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Hand Erik D

Disclosed activity across 1 company

Tapewire entity
75793
SEC CIK
0001813509

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Mechanics Bancorp

Report date September 02, 2025 · Filed September 04, 2025

Section 16 reporting ended · disclosed 2025-09-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,236 Ending reported balance After 2025-09-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-09-02 · Grant · Acquired 966 · Balance 7,194

F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F2: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2023. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Row 2 · 2025-09-02 · Grant · Acquired 3,042 · Balance 10,236

F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F3: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2024. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Common StockSEC Table I · non-derivativeIndirectHomeStreet, Inc. 401(k) Savings Plan3,165.212 Reported balance Holding disclosure · report date 2025-09-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 3,165.212

F4: Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(K Plan is as of September 2, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F2: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2023. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

F3: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2024. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

F4: Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(K Plan is as of September 2, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2025 Filed Sep 4, 2025 21:40 UTC Mechanics Bancorp MCHB · Entity 4145 GrantCommon Stock 3,042 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000164 · wk-form4_1757036414.xml · nonDerivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,236

F1 · shares: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F3 · price: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2024. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 21:40 UTC Mechanics Bancorp MCHB · Entity 4145 GrantCommon Stock 966 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000164 · wk-form4_1757036414.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,194

F1 · shares: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F2 · price: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2023. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 19:51 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 1,014 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000004 · wk-form4_1735951906.xml · derivative · entry 7

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,028

Underlying: Common Stock · 1,014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 3,042 RSUs, of which shares vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 3,042 RSUs, of which shares vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 19:51 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 322 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000004 · wk-form4_1735951906.xml · derivative · entry 6

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322

Underlying: Common Stock · 322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 966 RSUs, which vest incrementally in equal amounts on January 1, 2024, January 1, 2025, and January 1, 2026, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 966 RSUs, which vest incrementally in equal amounts on January 1, 2024, January 1, 2025, and January 1, 2026, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 19:51 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 168 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000004 · wk-form4_1735951906.xml · derivative · entry 5

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 19:51 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 1,014 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-25-000004 · wk-form4_1735951906.xml · nonDerivative · entry 3

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 19:51 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 322 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-25-000004 · wk-form4_1735951906.xml · nonDerivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 19:51 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 168 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-25-000004 · wk-form4_1735951906.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 16:30 UTC Mechanics Bancorp HMST · Entity 4145 SaleCommon Stock 5,000 $11.45 $57,250.00
Disclosure

SEC source: 0001518715-24-000192 · wk-form4_1734557393.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,724

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:22 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 322 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000002 · wk-form4_1704334943.xml · derivative · entry 8

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 644

Underlying: Common Stock · 322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 966 RSUs, which vest incrementally in equal amounts on January 1, 2024, January 1, 2025, and January 1, 2026, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 966 RSUs, which vest incrementally in equal amounts on January 1, 2024, January 1, 2025, and January 1, 2026, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:22 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 167 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000002 · wk-form4_1704334943.xml · derivative · entry 7

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168

Underlying: Common Stock · 167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:22 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000002 · wk-form4_1704334943.xml · derivative · entry 6

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 732 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 732 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:22 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 3,042 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000002 · wk-form4_1704334943.xml · derivative · entry 5

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,042

Underlying: Common Stock · 3,042 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 3,042 RSUs, of which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 3,042 RSUs, of which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:22 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 322 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000002 · wk-form4_1704334943.xml · nonDerivative · entry 3

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:22 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 167 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000002 · wk-form4_1704334943.xml · nonDerivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:22 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 244 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000002 · wk-form4_1704334943.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
May 05, 2023 Filed May 8, 2023 13:39 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 3,167 $6.25 $19,793.75
Disclosure

SEC source: 0001518715-23-000106 · wf-form4_168356758313588.xml · nonDerivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,158

Read SEC document
May 05, 2023 Filed Jul 7, 2023 18:16 UTC Amendment Mechanics Bancorp HMST · Entity 4145 OtherCommon Stock 3,167 $6.25 $19,793.75
Disclosure

SEC source: 0001518715-23-000139 · wk-form4a_1688768170.xml · nonDerivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Indirect · HomeStreet, Inc. 401(k) Savings Plan

Disclosed balance after: 3,167

F2 · ownership.nature: Participants in the Company 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.

