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Nasdaq · USD

MCHB

Mechanics Bancorp

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Tapewire entity
4145
SEC CIK
0001518715
Parsed reports
718

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 06, 2023 Filed Apr 7, 2023 15:27 UTC GrantCommon Stock 567 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000073 · wf-form4_168088124028603.xml · nonDerivative · entry 1

Pellegrino Nancy D · CIK 0001792763 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,667

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 15:25 UTC GrantCommon Stock 1,324 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000070 · wf-form4_168088113273312.xml · nonDerivative · entry 1

Harrell Joanne R · CIK 0001908787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,669

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 15:24 UTC GrantCommon Stock 754 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000068 · wf-form4_168088105140618.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,641

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 15:14 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Exercise / conversionRestricted Stock Units · Derivative 322 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000059 · wf-form4_168020365503886.xml · derivative · entry 4

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 966 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 966 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 15:14 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Tax withholdingCommon Stock 76 $18.75 $1,425.00
Disclosure

SEC source: 0001518715-23-000059 · wf-form4_168020365503886.xml · nonDerivative · entry 2

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,033

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 15:14 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Exercise / conversionCommon Stock 322 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000059 · wf-form4_168020365503886.xml · nonDerivative · entry 1

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 15:10 UTC
Hand Erik DEVP, Mortgage Lending Director
Exercise / conversionRestricted Stock Units · Derivative 382 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000055 · wf-form4_168020340550707.xml · derivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 1,146 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F2 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 1,146 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 15:10 UTC
Hand Erik DEVP, Mortgage Lending Director
Exercise / conversionCommon Stock 382 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000055 · wf-form4_168020340550707.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:03 UTC
Harper TroyEVP, CIO & COO
Exercise / conversionRestricted Stock Units · Derivative 884 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000052 · wf-form4_168020299950153.xml · derivative · entry 2

Harper Troy · CIK 0001722279 · EVP, CIO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 2,652 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F2 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 2,652 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:03 UTC
Harper TroyEVP, CIO & COO
Exercise / conversionCommon Stock 884 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000052 · wf-form4_168020299950153.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP, CIO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 15:07 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Exercise / conversionRestricted Stock Units · Derivative 1,461 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000053 · wf-form4_168020326759541.xml · derivative · entry 4

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 4,383 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 4,383 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 15:07 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Tax withholdingCommon Stock 356 $18.75 $6,675.00
Disclosure

SEC source: 0001518715-23-000053 · wf-form4_168020326759541.xml · nonDerivative · entry 2

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,923

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 15:07 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Exercise / conversionCommon Stock 1,461 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000053 · wf-form4_168020326759541.xml · nonDerivative · entry 1

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 15:13 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionRestricted Stock Units · Derivative 4,091 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000058 · wf-form4_168020357267678.xml · derivative · entry 4

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 12,273 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 12,273 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 15:13 UTC
MASON MARK KDirector · CEO, President
Tax withholdingCommon Stock 1,610 $18.75 $30,187.50
Disclosure

SEC source: 0001518715-23-000058 · wf-form4_168020357267678.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,333

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 15:13 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionCommon Stock 4,091 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000058 · wf-form4_168020357267678.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:15 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 1,236 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000060 · wf-form4_168020370586066.xml · derivative · entry 4

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 3,708 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 3,708 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:15 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Tax withholdingCommon Stock 301 $18.75 $5,643.75
Disclosure

SEC source: 0001518715-23-000060 · wf-form4_168020370586066.xml · nonDerivative · entry 2

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,384

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:15 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionCommon Stock 1,236 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000060 · wf-form4_168020370586066.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:12 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionRestricted Stock Units · Derivative 736 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000057 · wf-form4_168020351816803.xml · derivative · entry 4

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 2,208 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 2,208 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:12 UTC
LEMON PAULETTEEVP - Retail Banking Director
Tax withholdingCommon Stock 212 $18.75 $3,975.00
Disclosure

SEC source: 0001518715-23-000057 · wf-form4_168020351816803.xml · nonDerivative · entry 2

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,916.2

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:12 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionCommon Stock 736 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000057 · wf-form4_168020351816803.xml · nonDerivative · entry 1

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,128.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:09 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,111 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000054 · wf-form4_168020335462175.xml · derivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 3,333 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F3 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 3,333 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:09 UTC
EVANS GODFREY BEVP - General Counsel
Tax withholdingCommon Stock 357 $18.75 $6,693.75
Disclosure

SEC source: 0001518715-23-000054 · wf-form4_168020335462175.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,379

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:09 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionCommon Stock 1,111 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000054 · wf-form4_168020335462175.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:11 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 1,005 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000056 · wf-form4_168020346570472.xml · derivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 3,015 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F3 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 3,015 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:11 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Tax withholdingCommon Stock 236 $18.75 $4,425.00
Disclosure

SEC source: 0001518715-23-000056 · wf-form4_168020346570472.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,406

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:11 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionCommon Stock 1,005 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000056 · wf-form4_168020346570472.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
February 23, 2023 Filed Apr 7, 2023 11:25 UTC OtherCommon Stock 9.9185 $26.23 $260.16
Disclosure

SEC source: 0001518715-23-000069 · wf-form4_168088109557107.xml · nonDerivative · entry 4

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Tracy Green, Mr. Green's spouse

Disclosed balance after: 752.8945

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F4 · balance_after: These shares are owned by the reporting person's spouse. Mr. Green disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.

