Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 06, 2023 Filed Apr 7, 2023 15:27 UTC |
Pellegrino Nancy DDirector
|
GrantCommon Stock | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000073 · wf-form4_168088124028603.xml · nonDerivative · entry 1 Pellegrino Nancy D · CIK 0001792763 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,667 F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 15:25 UTC |
Harrell Joanne RDirector
|
GrantCommon Stock | 1,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000070 · wf-form4_168088113273312.xml · nonDerivative · entry 1 Harrell Joanne R · CIK 0001908787 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,669 F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 15:24 UTC |
Cavanaugh Sandra ADirector
|
GrantCommon Stock | 754 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000068 · wf-form4_168088105140618.xml · nonDerivative · entry 1 Cavanaugh Sandra A · CIK 0001742382 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,641 F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 15:14 UTC |
Parr David LEVP, DIR. OF COMM'L BANKING
|
Exercise / conversionRestricted Stock Units · Derivative | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000059 · wf-form4_168020365503886.xml · derivative · entry 4 Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 322 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 966 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 966 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 15:14 UTC |
Parr David LEVP, DIR. OF COMM'L BANKING
|
Tax withholdingCommon Stock | 76 | $18.75 | $1,425.00 |
DisclosureSEC source: 0001518715-23-000059 · wf-form4_168020365503886.xml · nonDerivative · entry 2 Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,033 F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 15:14 UTC |
Parr David LEVP, DIR. OF COMM'L BANKING
|
Exercise / conversionCommon Stock | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000059 · wf-form4_168020365503886.xml · nonDerivative · entry 1 Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 15:10 UTC |
Hand Erik DEVP, Mortgage Lending Director
|
Exercise / conversionRestricted Stock Units · Derivative | 382 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000055 · wf-form4_168020340550707.xml · derivative · entry 2 Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 382 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 1,146 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. F2 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 1,146 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 15:10 UTC |
Hand Erik DEVP, Mortgage Lending Director
|
Exercise / conversionCommon Stock | 382 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000055 · wf-form4_168020340550707.xml · nonDerivative · entry 1 Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:03 UTC |
Harper TroyEVP, CIO & COO
|
Exercise / conversionRestricted Stock Units · Derivative | 884 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000052 · wf-form4_168020299950153.xml · derivative · entry 2 Harper Troy · CIK 0001722279 · EVP, CIO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 884 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 2,652 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. F2 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 2,652 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:03 UTC |
Harper TroyEVP, CIO & COO
|
Exercise / conversionCommon Stock | 884 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000052 · wf-form4_168020299950153.xml · nonDerivative · entry 1 Harper Troy · CIK 0001722279 · EVP, CIO & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 15:07 UTC |
Endresen WilliamEVP, Comm'l RE & Capital Pres.
|
Exercise / conversionRestricted Stock Units · Derivative | 1,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000053 · wf-form4_168020326759541.xml · derivative · entry 4 Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 4,383 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 4,383 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 15:07 UTC |
Endresen WilliamEVP, Comm'l RE & Capital Pres.
|
Tax withholdingCommon Stock | 356 | $18.75 | $6,675.00 |
DisclosureSEC source: 0001518715-23-000053 · wf-form4_168020326759541.xml · nonDerivative · entry 2 Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,923 F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 15:07 UTC |
Endresen WilliamEVP, Comm'l RE & Capital Pres.
|
Exercise / conversionCommon Stock | 1,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000053 · wf-form4_168020326759541.xml · nonDerivative · entry 1 Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 15:13 UTC |
MASON MARK KDirector · CEO, President
|
Exercise / conversionRestricted Stock Units · Derivative | 4,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000058 · wf-form4_168020357267678.xml · derivative · entry 4 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 12,273 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 12,273 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 15:13 UTC |
MASON MARK KDirector · CEO, President
|
Tax withholdingCommon Stock | 1,610 | $18.75 | $30,187.50 |
DisclosureSEC source: 0001518715-23-000058 · wf-form4_168020357267678.xml · nonDerivative · entry 2 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,333 F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 15:13 UTC |
MASON MARK KDirector · CEO, President
|
Exercise / conversionCommon Stock | 4,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000058 · wf-form4_168020357267678.xml · nonDerivative · entry 1 MASON MARK K · CIK 0001396928 · Director · CEO, President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:15 UTC |
VAN AMEN DARRELLEVP, Chief Investment Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000060 · wf-form4_168020370586066.xml · derivative · entry 4 VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 3,708 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 3,708 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:15 UTC |
VAN AMEN DARRELLEVP, Chief Investment Officer
|
Tax withholdingCommon Stock | 301 | $18.75 | $5,643.75 |
DisclosureSEC source: 0001518715-23-000060 · wf-form4_168020370586066.xml · nonDerivative · entry 2 VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,384 F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:15 UTC |