Read SEC document
May 04, 2023 Filed May 8, 2023 13:39 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 5,000 $5.04 $25,175.00
Disclosure

SEC source: 0001518715-23-000106 · wf-form4_168356758313588.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,991

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.87 to $5.20, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
May 04, 2023 Filed Jul 7, 2023 18:16 UTC Amendment Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 5,000 $5.04 $25,175.00
Disclosure

SEC source: 0001518715-23-000139 · wk-form4a_1688768170.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,991

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.87 to $5.20, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 15:10 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 382 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000055 · wf-form4_168020340550707.xml · derivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 1,146 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F2 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 1,146 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 15:10 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 382 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000055 · wf-form4_168020340550707.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 20:10 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 167 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000012 · wf-form4_167288099456883.xml · derivative · entry 5

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335

Underlying: Common Stock · 167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 20:10 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000012 · wf-form4_167288099456883.xml · derivative · entry 4

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244

Underlying: Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 732 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 732 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 20:10 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 966 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000012 · wf-form4_167288099456883.xml · derivative · entry 3

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966

Underlying: Common Stock · 966 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 966 RSUs, which vest incrementally in equal amounts on January 1, 2024, January 1, 2025, and January 1, 2026, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 966 RSUs, which vest incrementally in equal amounts on January 1, 2024, January 1, 2025, and January 1, 2026, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 20:10 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 167 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000012 · wf-form4_167288099456883.xml · nonDerivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 20:10 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 244 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000012 · wf-form4_167288099456883.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:59 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingRestricted Stock Units · Derivative 382 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000070 · wf-form4_164868113926212.xml · derivative · entry 4

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382

Underlying: Common Stock · 382 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 1,146 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 1,146 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:59 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 303 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000070 · wf-form4_164868113926212.xml · derivative · entry 3

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 909 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 909 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:59 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 382 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000070 · wf-form4_164868113926212.xml · nonDerivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 18:59 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 303 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000070 · wf-form4_164868113926212.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 20:24 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionPerformance Share Units · Derivative 1,281 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000047 · wf-form4_164341945345242.xml · derivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock.

F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on April 25, 2019. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU.

F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on April 25, 2019. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 20:24 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 1,281 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000047 · wf-form4_164341945345242.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on April 25, 2019. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:39 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000010 · wf-form4_164133956690975.xml · derivative · entry 3

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

Underlying: Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 732 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 732 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:39 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 502 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000010 · wf-form4_164133956690975.xml · derivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502

Underlying: Common Stock · 502 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 502 RSUs, of which 167 shares vest on each of January 1, 2023 and January 1, 2024, and 168 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 18:39 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 244 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000010 · wf-form4_164133956690975.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2021 Filed Mar 30, 2021 20:24 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 382 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000070 · wf-form4_161715023362976.xml · derivative · entry 4

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,799

Underlying: Common Stock · 382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 1,146 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 1,146 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · balance_after: The reporting person's remaining RSUs includes 303 RSUs granted on March 28 2019, which vest on March 28, 2022; 764 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2022 and March 28, 2023, respectively, and 732 RSUs granted on January 1, 2021, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2021 Filed Mar 30, 2021 20:24 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 303 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000070 · wf-form4_161715023362976.xml · derivative · entry 3

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,181

Underlying: Common Stock · 303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 909 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 909 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2021 Filed Mar 30, 2021 20:24 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 382 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000070 · wf-form4_161715023362976.xml · nonDerivative · entry 2

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on March 28, 2020.

Read SEC document
March 28, 2021 Filed Mar 30, 2021 20:24 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 303 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000070 · wf-form4_161715023362976.xml · nonDerivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 20:10 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 733 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000004 · wf-form4_160980899190179.xml · derivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485

Underlying: Common Stock · 733 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 733 RSUs, of which 244 shares vest each on January 1, 2022 and January 1, 2023, and 245 shares vest on January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 733 RSUs, of which 244 shares vest each on January 1, 2022 and January 1, 2023, and 245 shares vest on January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · balance_after: The reporting person's remaining RSUs includes 606 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively, 1,146 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively, and 733 RSUs granted on January 1, 2021, of which 244 shares vest each on January 1, 2022 and January 1, 2023, and 245 shares vest on January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 18:26 UTC Amendment Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 732 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000012 · wf-form4a_160988920076743.xml · derivative · entry 1

Hand Erik D · CIK 0001813509 · EVP, Mortgage Lending Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,484

Underlying: Common Stock · 732 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · shares: This amendment is being filed solely to correct the number of RSUs granted to reporting person on January 1, 2021 and the vesting schedule for those shares.

F3 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 732 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 732 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 606 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively, 1,146 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively, and 732 RSUs granted on January 1, 2021, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.