · nonDerivative · entry 2

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,243.958

F2 · shares: RSU deferred dividend reinvestment accrual.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:08 UTC GrantCommon Stock 19 $342.50 $6,507.50
Disclosure

SEC source: 0001059556-23-000064 · wk-form4_1694466483.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,242.589

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 20:19 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 790 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-23-000062 · wk-form4_1693599574.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 790 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 20:19 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 756 $0.00 Strike: $98.01 $0.00
Disclosure

SEC source: 0001059556-23-000062 · wk-form4_1693599574.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 756 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 20:19 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 790 $338.82 $267,667.80
Disclosure

SEC source: 0001059556-23-000062 · wk-form4_1693599574.xml · nonDerivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,838

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 20:19 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 790 $80.81 $63,839.90
Disclosure

SEC source: 0001059556-23-000062 · wk-form4_1693599574.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 20:19 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 756 $338.82 $256,147.92
Disclosure

SEC source: 0001059556-23-000062 · wk-form4_1693599574.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,835

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 20:19 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 756 $98.01 $74,095.56
Disclosure

SEC source: 0001059556-23-000062 · wk-form4_1693599574.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 20:19 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 1,000 $338.82 $338,820.00
Disclosure

SEC source: 0001059556-23-000062 · wk-form4_1693599574.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,838

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 20:09 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 790 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001059556-23-000060 · wk-form4_1692302945.xml · derivative · entry 7

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 790 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 20:09 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 759 $0.00 Strike: $98.01 $0.00
Disclosure

SEC source: 0001059556-23-000060 · wk-form4_1692302945.xml · derivative · entry 6

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 759 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 20:09 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 790 $331.23 $261,671.70
Disclosure

SEC source: 0001059556-23-000060 · wk-form4_1692302945.xml · nonDerivative · entry 5

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,838

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 20:09 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 790 $80.81 $63,839.90
Disclosure

SEC source: 0001059556-23-000060 · wk-form4_1692302945.xml · nonDerivative · entry 4

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 20:09 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 759 $331.23 $251,403.57
Disclosure

SEC source: 0001059556-23-000060 · wk-form4_1692302945.xml · nonDerivative · entry 3

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,838

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 20:09 UTC
Fauber RobertDirector · President and CEO
Exercise / conversionCommon Stock 759 $98.01 $74,389.59
Disclosure

SEC source: 0001059556-23-000060 · wk-form4_1692302945.xml · nonDerivative · entry 2

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
August 16, 2023 Filed Aug 17, 2023 20:09 UTC
Fauber RobertDirector · President and CEO
SaleCommon Stock 1,000 $331.23 $331,230.00
Disclosure

SEC source: 0001059556-23-000060 · wk-form4_1692302945.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,838

F1 · kind: Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 21:07 UTC
Sullivan CarolineSVP - Corporate Controller
SaleCommon Stock 297 $339.04 $100,694.88
Disclosure

SEC source: 0001059556-23-000058 · wk-form4_1692047224.xml · nonDerivative · entry 1

Sullivan Caroline · CIK 0001759006 · SVP - Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 891.466

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:59 UTC
Kaye MarkEVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,544 $0.00 Strike: $325.99 $0.00
Disclosure

SEC source: 0001059556-23-000056 · wk-form4_1691531951.xml · derivative · entry 16

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,544 shares

Expires 2032-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:59 UTC
Kaye MarkEVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,857 $0.00 Strike: $276.84 $0.00
Disclosure

SEC source: 0001059556-23-000056 · wk-form4_1691531951.xml · derivative · entry 15

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,857 shares

Expires 2031-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:59 UTC
Kaye MarkEVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 714 $0.00 Strike: $277.05 $0.00
Disclosure

SEC source: 0001059556-23-000056 · wk-form4_1691531951.xml · derivative · entry 14

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 714 shares

Expires 2030-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:59 UTC
Kaye MarkEVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,470 $0.00 Strike: $280.42 $0.00
Disclosure

SEC source: 0001059556-23-000056 · wk-form4_1691531951.xml · derivative · entry 13

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,470 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 21:59 UTC
Kaye MarkEVP & Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,741 $0.00 Strike: $173.58 $0.00
Disclosure

SEC source: 0001059556-23-000056 · wk-form4_1691531951.xml · derivative · entry 12

Kaye Mark · CIK 0001748691 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,741 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.