VAN AMEN DARRELLEVP, Chief Investment Officer
|
Exercise / conversionCommon Stock | 1,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000060 · wf-form4_168020370586066.xml · nonDerivative · entry 1 VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:12 UTC |
LEMON PAULETTEEVP - Retail Banking Director
|
Exercise / conversionRestricted Stock Units · Derivative | 736 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000057 · wf-form4_168020351816803.xml · derivative · entry 4 LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 2,208 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 2,208 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:12 UTC |
LEMON PAULETTEEVP - Retail Banking Director
|
Tax withholdingCommon Stock | 212 | $18.75 | $3,975.00 |
DisclosureSEC source: 0001518715-23-000057 · wf-form4_168020351816803.xml · nonDerivative · entry 2 LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,916.2 F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:12 UTC |
LEMON PAULETTEEVP - Retail Banking Director
|
Exercise / conversionCommon Stock | 736 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000057 · wf-form4_168020351816803.xml · nonDerivative · entry 1 LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,128.2 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:09 UTC |
EVANS GODFREY BEVP - General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 1,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000054 · wf-form4_168020335462175.xml · derivative · entry 3 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 3,333 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. F3 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 3,333 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:09 UTC |
EVANS GODFREY BEVP - General Counsel
|
Tax withholdingCommon Stock | 357 | $18.75 | $6,693.75 |
DisclosureSEC source: 0001518715-23-000054 · wf-form4_168020335462175.xml · nonDerivative · entry 2 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,379 F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:09 UTC |
EVANS GODFREY BEVP - General Counsel
|
Exercise / conversionCommon Stock | 1,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000054 · wf-form4_168020335462175.xml · nonDerivative · entry 1 EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:11 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000056 · wf-form4_168020346570472.xml · derivative · entry 3 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 3,015 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. F3 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 3,015 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:11 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
Tax withholdingCommon Stock | 236 | $18.75 | $4,425.00 |
DisclosureSEC source: 0001518715-23-000056 · wf-form4_168020346570472.xml · nonDerivative · entry 2 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,406 F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 19:11 UTC |
ISEMAN JAY CEVP - Chief Credit Officer
|
Exercise / conversionCommon Stock | 1,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000056 · wf-form4_168020346570472.xml · nonDerivative · entry 1 ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| February 23, 2023 Filed Apr 7, 2023 11:25 UTC |
Green Jeffrey DDirector
|
OtherCommon Stock | 9.9185 | $26.23 | $260.16 |
DisclosureSEC source: 0001518715-23-000069 · wf-form4_168088109557107.xml · nonDerivative · entry 4 Green Jeffrey D · CIK 0001816753 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Tracy Green, Mr. Green's spouse Disclosed balance after: 752.8945 F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares. F4 · balance_after: These shares are owned by the reporting person's spouse. Mr. Green disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein. Read SEC document |
| February 23, 2023 Filed Apr 7, 2023 11:25 UTC |
Green Jeffrey DDirector
|
OtherCommon Stock | 11.088 | $26.22 | $290.73 |
DisclosureSEC source: 0001518715-23-000069 · wf-form4_168088109557107.xml · nonDerivative · entry 2 Green Jeffrey D · CIK 0001816753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,608.791 F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares. F2 · balance_after: 2,984.113 shares held jointly with Tracy Green, Mr. Green's spouse. Read SEC document |
| February 22, 2023 Filed Apr 7, 2023 11:25 UTC |
Green Jeffrey DDirector
|
OtherCommon Stock | 39.57 | $26.04 | $1,030.40 |
DisclosureSEC source: 0001518715-23-000069 · wf-form4_168088109557107.xml · nonDerivative · entry 1 Green Jeffrey D · CIK 0001816753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,597.703 F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares. F2 · balance_after: 2,984.113 shares held jointly with Tracy Green, Mr. Green's spouse. Read SEC document |
| January 06, 2023 Filed Jan 9, 2023 19:08 UTC |
Green Jeffrey DDirector
|
GrantCommon Stock | 976 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000021 · wf-form4_167330926543697.xml · nonDerivative · entry 3 Green Jeffrey D · CIK 0001816753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,558.133 F3 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy. F2 · balance_after: 2,944.543 shares held jointly with Tracy Green, Mr. Green's spouse. Read SEC document |
| January 06, 2023 Filed Jan 9, 2023 19:06 UTC |
Mitchell James RDirector
|
GrantCommon Stock | 465 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000019 · wf-form4_167330918925000.xml · nonDerivative · entry 1 Mitchell James R · CIK 0001801817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,845 F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy. Read SEC document |
| January 06, 2023 Filed Jan 9, 2023 19:06 UTC |
Patterson Mark RobertDirector
|
GrantCommon Stock | 651 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000018 · wf-form4_167330915569789.xml · nonDerivative · entry 1 Patterson Mark Robert · CIK 0001654917 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,476 F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy. Read SEC document |
| January 06, 2023 Filed Jan 9, 2023 19:09 UTC |
BOGGS SCOTT MDirector
|
GrantCommon Stock | 465 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000023 · wf-form4_167330933720443.xml · nonDerivative · entry 1 BOGGS SCOTT M · CIK 0001288278 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,133.76 F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy. F2 · balance_after: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse. Read SEC document |