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February 23, 2023 Filed Apr 7, 2023 11:25 UTC OtherCommon Stock 11.088 $26.22 $290.73
Disclosure

SEC source: 0001518715-23-000069 · wf-form4_168088109557107.xml · nonDerivative · entry 2

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,608.791

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 2,984.113 shares held jointly with Tracy Green, Mr. Green's spouse.

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February 22, 2023 Filed Apr 7, 2023 11:25 UTC OtherCommon Stock 39.57 $26.04 $1,030.40
Disclosure

SEC source: 0001518715-23-000069 · wf-form4_168088109557107.xml · nonDerivative · entry 1

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,597.703

F1 · balance_after: These shares were purchased pursuant to dividend reinvestment plans. Because of the small value of these transactions, no Form 4 was required at the time of the purchase of such shares.

F2 · balance_after: 2,984.113 shares held jointly with Tracy Green, Mr. Green's spouse.

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January 06, 2023 Filed Jan 9, 2023 19:08 UTC GrantCommon Stock 976 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000021 · wf-form4_167330926543697.xml · nonDerivative · entry 3

Green Jeffrey D · CIK 0001816753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,558.133

F3 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

F2 · balance_after: 2,944.543 shares held jointly with Tracy Green, Mr. Green's spouse.

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January 06, 2023 Filed Jan 9, 2023 19:06 UTC GrantCommon Stock 465 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000019 · wf-form4_167330918925000.xml · nonDerivative · entry 1

Mitchell James R · CIK 0001801817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,845

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

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January 06, 2023 Filed Jan 9, 2023 19:06 UTC GrantCommon Stock 651 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000018 · wf-form4_167330915569789.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,476

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
January 06, 2023 Filed Jan 9, 2023 19:09 UTC GrantCommon Stock 465 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000023 · wf-form4_167330933720443.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,133.76

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

F2 · balance_after: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

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January 06, 2023 Filed Jan 10, 2023 00:07 UTC GrantCommon Stock 976 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000020 · wf-form4_167330923460231.xml · nonDerivative · entry 1

Harrell Joanne R · CIK 0001908787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,345

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
January 06, 2023 Filed Jan 10, 2023 00:08 UTC GrantCommon Stock 534 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000022 · wf-form4_167330929833983.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,887

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
January 06, 2023 Filed Jan 10, 2023 00:05 UTC GrantCommon Stock 1,227 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000016 · wf-form4_167330908356189.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,562

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

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January 06, 2023 Filed Jan 10, 2023 00:05 UTC GrantCommon Stock 948 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000017 · wf-form4_167330911533016.xml · nonDerivative · entry 1

Pellegrino Nancy D · CIK 0001792763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 20:05 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Exercise / conversionRestricted Stock Units · Derivative 373 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000005 · wf-form4_167288069974274.xml · derivative · entry 8

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746

Underlying: Common Stock · 373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,119 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,119 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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January 01, 2023 Filed Jan 4, 2023 20:05 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Exercise / conversionRestricted Stock Units · Derivative 561 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000005 · wf-form4_167288069974274.xml · derivative · entry 7

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561

Underlying: Common Stock · 561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,683 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,683 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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January 01, 2023 Filed Jan 4, 2023 20:05 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
GrantRestricted Stock Units · Derivative 2,303 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000005 · wf-form4_167288069974274.xml · derivative · entry 6

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,303

Underlying: Common Stock · 2,303 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 2,303 RSUs, of which 767 shares vest on January 1, 2024 and 768 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 2,303 RSUs, of which 767 shares vest on January 1, 2024 and 768 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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January 01, 2023 Filed Jan 4, 2023 20:05 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Tax withholdingCommon Stock 113 $27.58 $3,116.54
Disclosure

SEC source: 0001518715-23-000005 · wf-form4_167288069974274.xml · nonDerivative · entry 4

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 20:05 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Exercise / conversionCommon Stock 373 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000005 · wf-form4_167288069974274.xml · nonDerivative · entry 3

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 20:05 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Tax withholdingCommon Stock 170 $27.58 $4,688.60
Disclosure

SEC source: 0001518715-23-000005 · wf-form4_167288069974274.xml · nonDerivative · entry 2

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,527

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 20:05 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Exercise / conversionCommon Stock 561 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000005 · wf-form4_167288069974274.xml · nonDerivative · entry 1

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 20:10 UTC
Hand Erik DEVP, Mortgage Lending Director
Exercise / conversionRestricted Stock Units · Derivative 167 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000012 · wf-form4_167288099456883.xml · derivative · entry 5

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335

Underlying: Common Stock · 167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 20:10 UTC
Hand Erik DEVP, Mortgage Lending Director
Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000012 · wf-form4_167288099456883.xml · derivative · entry 4

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244

Underlying: Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 732 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 732 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 20:10 UTC
Hand Erik DEVP, Mortgage Lending Director
GrantRestricted Stock Units · Derivative 966 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000012 · wf-form4_167288099456883.xml · derivative · entry 3

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966

Underlying: Common Stock · 966 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 966 RSUs, which vest incrementally in equal amounts on January 1, 2024, January 1, 2025, and January 1, 2026, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 966 RSUs, which vest incrementally in equal amounts on January 1, 2024, January 1, 2025, and January 1, 2026, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 20:10 UTC
Hand Erik DEVP, Mortgage Lending Director
Exercise / conversionCommon Stock 167 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000012 · wf-form4_167288099456883.xml · nonDerivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.