| January 06, 2023 Filed Jan 10, 2023 00:07 UTC |
Harrell Joanne RDirector
|
GrantCommon Stock | 976 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000020 · wf-form4_167330923460231.xml · nonDerivative · entry 1 Harrell Joanne R · CIK 0001908787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,345 F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy. Read SEC document |
| January 06, 2023 Filed Jan 10, 2023 00:08 UTC |
Cavanaugh Sandra ADirector
|
GrantCommon Stock | 534 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000022 · wf-form4_167330929833983.xml · nonDerivative · entry 1 Cavanaugh Sandra A · CIK 0001742382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,887 F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy. Read SEC document |
| January 06, 2023 Filed Jan 10, 2023 00:05 UTC |
SMITH DOUGLAS IRVINEDirector
|
GrantCommon Stock | 1,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000016 · wf-form4_167330908356189.xml · nonDerivative · entry 1 SMITH DOUGLAS IRVINE · CIK 0001529678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,562 F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy. F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse. Read SEC document |
| January 06, 2023 Filed Jan 10, 2023 00:05 UTC |
Pellegrino Nancy DDirector
|
GrantCommon Stock | 948 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000017 · wf-form4_167330911533016.xml · nonDerivative · entry 1 Pellegrino Nancy D · CIK 0001792763 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,100 F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 20:05 UTC |
Parr David LEVP, DIR. OF COMM'L BANKING
|
Exercise / conversionRestricted Stock Units · Derivative | 373 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000005 · wf-form4_167288069974274.xml · derivative · entry 8 Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746 Underlying: Common Stock · 373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F6 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,119 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F6 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,119 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 20:05 UTC |
Parr David LEVP, DIR. OF COMM'L BANKING
|
Exercise / conversionRestricted Stock Units · Derivative | 561 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000005 · wf-form4_167288069974274.xml · derivative · entry 7 Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561 Underlying: Common Stock · 561 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F5 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,683 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,683 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 20:05 UTC |
Parr David LEVP, DIR. OF COMM'L BANKING
|
GrantRestricted Stock Units · Derivative | 2,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000005 · wf-form4_167288069974274.xml · derivative · entry 6 Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,303 Underlying: Common Stock · 2,303 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 2,303 RSUs, of which 767 shares vest on January 1, 2024 and 768 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 2,303 RSUs, of which 767 shares vest on January 1, 2024 and 768 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 20:05 UTC |
Parr David LEVP, DIR. OF COMM'L BANKING
|
Tax withholdingCommon Stock | 113 | $27.58 | $3,116.54 |
DisclosureSEC source: 0001518715-23-000005 · wf-form4_167288069974274.xml · nonDerivative · entry 4 Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,787 F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 20:05 UTC |
Parr David LEVP, DIR. OF COMM'L BANKING
|
Exercise / conversionCommon Stock | 373 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000005 · wf-form4_167288069974274.xml · nonDerivative · entry 3 Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 20:05 UTC |
Parr David LEVP, DIR. OF COMM'L BANKING
|
Tax withholdingCommon Stock | 170 | $27.58 | $4,688.60 |
DisclosureSEC source: 0001518715-23-000005 · wf-form4_167288069974274.xml · nonDerivative · entry 2 Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,527 F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 20:05 UTC |
Parr David LEVP, DIR. OF COMM'L BANKING
|
Exercise / conversionCommon Stock | 561 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000005 · wf-form4_167288069974274.xml · nonDerivative · entry 1 Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 20:10 UTC |
Hand Erik DEVP, Mortgage Lending Director
|
Exercise / conversionRestricted Stock Units · Derivative | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000012 · wf-form4_167288099456883.xml · derivative · entry 5 Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335 Underlying: Common Stock · 167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 20:10 UTC |
Hand Erik DEVP, Mortgage Lending Director
|
Exercise / conversionRestricted Stock Units · Derivative | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000012 · wf-form4_167288099456883.xml · derivative · entry 4 Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244 Underlying: Common Stock · 244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 732 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 732 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 20:10 UTC |
Hand Erik DEVP, Mortgage Lending Director
|
GrantRestricted Stock Units · Derivative | 966 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000012 · wf-form4_167288099456883.xml · derivative · entry 3 Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 966 Underlying: Common Stock · 966 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 966 RSUs, which vest incrementally in equal amounts on January 1, 2024, January 1, 2025, and January 1, 2026, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F2 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 966 RSUs, which vest incrementally in equal amounts on January 1, 2024, January 1, 2025, and January 1, 2026, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 20:10 UTC |
Hand Erik DEVP, Mortgage Lending Director
|
Exercise / conversionCommon Stock | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-23-000012 · wf-form4_167288099456883.xml · nonDerivative · entry 2 Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.